Capital Southwest Ownership | Who Owns Capital Southwest?
Capital Southwest Ownership Summary
Capital Southwest is owned by 20.55% institutional investors, 2.73% insiders, and 76.72% retail investors. Two sigma investments, lp is the largest institutional shareholder, holding 4.08% of CSWC shares. VanEck BDC Income ETF is the top mutual fund, with 1.69% of its assets in Capital Southwest shares.
CSWC Ownership Benchmark
| Type | Name | % Inst | % Insiders | % Retail |
|---|---|---|---|---|
| Stock | Capital Southwest | 20.55% | 2.73% | 76.72% |
| Sector | Financial Services Stocks | 37.05% | 15.59% | 47.36% |
| Industry | Asset Management Stocks | 49.15% | 11.31% | 39.54% |
Institutional Shareholders
Top Institutional Shareholders by Total Shares
| Holder | Shares | % Holding | Value |
|---|---|---|---|
| Two sigma investments, lp | 2.35M | 4.08% | $51.97M |
| Van eck associates | 1.13M | 1.96% | $24.94M |
| Sanders morris harris | 1.11M | 1.93% | $24.58M |
| Two sigma advisers, lp | 994.81K | 1.86% | $21.75M |
| Sound income strategies | 903.33K | 1.57% | $19.81M |
| Ubs group | 854.13K | 1.48% | $18.89M |
| Empowered funds | 619.10K | 1.08% | $13.69M |
| Empirical finance | 618.87K | 1.08% | $13.69M |
| Panoramic investment advisors | 515.52K | 0.90% | $11.40M |
| Melia wealth | 515.48K | 0.90% | $11.40M |
Top Institutional Shareholders by % of Total Assets
| Holder | Shares | % Assets | Value |
|---|---|---|---|
| Melia wealth | 515.48K | 5.52% | $11.40M |
| Panoramic investment advisors | 515.52K | 5.52% | $11.40M |
| Smh capital advisors | 1.73K | 5.26% | $1.73M |
| Sanders morris harris | 1.11M | 3.90% | $24.58M |
| Muzinich | 426.24K | 3.30% | $9.43M |
| Epiq partners | 312.33K | 3.23% | $6.91M |
| Graniteshares advisors | 109.89K | 1.75% | $2.43M |
| Sound income strategies | 903.33K | 0.96% | $19.81M |
| Columbus macro | 357.78K | 0.85% | $7.91M |
| First dallas securities | 89.69K | 0.73% | $1.98M |
Top Buyers
| Holder | Shares | % Assets | Change |
|---|---|---|---|
| Two sigma investments, lp | 2.35M | 0.04% | 1.30M |
| Sanders morris harris | 1.11M | 3.90% | 1.11M |
| Empowered funds | 619.10K | 0.09% | 619.10K |
| Empirical finance | 618.87K | 0.64% | 618.87K |
| Panoramic investment advisors | 515.52K | 5.52% | 515.52K |
Top Sellers
| Holder | Shares | % Assets | Change |
|---|---|---|---|
| Punch & associates investment management | - | - | -686.51K |
| Tectonic advisors | - | - | -521.69K |
| Harbor capital advisors | - | - | -403.83K |
| Van eck associates | 1.13M | 0.02% | -252.75K |
| Marshall wace, llp | - | - | -252.25K |
New Positions
| Holder | Shares | % Assets | Change | Value |
|---|---|---|---|---|
| Empowered funds | 619.10K | 0.09% | 619.10K | $13.69M |
| Empirical finance | 618.87K | 0.64% | 618.87K | $13.69M |
| Panoramic investment advisors | 515.52K | 5.52% | 515.52K | $11.40M |
| D. e. shaw | 101.64K | 0.00% | 101.64K | $2.22M |
| Truvestments capital | 72.75K | 0.29% | 72.75K | $1.61M |
Sold Out
| Holder | Change |
|---|---|
| Soa wealth advisors, llc. | -11.00 |
| Lindbrook capital | -13.00 |
| Smartleaf asset management | -20.00 |
| Financial synergies wealth advisors | -20.00 |
| Corecap advisors | -29.00 |
Institutional Ownership Trends
| Date | Holdings | Change % | Shares | Change % | Ownership | Change % | Increased Position | Change % | Decreased Position | Change % |
|---|---|---|---|---|---|---|---|---|---|---|
| Mar 31, 2026 | 129 | -22.75% | 11,820,863 | -20.99% | 20 | 3.04% | 61 | -14.08% | 36 | -41.94% |
| Dec 31, 2025 | 134 | -22.09% | 10,270,770 | -38.65% | 17 | 1.82% | 56 | -43.43% | 48 | 17.07% |
| Sep 30, 2025 | 166 | -5.14% | 16,478,242 | -44.78% | 30 | 0.99% | 94 | -3.09% | 41 | -6.82% |
| Jun 30, 2025 | 175 | -1.69% | 30,548,395 | 80.13% | 57 | 4.47% | 96 | - | 45 | -2.17% |
| Mar 31, 2025 | 178 | 7.88% | 16,959,340 | 16.43% | 35 | 3.93% | 97 | 4.30% | 45 | 7.14% |
Top Mutual Funds Shareholders
| Holder | Shares | % Holding | Change |
|---|---|---|---|
| VanEck BDC Income ETF | 1.01M | 1.69% | 2.87K |
| Militia Long/Short Equity ETF | 585.56K | 0.97% | -39.86K |
| Invesco KBW High Dividend Yld Fincl ETF | 380.89K | 0.80% | - |
| Embark Small Cap Equity Institutional | 403.83K | 0.80% | 4.94K |
| Embark Small Cap Equity Retirement | 398.89K | 0.79% | - |
| Putnam BDC Income ETF | 358.83K | 0.60% | 11.83K |
| Columbus Macro Alternative High-Yield | 344.95K | 0.57% | 36.06K |
| iShares Listed Private Eq ETF USD Dist | 233.70K | 0.39% | - |
| GraniteShares HIPS US High Income ETF | 115.19K | 0.19% | - |
| Undrly L&G Pen PMC Diversified | 88.52K | 0.19% | 1.98K |
Recent Insider Transactions
| Date | Name | Role | Activity | Value |
|---|---|---|---|---|
| Jun 05, 2026 | Thomas William R III | - | Sell | $108.57K |
| Jun 05, 2026 | Thomas William R III | - | Buy | $117.00K |
| Jun 01, 2026 | Rogers-Windsor Ramona Lynn | - | Buy | $4.99K |
| Feb 27, 2026 | Sarner Michael Scott | President and CEO | Buy | $59.01K |
| Feb 09, 2026 | BATTIST CHRISTINE | - | Buy | $13.90K |
Insider Transactions Trends
| Date | Buy | Sell |
|---|---|---|
| 2026 Q2 | 2 | 1 |
| 2026 Q1 | 2 | - |
| 2025 Q4 | 1 | - |
| 2025 Q3 | 1 | - |
| 2025 Q2 | 2 | - |
CSWC Ownership FAQ
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