Capital Southwest Ownership | Who Owns Capital Southwest?
Capital Southwest Ownership Summary
Capital Southwest is owned by 57.08% institutional investors, 4.08% insiders, and 38.84% retail investors. Sanders morris harris is the largest institutional shareholder, holding 2.56% of CSWC shares. VanEck BDC Income ETF is the top mutual fund, with 2.21% of its assets in Capital Southwest shares.
CSWC Ownership Benchmark
| Type | Name | % Inst | % Insiders | % Retail |
|---|---|---|---|---|
| Stock | Capital Southwest | 57.08% | 4.08% | 38.84% |
| Sector | Financial Services Stocks | 51.64% | 15.54% | 32.82% |
| Industry | Asset Management Stocks | 51.84% | 9.46% | 38.70% |
Institutional Shareholders
Top Institutional Shareholders by Total Shares
| Holder | Shares | % Holding | Value |
|---|---|---|---|
| Sanders morris harris | 1.37M | 2.56% | $29.92M |
| Van eck associates | 1.35M | 2.52% | $29.70M |
| Two sigma advisers, lp | 774.60K | 1.64% | $16.90M |
| Two sigma investments, lp | 673.78K | 1.43% | $14.70M |
| Sound income strategies | 756.79K | 1.41% | $15.07M |
| Balyasny asset management | 546.28K | 1.02% | $12.04M |
| Zuckerman investment group | 460.38K | 0.86% | $10.15M |
| Melia wealth | 401.58K | 0.85% | $8.76M |
| Cetera investment advisers | 361.72K | 0.68% | $7.97M |
| Legal & general group | 310.29K | 0.66% | $6.77M |
Top Institutional Shareholders by % of Total Assets
| Holder | Shares | % Assets | Value |
|---|---|---|---|
| Melia wealth | 401.58K | 4.57% | $8.76M |
| Sanders morris harris | 1.37M | 3.96% | $29.92M |
| Redmont wealth advisors | 66.94K | 2.52% | $1.46M |
| Muzinich | 273.26K | 2.31% | $5.97M |
| Smh capital advisors | 45.22K | 2.26% | $996.54K |
| Zuckerman investment group | 460.38K | 0.98% | $10.15M |
| Sovereign's capital management | 77.05K | 0.91% | $1.70M |
| Sound income strategies | 756.79K | 0.82% | $15.07M |
| Columbus macro | 318.89K | 0.79% | $6.97M |
| Moerus capital management | 73.98K | 0.70% | $1.63M |
Top Buyers
| Holder | Shares | % Assets | Change |
|---|---|---|---|
| Cetera investment advisers | 361.72K | 0.01% | 289.78K |
| Millennium management | 257.38K | 0.00% | 257.38K |
| Two sigma investments, lp | 673.78K | 0.03% | 200.06K |
| Van eck associates | 1.35M | 0.03% | 180.37K |
| Hrt financial lp | 242.08K | 0.02% | 154.38K |
Top Sellers
| Holder | Shares | % Assets | Change |
|---|---|---|---|
| Kingstone capital partners texas | - | - | -13.09M |
| Punch & associates investment management | - | - | -686.51K |
| Tectonic advisors | - | - | -521.69K |
| Harbor capital advisors | - | - | -403.83K |
| Invesco | 31.49K | 0.00% | -367.86K |
New Positions
| Holder | Shares | % Assets | Change | Value |
|---|---|---|---|---|
| Millennium management | 257.38K | 0.00% | 257.38K | $5.62M |
| Schonfeld strategic advisors | 103.04K | 0.01% | 103.04K | $2.25M |
| D. e. shaw | 101.64K | 0.00% | 101.64K | $2.22M |
| Naviter wealth | 83.53K | 0.22% | 83.53K | $1.82M |
| Point72 asset management | 78.81K | 0.00% | 78.81K | $1.74M |
Sold Out
| Holder | Change |
|---|---|
| Soa wealth advisors, llc. | -11.00 |
| Lindbrook capital | -13.00 |
| Principal securities | -14.00 |
| Smartleaf asset management | -20.00 |
| Financial synergies wealth advisors | -20.00 |
Institutional Ownership Trends
| Date | Holdings | Change % | Shares | Change % | Ownership | Change % | Increased Position | Change % | Decreased Position | Change % |
|---|---|---|---|---|---|---|---|---|---|---|
| Jun 30, 2025 | 175 | -1.69% | 30,548,395 | 80.13% | 57 | 4.47% | 96 | - | 45 | -2.17% |
| Mar 31, 2025 | 178 | 7.88% | 16,959,340 | 16.43% | 35 | 3.93% | 97 | 4.30% | 45 | 7.14% |
| Dec 31, 2024 | 162 | 6.58% | 14,476,662 | 26.52% | 29 | 5.11% | 90 | 18.42% | 42 | -6.67% |
| Sep 30, 2024 | 149 | - | 11,387,560 | 2.34% | 24 | 4.06% | 74 | -6.33% | 44 | 4.76% |
| Jun 30, 2024 | 146 | -0.68% | 10,872,240 | 3.50% | 24 | 4.44% | 77 | -10.47% | 41 | 20.59% |
Top Mutual Funds Shareholders
| Holder | Shares | % Holding | Change |
|---|---|---|---|
| VanEck BDC Income ETF | 1.23M | 2.21% | -1.17K |
| Invesco KBW High Dividend Yld Fincl ETF | 380.89K | 0.80% | - |
| Embark Small Cap Equity Institutional | 403.83K | 0.80% | 4.94K |
| Embark Small Cap Equity Retirement | 398.89K | 0.79% | - |
| Putnam BDC Income ETF | 304.10K | 0.55% | - |
| iShares Listed Private Eq ETF USD Dist | 289.99K | 0.52% | - |
| Undrly L&G Pen PMC Diversified | 88.52K | 0.19% | 1.98K |
| Undrly L&G Diversified Life | 88.46K | 0.19% | -60.00 |
| Undrly Fid DC L&G Fut Wld Mlt Asst MAGJ | 97.33K | 0.18% | 16.77K |
| FID DC L&G Diversified Fund | 89.98K | 0.16% | 4.74K |
Recent Insider Transactions
| Date | Name | Role | Activity | Value |
|---|---|---|---|---|
| Oct 01, 2025 | Rogers-Windsor Ramona Lynn | - | Buy | $9.98K |
| Aug 20, 2025 | BATTIST CHRISTINE | - | Buy | $14.97K |
| Jun 23, 2025 | Rogers-Windsor Ramona Lynn | - | Buy | $9.98K |
| May 27, 2025 | BATTIST CHRISTINE | - | Buy | $9.93K |
| Mar 26, 2025 | Rogers-Windsor Ramona Lynn | - | Buy | $10.13K |
Insider Transactions Trends
| Date | Buy | Sell |
|---|---|---|
| 2025 Q4 | 1 | - |
| 2025 Q3 | 1 | - |
| 2025 Q2 | 2 | - |
| 2025 Q1 | 1 | - |
| 2024 Q4 | 3 | - |
CSWC Ownership FAQ
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