Capital Southwest Ownership | Who Owns Capital Southwest?
Capital Southwest Ownership Summary
Capital Southwest is owned by 17.85% institutional investors, 3.77% insiders, and 78.37% retail investors. Van eck associates is the largest institutional shareholder, holding 2.72% of CSWC shares. VanEck BDC Income ETF is the top mutual fund, with 1.80% of its assets in Capital Southwest shares.
CSWC Ownership Benchmark
| Type | Name | % Inst | % Insiders | % Retail |
|---|---|---|---|---|
| Stock | Capital Southwest | 17.85% | 3.77% | 78.37% |
| Sector | Financial Services Stocks | 32.19% | 15.44% | 52.37% |
| Industry | Asset Management Stocks | 46.20% | 8.54% | 45.25% |
Institutional Shareholders
Top Institutional Shareholders by Total Shares
| Holder | Shares | % Holding | Value |
|---|---|---|---|
| Van eck associates | 1.46M | 2.72% | $31.85M |
| Two sigma advisers, lp | 994.81K | 1.86% | $21.75M |
| Two sigma investments, lp | 892.35K | 1.67% | $19.51M |
| Sound income strategies | 885.97K | 1.54% | $20.98M |
| Ubs group | 817.15K | 1.42% | $18.10M |
| Balyasny asset management | 546.28K | 1.02% | $12.04M |
| Melia wealth | 502.99K | 0.87% | $11.14M |
| Zuckerman investment group | 415.44K | 0.78% | $9.08M |
| Cetera investment advisers | 409.97K | 0.77% | $8.96M |
| Muzinich | 425.32K | 0.74% | $9.42M |
Top Institutional Shareholders by % of Total Assets
| Holder | Shares | % Assets | Value |
|---|---|---|---|
| Melia wealth | 502.99K | 5.15% | $11.14M |
| Smh capital advisors | 78.40K | 3.53% | $1.74M |
| Epiq partners | 310.96K | 3.21% | $6.89M |
| Muzinich | 425.32K | 2.96% | $9.42M |
| Graniteshares advisors | 122.47K | 1.65% | $2.71M |
| Sound income strategies | 885.97K | 0.99% | $20.98M |
| Sovereign's capital management | 76.52K | 0.91% | $1.67M |
| Zuckerman investment group | 415.44K | 0.84% | $9.08M |
| Columbus macro | 345.52K | 0.84% | $7.65M |
| First dallas securities | 89.91K | 0.74% | $1.99M |
Top Buyers
| Holder | Shares | % Assets | Change |
|---|---|---|---|
| Millennium management | 257.38K | 0.00% | 257.38K |
| Connor, clark & lunn investment management | 188.92K | 0.01% | 188.92K |
| Trexquant investment lp | 221.69K | 0.05% | 175.06K |
| Muzinich | 425.32K | 2.96% | 152.06K |
| Voloridge investment management | 220.37K | 0.02% | 139.73K |
Top Sellers
| Holder | Shares | % Assets | Change |
|---|---|---|---|
| Sanders morris harris | - | - | -1.37M |
| Punch & associates investment management | - | - | -686.51K |
| Tectonic advisors | - | - | -521.69K |
| Harbor capital advisors | - | - | -403.83K |
| Balyasny asset management | 546.28K | 0.02% | -256.86K |
New Positions
| Holder | Shares | % Assets | Change | Value |
|---|---|---|---|---|
| Millennium management | 257.38K | 0.00% | 257.38K | $5.62M |
| Connor, clark & lunn investment management | 188.92K | 0.01% | 188.92K | $4.18M |
| Graniteshares advisors | 122.47K | 1.65% | 122.47K | $2.71M |
| Neuberger berman group | 105.69K | 0.00% | 105.69K | $2.31M |
| D. e. shaw | 101.64K | 0.00% | 101.64K | $2.22M |
Sold Out
| Holder | Change |
|---|---|
| Citigroup | -1.00 |
| Soa wealth advisors, llc. | -11.00 |
| Lindbrook capital | -13.00 |
| Smartleaf asset management | -20.00 |
| Financial synergies wealth advisors | -20.00 |
Institutional Ownership Trends
| Date | Holdings | Change % | Shares | Change % | Ownership | Change % | Increased Position | Change % | Decreased Position | Change % |
|---|---|---|---|---|---|---|---|---|---|---|
| Dec 31, 2025 | 134 | -22.09% | 10,270,770 | -38.65% | 17 | 1.82% | 56 | -43.43% | 48 | 17.07% |
| Sep 30, 2025 | 166 | -5.14% | 16,478,242 | -44.78% | 30 | 0.99% | 94 | -3.09% | 41 | -6.82% |
| Jun 30, 2025 | 175 | -1.69% | 30,548,395 | 80.13% | 57 | 4.47% | 96 | - | 45 | -2.17% |
| Mar 31, 2025 | 178 | 7.88% | 16,959,340 | 16.43% | 35 | 3.93% | 97 | 4.30% | 45 | 7.14% |
| Dec 31, 2024 | 162 | 6.58% | 14,476,662 | 26.52% | 29 | 5.11% | 90 | 18.42% | 42 | -6.67% |
Top Mutual Funds Shareholders
| Holder | Shares | % Holding | Change |
|---|---|---|---|
| VanEck BDC Income ETF | 1.08M | 1.80% | - |
| Militia Long/Short Equity ETF | 652.17K | 1.08% | 652.17K |
| Invesco KBW High Dividend Yld Fincl ETF | 380.89K | 0.80% | - |
| Embark Small Cap Equity Institutional | 403.83K | 0.80% | 4.94K |
| Embark Small Cap Equity Retirement | 398.89K | 0.79% | - |
| Columbus Macro Alternative High-Yield | 308.89K | 0.51% | 9.10K |
| iShares Listed Private Eq ETF USD Dist | 300.57K | 0.50% | 185.58K |
| Putnam BDC Income ETF | 257.57K | 0.43% | - |
| Undrly L&G Pen PMC Diversified | 88.52K | 0.19% | 1.98K |
| Undrly L&G Diversified Life | 88.46K | 0.19% | -60.00 |
Recent Insider Transactions
| Date | Name | Role | Activity | Value |
|---|---|---|---|---|
| Feb 27, 2026 | Sarner Michael Scott | President and CEO | Buy | $59.01K |
| Feb 09, 2026 | BATTIST CHRISTINE | - | Buy | $13.90K |
| Oct 01, 2025 | Rogers-Windsor Ramona Lynn | - | Buy | $9.98K |
| Aug 20, 2025 | BATTIST CHRISTINE | - | Buy | $14.97K |
| Jun 23, 2025 | Rogers-Windsor Ramona Lynn | - | Buy | $9.98K |
Insider Transactions Trends
| Date | Buy | Sell |
|---|---|---|
| 2026 Q1 | 1 | - |
| 2025 Q4 | 1 | - |
| 2025 Q3 | 1 | - |
| 2025 Q2 | 2 | - |
| 2025 Q1 | 1 | - |
CSWC Ownership FAQ
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