Capital Southwest Ownership | Who Owns Capital Southwest?
Capital Southwest Ownership Summary
Capital Southwest is owned by 29.66% institutional investors, 2.78% insiders, and 67.57% retail investors. Van eck associates is the largest institutional shareholder, holding 2.64% of CSWC shares. VanEck BDC Income ETF is the top mutual fund, with 1.85% of its assets in Capital Southwest shares.
CSWC Ownership Benchmark
| Type | Name | % Inst | % Insiders | % Retail |
|---|---|---|---|---|
| Stock | Capital Southwest | 29.66% | 2.78% | 67.57% |
| Sector | Financial Services Stocks | 493.55% | 13.79% | -407.34% |
| Industry | Asset Management Stocks | 47.27% | 12.01% | 40.72% |
Institutional Shareholders
Top Institutional Shareholders by Total Shares
| Holder | Shares | % Holding | Value |
|---|---|---|---|
| Van eck associates | 1.53M | 2.64% | $36.29M |
| Ubs group | 1.22M | 2.11% | $28.96M |
| Two sigma investments, lp | 1.18M | 2.04% | $28.06M |
| Two sigma advisers, lp | 994.81K | 1.86% | $21.75M |
| Sound income strategies | 876.05K | 1.43% | $20.80M |
| Sanders morris harris | 665.69K | 1.09% | $15.40M |
| Empowered funds | 525.70K | 0.91% | $12.50M |
| Empirical finance | 525.50K | 0.91% | $12.49M |
| Melia wealth | 515.48K | 0.90% | $11.40M |
| Legal & general group | 499.71K | 0.86% | $11.89M |
Top Institutional Shareholders by % of Total Assets
| Holder | Shares | % Assets | Value |
|---|---|---|---|
| Smh capital advisors | 80.07K | 7.46% | $1.90M |
| Melia wealth | 515.48K | 5.52% | $11.40M |
| Womack financial | 239.35K | 3.64% | $5.54M |
| Muzinich | 453.11K | 3.48% | $10.48M |
| Epiq partners | 289.32K | 2.88% | $6.69M |
| Sanders morris harris | 665.69K | 2.04% | $15.40M |
| Graniteshares advisors | 126.44K | 1.93% | $3.01M |
| Sound income strategies | 876.05K | 0.93% | $20.80M |
| Columbus macro | 398.05K | 0.90% | $9.21M |
| First dallas securities | 90.47K | 0.71% | $2.15M |
Top Buyers
| Holder | Shares | % Assets | Change |
|---|---|---|---|
| Van eck associates | 1.53M | 0.02% | 399.11K |
| Ubs group | 1.22M | 0.00% | 364.11K |
| Lpl financial | 402.58K | 0.00% | 170.87K |
| Schonfeld strategic advisors | 160.02K | 0.01% | 160.02K |
| Marshall wace, llp | 120.79K | 0.00% | 120.79K |
Top Sellers
| Holder | Shares | % Assets | Change |
|---|---|---|---|
| Two sigma investments, lp | 1.18M | 0.02% | -1.17M |
| Punch & associates investment management | - | - | -686.51K |
| Panoramic investment advisors | - | - | -515.52K |
| Harbor capital advisors | - | - | -403.83K |
| Connor, clark & lunn investment management | - | - | -188.92K |
New Positions
| Holder | Shares | % Assets | Change | Value |
|---|---|---|---|---|
| Schonfeld strategic advisors | 160.02K | 0.01% | 160.02K | $3.80M |
| Marshall wace, llp | 120.79K | 0.00% | 120.79K | $2.87M |
| Citadel advisors | 88.25K | 0.00% | 88.25K | $2.10M |
| Navellier & associates | 38.88K | 0.07% | 38.88K | $924.27K |
| Janney montgomery scott | 37.45K | 0.00% | 37.45K | $890.00K |
Sold Out
| Holder | Change |
|---|---|
| Citigroup | -1.00 |
| Pmv capital advisers | -2.00 |
| Soa wealth advisors, llc. | -11.00 |
| Lindbrook capital | -13.00 |
| Smartleaf asset management | -20.00 |
Institutional Ownership Trends
| Date | Holdings | Change % | Shares | Change % | Ownership | Change % | Increased Position | Change % | Decreased Position | Change % |
|---|---|---|---|---|---|---|---|---|---|---|
| Jun 30, 2026 | 196 | 12.00% | 17,134,434 | -0.56% | 29 | 3.31% | 107 | 21.59% | 55 | 14.58% |
| Mar 31, 2026 | 129 | -22.75% | 11,820,863 | -20.99% | 20 | 3.04% | 61 | -14.08% | 36 | -41.94% |
| Dec 31, 2025 | 134 | -22.09% | 10,270,770 | -38.65% | 17 | 1.82% | 56 | -43.43% | 48 | 17.07% |
| Sep 30, 2025 | 166 | -5.14% | 16,478,242 | -44.78% | 30 | 0.99% | 94 | -3.09% | 41 | -6.82% |
| Jun 30, 2025 | 175 | -1.69% | 30,548,395 | 80.13% | 57 | 4.47% | 96 | - | 45 | -2.17% |
Top Mutual Funds Shareholders
| Holder | Shares | % Holding | Change |
|---|---|---|---|
| VanEck BDC Income ETF | 1.15M | 1.85% | - |
| Militia Long/Short Equity ETF | 500.02K | 0.80% | - |
| Invesco KBW High Dividend Yld Fincl ETF | 380.89K | 0.80% | - |
| Embark Small Cap Equity Institutional | 403.83K | 0.80% | 4.94K |
| Embark Small Cap Equity Retirement | 398.89K | 0.79% | - |
| Putnam BDC Income ETF | 445.57K | 0.72% | 11.25K |
| Columbus Macro Alternative High-Yield | 368.95K | 0.59% | 24.00K |
| iShares Listed Private Eq ETF USD Dist | 225.54K | 0.36% | - |
| FID DC L&G Retirement Income MA Fund | 143.63K | 0.23% | 122.54K |
| GraniteShares HIPS US High Income ETF | 128.43K | 0.21% | - |
Recent Insider Transactions
| Date | Name | Role | Activity | Value |
|---|---|---|---|---|
| Oct 01, 2026 | Thomas William R III | - | Buy | $50.01K |
| Jun 30, 2026 | Rogers-Windsor Ramona Lynn | - | Buy | $5.00K |
| Jun 17, 2026 | BATTIST CHRISTINE | - | Buy | $19.98K |
| Jun 05, 2026 | Thomas William R III | - | Sell | $108.57K |
| Jun 05, 2026 | Thomas William R III | - | Buy | $117.00K |
Insider Transactions Trends
| Date | Buy | Sell |
|---|---|---|
| 2026 Q4 | 1 | - |
| 2026 Q3 | - | - |
| 2026 Q2 | 4 | 1 |
| 2026 Q1 | 2 | - |
| 2025 Q4 | 1 | - |
CSWC Ownership FAQ
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