Capital Southwest Ownership | Who Owns Capital Southwest?
Capital Southwest Ownership Summary
Capital Southwest is owned by 30.79% institutional investors, 3.95% insiders, and 65.26% retail investors. Van eck associates is the largest institutional shareholder, holding 2.72% of CSWC shares. VanEck BDC Income ETF is the top mutual fund, with 2.21% of its assets in Capital Southwest shares.
CSWC Ownership Benchmark
| Type | Name | % Inst | % Insiders | % Retail |
|---|---|---|---|---|
| Stock | Capital Southwest | 30.79% | 3.95% | 65.26% |
| Sector | Financial Services Stocks | 36.95% | 15.48% | 47.58% |
| Industry | Asset Management Stocks | 33.74% | 8.99% | 57.26% |
Institutional Shareholders
Top Institutional Shareholders by Total Shares
| Holder | Shares | % Holding | Value |
|---|---|---|---|
| Van eck associates | 1.46M | 2.72% | $31.85M |
| Sanders morris harris | 1.37M | 2.56% | $29.92M |
| Two sigma advisers, lp | 994.81K | 1.86% | $21.75M |
| Two sigma investments, lp | 892.35K | 1.67% | $19.51M |
| Ubs group | 778.16K | 1.45% | $17.01M |
| Sound income strategies | 756.79K | 1.41% | $15.07M |
| Balyasny asset management | 546.28K | 1.02% | $12.04M |
| Melia wealth | 490.45K | 0.92% | $10.72M |
| Blackrock funding, inc. /de | 424.39K | 0.79% | $9.28M |
| Zuckerman investment group | 415.44K | 0.78% | $9.08M |
Top Institutional Shareholders by % of Total Assets
| Holder | Shares | % Assets | Value |
|---|---|---|---|
| Melia wealth | 490.45K | 4.69% | $10.72M |
| Sanders morris harris | 1.37M | 3.96% | $29.92M |
| Smh capital advisors | 76.51K | 3.17% | $1.55B |
| Epiq partners | 295.43K | 3.05% | $6.46M |
| Muzinich | 273.26K | 2.31% | $5.97M |
| Redmont wealth advisors | 67.88K | 2.07% | $1.48M |
| Sovereign's capital management | 76.52K | 0.91% | $1.67M |
| Zuckerman investment group | 415.44K | 0.84% | $9.08M |
| Sound income strategies | 756.79K | 0.82% | $15.07M |
| Columbus macro | 318.89K | 0.79% | $6.97M |
Top Buyers
| Holder | Shares | % Assets | Change |
|---|---|---|---|
| Millennium management | 257.38K | 0.00% | 257.38K |
| Trexquant investment lp | 221.69K | 0.05% | 175.06K |
| Voloridge investment management | 220.37K | 0.02% | 139.73K |
| Two sigma investments, lp | 892.35K | 0.03% | 131.13K |
| Van eck associates | 1.46M | 0.03% | 109.85K |
Top Sellers
| Holder | Shares | % Assets | Change |
|---|---|---|---|
| Kingstone capital partners texas | - | - | -13.09M |
| Punch & associates investment management | - | - | -686.51K |
| Tectonic advisors | - | - | -521.69K |
| Harbor capital advisors | - | - | -403.83K |
| Balyasny asset management | 546.28K | 0.02% | -256.86K |
New Positions
| Holder | Shares | % Assets | Change | Value |
|---|---|---|---|---|
| Millennium management | 257.38K | 0.00% | 257.38K | $5.62M |
| Neuberger berman group | 105.69K | 0.00% | 105.69K | $2.31M |
| D. e. shaw | 101.64K | 0.00% | 101.64K | $2.22M |
| Redmont wealth advisors | 67.88K | 2.07% | 67.88K | $1.48M |
| Nebula research & development | 25.91K | 0.05% | 25.91K | $570.99K |
Sold Out
| Holder | Change |
|---|---|
| Soa wealth advisors, llc. | -11.00 |
| Lindbrook capital | -13.00 |
| Smartleaf asset management | -20.00 |
| Financial synergies wealth advisors | -20.00 |
| Corecap advisors | -29.00 |
Institutional Ownership Trends
| Date | Holdings | Change % | Shares | Change % | Ownership | Change % | Increased Position | Change % | Decreased Position | Change % |
|---|---|---|---|---|---|---|---|---|---|---|
| Sep 30, 2025 | 166 | -5.14% | 16,478,242 | -44.78% | 30 | 0.99% | 94 | -3.09% | 41 | -6.82% |
| Jun 30, 2025 | 175 | -1.69% | 30,548,395 | 80.13% | 57 | 4.47% | 96 | - | 45 | -2.17% |
| Mar 31, 2025 | 178 | 7.88% | 16,959,340 | 16.43% | 35 | 3.93% | 97 | 4.30% | 45 | 7.14% |
| Dec 31, 2024 | 162 | 6.58% | 14,476,662 | 26.52% | 29 | 5.11% | 90 | 18.42% | 42 | -6.67% |
| Sep 30, 2024 | 149 | - | 11,387,560 | 2.34% | 24 | 4.06% | 74 | -6.33% | 44 | 4.76% |
Top Mutual Funds Shareholders
| Holder | Shares | % Holding | Change |
|---|---|---|---|
| VanEck BDC Income ETF | 1.23M | 2.21% | -1.17K |
| Invesco KBW High Dividend Yld Fincl ETF | 380.89K | 0.80% | - |
| Embark Small Cap Equity Institutional | 403.83K | 0.80% | 4.94K |
| Embark Small Cap Equity Retirement | 398.89K | 0.79% | - |
| Putnam BDC Income ETF | 304.10K | 0.55% | - |
| iShares Listed Private Eq ETF USD Dist | 289.99K | 0.52% | - |
| Undrly L&G Pen PMC Diversified | 88.52K | 0.19% | 1.98K |
| Undrly L&G Diversified Life | 88.46K | 0.19% | -60.00 |
| Undrly Fid DC L&G Fut Wld Mlt Asst MAGJ | 97.33K | 0.18% | 16.77K |
| FID DC L&G Diversified Fund | 89.98K | 0.16% | 4.74K |
Recent Insider Transactions
| Date | Name | Role | Activity | Value |
|---|---|---|---|---|
| Oct 01, 2025 | Rogers-Windsor Ramona Lynn | - | Buy | $9.98K |
| Aug 20, 2025 | BATTIST CHRISTINE | - | Buy | $14.97K |
| Jun 23, 2025 | Rogers-Windsor Ramona Lynn | - | Buy | $9.98K |
| May 27, 2025 | BATTIST CHRISTINE | - | Buy | $9.93K |
| Mar 26, 2025 | Rogers-Windsor Ramona Lynn | - | Buy | $10.13K |
Insider Transactions Trends
| Date | Buy | Sell |
|---|---|---|
| 2025 Q4 | 1 | - |
| 2025 Q3 | 1 | - |
| 2025 Q2 | 2 | - |
| 2025 Q1 | 1 | - |
| 2024 Q4 | 3 | - |
CSWC Ownership FAQ
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