Cepton Ownership 2024 | Who Owns Cepton Now?


OverviewRevenueFinancialsChartTranscripts

Institutional Ownership

6.62%

Insider Ownership

61.70%

Retail Ownership

31.69%

Institutional Holders

35.00

Cepton Institutional Shareholders


Institutional Shareholders by % of Total Shares

Name% Total Shares% Total AssetsCurrent SharesChange AmountChange %Market ValueDate
WELLS FARGO & COMPANY/MN----181-100.00%-Sep 30, 2023
NORTHERN TRUST CORP----43,356-100.00%-Sep 30, 2023
FMR LLC----3,060-100.00%-Sep 30, 2023
CITIGROUP INC----948-100.00%-Sep 30, 2023
GOLDMAN SACHS GROUP INC----152,790-100.00%-Sep 30, 2023
MORGAN STANLEY----12,169-100.00%-Sep 30, 2023
ROYAL BANK OF CANADA----136,200-100.00%-Sep 30, 2023
RHUMBLINE ADVISERS----13,572-100.00%-Sep 30, 2023
NOMURA HOLDINGS INC----101,601-100.00%-Sep 30, 2023
GEODE CAPITAL MANAGEMENT, LLC----284,986-100.00%-Sep 30, 2023
BLACKROCK INC.----320,194-100.00%-Sep 30, 2023
APIS CAPITAL ADVISORS, LLC----304,000-100.00%-Sep 30, 2023
OLD MISSION CAPITAL LLC----53,850-100.00%-Sep 30, 2023
HRT FINANCIAL LP----80,451-100.00%-Sep 30, 2023
TOWER RESEARCH CAPITAL LLC (TRC)----22,060-100.00%-Sep 30, 2023
GROUND SWELL CAPITAL, LLC----15,822-100.00%-Sep 30, 2023
WESTERLY CAPITAL MANAGEMENT, LLC----4,000,598-100.00%-Sep 30, 2023
ERGOTELES LLC----37,500-100.00%-Sep 30, 2023
JANE STREET GROUP, LLC----78,170-100.00%-Sep 30, 2023
CUBIST SYSTEMATIC STRATEGIES, LLC----173,346-100.00%-Sep 30, 2023

Cepton's largest institutional shareholder is WELLS FARGO & COMPANY/MN, holding 0.00% of the company's total share outstanding, currently valued at -. The top 10 institutional shareholders own together 0.00% of the company.

Institutional Shareholders by % of Total Assets

Name% Total Shares% Total AssetsCurrent SharesChange AmountChange %Market ValueDate
WELLS FARGO & COMPANY/MN----181-100.00%-Sep 30, 2023
NORTHERN TRUST CORP----43,356-100.00%-Sep 30, 2023
FMR LLC----3,060-100.00%-Sep 30, 2023
CITIGROUP INC----948-100.00%-Sep 30, 2023
GOLDMAN SACHS GROUP INC----152,790-100.00%-Sep 30, 2023
MORGAN STANLEY----12,169-100.00%-Sep 30, 2023
ROYAL BANK OF CANADA----136,200-100.00%-Sep 30, 2023
RHUMBLINE ADVISERS----13,572-100.00%-Sep 30, 2023
NOMURA HOLDINGS INC----101,601-100.00%-Sep 30, 2023
GEODE CAPITAL MANAGEMENT, LLC----284,986-100.00%-Sep 30, 2023
BLACKROCK INC.----320,194-100.00%-Sep 30, 2023
APIS CAPITAL ADVISORS, LLC----304,000-100.00%-Sep 30, 2023
OLD MISSION CAPITAL LLC----53,850-100.00%-Sep 30, 2023
HRT FINANCIAL LP----80,451-100.00%-Sep 30, 2023
TOWER RESEARCH CAPITAL LLC (TRC)----22,060-100.00%-Sep 30, 2023
GROUND SWELL CAPITAL, LLC----15,822-100.00%-Sep 30, 2023
WESTERLY CAPITAL MANAGEMENT, LLC----4,000,598-100.00%-Sep 30, 2023
ERGOTELES LLC----37,500-100.00%-Sep 30, 2023
JANE STREET GROUP, LLC----78,170-100.00%-Sep 30, 2023
CUBIST SYSTEMATIC STRATEGIES, LLC----173,346-100.00%-Sep 30, 2023

The largest Cepton shareholder by % of total assets is WELLS FARGO & COMPANY/MN. The company owns 0.00 shares of Cepton (CPTN), representing 0.00% of its total assets.

Institutional Buyers

Name% Total Shares% Total AssetsCurrent SharesChange AmountChange %Market ValueDate
WELLS FARGO & COMPANY/MN----181-100.00%-Sep 30, 2023
CITIGROUP INC----948-100.00%-Sep 30, 2023
FMR LLC----3,060-100.00%-Sep 30, 2023
POINT72 MIDDLE EAST FZE----7,866-100.00%-Sep 30, 2023
MORGAN STANLEY----12,169-100.00%-Sep 30, 2023
RHUMBLINE ADVISERS----13,572-100.00%-Sep 30, 2023
GROUND SWELL CAPITAL, LLC----15,822-100.00%-Sep 30, 2023
ADVISOR GROUP HOLDINGS, INC.----17,372-100.00%-Sep 30, 2023
WALKNER CONDON FINANCIAL ADVISORS LLC----18,488-100.00%-Sep 30, 2023
TOWER RESEARCH CAPITAL LLC (TRC)----22,060-100.00%-Sep 30, 2023
OCCIDENTAL ASSET MANAGEMENT, LLC----36,739-100.00%-Sep 30, 2023
ERGOTELES LLC----37,500-100.00%-Sep 30, 2023
NORTHERN TRUST CORP----43,356-100.00%-Sep 30, 2023
OLD MISSION CAPITAL LLC----53,850-100.00%-Sep 30, 2023
QUBE RESEARCH & TECHNOLOGIES LTD----70,366-100.00%-Sep 30, 2023
JANE STREET GROUP, LLC----78,170-100.00%-Sep 30, 2023
HRT FINANCIAL LP----80,451-100.00%-Sep 30, 2023
NOMURA HOLDINGS INC----101,601-100.00%-Sep 30, 2023
ROYAL BANK OF CANADA----136,200-100.00%-Sep 30, 2023
EMPOWER ADVISORY GROUP, LLC----144,000-100.00%-Sep 30, 2023

As of Sep 30 2023, Cepton's largest institutional buyer is WELLS FARGO & COMPANY/MN. The company purchased -0.18K stocks of CPTN, valued at -.

Institutional Sellers

Name% Total Shares% Total AssetsCurrent SharesChange AmountChange %Market ValueDate
WESTERLY CAPITAL MANAGEMENT, LLC----4,000,598-100.00%-Sep 30, 2023
POINT72 ASSET MANAGEMENT, L.P.----1,397,846-100.00%-Sep 30, 2023
BLACKROCK INC.----320,194-100.00%-Sep 30, 2023
APIS CAPITAL ADVISORS, LLC----304,000-100.00%-Sep 30, 2023
GEODE CAPITAL MANAGEMENT, LLC----284,986-100.00%-Sep 30, 2023
Y-INTERCEPT (HONG KONG) LTD----226,866-100.00%-Sep 30, 2023
CUBIST SYSTEMATIC STRATEGIES, LLC----173,346-100.00%-Sep 30, 2023
GOLDMAN SACHS GROUP INC----152,790-100.00%-Sep 30, 2023
EMPOWER ADVISORY GROUP, LLC----144,000-100.00%-Sep 30, 2023
ROYAL BANK OF CANADA----136,200-100.00%-Sep 30, 2023
NOMURA HOLDINGS INC----101,601-100.00%-Sep 30, 2023
HRT FINANCIAL LP----80,451-100.00%-Sep 30, 2023
JANE STREET GROUP, LLC----78,170-100.00%-Sep 30, 2023
QUBE RESEARCH & TECHNOLOGIES LTD----70,366-100.00%-Sep 30, 2023
OLD MISSION CAPITAL LLC----53,850-100.00%-Sep 30, 2023
NORTHERN TRUST CORP----43,356-100.00%-Sep 30, 2023
ERGOTELES LLC----37,500-100.00%-Sep 30, 2023
OCCIDENTAL ASSET MANAGEMENT, LLC----36,739-100.00%-Sep 30, 2023
TOWER RESEARCH CAPITAL LLC (TRC)----22,060-100.00%-Sep 30, 2023
WALKNER CONDON FINANCIAL ADVISORS LLC----18,488-100.00%-Sep 30, 2023

As of Sep 30 2023, Cepton's biggest institutional seller is WESTERLY CAPITAL MANAGEMENT, LLC. The company sold -4.00M shares of CPTN, valued at -.

Institutional New positions

Name% Total Shares% Total AssetsCurrent SharesChange AmountChange %Market ValueDate

Institutional Sold Out

Name% Total Shares% Total AssetsCurrent SharesChange AmountChange %Market ValueDate
WESTERLY CAPITAL MANAGEMENT, LLC----4,000,598-100.00%-Sep 30, 2023
POINT72 ASSET MANAGEMENT, L.P.----1,397,846-100.00%-Sep 30, 2023
BLACKROCK INC.----320,194-100.00%-Sep 30, 2023
APIS CAPITAL ADVISORS, LLC----304,000-100.00%-Sep 30, 2023
GEODE CAPITAL MANAGEMENT, LLC----284,986-100.00%-Sep 30, 2023
Y-INTERCEPT (HONG KONG) LTD----226,866-100.00%-Sep 30, 2023
CUBIST SYSTEMATIC STRATEGIES, LLC----173,346-100.00%-Sep 30, 2023
GOLDMAN SACHS GROUP INC----152,790-100.00%-Sep 30, 2023
EMPOWER ADVISORY GROUP, LLC----144,000-100.00%-Sep 30, 2023
ROYAL BANK OF CANADA----136,200-100.00%-Sep 30, 2023
NOMURA HOLDINGS INC----101,601-100.00%-Sep 30, 2023
HRT FINANCIAL LP----80,451-100.00%-Sep 30, 2023
JANE STREET GROUP, LLC----78,170-100.00%-Sep 30, 2023
QUBE RESEARCH & TECHNOLOGIES LTD----70,366-100.00%-Sep 30, 2023
OLD MISSION CAPITAL LLC----53,850-100.00%-Sep 30, 2023
NORTHERN TRUST CORP----43,356-100.00%-Sep 30, 2023
ERGOTELES LLC----37,500-100.00%-Sep 30, 2023
OCCIDENTAL ASSET MANAGEMENT, LLC----36,739-100.00%-Sep 30, 2023
TOWER RESEARCH CAPITAL LLC (TRC)----22,060-100.00%-Sep 30, 2023
WALKNER CONDON FINANCIAL ADVISORS LLC----18,488-100.00%-Sep 30, 2023
ADVISOR GROUP HOLDINGS, INC.----17,372-100.00%-Sep 30, 2023
GROUND SWELL CAPITAL, LLC----15,822-100.00%-Sep 30, 2023
RHUMBLINE ADVISERS----13,572-100.00%-Sep 30, 2023
MORGAN STANLEY----12,169-100.00%-Sep 30, 2023
POINT72 MIDDLE EAST FZE----7,866-100.00%-Sep 30, 2023
FMR LLC----3,060-100.00%-Sep 30, 2023
CITIGROUP INC----948-100.00%-Sep 30, 2023
WELLS FARGO & COMPANY/MN----181-100.00%-Sep 30, 2023

Cepton's largest sold out institutional shareholder by shares sold is WESTERLY CAPITAL MANAGEMENT, LLC, sold -4.00M shares, valued at -, as of undefined.

Cepton Mutual Fund Holders


Name% Total AssetsTotal SharesChange AmountChange %Date
DEUTSCHE DWS INVESTMENTS VIT FUNDS0.02%6,847--Dec 31, 2023
QUANTITATIVE MASTER SERIES LLC0.01%78,507--Dec 31, 2023
VANGUARD INDEX FUNDS0.00%1,969,330--Dec 31, 2023
SCHWAB CAPITAL TRUST0.00%122,419--Feb 29, 2024
FIDELITY CONCORD STREET TRUST0.00%270,543--Feb 29, 2024
ALLSPRING MASTER TRUST0.00%56,677--Feb 29, 2024
SCHWAB STRATEGIC TRUST0.00%106,221--Feb 29, 2024
VANGUARD INDEX FUNDS0.00%241,84144,90922.80%Dec 31, 2023
Calvert Variable Products, Inc.0.00%583--Dec 31, 2023
FIDELITY SALEM STREET TRUST0.00%392,348--Feb 29, 2024
STATE STREET INSTITUTIONAL INVESTMENT TRUST0.00%12,500--Dec 31, 2023
T. Rowe Price Index Trust, Inc.0.00%2,129--Feb 29, 2024
iSHARES TRUST0.00%1,932,851--Feb 29, 2024
VANGUARD SCOTTSDALE FUNDS0.00%167,281--Feb 29, 2024
ProFunds0.00%598--Jan 31, 2024
VALIC Co I0.00%17,379--Feb 29, 2024
PENN SERIES FUNDS INC0.00%1,600--Dec 29, 2023
EQ ADVISORS TRUST0.00%52,375--Dec 31, 2023
NATIONWIDE VARIABLE INSURANCE TRUST0.00%4,938--Dec 31, 2023
MORGAN STANLEY PATHWAY FUNDS0.00%2,850--Feb 29, 2024
NORTHERN FUNDS0.00%23,721--Dec 29, 2023
NATIONWIDE MUTUAL FUNDS0.00%2,967--Jan 31, 2024
PROSHARES TRUST0.00%5,583--Feb 29, 2024
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST0.00%38,100--Dec 31, 2023
RYDEX SERIES FUNDS0.00%72--Dec 31, 2023
SUNAMERICA SERIES TRUST0.00%5,410--Jan 31, 2024
RYDEX DYNAMIC FUNDS0.00%34--Dec 31, 2023
COLLEGE RETIREMENT EQUITIES FUND0.00%8,159--Dec 31, 2023
RYDEX VARIABLE TRUST0.00%5--Dec 31, 2023
BlackRock Variable Series Funds, Inc.0.00%6,078--Dec 31, 2023
PACIFIC SELECT FUND0.00%4,132--Dec 31, 2023
Bridge Builder Trust0.00%8,125--Dec 31, 2023
PRINCIPAL FUNDS, INC.0.00%6,013--Feb 29, 2024
BLACKROCK FUNDS0.00%3,271--Feb 29, 2024

Cepton's largest mutual fund holder by % of total assets is "DEUTSCHE DWS INVESTMENTS VIT FUNDS", owning 6.85K shares, compromising 0.02% of its total assets.

Cepton Institutional Ownership Trends


Institutional Holdings Trend

DateHoldingsChange %
30 Jun, 2335-7.89%
31 Mar, 23385.56%
31 Dec, 2236-10.00%
30 Sep, 224021.21%
30 Jun, 223322.22%
31 Mar, 22272600.00%
31 Dec, 211-

As of 30 Jun 23, 35 institutions are holding Cepton's shares, representing a decrease of -7.89% compared to the previous quarter.

Shares Outstanding Trend

DateShares OutstandingChange %
30 Jun, 2310,373,4850.84%
31 Mar, 2310,287,2808.94%
31 Dec, 229,442,8702.21%
30 Sep, 229,238,33856.99%
30 Jun, 225,884,54843.72%
31 Mar, 224,094,586804337.33%
31 Dec, 21509-

Cepton (CPTN) has 10.37M shares outstanding as of 30 Jun 23, up 0.84% compared to the previous quarter.

Institutional Ownership Trend

DateOwnership %Change %
30 Jun, 236.62%15.37%
31 Mar, 236.56%18.03%
31 Dec, 226.03%17.13%
30 Sep, 225.93%40.70%
30 Jun, 223.82%30.58%
31 Mar, 223.53%3565097600.00%
31 Dec, 210.00%-

As of 30 Jun 23, Cepton is held by 6.62% institutional shareholders, representing a 15.37% growth compared to 31 Mar 23.

Institutional Increased Positions Trend

DateIncreased PositionsChange %
30 Jun, 2319-13.64%
31 Mar, 232215.79%
31 Dec, 2219-42.42%
30 Sep, 223322.22%
30 Jun, 2227-
31 Mar, 22272600.00%
31 Dec, 211-

19 institutional shareholders have increased their position in CPTN stock as of 30 Jun 23 compared to 22 in the previous quarter (a -13.64% decrease).

Institutional Reduced Positions Trend

DateReduced PositionsChange %
30 Jun, 231250.00%
31 Mar, 238-20.00%
31 Dec, 2210100.00%
30 Sep, 22525.00%
30 Jun, 224-
31 Mar, 22--
31 Dec, 21--

12 institutional shareholders have reduced their position in CPTN stock as of 30 Jun 23 compared to 8 in the previous quarter (a 50.00% increase).

All Institutional Ownership Trend Data

DateHoldingsChange %Shares OutstandingChange %Ownership %Change %Increased PositionsChange %Reduced PositionsChange %
30 Jun, 2335-7.89%10,373,4850.84%6.62%15.37%19-13.64%1250.00%
31 Mar, 23385.56%10,287,2808.94%6.56%18.03%2215.79%8-20.00%
31 Dec, 2236-10.00%9,442,8702.21%6.03%17.13%19-42.42%10100.00%
30 Sep, 224021.21%9,238,33856.99%5.93%40.70%3322.22%525.00%
30 Jun, 223322.22%5,884,54843.72%3.82%30.58%27-4-
31 Mar, 22272600.00%4,094,586804337.33%3.53%3565097600.00%272600.00%--
31 Dec, 211-509-0.00%-1---

Cepton Insider Shareholders Trades


Open Market Insider Trades

DateNameRelationRoleTransactionBuy/SellSharesPriceValueShares HeldSource
May 17, 2024HOURTIENNE MITCHELLofficer Chief Commercial OfficerS-SaleSell3,390$2.84$9.63K91,486

Open Market Insider Buys

DateNameRelationRoleTransactionBuy/SellSharesPriceValueShares HeldSource

Insider Sells

DateNameRelationRoleTransactionBuy/SellSharesPriceValueShares HeldSource
May 17, 2024HOURTIENNE MITCHELLofficer Chief Commercial OfficerS-SaleSell3,390$2.84$9.63K91,486
Feb 22, 2024HOURTIENNE MITCHELLofficer Chief Commercial OfficerF-InKindSell2,354$2.67$6.29K44,876
Feb 22, 2024Pei Jundirector, 10 percent owner, officer CEO and PresidentF-InKindSell2,690$2.67$7.18K155,401
Feb 22, 2024Pei Jundirector, 10 percent owner, officer CEO and PresidentF-InKindSell973$2.67$2.60K6,142
Jan 12, 2024Chang Dongofficer Interim CFOSell---6,769
Jan 12, 2024Chang Dongofficer Interim CFOSell---1,300
Jan 12, 2024Chang Dongofficer Interim CFOSell---200
Jan 12, 2024Chang Dongofficer Interim CFOSell7,347$53.40$392.33K-
Jan 12, 2024Chang Dongofficer Interim CFOSell19,593$6.80$133.23K-
Jan 12, 2024Chang Dongofficer Interim CFOSell4,898$10.20$49.96K-
Jan 12, 2024Chang Dongofficer Interim CFOSell2,449$8.30$20.33K-
Jan 12, 2024Chang Dongofficer Interim CFOSell4,898$12.60$61.71K-
Sep 19, 2023HOURTIENNE MITCHELLofficer Chief Commercial OfficerSell---172,308
Sep 19, 2023HOURTIENNE MITCHELLofficer Chief Commercial OfficerSell---100,000

All Insider Owners Trades

DateNameRelationRoleTransactionBuy/SellSharesPriceValueShares HeldSource
May 17, 2024HOURTIENNE MITCHELLofficer Chief Commercial OfficerS-SaleSell3,390$2.84$9.63K91,486
May 14, 2024Han Liqunofficer Chief Operating OfficerA-AwardBuy180,000--231,284
May 14, 2024Liao Dongyiofficer Chief Technology OfficerA-AwardBuy180,000--237,230
May 14, 2024Pei Jundirector, 10 percent owner, officer CEO and PresidentA-AwardBuy13,567--19,709
May 14, 2024Chang Dongofficer Interim CFOA-AwardBuy50,000--58,269
May 14, 2024HOURTIENNE MITCHELLofficer Chief Commercial OfficerA-AwardBuy50,000--94,876
Feb 22, 2024HOURTIENNE MITCHELLofficer Chief Commercial OfficerF-InKindSell2,354$2.67$6.29K44,876
Feb 22, 2024Pei Jundirector, 10 percent owner, officer CEO and PresidentF-InKindSell2,690$2.67$7.18K155,401
Feb 22, 2024Pei Jundirector, 10 percent owner, officer CEO and PresidentF-InKindSell973$2.67$2.60K6,142
Jan 12, 2024Chang Dongofficer Interim CFOSell---6,769
Jan 12, 2024Chang Dongofficer Interim CFOSell---1,300
Jan 12, 2024Chang Dongofficer Interim CFOSell---200
Jan 12, 2024Chang Dongofficer Interim CFOSell7,347$53.40$392.33K-
Jan 12, 2024Chang Dongofficer Interim CFOSell19,593$6.80$133.23K-
Jan 12, 2024Chang Dongofficer Interim CFOSell4,898$10.20$49.96K-
Jan 12, 2024Chang Dongofficer Interim CFOSell2,449$8.30$20.33K-
Jan 12, 2024Chang Dongofficer Interim CFOSell4,898$12.60$61.71K-
Sep 19, 2023HOURTIENNE MITCHELLofficer Chief Commercial OfficerA-AwardBuy200,000--472,308
Sep 19, 2023HOURTIENNE MITCHELLofficer Chief Commercial OfficerSell---172,308
Sep 19, 2023HOURTIENNE MITCHELLofficer Chief Commercial OfficerSell---100,000

The last insider sell of Cepton's stock was made by HOURTIENNE MITCHELL on May 17 2024, selling 3,390 shares at $2.84 per share (valued at $9.63K).

Cepton Insider Ownership Trends


All Insider Trades Trend

DateBuySellBuy/Sell Ratio
Q2 202451500.00%
Q1 2024-11-
Q3 20231119.09%
Q2 20233560.00%
Q1 202393300.00%
Q4 2022-6-
Q3 202221200.00%
Q2 202292450.00%
Q1 202221513.33%
Q1 2021-3-
Q4 2010-2-

5 total buy trades, and 1 total sell trades (buy/sell ratio of 5.00%) were made by Cepton's insiders, as of Q2 2024.

Open Market Insider Trades Trend

DateBuySellBuy/Sell Ratio
Q2 2024-1-
Q1 2024---
Q3 2023-3-
Q2 2023---
Q1 20231333.33%
Q4 2022-3-
Q3 2022---
Q2 2022---
Q1 2022---
Q1 2021---
Q4 2010---

As of Q2 2024, Insider owners conducted 0 open market buy trades and 1 open market sell trades of Cepton's stocks.

Cepton Peer Ownership


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CPTN Ownership FAQ


Cepton is owned by institutional shareholders (6.62%), insiders (61.70%), and public (31.69%). The largest institutional shareholder of Cepton is WELLS FARGO & COMPANY/MN (0% of total shares) and the top mutual fund owner is DEUTSCHE DWS INVESTMENTS VIT FUNDS (0.02% of total shares).

Cepton's major institutional shareholders are WELLS FARGO & COMPANY/MN, NORTHERN TRUST CORP, FMR LLC, CITIGROUP INC, and GOLDMAN SACHS GROUP INC. The top five shareholders own together 0% of the company's share outstanding.

As of Jun 2023, there are 35 institutional shareholders of Cepton.

WELLS FARGO & COMPANY/MN owns 0 shares of Cepton, representing 0% of the company's total shares outstanding, valued at $0 (as of Sep 2023).

As of Sep 2023, NORTHERN TRUST CORP holds 0 shares of Cepton (CPTN), compromising 0% of the company, valued at $0.

FMR LLC is the third largest holder of Cepton. The company owns 0 of the company's shares outstanding (worth $0).