Capital Southwest Ownership | Who Owns Capital Southwest?
Capital Southwest Ownership Summary
Capital Southwest is owned by 57.08% institutional investors, 4.08% insiders, and 38.84% retail investors. Sanders morris harris is the largest institutional shareholder, holding 2.60% of CSWC shares. VanEck BDC Income ETF is the top mutual fund, with 2.24% of its assets in Capital Southwest shares.
CSWC Ownership Benchmark
| Type | Name | % Inst | % Insiders | % Retail |
|---|---|---|---|---|
| Stock | Capital Southwest | 57.08% | 4.08% | 38.84% |
| Sector | Financial Services Stocks | 51.64% | 15.54% | 32.82% |
| Industry | Asset Management Stocks | 50.65% | 9.51% | 39.84% |
Institutional Shareholders
Top Institutional Shareholders by Total Shares
| Holder | Shares | % Holding | Value |
|---|---|---|---|
| Sanders morris harris | 1.39M | 2.60% | $30.64M |
| Van eck associates | 1.35M | 2.52% | $29.70M |
| Two sigma advisers, lp | 774.60K | 1.64% | $16.90M |
| Two sigma investments, lp | 673.78K | 1.43% | $14.70M |
| Sound income strategies | 702.20K | 1.31% | $15.48M |
| Balyasny asset management | 546.28K | 1.02% | $12.04M |
| Tectonic advisors | 521.69K | 0.97% | $11.50M |
| Zuckerman investment group | 460.38K | 0.86% | $10.15M |
| Melia wealth | 401.58K | 0.85% | $8.76M |
| Cetera investment advisers | 361.72K | 0.68% | $7.97M |
Top Institutional Shareholders by % of Total Assets
| Holder | Shares | % Assets | Value |
|---|---|---|---|
| Sanders morris harris | 1.39M | 7.32% | $30.64M |
| Melia wealth | 401.58K | 4.57% | $8.76M |
| Redmont wealth advisors | 66.94K | 2.52% | $1.46M |
| Smh capital advisors | 45.22K | 2.26% | $996.54K |
| Muzinich | 225.79K | 2.16% | $4.98M |
| Zuckerman investment group | 460.38K | 0.98% | $10.15M |
| Sovereign's capital management | 77.05K | 0.91% | $1.70M |
| Sound income strategies | 702.20K | 0.89% | $15.48M |
| Columbus macro | 290.70K | 0.78% | $6.41M |
| Grace & white inc /ny | 176.60K | 0.72% | $3.85M |
Top Buyers
| Holder | Shares | % Assets | Change |
|---|---|---|---|
| Columbus macro | 290.70K | 0.78% | 290.70K |
| Cetera investment advisers | 361.72K | 0.01% | 289.78K |
| Millennium management | 257.38K | 0.00% | 257.38K |
| Two sigma investments, lp | 673.78K | 0.03% | 200.06K |
| Van eck associates | 1.35M | 0.03% | 180.37K |
Top Sellers
| Holder | Shares | % Assets | Change |
|---|---|---|---|
| Punch & associates investment management | - | - | -686.51K |
| Harbor capital advisors | - | - | -403.83K |
| Invesco | 31.49K | 0.00% | -367.86K |
| Balyasny asset management | 546.28K | 0.02% | -256.86K |
| Beacon pointe advisors | 226.21K | 0.05% | -188.28K |
New Positions
| Holder | Shares | % Assets | Change | Value |
|---|---|---|---|---|
| Columbus macro | 290.70K | 0.78% | 290.70K | $6.41M |
| Millennium management | 257.38K | 0.00% | 257.38K | $5.62M |
| Schonfeld strategic advisors | 103.04K | 0.01% | 103.04K | $2.25M |
| D. e. shaw | 101.64K | 0.00% | 101.64K | $2.22M |
| Naviter wealth | 83.53K | 0.22% | 83.53K | $1.82M |
Sold Out
| Holder | Change |
|---|---|
| Soa wealth advisors, llc. | -11.00 |
| Lindbrook capital | -13.00 |
| Principal securities | -14.00 |
| Smartleaf asset management | -20.00 |
| Financial synergies wealth advisors | -20.00 |
Institutional Ownership Trends
| Date | Holdings | Change % | Shares | Change % | Ownership | Change % | Increased Position | Change % | Decreased Position | Change % |
|---|---|---|---|---|---|---|---|---|---|---|
| Jun 30, 2025 | 175 | -1.69% | 30,548,395 | 80.13% | 57 | 4.47% | 96 | - | 45 | -2.17% |
| Mar 31, 2025 | 178 | 7.88% | 16,959,340 | 16.43% | 35 | 3.93% | 97 | 4.30% | 45 | 7.14% |
| Dec 31, 2024 | 162 | 6.58% | 14,476,662 | 26.52% | 29 | 5.11% | 90 | 18.42% | 42 | -6.67% |
| Sep 30, 2024 | 149 | - | 11,387,560 | 2.34% | 24 | 4.06% | 74 | -6.33% | 44 | 4.76% |
| Jun 30, 2024 | 146 | -0.68% | 10,872,240 | 3.50% | 24 | 4.44% | 77 | -10.47% | 41 | 20.59% |
Top Mutual Funds Shareholders
| Holder | Shares | % Holding | Change |
|---|---|---|---|
| VanEck BDC Income ETF | 1.23M | 2.24% | -2.72K |
| Invesco KBW High Dividend Yld Fincl ETF | 380.89K | 0.80% | - |
| Embark Small Cap Equity Institutional | 403.83K | 0.80% | 4.94K |
| Embark Small Cap Equity Retirement | 398.89K | 0.79% | - |
| Putnam BDC Income ETF | 294.46K | 0.53% | 8.75K |
| iShares Listed Private Eq ETF USD Dist | 290.00K | 0.53% | - |
| Undrly L&G Pen PMC Diversified | 88.52K | 0.19% | 1.98K |
| Undrly L&G Diversified Life | 88.46K | 0.19% | -60.00 |
| Undrly Fid DC L&G Fut Wld Mlt Asst MAGJ | 97.33K | 0.18% | 16.77K |
| FID DC L&G Diversified Fund | 89.98K | 0.16% | 4.74K |
Recent Insider Transactions
| Date | Name | Role | Activity | Value |
|---|---|---|---|---|
| Aug 20, 2025 | BATTIST CHRISTINE | - | Buy | $14.97K |
| Jun 23, 2025 | Rogers-Windsor Ramona Lynn | - | Buy | $9.98K |
| May 27, 2025 | BATTIST CHRISTINE | - | Buy | $9.93K |
| Mar 26, 2025 | Rogers-Windsor Ramona Lynn | - | Buy | $10.13K |
| Dec 12, 2024 | Rogers-Windsor Ramona Lynn | - | Buy | $5.67K |
Insider Transactions Trends
| Date | Buy | Sell |
|---|---|---|
| 2025 Q3 | 1 | - |
| 2025 Q2 | 2 | - |
| 2025 Q1 | 1 | - |
| 2024 Q4 | 3 | - |
| 2024 Q3 | 2 | - |
CSWC Ownership FAQ
Try Tickergate Pro Free
Customize Everything. 100% Flexibility. Fast and Easy to Use (No code or Excel Needed)
Customize your own personal stocks lists, views and charts
Choose from hundreds of fields, up to 15 years of history
Conduct deep comparison analysis
Discover trending investment themes
Find your next best investment
Research stocks using tools