Capital Southwest Ownership | Who Owns Capital Southwest?
Capital Southwest Ownership Summary
Capital Southwest is owned by 20.55% institutional investors, 2.73% insiders, and 76.72% retail investors. Two sigma investments, lp is the largest institutional shareholder, holding 4.08% of CSWC shares. VanEck BDC Income ETF is the top mutual fund, with 1.65% of its assets in Capital Southwest shares.
CSWC Ownership Benchmark
| Type | Name | % Inst | % Insiders | % Retail |
|---|---|---|---|---|
| Stock | Capital Southwest | 20.55% | 2.73% | 76.72% |
| Sector | Financial Services Stocks | 746.79% | 13.83% | -660.62% |
| Industry | Asset Management Stocks | 46.79% | 11.97% | 41.24% |
Institutional Shareholders
Top Institutional Shareholders by Total Shares
| Holder | Shares | % Holding | Value |
|---|---|---|---|
| Two sigma investments, lp | 2.35M | 4.08% | $51.97M |
| Van eck associates | 1.13M | 1.96% | $24.94M |
| Two sigma advisers, lp | 994.81K | 1.86% | $21.75M |
| Sound income strategies | 903.33K | 1.57% | $19.81M |
| Ubs group | 854.13K | 1.48% | $18.89M |
| Sanders morris harris | 759.99K | 1.32% | $18.07M |
| Empowered funds | 619.10K | 1.08% | $13.69M |
| Empirical finance | 618.87K | 1.08% | $13.69M |
| Panoramic investment advisors | 515.52K | 0.90% | $11.40M |
| Melia wealth | 515.48K | 0.90% | $11.40M |
Top Institutional Shareholders by % of Total Assets
| Holder | Shares | % Assets | Value |
|---|---|---|---|
| Sanders morris harris | 759.99K | 10.48% | $18.07M |
| Melia wealth | 515.48K | 5.52% | $11.40M |
| Panoramic investment advisors | 515.52K | 5.52% | $11.40M |
| Smh capital advisors | 1.73K | 5.26% | $1.73M |
| Muzinich | 426.24K | 3.30% | $9.43M |
| Epiq partners | 294.00K | 2.96% | $6.99M |
| Graniteshares advisors | 109.89K | 1.75% | $2.43M |
| Sound income strategies | 903.33K | 0.96% | $19.81M |
| Columbus macro | 357.78K | 0.85% | $7.91M |
| First dallas securities | 89.69K | 0.73% | $1.98M |
Top Buyers
| Holder | Shares | % Assets | Change |
|---|---|---|---|
| Two sigma investments, lp | 2.35M | 0.04% | 1.30M |
| Empowered funds | 619.10K | 0.09% | 619.10K |
| Empirical finance | 618.87K | 0.64% | 618.87K |
| Panoramic investment advisors | 515.52K | 5.52% | 515.52K |
| D. e. shaw | 101.64K | 0.00% | 101.64K |
Top Sellers
| Holder | Shares | % Assets | Change |
|---|---|---|---|
| Punch & associates investment management | - | - | -686.51K |
| Tectonic advisors | - | - | -521.69K |
| Harbor capital advisors | - | - | -403.83K |
| Sanders morris harris | 759.99K | 10.48% | -351.18K |
| Van eck associates | 1.13M | 0.02% | -252.75K |
New Positions
| Holder | Shares | % Assets | Change | Value |
|---|---|---|---|---|
| Empowered funds | 619.10K | 0.09% | 619.10K | $13.69M |
| Empirical finance | 618.87K | 0.64% | 618.87K | $13.69M |
| Panoramic investment advisors | 515.52K | 5.52% | 515.52K | $11.40M |
| D. e. shaw | 101.64K | 0.00% | 101.64K | $2.22M |
| Truvestments capital | 72.75K | 0.29% | 72.75K | $1.61M |
Sold Out
| Holder | Change |
|---|---|
| Soa wealth advisors, llc. | -11.00 |
| Lindbrook capital | -13.00 |
| Smartleaf asset management | -20.00 |
| Financial synergies wealth advisors | -20.00 |
| Corecap advisors | -29.00 |
Institutional Ownership Trends
| Date | Holdings | Change % | Shares | Change % | Ownership | Change % | Increased Position | Change % | Decreased Position | Change % |
|---|---|---|---|---|---|---|---|---|---|---|
| Mar 31, 2026 | 129 | -22.75% | 11,820,863 | -20.99% | 20 | 3.04% | 61 | -14.08% | 36 | -41.94% |
| Dec 31, 2025 | 134 | -22.09% | 10,270,770 | -38.65% | 17 | 1.82% | 56 | -43.43% | 48 | 17.07% |
| Sep 30, 2025 | 166 | -5.14% | 16,478,242 | -44.78% | 30 | 0.99% | 94 | -3.09% | 41 | -6.82% |
| Jun 30, 2025 | 175 | -1.69% | 30,548,395 | 80.13% | 57 | 4.47% | 96 | - | 45 | -2.17% |
| Mar 31, 2025 | 178 | 7.88% | 16,959,340 | 16.43% | 35 | 3.93% | 97 | 4.30% | 45 | 7.14% |
Top Mutual Funds Shareholders
| Holder | Shares | % Holding | Change |
|---|---|---|---|
| VanEck BDC Income ETF | 1.02M | 1.65% | 7.04K |
| Militia Long/Short Equity ETF | 554.98K | 0.89% | - |
| Invesco KBW High Dividend Yld Fincl ETF | 380.89K | 0.80% | - |
| Embark Small Cap Equity Institutional | 403.83K | 0.80% | 4.94K |
| Embark Small Cap Equity Retirement | 398.89K | 0.79% | - |
| Putnam BDC Income ETF | 369.84K | 0.60% | - |
| Columbus Macro Alternative High-Yield | 344.95K | 0.57% | 36.06K |
| iShares Listed Private Eq ETF USD Dist | 226.86K | 0.37% | - |
| GraniteShares HIPS US High Income ETF | 117.18K | 0.19% | 2.65K |
| Undrly L&G Pen PMC Diversified | 88.52K | 0.19% | 1.98K |
Recent Insider Transactions
| Date | Name | Role | Activity | Value |
|---|---|---|---|---|
| Jun 30, 2026 | Rogers-Windsor Ramona Lynn | - | Buy | $5.00K |
| Jun 17, 2026 | BATTIST CHRISTINE | - | Buy | $19.98K |
| Jun 05, 2026 | Thomas William R III | - | Buy | $117.00K |
| Jun 05, 2026 | Thomas William R III | - | Sell | $108.57K |
| Jun 01, 2026 | Rogers-Windsor Ramona Lynn | - | Buy | $4.99K |
Insider Transactions Trends
| Date | Buy | Sell |
|---|---|---|
| 2026 Q2 | 4 | 1 |
| 2026 Q1 | 2 | - |
| 2025 Q4 | 1 | - |
| 2025 Q3 | 1 | - |
| 2025 Q2 | 2 | - |
CSWC Ownership FAQ
Try Tickergate Pro Free
Customize Everything. 100% Flexibility. Fast and Easy to Use (No code or Excel Needed)
Customize your own personal stocks lists, views and charts
Choose from hundreds of fields, up to 15 years of history
Conduct deep comparison analysis
Discover trending investment themes
Find your next best investment
Research stocks using tools