Applied Optoelectronics Ownership | Who Owns Applied Optoelectronics?
Applied Optoelectronics Ownership Summary
Applied Optoelectronics is owned by 1.06% institutional investors, 4.80% insiders, and 94.13% retail investors. Blackrock funding, inc. /de is the largest institutional shareholder, holding 8.02% of AAOI shares. Vanguard Total Stock Mkt Idx Inv is the top mutual fund, with 3.18% of its assets in Applied Optoelectronics shares.
AAOI Ownership Benchmark
| Type | Name | % Inst | % Insiders | % Retail |
|---|---|---|---|---|
| Stock | Applied Optoelectronics | 1.06% | 4.80% | 94.13% |
| Sector | Technology Stocks | 35.54% | 12.05% | 52.42% |
| Idea | Semiconductor Stocks List | 42.90% | 7.21% | 49.89% |
Institutional Shareholders
Top Institutional Shareholders by Total Shares
| Holder | Shares | % Holding | Value |
|---|---|---|---|
| Blackrock funding, inc. /de | 3.39M | 8.02% | $125.08M |
| Blackrock | 3.01M | 7.85% | $24.98M |
| Vanguard group | 2.43M | 5.74% | $89.55M |
| D. e. shaw | 2.18M | 5.15% | $80.29M |
| Citigroup | 1.37M | 3.24% | $50.52M |
| State street | 1.09M | 2.57% | $40.13M |
| Geode capital management | 979.77K | 2.32% | $36.12M |
| Nomura | 849.99K | 2.01% | $31.33M |
| Royce & associates lp | 760.69K | 1.80% | $28.04M |
| Neuberger berman group | 663.85K | 1.57% | $24.19M |
Top Institutional Shareholders by % of Total Assets
| Holder | Shares | % Assets | Value |
|---|---|---|---|
| Cloudalpha capital management limited/hong kong | 362.96K | 0.96% | $13.38M |
| Emerald mutual fund advisers trust | 399.46K | 0.90% | $14.72M |
| Emerald advisers | 607.00K | 0.87% | $22.37M |
| Oberweis asset management inc/ | 495.81K | 0.86% | $18.28M |
| Collaborative management lp | 40.93K | 0.69% | $339.33K |
| Rice hall james & associates | 184.69K | 0.37% | $6.81M |
| Formula growth | 50.00K | 0.31% | $767.50K |
| White pine capital | 24.98K | 0.31% | $920.80K |
| Royce & associates lp | 760.69K | 0.26% | $28.04M |
| Polymer capital management (hk) | 29.90K | 0.19% | $1.10M |
Top Buyers
| Holder | Shares | % Assets | Change |
|---|---|---|---|
| Blackrock | 3.01M | 0.00% | 2.16M |
| D. e. shaw | 2.18M | 0.06% | 2.04M |
| Citigroup | 1.37M | 0.03% | 1.03M |
| Nomura | 849.99K | 0.04% | 849.99K |
| Neuberger berman group | 663.85K | 0.02% | 663.85K |
Top Sellers
| Holder | Shares | % Assets | Change |
|---|---|---|---|
| Jat capital mgmt lp | - | - | -1.85M |
| Hood river capital management | - | - | -1.38M |
| Point72 asset management | - | - | -1.34M |
| Westfield capital management co lp | - | - | -1.33M |
| Shellback capital, lp | - | - | -1.25M |
New Positions
| Holder | Shares | % Assets | Change | Value |
|---|---|---|---|---|
| Neuberger berman group | 663.85K | 0.02% | 663.85K | $24.19M |
| Cloudalpha capital management limited/hong kong | 362.96K | 0.96% | 362.96K | $13.38M |
| Assenagon asset management | 345.39K | 0.02% | 345.39K | $12.73M |
| Cubist systematic strategies | 284.69K | 0.03% | 284.69K | $4.37M |
| Raymond james financial | 177.86K | 0.00% | 177.86K | $6.56M |
Sold Out
| Holder | Change |
|---|---|
| Barrett & company | -11.00 |
| Allworth financial lp | -23.00 |
| Capital performance advisors llp | -25.00 |
| Hoey investments | -27.00 |
| Smartleaf asset management | -35.00 |
Institutional Ownership Trends
| Date | Holdings | Change % | Shares | Change % | Ownership | Change % | Increased Position | Change % | Decreased Position | Change % |
|---|---|---|---|---|---|---|---|---|---|---|
| Mar 31, 2025 | 5 | -97.33% | 532,443 | -98.27% | 1 | 0.02% | 2 | -98.06% | 1 | -97.56% |
| Dec 31, 2024 | 183 | 13.66% | 30,489,249 | 3.44% | 72 | 1.49% | 102 | 15.91% | 41 | 13.89% |
| Sep 30, 2024 | 161 | 6.62% | 29,473,963 | 1.03% | 69 | 1.20% | 87 | -1.14% | 37 | - |
| Jun 30, 2024 | 151 | 13.53% | 29,174,617 | 1.79% | 76 | 1.24% | 88 | 11.39% | 37 | 19.35% |
| Mar 31, 2024 | 133 | 6.40% | 28,661,978 | 21.47% | 78 | 1.51% | 79 | 9.72% | 31 | 10.71% |
Top Mutual Funds Shareholders
| Holder | Shares | % Holding | Change |
|---|---|---|---|
| Vanguard Total Stock Mkt Idx Inv | 1.60M | 3.18% | 238.30K |
| Vanguard US Total Market Shares ETF | 1.34M | 2.70% | - |
| Columbia Small Cap Growth | 875.06K | 2.14% | 875.06K |
| Hood River Small-Cap Growth Instl | 811.96K | 1.99% | 152.51K |
| iShares Russell 2000 ETF | 1.08M | 1.95% | 182.00 |
| Invesco Dorsey Wright Technology MomtETF | 754.84K | 1.53% | - |
| Harbor Small Cap Growth Instl | 619.14K | 1.51% | 619.14K |
| Vanguard Institutional Extnd Mkt Idx Tr | 717.05K | 1.43% | 63.80K |
| Columbia Small Cap Value II | 556.40K | 1.36% | 236.06K |
| Oberweis Micro-Cap Growth | 495.81K | 1.00% | -370.10K |
Recent Insider Transactions
| Date | Name | Role | Activity | Value |
|---|---|---|---|---|
| May 16, 2025 | Murry Stefan J. | Chief Financial Officer | Sell | $38.70K |
| May 13, 2025 | Chang Hung-Lun (Fred) | *** See Remarks | Sell | $454.28K |
| May 14, 2025 | Kuo David C | *** See Remarks | Sell | $218.21K |
| May 13, 2025 | Lin Chih-Hsiang (Thompson) | President and CEO | Buy | $200.15K |
| May 13, 2025 | Lin Chih-Hsiang (Thompson) | President and CEO | Buy | $186.07K |
Insider Transactions Trends
| Date | Buy | Sell |
|---|---|---|
| 2025 Q2 | 2 | 3 |
| 2025 Q1 | - | 5 |
| 2024 Q4 | - | 17 |
| 2024 Q3 | - | 1 |
| 2024 Q2 | 1 | - |
AAOI Ownership FAQ
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