Capital Southwest Ownership | Who Owns Capital Southwest?
Capital Southwest Ownership Summary
Capital Southwest is owned by 17.85% institutional investors, 3.77% insiders, and 78.37% retail investors. Van eck associates is the largest institutional shareholder, holding 2.72% of CSWC shares. VanEck BDC Income ETF is the top mutual fund, with 1.47% of its assets in Capital Southwest shares.
CSWC Ownership Benchmark
| Type | Name | % Inst | % Insiders | % Retail |
|---|---|---|---|---|
| Stock | Capital Southwest | 17.85% | 3.77% | 78.37% |
| Sector | Financial Services Stocks | 32.19% | 15.44% | 52.37% |
| Industry | Asset Management Stocks | 45.25% | 8.61% | 46.14% |
Institutional Shareholders
Top Institutional Shareholders by Total Shares
| Holder | Shares | % Holding | Value |
|---|---|---|---|
| Van eck associates | 1.46M | 2.72% | $31.85M |
| Sanders morris harris | 1.11M | 1.93% | $24.58M |
| Two sigma advisers, lp | 994.81K | 1.86% | $21.75M |
| Two sigma investments, lp | 892.35K | 1.67% | $19.51M |
| Sound income strategies | 903.33K | 1.57% | $19.81M |
| Ubs group | 817.15K | 1.42% | $18.10M |
| Balyasny asset management | 546.28K | 1.02% | $12.04M |
| Melia wealth | 502.99K | 0.87% | $11.14M |
| Zuckerman investment group | 415.44K | 0.78% | $9.08M |
| Cetera investment advisers | 409.97K | 0.77% | $8.96M |
Top Institutional Shareholders by % of Total Assets
| Holder | Shares | % Assets | Value |
|---|---|---|---|
| Smh capital advisors | 1.73K | 5.26% | $1.73M |
| Melia wealth | 502.99K | 5.15% | $11.14M |
| Sanders morris harris | 1.11M | 3.90% | $24.58M |
| Muzinich | 426.24K | 3.30% | $9.43M |
| Epiq partners | 312.33K | 3.23% | $6.91M |
| Graniteshares advisors | 109.89K | 1.75% | $2.43M |
| Sound income strategies | 903.33K | 0.96% | $19.81M |
| Sovereign's capital management | 76.52K | 0.91% | $1.67M |
| Columbus macro | 357.78K | 0.85% | $7.91M |
| Zuckerman investment group | 415.44K | 0.84% | $9.08M |
Top Buyers
| Holder | Shares | % Assets | Change |
|---|---|---|---|
| Sanders morris harris | 1.11M | 3.90% | 1.11M |
| Millennium management | 257.38K | 0.00% | 257.38K |
| Connor, clark & lunn investment management | 188.92K | 0.01% | 188.92K |
| Trexquant investment lp | 221.69K | 0.05% | 175.06K |
| Voloridge investment management | 220.37K | 0.02% | 139.73K |
Top Sellers
| Holder | Shares | % Assets | Change |
|---|---|---|---|
| Punch & associates investment management | - | - | -686.51K |
| Tectonic advisors | - | - | -521.69K |
| Harbor capital advisors | - | - | -403.83K |
| Balyasny asset management | 546.28K | 0.02% | -256.86K |
| Marshall wace, llp | - | - | -252.25K |
New Positions
| Holder | Shares | % Assets | Change | Value |
|---|---|---|---|---|
| Millennium management | 257.38K | 0.00% | 257.38K | $5.62M |
| Connor, clark & lunn investment management | 188.92K | 0.01% | 188.92K | $4.18M |
| Neuberger berman group | 105.69K | 0.00% | 105.69K | $2.31M |
| D. e. shaw | 101.64K | 0.00% | 101.64K | $2.22M |
| Symphony financial | 39.44K | 0.12% | 39.44K | $870.45K |
Sold Out
| Holder | Change |
|---|---|
| Citigroup | -1.00 |
| Soa wealth advisors, llc. | -11.00 |
| Lindbrook capital | -13.00 |
| Smartleaf asset management | -20.00 |
| Financial synergies wealth advisors | -20.00 |
Institutional Ownership Trends
| Date | Holdings | Change % | Shares | Change % | Ownership | Change % | Increased Position | Change % | Decreased Position | Change % |
|---|---|---|---|---|---|---|---|---|---|---|
| Dec 31, 2025 | 134 | -22.09% | 10,270,770 | -38.65% | 17 | 1.82% | 56 | -43.43% | 48 | 17.07% |
| Sep 30, 2025 | 166 | -5.14% | 16,478,242 | -44.78% | 30 | 0.99% | 94 | -3.09% | 41 | -6.82% |
| Jun 30, 2025 | 175 | -1.69% | 30,548,395 | 80.13% | 57 | 4.47% | 96 | - | 45 | -2.17% |
| Mar 31, 2025 | 178 | 7.88% | 16,959,340 | 16.43% | 35 | 3.93% | 97 | 4.30% | 45 | 7.14% |
| Dec 31, 2024 | 162 | 6.58% | 14,476,662 | 26.52% | 29 | 5.11% | 90 | 18.42% | 42 | -6.67% |
Top Mutual Funds Shareholders
| Holder | Shares | % Holding | Change |
|---|---|---|---|
| VanEck BDC Income ETF | 884.51K | 1.47% | -1.64K |
| Militia Long/Short Equity ETF | 636.34K | 1.06% | -13.10K |
| Invesco KBW High Dividend Yld Fincl ETF | 380.89K | 0.80% | - |
| Embark Small Cap Equity Institutional | 403.83K | 0.80% | 4.94K |
| Embark Small Cap Equity Retirement | 398.89K | 0.79% | - |
| Columbus Macro Alternative High-Yield | 344.95K | 0.57% | 36.06K |
| Putnam BDC Income ETF | 328.49K | 0.55% | - |
| iShares Listed Private Eq ETF USD Dist | 233.50K | 0.39% | -767.00 |
| Undrly L&G Pen PMC Diversified | 88.52K | 0.19% | 1.98K |
| Undrly L&G Diversified Life | 88.46K | 0.19% | -60.00 |
Recent Insider Transactions
| Date | Name | Role | Activity | Value |
|---|---|---|---|---|
| Feb 27, 2026 | Sarner Michael Scott | President and CEO | Buy | $59.01K |
| Feb 09, 2026 | BATTIST CHRISTINE | - | Buy | $13.90K |
| Oct 01, 2025 | Rogers-Windsor Ramona Lynn | - | Buy | $9.98K |
| Aug 20, 2025 | BATTIST CHRISTINE | - | Buy | $14.97K |
| Jun 23, 2025 | Rogers-Windsor Ramona Lynn | - | Buy | $9.98K |
Insider Transactions Trends
| Date | Buy | Sell |
|---|---|---|
| 2026 Q1 | 1 | - |
| 2025 Q4 | 1 | - |
| 2025 Q3 | 1 | - |
| 2025 Q2 | 2 | - |
| 2025 Q1 | 1 | - |
CSWC Ownership FAQ
Try Tickergate Pro Free
Customize Everything. 100% Flexibility. Fast and Easy to Use (No code or Excel Needed)
Customize your own personal stocks lists, views and charts
Choose from hundreds of fields, up to 15 years of history
Conduct deep comparison analysis
Discover trending investment themes
Find your next best investment
Research stocks using tools