Caterpillar Ownership | Who Owns Caterpillar?
Caterpillar Ownership Summary
Caterpillar is owned by 71.50% institutional investors, 0.22% insiders, and 28.28% retail investors. Vanguard group is the largest institutional shareholder, holding 9.67% of CAT shares. Vanguard US Total Market Shares ETF is the top mutual fund, with 3.18% of its assets in Caterpillar shares.
CAT Ownership Benchmark
| Type | Name | % Inst | % Insiders | % Retail |
|---|---|---|---|---|
| Stock | Caterpillar | 71.50% | 0.22% | 28.28% |
| Sector | Industrials Stocks | 64.07% | 12.69% | 23.24% |
Institutional Shareholders
Top Institutional Shareholders by Total Shares
| Holder | Shares | % Holding | Value |
|---|---|---|---|
| Vanguard group | 46.81M | 9.67% | $16.98B |
| State street | 36.63M | 7.57% | $13.29B |
| Blackrock | 36.21M | 7.33% | $12.06B |
| Blackrock funding, inc. /de | 33.83M | 7.20% | $13.13B |
| State farm mutual automobile insurance | 17.67M | 3.76% | $6.86B |
| Geode capital management | 10.45M | 2.16% | $3.79B |
| Fisher asset management | 9.42M | 2.01% | $3.66B |
| Bill & melinda gates foundation trust | 7.35M | 1.57% | $2.85B |
| Morgan stanley | 7.28M | 1.47% | $2.42B |
| Northern trust | 6.36M | 1.29% | $2.12B |
Top Institutional Shareholders by % of Total Assets
| Holder | Shares | % Assets | Value |
|---|---|---|---|
| Drh investments | 30.41K | 12.20% | $11.81M |
| Altshuler shaham | 932.62K | 11.49% | $362.05M |
| Birmingham capital management co inc/al | 39.98K | 6.86% | $15.52M |
| State farm mutual automobile insurance | 17.67M | 6.07% | $6.86B |
| Bill & melinda gates foundation trust | 7.35M | 5.97% | $2.85B |
| Westchester capital management | 63.55K | 5.80% | $24.67M |
| Community bank of raymore | 18.52K | 5.32% | $7.19M |
| Atwater malick | 42.84K | 5.27% | $16.63M |
| Capital wealth planning | 1.63M | 5.00% | $634.28M |
| Minneapolis portfolio management group | 92.04K | 4.42% | $35.73M |
Top Buyers
| Holder | Shares | % Assets | Change |
|---|---|---|---|
| Norges bank | 6.02M | 0.29% | 6.02M |
| Blackrock | 36.21M | 0.27% | 2.68M |
| Assenagon asset management | 843.09K | 0.49% | 712.71K |
| Marshall wace, llp | 761.80K | 0.33% | 616.74K |
| Capital research global investors | 4.30M | 0.33% | 566.60K |
Top Sellers
| Holder | Shares | % Assets | Change |
|---|---|---|---|
| Capital world investors | 4.59M | 0.26% | -3.49M |
| Citigroup | 699.39K | 0.15% | -1.95M |
| Blackrock funding, inc. /de | 33.83M | 0.25% | -1.55M |
| Legal & general group | 2.59M | 0.25% | -900.22K |
| D. e. shaw | 465.82K | 0.12% | -892.91K |
New Positions
| Holder | Shares | % Assets | Change | Value |
|---|---|---|---|---|
| Norges bank | 6.02M | 0.29% | 6.02M | $2.18B |
| Soundwatch capital | 429.03K | 0.07% | 429.03K | $436.11K |
| Leigh baldwin | 278.93K | 0.24% | 278.93K | $278.93M |
| Interval partners, lp | 274.31K | 1.81% | 274.31K | $106.49M |
| Alyeska investment group | 218.95K | 0.30% | 218.95K | $85.00M |
Sold Out
| Holder | Change |
|---|---|
| Mendota financial group | -1.00 |
| Peak6 investments | -2.00 |
| Innealta capital | -2.00 |
| Parallax volatility advisers | -3.00 |
| Sugar maple asset management | -3.00 |
Institutional Ownership Trends
| Date | Holdings | Change % | Shares | Change % | Ownership | Change % | Increased Position | Change % | Decreased Position | Change % |
|---|---|---|---|---|---|---|---|---|---|---|
| Jun 30, 2025 | 3,047 | 3.15% | 335,813,413 | 3.61% | 71 | 1.53% | 1,406 | 8.15% | 1,104 | -1.25% |
| Mar 31, 2025 | 2,903 | -4.57% | 323,171,067 | -4.68% | 68 | 1.39% | 1,282 | -10.97% | 1,102 | 5.56% |
| Dec 31, 2024 | 1,900 | -34.39% | 145,633,616 | -56.85% | 30 | 0.62% | 881 | -31.33% | 665 | -36.00% |
| Sep 30, 2024 | 2,860 | 3.40% | 336,792,188 | -2.05% | 69 | 1.44% | 1,266 | 4.71% | 1,025 | 2.60% |
| Jun 30, 2024 | 2,715 | -2.55% | 343,373,893 | 0.17% | 69 | 1.44% | 1,187 | -1.58% | 984 | -8.47% |
Top Mutual Funds Shareholders
| Holder | Shares | % Holding | Change |
|---|---|---|---|
| Vanguard US Total Market Shares ETF | 15.36M | 3.18% | -131.75K |
| Vanguard Total Stock Mkt Idx Inv | 14.78M | 3.15% | -342.07K |
| Vanguard 500 Index Investor | 11.64M | 2.49% | -1.71M |
| Fidelity 500 Index | 5.96M | 1.27% | -70.54K |
| SPDR® S&P 500 ETF | 5.94M | 1.23% | -147.53K |
| SPDR® S&P 500® ETF | 5.70M | 1.21% | -23.74K |
| SPDR® S&P 500® ETF Trust | 5.79M | 1.21% | -30.35K |
| iShares Core S&P 500 ETF | 5.62M | 1.20% | 25.58K |
| SPDR® Dow Jones Industrial Avrg ETF Tr | 5.26M | 1.12% | -12.29K |
| Vanguard Value Index Inv | 4.17M | 0.89% | -5.03K |
Recent Insider Transactions
| Date | Name | Role | Activity | Value |
|---|---|---|---|---|
| Sep 22, 2025 | Umpleby III Donald J | Executive Chairman | Sell | $7.94M |
| Sep 02, 2025 | Umpleby III Donald J | Executive Chairman | Sell | $7.09M |
| Aug 15, 2025 | SCHWAB SUSAN C | - | Sell | $952.84K |
| Aug 11, 2025 | Kaiser Jason | Group President | Sell | $902.65K |
| May 07, 2025 | MacLennan David | - | Buy | $120.26K |
Insider Transactions Trends
| Date | Buy | Sell |
|---|---|---|
| 2025 Q3 | - | 4 |
| 2025 Q2 | 2 | - |
| 2025 Q1 | 1 | 2 |
| 2024 Q4 | 1 | 13 |
| 2024 Q3 | 1 | 3 |
CAT Ownership FAQ
Try Tickergate Pro Free
Customize Everything. 100% Flexibility. Fast and Easy to Use (No code or Excel Needed)
Customize your own personal stocks lists, views and charts
Choose from hundreds of fields, up to 15 years of history
Conduct deep comparison analysis
Discover trending investment themes
Find your next best investment
Research stocks using tools