Carlyle Secured Lending Ownership 2024 | Who Owns Carlyle Secured Lending Now?

Overview RevenueFinancials Chart Transcripts

Institutional Ownership

22.04%

Insider Ownership

0.78%

Retail Ownership

77.18%

Institutional Holders

109.00

Carlyle Secured Lending Institutional Shareholders

Institutional Shareholders by % of Total Shares

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
MORGAN STANLEY	3.56%	0.00%	2,004,615	458	0.02%	32,635,139	Mar 31, 2024
LSV ASSET MANAGEMENT	2.78%	0.05%	1,567,263	-31,400	-1.96%	25,515,000	Mar 31, 2024
VAN ECK ASSOCIATES CORP	1.78%	0.02%	1,002,914	71,673	7.70%	16,327,000	Mar 31, 2024
BANK OF AMERICA CORP /DE/	1.71%	0.00%	962,440	181,525	23.25%	15,668,526,000	Mar 31, 2024
LEGAL & GENERAL GROUP PLC	0.72%	0.00%	407,986	11,266	2.84%	6,644,052	Mar 31, 2024
MILLENNIUM MANAGEMENT LLC	0.55%	0.00%	311,385	-115,852	-27.12%	5,069,348	Mar 31, 2024
TWO SIGMA INVESTMENTS, LP	0.54%	0.01%	301,593	-21,060	-6.53%	4,909,934	Mar 31, 2024
TWO SIGMA ADVISERS, LP	0.51%	0.01%	284,500	-11,800	-3.98%	4,631,660	Mar 31, 2024
NEUBERGER BERMAN GROUP LLC	0.48%	0.00%	270,015	53,101	24.48%	4,395,844	Mar 31, 2024
ADVISORS ASSET MANAGEMENT, INC.	0.47%	0.08%	265,325	11,573	4.56%	4,319,491	Mar 31, 2024
NOVARE CAPITAL MANAGEMENT LLC	0.47%	0.39%	263,965	17,725	7.20%	4,297,351	Mar 31, 2024
SUMITOMO MITSUI TRUST HOLDINGS, INC.	0.46%	0.00%	258,774	6,527	2.59%	4,212,841	Mar 31, 2024
MUZINICH & CO., INC.	0.46%	2.56%	257,336	-	-	3,849,747	Mar 31, 2024
ROYAL BANK OF CANADA	0.44%	0.00%	250,476	30,154	13.69%	4,078,000	Mar 31, 2024
CONDOR CAPITAL MANAGEMENT	0.40%	0.36%	227,327	16,714	7.94%	3,700,892	Mar 31, 2024
GRIES FINANCIAL LLC	0.38%	0.56%	211,750	9,933	4.92%	3,447,282	Mar 31, 2024
UBS GROUP AG	0.34%	0.00%	193,120	4,906	2.61%	3,143,994	Mar 31, 2024
BLACKROCK INC.	0.33%	0.00%	183,752	18,162	10.97%	2,991,483	Mar 31, 2024
MCKINLEY CAPITAL MANAGEMENT LLC	0.30%	0.33%	166,285	-6,287	-3.64%	2,707,120	Mar 31, 2024
HIGHTOWER ADVISORS, LLC	0.29%	0.00%	163,887	6,165	3.91%	2,667,000	Mar 31, 2024

Carlyle Secured Lending's largest institutional shareholder is MORGAN STANLEY, holding 3.56% of the company's total share outstanding, currently valued at $32.64M. The top 10 institutional shareholders own together 13.10% of the company.

Institutional Shareholders by % of Total Assets

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
MUZINICH & CO., INC.	0.46%	2.56%	257,336	-	-	3,849,747	Mar 31, 2024
GREENWICH INVESTMENT MANAGEMENT, INC.	0.22%	1.57%	122,443	9,725	8.63%	1,993,000	Mar 31, 2024
PARK CIRCLE CO	0.13%	1.06%	71,225	-	-	1,159,543	Mar 31, 2024
GRIES FINANCIAL LLC	0.38%	0.56%	211,750	9,933	4.92%	3,447,282	Mar 31, 2024
NOVARE CAPITAL MANAGEMENT LLC	0.47%	0.39%	263,965	17,725	7.20%	4,297,351	Mar 31, 2024
CONDOR CAPITAL MANAGEMENT	0.40%	0.36%	227,327	16,714	7.94%	3,700,892	Mar 31, 2024
VIRTUS ETF ADVISERS LLC	0.07%	0.34%	39,733	10,519	36.01%	646,853	Mar 31, 2024
CLARUS GROUP, INC.	0.05%	0.34%	29,464	-	-	479,674	Mar 31, 2024
MCKINLEY CAPITAL MANAGEMENT LLC	0.30%	0.33%	166,285	-6,287	-3.64%	2,707,120	Mar 31, 2024
FINANCIAL ALTERNATIVES, INC	0.04%	0.25%	19,991	-970	-4.63%	325,454	Mar 31, 2024
GFS ADVISORS, LLC	0.09%	0.13%	49,700	32,750	193.22%	809,000	Mar 31, 2024
TRUVESTMENTS CAPITAL LLC	0.04%	0.13%	20,907	377	1.84%	340,361,000	Mar 31, 2024
ADVISORS ASSET MANAGEMENT, INC.	0.47%	0.08%	265,325	11,573	4.56%	4,319,491	Mar 31, 2024
KEEBECK WEALTH MANAGEMENT, LLC	0.06%	0.08%	31,000	-100	-0.32%	519,560	Mar 31, 2024
KOVACK ADVISORS, INC.	0.07%	0.07%	37,411	-484	-1.28%	609,051	Mar 31, 2024
HENNION & WALSH ASSET MANAGEMENT, INC.	0.15%	0.07%	81,929	51,201	166.63%	1,333,804	Mar 31, 2024
LSV ASSET MANAGEMENT	2.78%	0.05%	1,567,263	-31,400	-1.96%	25,515,000	Mar 31, 2024
ARKADIOS WEALTH ADVISORS	0.06%	0.05%	36,110	-	-	587,871	Mar 31, 2024
VERDENCE CAPITAL ADVISORS LLC	0.05%	0.04%	27,752	-	-	451,801	Mar 31, 2024
BI ASSET MANAGEMENT FONDSMAEGLERSELSKAB A/S	0.21%	0.04%	116,669	-28,962	-19.89%	1,899,000	Mar 31, 2024

The largest Carlyle Secured Lending shareholder by % of total assets is MUZINICH & CO., INC.. The company owns 257.34K shares of Carlyle Secured Lending (CGBD), representing 2.56% of its total assets.

Institutional Buyers

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
BANK OF AMERICA CORP /DE/	1.71%	0.00%	962,440	181,525	23.25%	15,668,526,000	Mar 31, 2024
SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.15%	0.00%	83,800	83,800	100.00%	1,364,264	Mar 31, 2024
VAN ECK ASSOCIATES CORP	1.78%	0.02%	1,002,914	71,673	7.70%	16,327,000	Mar 31, 2024
NEUBERGER BERMAN GROUP LLC	0.48%	0.00%	270,015	53,101	24.48%	4,395,844	Mar 31, 2024
HENNION & WALSH ASSET MANAGEMENT, INC.	0.15%	0.07%	81,929	51,201	166.63%	1,333,804	Mar 31, 2024
SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.08%	0.00%	45,300	45,300	100.00%	737,484	Mar 31, 2024
GFS ADVISORS, LLC	0.09%	0.13%	49,700	32,750	193.22%	809,000	Mar 31, 2024
ROYAL BANK OF CANADA	0.44%	0.00%	250,476	30,154	13.69%	4,078,000	Mar 31, 2024
CETERA ADVISORS LLC	0.04%	0.00%	23,294	23,294	100.00%	379,229	Mar 31, 2024
COMMONWEALTH EQUITY SERVICES, LLC	0.04%	0.00%	20,638	20,638	100.00%	336,000	Mar 31, 2024
BLACKROCK INC.	0.33%	0.00%	183,752	18,162	10.97%	2,991,483	Mar 31, 2024
NOVARE CAPITAL MANAGEMENT LLC	0.47%	0.39%	263,965	17,725	7.20%	4,297,351	Mar 31, 2024
AMERIPRISE FINANCIAL INC	0.27%	0.00%	154,413	17,102	12.45%	2,513,849	Mar 31, 2024
CONDOR CAPITAL MANAGEMENT	0.40%	0.36%	227,327	16,714	7.94%	3,700,892	Mar 31, 2024
CAMBRIA INVESTMENT MANAGEMENT, L.P.	0.03%	0.02%	16,121	16,121	100.00%	262,450	Mar 31, 2024
CENTIVA CAPITAL, LP	0.03%	0.01%	14,767	14,767	100.00%	240,407	Mar 31, 2024
CITADEL ADVISORS LLC	0.03%	-	15,100	14,500	2416.67%	245,828	Mar 31, 2024
DYNAMIC TECHNOLOGY LAB PRIVATE LTD	0.03%	0.02%	14,195	14,195	100.00%	231,000	Mar 31, 2024
ENVESTNET ASSET MANAGEMENT INC	0.06%	0.00%	33,890	13,712	67.96%	551,729	Mar 31, 2024
ADVISOR GROUP HOLDINGS, INC.	0.12%	0.00%	64,989	12,575	23.99%	1,058,283,000	Mar 31, 2024

As of Mar 31 2024, Carlyle Secured Lending's largest institutional buyer is BANK OF AMERICA CORP /DE/. The company purchased 181.53K stocks of CGBD, valued at $15.67B.

Institutional Sellers

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
D. E. SHAW & CO., INC.	0.18%	0.00%	99,316	-161,298	-61.89%	1,616,864	Mar 31, 2024
CITADEL ADVISORS LLC	0.05%	0.00%	29,800	-132,100	-81.59%	485,144	Mar 31, 2024
MILLENNIUM MANAGEMENT LLC	0.55%	0.00%	311,385	-115,852	-27.12%	5,069,348	Mar 31, 2024
TRUIST FINANCIAL CORP	0.12%	0.00%	65,230	-75,380	-53.61%	1,061,944	Mar 31, 2024
CITADEL ADVISORS LLC	0.06%	0.00%	32,758	-58,969	-64.29%	533,300	Mar 31, 2024
TUDOR INVESTMENT CORP ET AL	0.11%	0.01%	63,275	-43,052	-40.49%	1,030,117	Mar 31, 2024
GOLDMAN SACHS GROUP INC	0.28%	0.00%	157,760	-41,507	-20.83%	2,568,333	Mar 31, 2024
WINTON GROUP LTD	-	-	-	-34,594	-100.00%	-	Mar 31, 2024
WOLVERINE TRADING, LLC	0.02%	0.00%	11,800	-34,200	-74.35%	192,104	Mar 31, 2024
LSV ASSET MANAGEMENT	2.78%	0.05%	1,567,263	-31,400	-1.96%	25,515,000	Mar 31, 2024
BI ASSET MANAGEMENT FONDSMAEGLERSELSKAB A/S	0.21%	0.04%	116,669	-28,962	-19.89%	1,899,000	Mar 31, 2024
WOLVERINE TRADING, LLC	-	-	-	-24,519	-100.00%	-	Mar 31, 2024
EXODUSPOINT CAPITAL MANAGEMENT, LP	0.06%	0.00%	32,980	-21,594	-39.57%	537,000	Mar 31, 2024
SG AMERICAS SECURITIES, LLC	-	-	-	-21,298	-100.00%	-	Mar 31, 2024
AQUATIC CAPITAL MANAGEMENT LLC	0.01%	0.00%	4,800	-21,200	-81.54%	78,144	Mar 31, 2024
TWO SIGMA INVESTMENTS, LP	0.54%	0.01%	301,593	-21,060	-6.53%	4,909,934	Mar 31, 2024
GUGGENHEIM CAPITAL LLC	-	-	-	-14,720	-100.00%	-	Mar 31, 2024
CAPTRUST FINANCIAL ADVISORS	-	-	-	-13,299	-100.00%	-	Mar 31, 2024
TWO SIGMA ADVISERS, LP	0.51%	0.01%	284,500	-11,800	-3.98%	4,631,660	Mar 31, 2024
SQUAREPOINT OPS LLC	-	-	-	-11,135	-100.00%	-	Mar 31, 2024

As of Mar 31 2024, Carlyle Secured Lending's biggest institutional seller is D. E. SHAW & CO., INC.. The company sold -0.16M shares of CGBD, valued at $1.62M.

Institutional New positions

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.15%	0.00%	83,800	83,800	100.00%	1,364,264	Mar 31, 2024
SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.08%	0.00%	45,300	45,300	100.00%	737,484	Mar 31, 2024
CETERA ADVISORS LLC	0.04%	0.00%	23,294	23,294	100.00%	379,229	Mar 31, 2024
COMMONWEALTH EQUITY SERVICES, LLC	0.04%	0.00%	20,638	20,638	100.00%	336,000	Mar 31, 2024
CAMBRIA INVESTMENT MANAGEMENT, L.P.	0.03%	0.02%	16,121	16,121	100.00%	262,450	Mar 31, 2024
CENTIVA CAPITAL, LP	0.03%	0.01%	14,767	14,767	100.00%	240,407	Mar 31, 2024
KINGSVIEW WEALTH MANAGEMENT, LLC	0.02%	0.00%	10,527	10,527	100.00%	171,380	Mar 31, 2024
CONNOR, CLARK & LUNN INVESTMENT MANAGEMENT LTD.	0.02%	0.00%	10,102	10,102	100.00%	164,461	Mar 31, 2024
CIBC PRIVATE WEALTH GROUP, LLC	0.00%	-	1,000	1,000	100.00%	16,110,000	Mar 31, 2024
NEWEDGE ADVISORS, LLC	0.00%	-	161	161	100.00%	2,621	Mar 31, 2024

Carlyle Secured Lending's largest new institutional shareholder by number of shares is SUSQUEHANNA INTERNATIONAL GROUP, LLP, purchased 83.80K shares, valued at $1.36M, as of undefined.

Institutional Sold Out

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
WINTON GROUP LTD	-	-	-	-34,594	-100.00%	-	Mar 31, 2024
WOLVERINE TRADING, LLC	-	-	-	-24,519	-100.00%	-	Mar 31, 2024
SG AMERICAS SECURITIES, LLC	-	-	-	-21,298	-100.00%	-	Mar 31, 2024
GUGGENHEIM CAPITAL LLC	-	-	-	-14,720	-100.00%	-	Mar 31, 2024
CAPTRUST FINANCIAL ADVISORS	-	-	-	-13,299	-100.00%	-	Mar 31, 2024
SQUAREPOINT OPS LLC	-	-	-	-11,135	-100.00%	-	Mar 31, 2024
CETERA INVESTMENT ADVISERS	-	-	-	-10,105	-100.00%	-	Mar 31, 2024
PEAK6 INVESTMENTS LLC	-	-	-	-8,104	-100.00%	-	Mar 31, 2024
QUANTBOT TECHNOLOGIES LP	-	-	-	-7,697	-100.00%	-	Mar 31, 2024
TRADITION WEALTH MANAGEMENT, LLC	-	-	-	-2,779	-100.00%	-	Mar 31, 2024
GROUP ONE TRADING, L.P.	-	-	-	-1,406	-100.00%	-	Mar 31, 2024
CREEKMUR ASSET MANAGEMENT LLC	-	-	-	-1,310	-100.00%	-	Mar 31, 2024
NOMURA ASSET MANAGEMENT CO LTD	-	-	-	-403	-100.00%	-	Mar 31, 2024
ADVISORY SERVICES NETWORK, LLC	-	-	-	-386	-100.00%	-	Mar 31, 2024
ACADIAN ASSET MANAGEMENT LLC	-	-	-	-149	-100.00%	-	Mar 31, 2024
IMPACT PARTNERSHIP WEALTH, LLC	-	-	-	-19	-100.00%	-	Mar 31, 2024

Carlyle Secured Lending's largest sold out institutional shareholder by shares sold is WINTON GROUP LTD, sold -34.59K shares, valued at -, as of undefined.

Carlyle Secured Lending Mutual Fund Holders

Name	% Total Assets	Total Shares	Change Amount	Change %	Date
GraniteShares ETF Trust	1.03%	55,687	-	-	Dec 31, 2023
ALPS Variable Investment Trust	0.05%	14,000	-1,100	-7.28%	Dec 31, 2023
TRI-CONTINENTAL CORP	0.05%	250,000	-	-	Dec 31, 2023
ETFis Series Trust I	0.02%	32,798	1,027	3.23%	Jan 31, 2024
AllianzGI Institutional Multi-Series Trust	0.01%	1,777	-	-	Sep 30, 2020
Natixis Funds Trust II	0.01%	86,537	-	-	Feb 29, 2024
ADVISORS' INNER CIRCLE FUND	0.01%	107,500	10,200	10.48%	Jan 31, 2024
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND	0.01%	24,695	-	-	Jan 31, 2024
BRIDGEWAY FUNDS INC	0.01%	14,000	-	-	Dec 29, 2023
VANGUARD QUANTITATIVE FUNDS	0.00%	27,600	15,276	123.95%	Dec 31, 2023
HENNESSY FUNDS TRUST	0.00%	2,935	-	-	Jan 31, 2024
INVESCO EXCHANGE-TRADED FUND TRUST	0.00%	89,407	-	-	Jan 31, 2024
Cambria ETF Trust	0.00%	9,086	9,086	-	Jan 31, 2024
OPTIMUM FUND TRUST	0.00%	64,600	-	-	Dec 29, 2023
FINANCIAL INVESTORS TRUST	0.00%	33,700	-3,000	-8.17%	Jan 31, 2024
FIRST TRUST EXCHANGE-TRADED FUND VI	0.00%	1,128	-	-	Dec 31, 2023
LAZARD FUNDS INC	0.00%	8,591	352	4.27%	Dec 31, 2023
LITMAN GREGORY FUNDS TRUST	0.00%	26,575	-	-	Dec 31, 2023
RBB FUND, INC.	0.00%	18,600	-	-	Feb 29, 2024
Virtus Strategy Trust	0.00%	1,224	-	-	Dec 29, 2023
Blackstone Alternative Investment Funds	0.00%	3,700	100	2.78%	Dec 31, 2023
FIRST TRUST EXCHANGE-TRADED FUND	0.00%	270	-	-	Dec 31, 2023
VanEck ETF Trust	0.00%	1,013,427	153,863	17.90%	Jan 31, 2024
WILSHIRE MUTUAL FUNDS INC	0.00%	4,733	-	-	Dec 31, 2023
SEI INSTITUTIONAL MANAGED TRUST	0.00%	30,373	-4,883	-13.85%	Dec 31, 2023
SEI INSTITUTIONAL INVESTMENTS TRUST	0.00%	10,531	-	-	Feb 29, 2024
JOHN HANCOCK VARIABLE INSURANCE TRUST	0.00%	398	-	-	Dec 31, 2023

Carlyle Secured Lending's largest mutual fund holder by % of total assets is "GraniteShares ETF Trust", owning 55.69K shares, compromising 1.03% of its total assets.

Carlyle Secured Lending Institutional Ownership Trends

Institutional Holdings Trend

Date	Holdings	Change %
31 Mar, 24	109	-8.40%
31 Dec, 23	119	13.33%
30 Sep, 23	105	6.06%
30 Jun, 23	99	-5.71%
31 Mar, 23	105	-3.67%
31 Dec, 22	109	17.20%
30 Sep, 22	93	-12.26%
30 Jun, 22	106	7.07%
31 Mar, 22	99	2.06%
31 Dec, 21	97	2.11%
30 Sep, 21	95	7.95%
30 Jun, 21	88	2.33%
31 Mar, 21	86	2.38%
31 Dec, 20	84	13.51%
30 Sep, 20	74	-5.13%
30 Jun, 20	78	-4.88%
31 Mar, 20	82	-1.20%
31 Dec, 19	83	-10.75%
30 Sep, 19	93	-2.11%
30 Jun, 19	95	6.74%
31 Mar, 19	89	1.14%
31 Dec, 18	88	46.67%
30 Sep, 18	60	-1.64%
30 Jun, 18	61	24.49%
31 Mar, 18	49	8.89%
31 Dec, 17	45	45.16%
30 Sep, 17	31	24.00%
30 Jun, 17	25	-

As of 31 Mar 24, 109 institutions are holding Carlyle Secured Lending's shares, representing a decrease of -8.40% compared to the previous quarter.

Shares Outstanding Trend

Date	Shares Outstanding	Change %
31 Mar, 24	12,413,252	-0.64%
31 Dec, 23	12,493,585	12.33%
30 Sep, 23	11,122,355	0.39%
30 Jun, 23	11,078,757	-0.95%
31 Mar, 23	11,184,500	-4.01%
31 Dec, 22	11,651,796	6.89%
30 Sep, 22	10,900,364	-6.44%
30 Jun, 22	11,650,115	-4.90%
31 Mar, 22	12,250,290	-0.33%
31 Dec, 21	12,290,938	-5.36%
30 Sep, 21	12,987,253	-3.94%
30 Jun, 21	13,520,506	-0.01%
31 Mar, 21	13,522,512	-0.78%
31 Dec, 20	13,629,072	0.25%
30 Sep, 20	13,594,588	-5.28%
30 Jun, 20	14,352,360	-11.17%
31 Mar, 20	16,156,420	-8.96%
31 Dec, 19	17,746,437	3.02%
30 Sep, 19	17,226,053	-8.52%
30 Jun, 19	18,831,200	16.41%
31 Mar, 19	16,176,628	-5.95%
31 Dec, 18	17,200,503	30.92%
30 Sep, 18	13,138,265	6.46%
30 Jun, 18	12,341,351	31.75%
31 Mar, 18	9,366,905	4.51%
31 Dec, 17	8,962,328	58.06%
30 Sep, 17	5,670,272	13.42%
30 Jun, 17	4,999,242	-

Carlyle Secured Lending (CGBD) has 12.41M shares outstanding as of 31 Mar 24, down -0.64% compared to the previous quarter.

Institutional Ownership Trend

Date	Ownership %	Change %
31 Mar, 24	22.04%	3.64%
31 Dec, 23	24.60%	5.13%
30 Sep, 23	21.90%	4.62%
30 Jun, 23	21.77%	4.51%
31 Mar, 23	21.98%	4.76%
31 Dec, 22	21.48%	4.86%
30 Sep, 22	21.02%	4.26%
30 Jun, 22	22.22%	4.14%
31 Mar, 22	23.16%	4.51%
31 Dec, 21	22.66%	3.91%
30 Sep, 21	24.07%	3.92%
30 Jun, 21	24.79%	4.11%
31 Mar, 21	24.57%	4.21%
31 Dec, 20	24.16%	4.14%
30 Sep, 20	24.14%	3.72%
30 Jun, 20	25.49%	3.18%
31 Mar, 20	28.29%	3.10%
31 Dec, 19	30.19%	3.61%
30 Sep, 19	28.91%	2.99%
30 Jun, 19	31.08%	4.53%
31 Mar, 19	26.19%	3.46%
31 Dec, 18	27.51%	6.24%
30 Sep, 18	21.00%	5.40%
30 Jun, 18	19.72%	8.78%
31 Mar, 18	14.99%	5.24%
31 Dec, 17	16.91%	20.11%
30 Sep, 17	9.17%	7.76%
30 Jun, 17	10.87%	-

As of 31 Mar 24, Carlyle Secured Lending is held by 22.04% institutional shareholders, representing a 3.64% growth compared to 31 Dec 23.

Institutional Increased Positions Trend

Date	Increased Positions	Change %
31 Mar, 24	55	-20.29%
31 Dec, 23	69	18.97%
30 Sep, 23	58	23.40%
30 Jun, 23	47	-14.55%
31 Mar, 23	55	-15.38%
31 Dec, 22	65	71.05%
30 Sep, 22	38	-28.30%
30 Jun, 22	53	17.78%
31 Mar, 22	45	-18.18%
31 Dec, 21	55	22.22%
30 Sep, 21	45	21.62%
30 Jun, 21	37	2.78%
31 Mar, 21	36	-14.29%
31 Dec, 20	42	13.51%
30 Sep, 20	37	2.78%
30 Jun, 20	36	-7.69%
31 Mar, 20	39	-7.14%
31 Dec, 19	42	-2.33%
30 Sep, 19	43	-32.81%
30 Jun, 19	64	20.75%
31 Mar, 19	53	-24.29%
31 Dec, 18	70	100.00%
30 Sep, 18	35	-16.67%
30 Jun, 18	42	44.83%
31 Mar, 18	29	-21.62%
31 Dec, 17	37	68.18%
30 Sep, 17	22	-12.00%
30 Jun, 17	25	-

55 institutional shareholders have increased their position in CGBD stock as of 31 Mar 24 compared to 69 in the previous quarter (a -20.29% decrease).

Institutional Reduced Positions Trend

Date	Reduced Positions	Change %
31 Mar, 24	23	-8.00%
31 Dec, 23	25	19.05%
30 Sep, 23	21	-12.50%
30 Jun, 23	24	-4.00%
31 Mar, 23	25	4.17%
31 Dec, 22	24	-22.58%
30 Sep, 22	31	6.90%
30 Jun, 22	29	-3.33%
31 Mar, 22	30	42.86%
31 Dec, 21	21	-12.50%
30 Sep, 21	24	-20.00%
30 Jun, 21	30	-6.25%
31 Mar, 21	32	14.29%
31 Dec, 20	28	27.27%
30 Sep, 20	22	-8.33%
30 Jun, 20	24	-14.29%
31 Mar, 20	28	40.00%
31 Dec, 19	20	-9.09%
30 Sep, 19	22	10.00%
30 Jun, 19	20	-20.00%
31 Mar, 19	25	108.33%
31 Dec, 18	12	-25.00%
30 Sep, 18	16	23.08%
30 Jun, 18	13	-7.14%
31 Mar, 18	14	250.00%
31 Dec, 17	4	-
30 Sep, 17	4	-
30 Jun, 17	-	-

23 institutional shareholders have reduced their position in CGBD stock as of 31 Mar 24 compared to 25 in the previous quarter (a -8.00% decrease).

All Institutional Ownership Trend Data

Date	Holdings	Change %	Shares Outstanding	Change %	Ownership %	Change %	Increased Positions	Change %	Reduced Positions	Change %
31 Mar, 24	109	-8.40%	12,413,252	-0.64%	22.04%	3.64%	55	-20.29%	23	-8.00%
31 Dec, 23	119	13.33%	12,493,585	12.33%	24.60%	5.13%	69	18.97%	25	19.05%
30 Sep, 23	105	6.06%	11,122,355	0.39%	21.90%	4.62%	58	23.40%	21	-12.50%
30 Jun, 23	99	-5.71%	11,078,757	-0.95%	21.77%	4.51%	47	-14.55%	24	-4.00%
31 Mar, 23	105	-3.67%	11,184,500	-4.01%	21.98%	4.76%	55	-15.38%	25	4.17%
31 Dec, 22	109	17.20%	11,651,796	6.89%	21.48%	4.86%	65	71.05%	24	-22.58%
30 Sep, 22	93	-12.26%	10,900,364	-6.44%	21.02%	4.26%	38	-28.30%	31	6.90%
30 Jun, 22	106	7.07%	11,650,115	-4.90%	22.22%	4.14%	53	17.78%	29	-3.33%
31 Mar, 22	99	2.06%	12,250,290	-0.33%	23.16%	4.51%	45	-18.18%	30	42.86%
31 Dec, 21	97	2.11%	12,290,938	-5.36%	22.66%	3.91%	55	22.22%	21	-12.50%
30 Sep, 21	95	7.95%	12,987,253	-3.94%	24.07%	3.92%	45	21.62%	24	-20.00%
30 Jun, 21	88	2.33%	13,520,506	-0.01%	24.79%	4.11%	37	2.78%	30	-6.25%
31 Mar, 21	86	2.38%	13,522,512	-0.78%	24.57%	4.21%	36	-14.29%	32	14.29%
31 Dec, 20	84	13.51%	13,629,072	0.25%	24.16%	4.14%	42	13.51%	28	27.27%
30 Sep, 20	74	-5.13%	13,594,588	-5.28%	24.14%	3.72%	37	2.78%	22	-8.33%
30 Jun, 20	78	-4.88%	14,352,360	-11.17%	25.49%	3.18%	36	-7.69%	24	-14.29%
31 Mar, 20	82	-1.20%	16,156,420	-8.96%	28.29%	3.10%	39	-7.14%	28	40.00%
31 Dec, 19	83	-10.75%	17,746,437	3.02%	30.19%	3.61%	42	-2.33%	20	-9.09%
30 Sep, 19	93	-2.11%	17,226,053	-8.52%	28.91%	2.99%	43	-32.81%	22	10.00%
30 Jun, 19	95	6.74%	18,831,200	16.41%	31.08%	4.53%	64	20.75%	20	-20.00%
31 Mar, 19	89	1.14%	16,176,628	-5.95%	26.19%	3.46%	53	-24.29%	25	108.33%
31 Dec, 18	88	46.67%	17,200,503	30.92%	27.51%	6.24%	70	100.00%	12	-25.00%
30 Sep, 18	60	-1.64%	13,138,265	6.46%	21.00%	5.40%	35	-16.67%	16	23.08%
30 Jun, 18	61	24.49%	12,341,351	31.75%	19.72%	8.78%	42	44.83%	13	-7.14%
31 Mar, 18	49	8.89%	9,366,905	4.51%	14.99%	5.24%	29	-21.62%	14	250.00%
31 Dec, 17	45	45.16%	8,962,328	58.06%	16.91%	20.11%	37	68.18%	4	-
30 Sep, 17	31	24.00%	5,670,272	13.42%	9.17%	7.76%	22	-12.00%	4	-
30 Jun, 17	25	-	4,999,242	-	10.87%	-	25	-	-	-

Carlyle Secured Lending Insider Shareholders Trades

Open Market Insider Trades

Date	Name	Relation	Role	Transaction	Buy/Sell	Shares	Price	Value	Shares Held
Aug 31, 2023	Popov Alexander	officer	VP and Head of Illiquid Credit	P-Purchase	Buy	5,000	$14.78	$73.90K	32,977
Jun 13, 2023	LeeKong Aren C.	director, officer	CEO and President	P-Purchase	Buy	3,394	$14.74	$50.03K	25,156
Jun 06, 2023	LeeKong Aren C.	director, officer	CEO and President	P-Purchase	Buy	6	$14.19	$85.14	21,762
Jun 02, 2023	LeeKong Aren C.	director, officer	CEO and President	P-Purchase	Buy	1,454	$13.73	$19.96K	21,756
Jun 01, 2023	LeeKong Aren C.	director, officer	CEO and President	P-Purchase	Buy	1,454	$13.65	$19.85K	20,302
May 30, 2023	LeeKong Aren C.	director	-	P-Purchase	Buy	1,454	$13.69	$19.91K	18,848
May 30, 2023	LeeKong Aren C.	director	-	P-Purchase	Buy	1,454	$13.60	$19.77K	17,394
May 23, 2023	Hennigan Thomas M	officer	CFO	P-Purchase	Buy	3,500	$13.39	$46.87K	73,908
May 23, 2023	Hennigan Thomas M	officer	CFO	P-Purchase	Buy	400	$13.40	$5.36K	70,408
Dec 15, 2022	LeeKong Aren C.	director	-	P-Purchase	Buy	3,470	$14.40	$49.96K	15,940

Open Market Insider Buys

Date	Name	Relation	Role	Transaction	Buy/Sell	Shares	Price	Value	Shares Held
Aug 31, 2023	Popov Alexander	officer	VP and Head of Illiquid Credit	P-Purchase	Buy	5,000	$14.78	$73.90K	32,977
Jun 13, 2023	LeeKong Aren C.	director, officer	CEO and President	P-Purchase	Buy	3,394	$14.74	$50.03K	25,156
Jun 06, 2023	LeeKong Aren C.	director, officer	CEO and President	P-Purchase	Buy	6	$14.19	$85.14	21,762
Jun 02, 2023	LeeKong Aren C.	director, officer	CEO and President	P-Purchase	Buy	1,454	$13.73	$19.96K	21,756
Jun 01, 2023	LeeKong Aren C.	director, officer	CEO and President	P-Purchase	Buy	1,454	$13.65	$19.85K	20,302
May 30, 2023	LeeKong Aren C.	director	-	P-Purchase	Buy	1,454	$13.69	$19.91K	18,848
May 30, 2023	LeeKong Aren C.	director	-	P-Purchase	Buy	1,454	$13.60	$19.77K	17,394
May 23, 2023	Hennigan Thomas M	officer	CFO	P-Purchase	Buy	3,500	$13.39	$46.87K	73,908
May 23, 2023	Hennigan Thomas M	officer	CFO	P-Purchase	Buy	400	$13.40	$5.36K	70,408
Dec 15, 2022	LeeKong Aren C.	director	-	P-Purchase	Buy	3,470	$14.40	$49.96K	15,940

Insider Sells

Date	Name	Relation	Role	Transaction	Buy/Sell	Shares	Price	Value	Shares Held
Mar 06, 2024	Plouffe Justin	director, officer	CEO & President		Sell	-	-	-	31,714
Feb 12, 2024	Lefkowitz Joshua	officer	CCO & Secretary		Sell	-	-	-	837
Sep 07, 2023	Nestor John G.	director	-	G-Gift	Sell	6,042	-	-	26,115
Mar 29, 2023	Joseph Nelson	officer	PAO		Sell	-	-	-	-

All Insider Owners Trades

Date	Name	Relation	Role	Transaction	Buy/Sell	Shares	Price	Value	Shares Held
Mar 06, 2024	Plouffe Justin	director, officer	CEO & President		Sell	-	-	-	31,714
Feb 12, 2024	ANDREWS NIGEL T	director			Buy	-	-	-	-
Feb 12, 2024	Nestor John G.	director			Buy	-	-	-	-
Feb 12, 2024	LeeKong Aren C.	director, officer	CEO and President		Buy	-	-	-	-
Feb 12, 2024	Lefkowitz Joshua	officer	CCO & Secretary		Sell	-	-	-	837
Sep 07, 2023	Nestor John G.	director	-	G-Gift	Sell	6,042	-	-	26,115
Aug 31, 2023	Popov Alexander	officer	VP and Head of Illiquid Credit	J-Other	Buy	1,500	-	-	34,477
Aug 31, 2023	Popov Alexander	officer	VP and Head of Illiquid Credit	P-Purchase	Buy	5,000	$14.78	$73.90K	32,977
Jun 13, 2023	LeeKong Aren C.	director, officer	CEO and President	P-Purchase	Buy	3,394	$14.74	$50.03K	25,156
Jun 06, 2023	LeeKong Aren C.	director, officer	CEO and President	P-Purchase	Buy	6	$14.19	$85.14	21,762
Jun 02, 2023	LeeKong Aren C.	director, officer	CEO and President	P-Purchase	Buy	1,454	$13.73	$19.96K	21,756
Jun 01, 2023	LeeKong Aren C.	director, officer	CEO and President	P-Purchase	Buy	1,454	$13.65	$19.85K	20,302
May 30, 2023	LeeKong Aren C.	director	-	P-Purchase	Buy	1,454	$13.69	$19.91K	18,848
May 30, 2023	LeeKong Aren C.	director	-	P-Purchase	Buy	1,454	$13.60	$19.77K	17,394
May 23, 2023	Hennigan Thomas M	officer	CFO	P-Purchase	Buy	3,500	$13.39	$46.87K	73,908
May 23, 2023	Hennigan Thomas M	officer	CFO	P-Purchase	Buy	400	$13.40	$5.36K	70,408
Mar 29, 2023	Joseph Nelson	officer	PAO		Sell	-	-	-	-
Feb 07, 2023	ANDREWS NIGEL T	director			Buy	-	-	-	-
Feb 07, 2023	Nestor John G.	director			Buy	-	-	-	-
Dec 15, 2022	LeeKong Aren C.	director	-	P-Purchase	Buy	3,470	$14.40	$49.96K	15,940

The last insider sell of Carlyle Secured Lending's stock was made by Plouffe Justin on Mar 06 2024, selling - shares at - per share (valued at -). The last insider buy of CGBD was made by Popov Alexander on Aug 31 2023, buying 5,000 shares at $14.78 per share (worth $73.90K).

Carlyle Secured Lending Insider Ownership Trends

All Insider Trades Trend

Date	Buy	Sell	Buy/Sell Ratio
Q3 2023	1	1	100.00%
Q2 2023	8	-	-
Q1 2023	-	1	-
Q4 2022	9	-	-
Q3 2022	1	-	-
Q2 2022	7	4	175.00%
Q1 2022	3	-	-
Q4 2021	-	-	-
Q3 2021	3	-	-
Q2 2021	2	1	200.00%
Q1 2021	4	1	400.00%
Q4 2020	1	-	-
Q3 2020	2	1	200.00%
Q2 2020	-	1	-
Q1 2020	6	-	-
Q3 2019	-	-	-
Q2 2019	-	1	-
Q1 2019	1	-	-
Q4 2018	8	-	-
Q1 2018	-	1	-

1 total buy trades, and 1 total sell trades (buy/sell ratio of 1.00%) were made by Carlyle Secured Lending's insiders, as of Q3 2023.

Open Market Insider Trades Trend

Date	Buy	Sell	Buy/Sell Ratio
Q3 2023	1	-	-
Q2 2023	8	-	-
Q1 2023	-	-	-
Q4 2022	9	-	-
Q3 2022	1	-	-
Q2 2022	5	1	500.00%
Q1 2022	2	-	-
Q4 2021	-	-	-
Q3 2021	3	-	-
Q2 2021	1	-	-
Q1 2021	4	-	-
Q4 2020	1	-	-
Q3 2020	2	-	-
Q2 2020	-	-	-
Q1 2020	6	-	-
Q3 2019	-	-	-
Q2 2019	-	-	-
Q1 2019	1	-	-
Q4 2018	8	-	-
Q1 2018	-	-	-

As of Q3 2023, Insider owners conducted 1 open market buy trades and 0 open market sell trades of Carlyle Secured Lending's stocks.

Carlyle Secured Lending Peer Ownership

Ticker	Company
TRIN	Trinity Capital Inc.
TPVG	TriplePoint Venture Growth BDC Corp.
NMFC	New Mountain Finance Corporation
FDUS	Fidus Investment Corporation
TSLX	Sixth Street Specialty Lending, Inc.
GBDC	Golub Capital BDC, Inc.
HTGC	Hercules Capital, Inc.
TCPC	BlackRock TCP Capital Corp.

CGBD Ownership FAQ

Who Owns Carlyle Secured Lending?

Carlyle Secured Lending is owned by institutional shareholders (22.04%), insiders (0.78%), and public (77.18%). The largest institutional shareholder of Carlyle Secured Lending is MORGAN STANLEY (3.56% of total shares) and the top mutual fund owner is GraniteShares ETF Trust (1.03% of total shares).

Who are the major institutional shareholders of Carlyle Secured Lending?

Carlyle Secured Lending's major institutional shareholders are MORGAN STANLEY, LSV ASSET MANAGEMENT, VAN ECK ASSOCIATES CORP, BANK OF AMERICA CORP /DE/, and LEGAL & GENERAL GROUP PLC. The top five shareholders own together 10.56% of the company's share outstanding.

How many Carlyle Secured Lending shareholders are there?

As of Mar 2024, there are 109 institutional shareholders of Carlyle Secured Lending.

What percentage of Carlyle Secured Lending is owned by MORGAN STANLEY?

MORGAN STANLEY owns 2M shares of Carlyle Secured Lending, representing 3.56% of the company's total shares outstanding, valued at $32.64M (as of Mar 2024).

What percentage of Carlyle Secured Lending is owned by LSV ASSET MANAGEMENT?

As of Mar 2024, LSV ASSET MANAGEMENT holds 1.57M shares of Carlyle Secured Lending (CGBD), compromising 2.78% of the company, valued at $25.52M.

What percentage of Carlyle Secured Lending is owned by VAN ECK ASSOCIATES CORP?

VAN ECK ASSOCIATES CORP is the third largest holder of Carlyle Secured Lending. The company owns 1M of the company's shares outstanding (worth $16.33M).