Gladstone Investment Ownership 2024 | Who Owns Gladstone Investment Now?

Overview RevenueFinancials Chart Transcripts

Institutional Ownership

15.11%

Insider Ownership

2.05%

Retail Ownership

82.84%

Institutional Holders

82.00

Gladstone Investment Institutional Shareholders

Institutional Shareholders by % of Total Shares

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
MELIA WEALTH LLC	2.75%	7.56%	945,539	945,539	100.00%	13,455,020	Mar 31, 2024
VAN ECK ASSOCIATES CORP	2.05%	0.02%	704,351	85,791	13.87%	10,023,000	Mar 31, 2024
LEGAL & GENERAL GROUP PLC	0.80%	0.00%	276,290	18,855	7.32%	3,932,988	Mar 31, 2024
MARSHALL WACE, LLP	0.70%	0.01%	240,301	92,983	63.12%	3,419,486	Mar 31, 2024
TWO SIGMA INVESTMENTS, LP	0.65%	0.01%	224,334	-76,312	-25.38%	3,192,273	Mar 31, 2024
TWO SIGMA ADVISERS, LP	0.64%	0.01%	221,542	-38,700	-14.87%	3,152,543	Mar 31, 2024
OUTFITTER FINANCIAL LLC	0.60%	2.42%	207,545	-6,250	-2.92%	2,953,365	Mar 31, 2024
DAVENPORT & CO LLC	0.60%	0.02%	206,842	-1,000	-0.48%	2,943,277	Mar 31, 2024
BLACKROCK INC.	0.52%	0.00%	177,136	4,353	2.52%	2,520,648	Mar 31, 2024
ADVISORS ASSET MANAGEMENT, INC.	0.47%	0.04%	162,487	10,018	6.57%	2,312,190	Mar 31, 2024
BLAIR WILLIAM & CO/IL	0.45%	0.01%	154,864	335	0.22%	2,203,712	Mar 31, 2024
LPL FINANCIAL LLC	0.45%	0.00%	153,069	-12,772	-7.70%	2,178,171	Mar 31, 2024
CITADEL ADVISORS LLC	0.36%	0.00%	122,200	-17,500	-12.53%	1,738,906	Mar 31, 2024
MORGAN STANLEY	0.33%	0.00%	113,093	15,845	16.29%	1,609,333	Mar 31, 2024
SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.32%	0.00%	110,300	110,300	100.00%	1,569,569	Mar 31, 2024
MILLENNIUM MANAGEMENT LLC	0.32%	0.00%	109,385	-36,001	-24.76%	1,556,549	Mar 31, 2024
PFG ADVISORS	0.30%	0.11%	103,304	-500	-0.48%	1,470,016	Mar 31, 2024
BAIRD FINANCIAL GROUP, INC.	0.27%	0.00%	92,348	-8,588	-8.51%	1,314,113	Mar 31, 2024
ATLANTIC UNION BANKSHARES CORP	0.26%	0.11%	90,058	-2,200	-2.38%	1,281,525	Mar 31, 2024
SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.23%	0.00%	80,560	80,560	100.00%	1,146,369	Mar 31, 2024

Gladstone Investment's largest institutional shareholder is MELIA WEALTH LLC, holding 2.75% of the company's total share outstanding, currently valued at $13.46M. The top 10 institutional shareholders own together 9.80% of the company.

Institutional Shareholders by % of Total Assets

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
MELIA WEALTH LLC	2.75%	7.56%	945,539	945,539	100.00%	13,455,020	Mar 31, 2024
OUTFITTER FINANCIAL LLC	0.60%	2.42%	207,545	-6,250	-2.92%	2,953,365	Mar 31, 2024
ALBERT D MASON INC	0.20%	0.60%	68,541	704	1.04%	975,000	Mar 31, 2024
PROSPERITY FINANCIAL GROUP, INC.	0.11%	0.32%	36,800	-250	-0.67%	523,664	Mar 31, 2024
UNITED ADVISOR GROUP, LLC	0.17%	0.32%	59,446	24,019	67.80%	845,917	Mar 31, 2024
VIRTUS ETF ADVISERS LLC	0.12%	0.30%	40,275	18,278	83.09%	573,113	Mar 31, 2024
GARNER ASSET MANAGEMENT CORP	0.12%	0.29%	41,333	3,451	9.11%	588,000	Mar 31, 2024
ATLANTIC UNION BANKSHARES CORP	0.26%	0.11%	90,058	-2,200	-2.38%	1,281,525	Mar 31, 2024
PFG ADVISORS	0.30%	0.11%	103,304	-500	-0.48%	1,470,016	Mar 31, 2024
CALDWELL SUTTER CAPITAL, INC.	0.04%	0.09%	13,560	-405	-2.90%	192,962	Mar 31, 2024
CASTLE ROCK WEALTH MANAGEMENT, LLC	0.04%	0.06%	14,375	200	1.41%	204,700	Mar 31, 2024
ADVISORS ASSET MANAGEMENT, INC.	0.47%	0.04%	162,487	10,018	6.57%	2,312,190	Mar 31, 2024
NORTHWEST FINANCIAL ADVISORS	0.01%	0.04%	4,000	-	-	56,920	Mar 31, 2024
SOUND INCOME STRATEGIES, LLC	0.08%	0.03%	27,763	-3,360	-10.80%	395,065,000	Mar 31, 2024
MONOGRAPH WEALTH ADVISORS, LLC	0.03%	0.02%	10,000	10,000	100.00%	142,300	Mar 31, 2024
STATE OF WYOMING	0.02%	0.02%	8,483	-5,442	-39.08%	120,713	Mar 31, 2024
DAVENPORT & CO LLC	0.60%	0.02%	206,842	-1,000	-0.48%	2,943,277	Mar 31, 2024
CREEKMUR ASSET MANAGEMENT LLC	0.01%	0.02%	3,603	-3,800	-51.33%	51,265,000	Mar 31, 2024
VAN ECK ASSOCIATES CORP	2.05%	0.02%	704,351	85,791	13.87%	10,023,000	Mar 31, 2024
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	0.03%	0.02%	10,325	135	1.32%	144,861	Mar 31, 2024

The largest Gladstone Investment shareholder by % of total assets is MELIA WEALTH LLC. The company owns 945.54K shares of Gladstone Investment (GAIN), representing 7.56% of its total assets.

Institutional Buyers

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
MELIA WEALTH LLC	2.75%	7.56%	945,539	945,539	100.00%	13,455,020	Mar 31, 2024
SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.32%	0.00%	110,300	110,300	100.00%	1,569,569	Mar 31, 2024
MARSHALL WACE, LLP	0.70%	0.01%	240,301	92,983	63.12%	3,419,486	Mar 31, 2024
VAN ECK ASSOCIATES CORP	2.05%	0.02%	704,351	85,791	13.87%	10,023,000	Mar 31, 2024
SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.23%	0.00%	80,560	80,560	100.00%	1,146,369	Mar 31, 2024
COMMONWEALTH EQUITY SERVICES, LLC	0.10%	0.00%	35,615	35,615	100.00%	507,000	Mar 31, 2024
QUBE RESEARCH & TECHNOLOGIES LTD	0.10%	0.00%	33,041	24,951	308.42%	470,173	Mar 31, 2024
UNITED ADVISOR GROUP, LLC	0.17%	0.32%	59,446	24,019	67.80%	845,917	Mar 31, 2024
LEGAL & GENERAL GROUP PLC	0.80%	0.00%	276,290	18,855	7.32%	3,932,988	Mar 31, 2024
CITADEL ADVISORS LLC	0.21%	0.00%	70,465	18,818	36.44%	1,002,717	Mar 31, 2024
VIRTUS ETF ADVISERS LLC	0.12%	0.30%	40,275	18,278	83.09%	573,113	Mar 31, 2024
MORGAN STANLEY	0.33%	0.00%	113,093	15,845	16.29%	1,609,333	Mar 31, 2024
SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.03%	-	11,800	11,800	100.00%	167,914	Mar 31, 2024
EVERGREEN CAPITAL MANAGEMENT LLC	0.03%	0.01%	10,373	10,373	100.00%	147,608	Mar 31, 2024
ADVISORS ASSET MANAGEMENT, INC.	0.47%	0.04%	162,487	10,018	6.57%	2,312,190	Mar 31, 2024
MONOGRAPH WEALTH ADVISORS, LLC	0.03%	0.02%	10,000	10,000	100.00%	142,300	Mar 31, 2024
TREXQUANT INVESTMENT LP	0.06%	0.01%	19,780	9,105	85.29%	281,469	Mar 31, 2024
BLACKROCK INC.	0.52%	0.00%	177,136	4,353	2.52%	2,520,648	Mar 31, 2024
UBS GROUP AG	0.10%	0.00%	34,657	3,862	12.54%	493,170	Mar 31, 2024
GARNER ASSET MANAGEMENT CORP	0.12%	0.29%	41,333	3,451	9.11%	588,000	Mar 31, 2024

As of Mar 31 2024, Gladstone Investment's largest institutional buyer is MELIA WEALTH LLC. The company purchased 945.54K stocks of GAIN, valued at $13.46M.

Institutional Sellers

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
LEGACY CAPITAL WEALTH PARTNERS, LLC	-	-	-	-102,491	-100.00%	-	Mar 31, 2024
TWO SIGMA INVESTMENTS, LP	0.65%	0.01%	224,334	-76,312	-25.38%	3,192,273	Mar 31, 2024
D. E. SHAW & CO., INC.	-	-	-	-42,979	-100.00%	-	Mar 31, 2024
TWO SIGMA ADVISERS, LP	0.64%	0.01%	221,542	-38,700	-14.87%	3,152,543	Mar 31, 2024
WINTON GROUP LTD	-	-	-	-36,871	-100.00%	-	Mar 31, 2024
MILLENNIUM MANAGEMENT LLC	0.32%	0.00%	109,385	-36,001	-24.76%	1,556,549	Mar 31, 2024
CITADEL ADVISORS LLC	0.36%	0.00%	122,200	-17,500	-12.53%	1,738,906	Mar 31, 2024
GOLDMAN SACHS GROUP INC	-	-	-	-16,812	-100.00%	-	Mar 31, 2024
STRATEGIC FINANCIAL CONCEPTS, LLC	-	-	-	-15,439	-100.00%	-	Mar 31, 2024
AMERIPRISE FINANCIAL INC	-	-	-	-14,898	-100.00%	-	Mar 31, 2024
BOOTHBAY FUND MANAGEMENT, LLC	-	-	-	-13,930	-100.00%	-	Mar 31, 2024
QUANTBOT TECHNOLOGIES LP	-	-	-	-12,805	-100.00%	-	Mar 31, 2024
LPL FINANCIAL LLC	0.45%	0.00%	153,069	-12,772	-7.70%	2,178,171	Mar 31, 2024
AE WEALTH MANAGEMENT LLC	-	-	-	-10,172	-100.00%	-	Mar 31, 2024
TRUIST FINANCIAL CORP	-	-	-	-10,000	-100.00%	-	Mar 31, 2024
BAIRD FINANCIAL GROUP, INC.	0.27%	0.00%	92,348	-8,588	-8.51%	1,314,113	Mar 31, 2024
OUTFITTER FINANCIAL LLC	0.60%	2.42%	207,545	-6,250	-2.92%	2,953,365	Mar 31, 2024
QUARRY LP	-	-	-	-5,970	-100.00%	-	Mar 31, 2024
WELLS FARGO & COMPANY/MN	0.01%	-	4,848	-5,799	-54.47%	68,990,000	Mar 31, 2024
STATE OF WYOMING	0.02%	0.02%	8,483	-5,442	-39.08%	120,713	Mar 31, 2024

As of Mar 31 2024, Gladstone Investment's biggest institutional seller is LEGACY CAPITAL WEALTH PARTNERS, LLC. The company sold -0.10M shares of GAIN, valued at -.

Institutional New positions

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
MELIA WEALTH LLC	2.75%	7.56%	945,539	945,539	100.00%	13,455,020	Mar 31, 2024
SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.32%	0.00%	110,300	110,300	100.00%	1,569,569	Mar 31, 2024
SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.23%	0.00%	80,560	80,560	100.00%	1,146,369	Mar 31, 2024
COMMONWEALTH EQUITY SERVICES, LLC	0.10%	0.00%	35,615	35,615	100.00%	507,000	Mar 31, 2024
SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.03%	-	11,800	11,800	100.00%	167,914	Mar 31, 2024
EVERGREEN CAPITAL MANAGEMENT LLC	0.03%	0.01%	10,373	10,373	100.00%	147,608	Mar 31, 2024
MONOGRAPH WEALTH ADVISORS, LLC	0.03%	0.02%	10,000	10,000	100.00%	142,300	Mar 31, 2024
FNY INVESTMENT ADVISERS, LLC	0.00%	0.01%	1,400	1,400	100.00%	19,000	Mar 31, 2024
NATIONAL BANK OF CANADA /FI/	0.00%	-	1,000	1,000	100.00%	14,204	Mar 31, 2024
NEWEDGE ADVISORS, LLC	0.00%	0.00%	650	650	100.00%	9,250	Mar 31, 2024
	0.00%	0.00%	500	500	100.00%	7,115	Mar 31, 2024

Gladstone Investment's largest new institutional shareholder by number of shares is MELIA WEALTH LLC, purchased 945.54K shares, valued at $13.46M, as of undefined.

Institutional Sold Out

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
LEGACY CAPITAL WEALTH PARTNERS, LLC	-	-	-	-102,491	-100.00%	-	Mar 31, 2024
D. E. SHAW & CO., INC.	-	-	-	-42,979	-100.00%	-	Mar 31, 2024
WINTON GROUP LTD	-	-	-	-36,871	-100.00%	-	Mar 31, 2024
GOLDMAN SACHS GROUP INC	-	-	-	-16,812	-100.00%	-	Mar 31, 2024
STRATEGIC FINANCIAL CONCEPTS, LLC	-	-	-	-15,439	-100.00%	-	Mar 31, 2024
AMERIPRISE FINANCIAL INC	-	-	-	-14,898	-100.00%	-	Mar 31, 2024
BOOTHBAY FUND MANAGEMENT, LLC	-	-	-	-13,930	-100.00%	-	Mar 31, 2024
QUANTBOT TECHNOLOGIES LP	-	-	-	-12,805	-100.00%	-	Mar 31, 2024
AE WEALTH MANAGEMENT LLC	-	-	-	-10,172	-100.00%	-	Mar 31, 2024
TRUIST FINANCIAL CORP	-	-	-	-10,000	-100.00%	-	Mar 31, 2024
QUARRY LP	-	-	-	-5,970	-100.00%	-	Mar 31, 2024
JPMORGAN CHASE & CO	-	-	-	-4,245	-100.00%	-	Mar 31, 2024
CAROLINAS WEALTH CONSULTING LLC	-	-	-	-4,100	-100.00%	-	Mar 31, 2024
FRAZIER FINANCIAL ADVISORS, LLC	-	-	-	-1,500	-100.00%	-	Mar 31, 2024
GROUP ONE TRADING, L.P.	-	-	-	-864	-100.00%	-	Mar 31, 2024
NOMURA ASSET MANAGEMENT CO LTD	-	-	-	-348	-100.00%	-	Mar 31, 2024

Gladstone Investment's largest sold out institutional shareholder by shares sold is LEGACY CAPITAL WEALTH PARTNERS, LLC, sold -0.10M shares, valued at -, as of undefined.

Gladstone Investment Mutual Fund Holders

Name	% Total Assets	Total Shares	Change Amount	Change %	Date
ETFis Series Trust I	0.02%	24,696	-4,093	-14.22%	Jan 31, 2024
DIREXION FUNDS	0.01%	21,790	-	-	Feb 29, 2024
DIREXION FUNDS	0.01%	10,180	-	-	Feb 29, 2024
INVESCO EXCHANGE-TRADED FUND TRUST	0.00%	42,956	-	-	Jan 31, 2024
RBC FUNDS TRUST	0.00%	10,200	-	-	Dec 29, 2023
Blackstone Alternative Investment Funds	0.00%	3,000	600	25.00%	Dec 31, 2023
VanEck ETF Trust	0.00%	676,267	102,693	17.90%	Jan 31, 2024
VANGUARD QUANTITATIVE FUNDS	0.00%	100	-	-	Dec 31, 2023
NATIONWIDE MUTUAL FUNDS	0.00%	193	-	-	Jan 31, 2024
JOHN HANCOCK VARIABLE INSURANCE TRUST	0.00%	740	-	-	Dec 31, 2023

Gladstone Investment's largest mutual fund holder by % of total assets is "ETFis Series Trust I", owning 24.70K shares, compromising 0.02% of its total assets.

Gladstone Investment Institutional Ownership Trends

Institutional Holdings Trend

Date	Holdings	Change %
31 Mar, 24	82	-8.89%
31 Dec, 23	90	23.29%
30 Sep, 23	73	-2.67%
30 Jun, 23	75	-
31 Mar, 23	75	-9.64%
31 Dec, 22	83	15.28%
30 Sep, 22	72	-5.26%
30 Jun, 22	76	4.11%
31 Mar, 22	73	7.35%
31 Dec, 21	68	-1.45%
30 Sep, 21	69	-1.43%
30 Jun, 21	70	-5.41%
31 Mar, 21	74	4.23%
31 Dec, 20	71	9.23%
30 Sep, 20	65	-4.41%
30 Jun, 20	68	-8.11%
31 Mar, 20	74	-2.63%
31 Dec, 19	76	18.75%
30 Sep, 19	64	12.28%
30 Jun, 19	57	-13.64%
31 Mar, 19	66	3.13%
31 Dec, 18	64	-4.48%
30 Sep, 18	67	-
30 Jun, 18	67	1.52%
31 Mar, 18	66	8.20%
31 Dec, 17	61	1.67%
30 Sep, 17	60	-10.45%
30 Jun, 17	67	13.56%
31 Mar, 17	59	-6.35%
31 Dec, 16	63	-5.97%
30 Sep, 16	67	17.54%
30 Jun, 16	57	1.79%
31 Mar, 16	56	7.69%
31 Dec, 15	52	-3.70%
30 Sep, 15	54	1.89%
30 Jun, 15	53	-10.17%
31 Mar, 15	59	3.51%
31 Dec, 14	57	9.62%
30 Sep, 14	52	-24.64%
30 Jun, 14	69	-13.75%
31 Mar, 14	80	9.59%
31 Dec, 13	73	12.31%
30 Sep, 13	65	4.84%
30 Jun, 13	62	148.00%
31 Mar, 13	25	-
31 Dec, 12	25	-3.85%
30 Sep, 12	26	-13.33%
30 Jun, 12	30	15.38%
31 Mar, 12	26	-18.75%
31 Dec, 11	32	23.08%
30 Sep, 11	26	8.33%
30 Jun, 11	24	-14.29%
31 Mar, 11	28	33.33%
31 Dec, 10	21	5.00%
30 Sep, 10	20	33.33%
30 Jun, 10	15	-
31 Mar, 10	15	15.38%
31 Dec, 09	13	-7.14%
30 Sep, 09	14	-17.65%
30 Jun, 09	17	70.00%
31 Mar, 09	10	-28.57%
31 Dec, 08	14	-12.50%
30 Sep, 08	16	-11.11%
30 Jun, 08	18	80.00%
31 Mar, 08	10	11.11%
31 Dec, 07	9	-
30 Sep, 07	9	-10.00%
30 Jun, 07	10	11.11%
31 Mar, 07	9	-18.18%
31 Dec, 06	11	57.14%
30 Sep, 06	7	16.67%
30 Jun, 06	6	-14.29%
31 Mar, 06	7	16.67%
31 Dec, 05	6	50.00%
30 Sep, 05	4	300.00%
30 Jun, 05	1	-

As of 31 Mar 24, 82 institutions are holding Gladstone Investment's shares, representing a decrease of -8.89% compared to the previous quarter.

Shares Outstanding Trend

Date	Shares Outstanding	Change %
31 Mar, 24	5,191,087	21.09%
31 Dec, 23	4,287,085	7.72%
30 Sep, 23	3,979,707	0.77%
30 Jun, 23	3,949,276	-10.26%
31 Mar, 23	4,400,664	-9.30%
31 Dec, 22	4,851,738	20.36%
30 Sep, 22	4,030,913	7.54%
30 Jun, 22	3,748,194	-6.11%
31 Mar, 22	3,991,964	2.32%
31 Dec, 21	3,901,450	-4.31%
30 Sep, 21	4,077,233	3.33%
30 Jun, 21	3,945,841	-3.25%
31 Mar, 21	4,078,312	-0.26%
31 Dec, 20	4,089,107	5.81%
30 Sep, 20	3,864,616	-7.10%
30 Jun, 20	4,159,969	-15.54%
31 Mar, 20	4,925,140	-10.50%
31 Dec, 19	5,503,144	23.68%
30 Sep, 19	4,449,613	6.20%
30 Jun, 19	4,189,987	1.28%
31 Mar, 19	4,137,026	-3.37%
31 Dec, 18	4,281,519	-20.86%
30 Sep, 18	5,410,208	0.30%
30 Jun, 18	5,394,266	3.14%
31 Mar, 18	5,229,871	-7.00%
31 Dec, 17	5,623,636	-3.58%
30 Sep, 17	5,832,445	-3.94%
30 Jun, 17	6,071,577	-0.54%
31 Mar, 17	6,104,400	3.47%
31 Dec, 16	5,899,441	-1.48%
30 Sep, 16	5,987,903	20.21%
30 Jun, 16	4,980,998	-24.78%
31 Mar, 16	6,622,235	-8.55%
31 Dec, 15	7,241,268	-6.76%
30 Sep, 15	7,766,241	-3.43%
30 Jun, 15	8,041,763	-5.57%
31 Mar, 15	8,515,915	9.58%
31 Dec, 14	7,771,360	-5.41%
30 Sep, 14	8,215,795	-10.44%
30 Jun, 14	9,173,932	-17.81%
31 Mar, 14	11,162,277	18.04%
31 Dec, 13	9,456,395	-11.36%
30 Sep, 13	10,667,993	3.64%
30 Jun, 13	10,293,653	264.96%
31 Mar, 13	2,820,486	12.38%
31 Dec, 12	2,509,795	18.01%
30 Sep, 12	2,126,760	-30.58%
30 Jun, 12	3,063,664	4.36%
31 Mar, 12	2,935,679	-32.99%
31 Dec, 11	4,380,925	-1.59%
30 Sep, 11	4,451,931	5.85%
30 Jun, 11	4,205,817	-33.01%
31 Mar, 11	6,277,942	19.05%
31 Dec, 10	5,273,392	30.83%
30 Sep, 10	4,030,745	5.19%
30 Jun, 10	3,831,938	0.16%
31 Mar, 10	3,825,782	7.78%
31 Dec, 09	3,549,489	18.65%
30 Sep, 09	2,991,521	-10.91%
30 Jun, 09	3,357,731	18.47%
31 Mar, 09	2,834,313	-24.57%
31 Dec, 08	3,757,380	-4.75%
30 Sep, 08	3,944,808	9.49%
30 Jun, 08	3,602,999	57.52%
31 Mar, 08	2,287,367	9.91%
31 Dec, 07	2,081,073	8.19%
30 Sep, 07	1,923,493	59.70%
30 Jun, 07	1,204,432	2.59%
31 Mar, 07	1,174,000	116.65%
31 Dec, 06	541,887	16.03%
30 Sep, 06	467,023	-46.43%
30 Jun, 06	871,848	24.88%
31 Mar, 06	698,131	179.01%
31 Dec, 05	250,219	17.65%
30 Sep, 05	212,685	385.03%
30 Jun, 05	43,850	-

Gladstone Investment (GAIN) has 5.19M shares outstanding as of 31 Mar 24, up 21.09% compared to the previous quarter.

Institutional Ownership Trend

Date	Ownership %	Change %
31 Mar, 24	15.11%	9.70%
31 Dec, 23	12.48%	8.89%
30 Sep, 23	11.85%	8.43%
30 Jun, 23	11.86%	6.79%
31 Mar, 23	13.21%	6.23%
31 Dec, 22	14.56%	9.89%
30 Sep, 22	12.13%	9.52%
30 Jun, 22	11.29%	7.81%
31 Mar, 22	12.02%	8.71%
31 Dec, 21	11.75%	7.79%
30 Sep, 21	12.28%	8.70%
30 Jun, 21	11.88%	7.86%
31 Mar, 21	12.29%	8.11%
31 Dec, 20	12.31%	9.09%
30 Sep, 20	11.64%	7.36%
30 Jun, 20	12.57%	5.60%
31 Mar, 20	14.99%	5.33%
31 Dec, 19	16.77%	9.12%
30 Sep, 19	13.56%	8.32%
30 Jun, 19	12.77%	8.03%
31 Mar, 19	12.61%	7.41%
31 Dec, 18	13.04%	4.80%
30 Sep, 18	16.48%	6.08%
30 Jun, 18	16.46%	6.37%
31 Mar, 18	16.08%	5.38%
31 Dec, 17	17.29%	5.38%
30 Sep, 17	17.93%	4.82%
30 Jun, 17	19.29%	4.74%
31 Mar, 17	20.17%	5.31%
31 Dec, 16	19.49%	4.98%
30 Sep, 16	19.78%	7.31%
30 Jun, 16	16.45%	3.44%
31 Mar, 16	21.88%	3.82%
31 Dec, 15	23.92%	3.63%
30 Sep, 15	25.66%	3.63%
30 Jun, 15	26.58%	2.61%
31 Mar, 15	31.94%	3.71%
31 Dec, 14	29.35%	3.05%
30 Sep, 14	31.03%	2.58%
30 Jun, 14	34.65%	1.95%
31 Mar, 14	42.16%	3.30%
31 Dec, 13	35.72%	2.20%
30 Sep, 13	40.29%	2.67%
30 Jun, 13	38.88%	28.60%
31 Mar, 13	11.66%	12.66%
31 Dec, 12	9.60%	10.35%
30 Sep, 12	9.63%	5.00%
30 Jun, 12	13.88%	7.85%
31 Mar, 12	13.30%	3.38%
31 Dec, 11	19.84%	4.88%
30 Sep, 11	20.16%	5.56%
30 Jun, 11	19.05%	2.36%
31 Mar, 11	28.43%	4.98%
31 Dec, 10	23.88%	7.17%
30 Sep, 10	18.26%	6.06%
30 Jun, 10	17.35%	5.78%
31 Mar, 10	17.33%	6.70%
31 Dec, 09	16.08%	8.76%
30 Sep, 09	13.55%	5.86%
30 Jun, 09	15.21%	8.79%
31 Mar, 09	13.15%	4.54%
31 Dec, 08	17.02%	5.33%
30 Sep, 08	17.87%	5.47%
30 Jun, 08	18.07%	9.47%
31 Mar, 08	13.81%	8.75%
31 Dec, 07	12.57%	9.31%
30 Sep, 07	11.62%	21.96%
30 Jun, 07	7.27%	14.47%
31 Mar, 07	7.09%	66.21%
31 Dec, 06	3.27%	41.14%
30 Sep, 06	2.82%	10.18%
30 Jun, 06	5.26%	29.02%
31 Mar, 06	4.26%	186.55%
31 Dec, 05	1.51%	88.00%
30 Sep, 05	1.31%	1413.17%
30 Jun, 05	0.30%	-

As of 31 Mar 24, Gladstone Investment is held by 15.11% institutional shareholders, representing a 9.70% growth compared to 31 Dec 23.

Institutional Increased Positions Trend

Date	Increased Positions	Change %
31 Mar, 24	34	-37.04%
31 Dec, 23	54	63.64%
30 Sep, 23	33	6.45%
30 Jun, 23	31	-3.13%
31 Mar, 23	32	-38.46%
31 Dec, 22	52	57.58%
30 Sep, 22	33	-5.71%
30 Jun, 22	35	9.38%
31 Mar, 22	32	-8.57%
31 Dec, 21	35	9.38%
30 Sep, 21	32	-3.03%
30 Jun, 21	33	-15.38%
31 Mar, 21	39	-
31 Dec, 20	39	34.48%
30 Sep, 20	29	-9.38%
30 Jun, 20	32	-13.51%
31 Mar, 20	37	-11.90%
31 Dec, 19	42	5.00%
30 Sep, 19	40	81.82%
30 Jun, 19	22	-37.14%
31 Mar, 19	35	-2.78%
31 Dec, 18	36	12.50%
30 Sep, 18	32	6.67%
30 Jun, 18	30	-11.76%
31 Mar, 18	34	21.43%
31 Dec, 17	28	-12.50%
30 Sep, 17	32	-11.11%
30 Jun, 17	36	24.14%
31 Mar, 17	29	16.00%
31 Dec, 16	25	-39.02%
30 Sep, 16	41	64.00%
30 Jun, 16	25	8.70%
31 Mar, 16	23	21.05%
31 Dec, 15	19	-5.00%
30 Sep, 15	20	-4.76%
30 Jun, 15	21	-32.26%
31 Mar, 15	31	6.90%
31 Dec, 14	29	38.10%
30 Sep, 14	21	-46.15%
30 Jun, 14	39	-15.22%
31 Mar, 14	46	6.98%
31 Dec, 13	43	22.86%
30 Sep, 13	35	-31.37%
30 Jun, 13	51	264.29%
31 Mar, 13	14	-17.65%
31 Dec, 12	17	-
30 Sep, 12	17	6.25%
30 Jun, 12	16	-
31 Mar, 12	16	-23.81%
31 Dec, 11	21	90.91%
30 Sep, 11	11	-21.43%
30 Jun, 11	14	-17.65%
31 Mar, 11	17	112.50%
31 Dec, 10	8	-20.00%
30 Sep, 10	10	66.67%
30 Jun, 10	6	-25.00%
31 Mar, 10	8	100.00%
31 Dec, 09	4	-
30 Sep, 09	4	-69.23%
30 Jun, 09	13	160.00%
31 Mar, 09	5	-37.50%
31 Dec, 08	8	-20.00%
30 Sep, 08	10	-33.33%
30 Jun, 08	15	200.00%
31 Mar, 08	5	-
31 Dec, 07	5	-28.57%
30 Sep, 07	7	-12.50%
30 Jun, 07	8	60.00%
31 Mar, 07	5	-16.67%
31 Dec, 06	6	20.00%
30 Sep, 06	5	25.00%
30 Jun, 06	4	-
31 Mar, 06	4	-
31 Dec, 05	4	-
30 Sep, 05	4	300.00%
30 Jun, 05	1	-

34 institutional shareholders have increased their position in GAIN stock as of 31 Mar 24 compared to 54 in the previous quarter (a -37.04% decrease).

Institutional Reduced Positions Trend

Date	Reduced Positions	Change %
31 Mar, 24	31	63.16%
31 Dec, 23	19	-20.83%
30 Sep, 23	24	-4.00%
30 Jun, 23	25	4.17%
31 Mar, 23	24	84.62%
31 Dec, 22	13	-35.00%
30 Sep, 22	20	-13.04%
30 Jun, 22	23	-4.17%
31 Mar, 22	24	20.00%
31 Dec, 21	20	-4.76%
30 Sep, 21	21	5.00%
30 Jun, 21	20	-16.67%
31 Mar, 21	24	14.29%
31 Dec, 20	21	-12.50%
30 Sep, 20	24	4.35%
30 Jun, 20	23	-
31 Mar, 20	23	21.05%
31 Dec, 19	19	171.43%
30 Sep, 19	7	-68.18%
30 Jun, 19	22	4.76%
31 Mar, 19	21	-4.55%
31 Dec, 18	22	-18.52%
30 Sep, 18	27	12.50%
30 Jun, 18	24	-
31 Mar, 18	24	14.29%
31 Dec, 17	21	23.53%
30 Sep, 17	17	-19.05%
30 Jun, 17	21	23.53%
31 Mar, 17	17	-37.04%
31 Dec, 16	27	145.45%
30 Sep, 16	11	-21.43%
30 Jun, 16	14	-30.00%
31 Mar, 16	20	-
31 Dec, 15	20	-9.09%
30 Sep, 15	22	15.79%
30 Jun, 15	19	18.75%
31 Mar, 15	16	-15.79%
31 Dec, 14	19	-9.52%
30 Sep, 14	21	23.53%
30 Jun, 14	17	-19.05%
31 Mar, 14	21	16.67%
31 Dec, 13	18	-
30 Sep, 13	18	200.00%
30 Jun, 13	6	-
31 Mar, 13	6	-14.29%
31 Dec, 12	7	40.00%
30 Sep, 12	5	-28.57%
30 Jun, 12	7	40.00%
31 Mar, 12	5	-28.57%
31 Dec, 11	7	-30.00%
30 Sep, 11	10	100.00%
30 Jun, 11	5	25.00%
31 Mar, 11	4	-42.86%
31 Dec, 10	7	75.00%
30 Sep, 10	4	-20.00%
30 Jun, 10	5	150.00%
31 Mar, 10	2	-33.33%
31 Dec, 09	3	-
30 Sep, 09	3	-
30 Jun, 09	3	50.00%
31 Mar, 09	2	-
31 Dec, 08	2	-33.33%
30 Sep, 08	3	-
30 Jun, 08	3	-
31 Mar, 08	3	50.00%
31 Dec, 07	2	-
30 Sep, 07	2	-
30 Jun, 07	2	-
31 Mar, 07	2	-50.00%
31 Dec, 06	4	100.00%
30 Sep, 06	2	-
30 Jun, 06	2	-33.33%
31 Mar, 06	3	50.00%
31 Dec, 05	2	-
30 Sep, 05	-	-
30 Jun, 05	-	-

31 institutional shareholders have reduced their position in GAIN stock as of 31 Mar 24 compared to 19 in the previous quarter (a 63.16% increase).

All Institutional Ownership Trend Data

Date	Holdings	Change %	Shares Outstanding	Change %	Ownership %	Change %	Increased Positions	Change %	Reduced Positions	Change %
31 Mar, 24	82	-8.89%	5,191,087	21.09%	15.11%	9.70%	34	-37.04%	31	63.16%
31 Dec, 23	90	23.29%	4,287,085	7.72%	12.48%	8.89%	54	63.64%	19	-20.83%
30 Sep, 23	73	-2.67%	3,979,707	0.77%	11.85%	8.43%	33	6.45%	24	-4.00%
30 Jun, 23	75	-	3,949,276	-10.26%	11.86%	6.79%	31	-3.13%	25	4.17%
31 Mar, 23	75	-9.64%	4,400,664	-9.30%	13.21%	6.23%	32	-38.46%	24	84.62%
31 Dec, 22	83	15.28%	4,851,738	20.36%	14.56%	9.89%	52	57.58%	13	-35.00%
30 Sep, 22	72	-5.26%	4,030,913	7.54%	12.13%	9.52%	33	-5.71%	20	-13.04%
30 Jun, 22	76	4.11%	3,748,194	-6.11%	11.29%	7.81%	35	9.38%	23	-4.17%
31 Mar, 22	73	7.35%	3,991,964	2.32%	12.02%	8.71%	32	-8.57%	24	20.00%
31 Dec, 21	68	-1.45%	3,901,450	-4.31%	11.75%	7.79%	35	9.38%	20	-4.76%
30 Sep, 21	69	-1.43%	4,077,233	3.33%	12.28%	8.70%	32	-3.03%	21	5.00%
30 Jun, 21	70	-5.41%	3,945,841	-3.25%	11.88%	7.86%	33	-15.38%	20	-16.67%
31 Mar, 21	74	4.23%	4,078,312	-0.26%	12.29%	8.11%	39	-	24	14.29%
31 Dec, 20	71	9.23%	4,089,107	5.81%	12.31%	9.09%	39	34.48%	21	-12.50%
30 Sep, 20	65	-4.41%	3,864,616	-7.10%	11.64%	7.36%	29	-9.38%	24	4.35%
30 Jun, 20	68	-8.11%	4,159,969	-15.54%	12.57%	5.60%	32	-13.51%	23	-
31 Mar, 20	74	-2.63%	4,925,140	-10.50%	14.99%	5.33%	37	-11.90%	23	21.05%
31 Dec, 19	76	18.75%	5,503,144	23.68%	16.77%	9.12%	42	5.00%	19	171.43%
30 Sep, 19	64	12.28%	4,449,613	6.20%	13.56%	8.32%	40	81.82%	7	-68.18%
30 Jun, 19	57	-13.64%	4,189,987	1.28%	12.77%	8.03%	22	-37.14%	22	4.76%
31 Mar, 19	66	3.13%	4,137,026	-3.37%	12.61%	7.41%	35	-2.78%	21	-4.55%
31 Dec, 18	64	-4.48%	4,281,519	-20.86%	13.04%	4.80%	36	12.50%	22	-18.52%
30 Sep, 18	67	-	5,410,208	0.30%	16.48%	6.08%	32	6.67%	27	12.50%
30 Jun, 18	67	1.52%	5,394,266	3.14%	16.46%	6.37%	30	-11.76%	24	-
31 Mar, 18	66	8.20%	5,229,871	-7.00%	16.08%	5.38%	34	21.43%	24	14.29%
31 Dec, 17	61	1.67%	5,623,636	-3.58%	17.29%	5.38%	28	-12.50%	21	23.53%
30 Sep, 17	60	-10.45%	5,832,445	-3.94%	17.93%	4.82%	32	-11.11%	17	-19.05%
30 Jun, 17	67	13.56%	6,071,577	-0.54%	19.29%	4.74%	36	24.14%	21	23.53%
31 Mar, 17	59	-6.35%	6,104,400	3.47%	20.17%	5.31%	29	16.00%	17	-37.04%
31 Dec, 16	63	-5.97%	5,899,441	-1.48%	19.49%	4.98%	25	-39.02%	27	145.45%
30 Sep, 16	67	17.54%	5,987,903	20.21%	19.78%	7.31%	41	64.00%	11	-21.43%
30 Jun, 16	57	1.79%	4,980,998	-24.78%	16.45%	3.44%	25	8.70%	14	-30.00%
31 Mar, 16	56	7.69%	6,622,235	-8.55%	21.88%	3.82%	23	21.05%	20	-
31 Dec, 15	52	-3.70%	7,241,268	-6.76%	23.92%	3.63%	19	-5.00%	20	-9.09%
30 Sep, 15	54	1.89%	7,766,241	-3.43%	25.66%	3.63%	20	-4.76%	22	15.79%
30 Jun, 15	53	-10.17%	8,041,763	-5.57%	26.58%	2.61%	21	-32.26%	19	18.75%
31 Mar, 15	59	3.51%	8,515,915	9.58%	31.94%	3.71%	31	6.90%	16	-15.79%
31 Dec, 14	57	9.62%	7,771,360	-5.41%	29.35%	3.05%	29	38.10%	19	-9.52%
30 Sep, 14	52	-24.64%	8,215,795	-10.44%	31.03%	2.58%	21	-46.15%	21	23.53%
30 Jun, 14	69	-13.75%	9,173,932	-17.81%	34.65%	1.95%	39	-15.22%	17	-19.05%
31 Mar, 14	80	9.59%	11,162,277	18.04%	42.16%	3.30%	46	6.98%	21	16.67%
31 Dec, 13	73	12.31%	9,456,395	-11.36%	35.72%	2.20%	43	22.86%	18	-
30 Sep, 13	65	4.84%	10,667,993	3.64%	40.29%	2.67%	35	-31.37%	18	200.00%
30 Jun, 13	62	148.00%	10,293,653	264.96%	38.88%	28.60%	51	264.29%	6	-
31 Mar, 13	25	-	2,820,486	12.38%	11.66%	12.66%	14	-17.65%	6	-14.29%
31 Dec, 12	25	-3.85%	2,509,795	18.01%	9.60%	10.35%	17	-	7	40.00%
30 Sep, 12	26	-13.33%	2,126,760	-30.58%	9.63%	5.00%	17	6.25%	5	-28.57%
30 Jun, 12	30	15.38%	3,063,664	4.36%	13.88%	7.85%	16	-	7	40.00%
31 Mar, 12	26	-18.75%	2,935,679	-32.99%	13.30%	3.38%	16	-23.81%	5	-28.57%
31 Dec, 11	32	23.08%	4,380,925	-1.59%	19.84%	4.88%	21	90.91%	7	-30.00%
30 Sep, 11	26	8.33%	4,451,931	5.85%	20.16%	5.56%	11	-21.43%	10	100.00%
30 Jun, 11	24	-14.29%	4,205,817	-33.01%	19.05%	2.36%	14	-17.65%	5	25.00%
31 Mar, 11	28	33.33%	6,277,942	19.05%	28.43%	4.98%	17	112.50%	4	-42.86%
31 Dec, 10	21	5.00%	5,273,392	30.83%	23.88%	7.17%	8	-20.00%	7	75.00%
30 Sep, 10	20	33.33%	4,030,745	5.19%	18.26%	6.06%	10	66.67%	4	-20.00%
30 Jun, 10	15	-	3,831,938	0.16%	17.35%	5.78%	6	-25.00%	5	150.00%
31 Mar, 10	15	15.38%	3,825,782	7.78%	17.33%	6.70%	8	100.00%	2	-33.33%
31 Dec, 09	13	-7.14%	3,549,489	18.65%	16.08%	8.76%	4	-	3	-
30 Sep, 09	14	-17.65%	2,991,521	-10.91%	13.55%	5.86%	4	-69.23%	3	-
30 Jun, 09	17	70.00%	3,357,731	18.47%	15.21%	8.79%	13	160.00%	3	50.00%
31 Mar, 09	10	-28.57%	2,834,313	-24.57%	13.15%	4.54%	5	-37.50%	2	-
31 Dec, 08	14	-12.50%	3,757,380	-4.75%	17.02%	5.33%	8	-20.00%	2	-33.33%
30 Sep, 08	16	-11.11%	3,944,808	9.49%	17.87%	5.47%	10	-33.33%	3	-
30 Jun, 08	18	80.00%	3,602,999	57.52%	18.07%	9.47%	15	200.00%	3	-
31 Mar, 08	10	11.11%	2,287,367	9.91%	13.81%	8.75%	5	-	3	50.00%
31 Dec, 07	9	-	2,081,073	8.19%	12.57%	9.31%	5	-28.57%	2	-
30 Sep, 07	9	-10.00%	1,923,493	59.70%	11.62%	21.96%	7	-12.50%	2	-
30 Jun, 07	10	11.11%	1,204,432	2.59%	7.27%	14.47%	8	60.00%	2	-
31 Mar, 07	9	-18.18%	1,174,000	116.65%	7.09%	66.21%	5	-16.67%	2	-50.00%
31 Dec, 06	11	57.14%	541,887	16.03%	3.27%	41.14%	6	20.00%	4	100.00%
30 Sep, 06	7	16.67%	467,023	-46.43%	2.82%	10.18%	5	25.00%	2	-
30 Jun, 06	6	-14.29%	871,848	24.88%	5.26%	29.02%	4	-	2	-33.33%
31 Mar, 06	7	16.67%	698,131	179.01%	4.26%	186.55%	4	-	3	50.00%
31 Dec, 05	6	50.00%	250,219	17.65%	1.51%	88.00%	4	-	2	-
30 Sep, 05	4	300.00%	212,685	385.03%	1.31%	1413.17%	4	300.00%	-	-
30 Jun, 05	1	-	43,850	-	0.30%	-	1	-	-	-

Gladstone Investment Insider Shareholders Trades

Open Market Insider Trades

Date	Name	Relation	Role	Transaction	Buy/Sell	Shares	Price	Value	Shares Held
Nov 07, 2023	Easton Rachael Z.	officer	CFO and Treasurer	P-Purchase	Buy	650	$14.67	$9.54K	1,400
Aug 08, 2023	DULLUM DAVID A R	officer	President	P-Purchase	Buy	5,000	$13.39	$66.97K	149,916
Mar 17, 2023	Easton Rachael Z.	officer	CFO and Treasurer	P-Purchase	Buy	375	$13.12	$4.92K	750
Mar 15, 2023	DULLUM DAVID A R	officer	President	P-Purchase	Buy	3,000	$12.84	$38.52K	144,916
Feb 07, 2023	WILKINSON WALTER H	director	-	P-Purchase	Buy	3,661	$13.96	$51.11K	26,153
Dec 16, 2022	DULLUM DAVID A R	officer	President	P-Purchase	Buy	3,000	$13.06	$39.18K	141,916
Aug 19, 2022	Smith Jennifer A	officer	Chief Valuation Officer	P-Purchase	Buy	100	$15.61	$1.56K	100
Jun 15, 2022	DULLUM DAVID A R	officer	President	P-Purchase	Buy	4,000	$12.75	$51.00K	138,916
May 20, 2022	Easton Rachael Z.	officer	CFO and Treasurer	P-Purchase	Buy	175	$14.52	$2.54K	375
Feb 24, 2022	DULLUM DAVID A R	officer	President	P-Purchase	Buy	2,500	$14.69	$36.73K	134,916
Feb 24, 2022	DULLUM DAVID A R	officer	President	P-Purchase	Buy	3,000	$14.46	$43.38K	132,416
Feb 23, 2022	Easton Rachael Z.	officer	CFO and Treasurer	P-Purchase	Buy	200	$14.93	$2.98K	200
Dec 06, 2021	DULLUM DAVID A R	officer	President	P-Purchase	Buy	3,000	$16.54	$49.62K	129,416
Mar 24, 2020	DULLUM DAVID A R	officer	President	P-Purchase	Buy	2,500	$6.80	$17.00K	126,416
Mar 24, 2020	BRUBAKER TERRY LEE	director, officer	Chief Operating Officer	P-Purchase	Buy	2,500	$6.83	$17.07K	16,233
Mar 23, 2020	RYAN JULIA	officer	Chief Financial Officer	P-Purchase	Buy	2,500	$8.18	$20.44K	4,000

Open Market Insider Buys

Date	Name	Relation	Role	Transaction	Buy/Sell	Shares	Price	Value	Shares Held
Nov 07, 2023	Easton Rachael Z.	officer	CFO and Treasurer	P-Purchase	Buy	650	$14.67	$9.54K	1,400
Aug 08, 2023	DULLUM DAVID A R	officer	President	P-Purchase	Buy	5,000	$13.39	$66.97K	149,916
Mar 17, 2023	Easton Rachael Z.	officer	CFO and Treasurer	P-Purchase	Buy	375	$13.12	$4.92K	750
Mar 15, 2023	DULLUM DAVID A R	officer	President	P-Purchase	Buy	3,000	$12.84	$38.52K	144,916
Feb 07, 2023	WILKINSON WALTER H	director	-	P-Purchase	Buy	3,661	$13.96	$51.11K	26,153
Dec 16, 2022	DULLUM DAVID A R	officer	President	P-Purchase	Buy	3,000	$13.06	$39.18K	141,916
Aug 19, 2022	Smith Jennifer A	officer	Chief Valuation Officer	P-Purchase	Buy	100	$15.61	$1.56K	100
Jun 15, 2022	DULLUM DAVID A R	officer	President	P-Purchase	Buy	4,000	$12.75	$51.00K	138,916
May 20, 2022	Easton Rachael Z.	officer	CFO and Treasurer	P-Purchase	Buy	175	$14.52	$2.54K	375
Feb 24, 2022	DULLUM DAVID A R	officer	President	P-Purchase	Buy	2,500	$14.69	$36.73K	134,916
Feb 24, 2022	DULLUM DAVID A R	officer	President	P-Purchase	Buy	3,000	$14.46	$43.38K	132,416
Feb 23, 2022	Easton Rachael Z.	officer	CFO and Treasurer	P-Purchase	Buy	200	$14.93	$2.98K	200
Dec 06, 2021	DULLUM DAVID A R	officer	President	P-Purchase	Buy	3,000	$16.54	$49.62K	129,416
Mar 24, 2020	DULLUM DAVID A R	officer	President	P-Purchase	Buy	2,500	$6.80	$17.00K	126,416
Mar 24, 2020	BRUBAKER TERRY LEE	director, officer	Chief Operating Officer	P-Purchase	Buy	2,500	$6.83	$17.07K	16,233
Mar 23, 2020	RYAN JULIA	officer	Chief Financial Officer	P-Purchase	Buy	2,500	$8.18	$20.44K	4,000

Insider Sells

Date	Name	Relation	Role	Transaction	Buy/Sell	Shares	Price	Value	Shares Held	Source
Oct 18, 2022	Novara Paula	director	-		Sell	-	-	-	1,333
Jan 25, 2021	GLADSTONE DAVID	director, officer	Chief Executive Officer		Sell	-	-	-	655,804

All Insider Owners Trades

Date	Name	Relation	Role	Transaction	Buy/Sell	Shares	Price	Value	Shares Held
Nov 07, 2023	Easton Rachael Z.	officer	CFO and Treasurer	P-Purchase	Buy	650	$14.67	$9.54K	1,400
Aug 08, 2023	DULLUM DAVID A R	officer	President	P-Purchase	Buy	5,000	$13.39	$66.97K	149,916
Mar 17, 2023	Easton Rachael Z.	officer	CFO and Treasurer	P-Purchase	Buy	375	$13.12	$4.92K	750
Mar 15, 2023	DULLUM DAVID A R	officer	President	P-Purchase	Buy	3,000	$12.84	$38.52K	144,916
Feb 07, 2023	WILKINSON WALTER H	director	-	P-Purchase	Buy	3,661	$13.96	$51.11K	26,153
Dec 16, 2022	DULLUM DAVID A R	officer	President	P-Purchase	Buy	3,000	$13.06	$39.18K	141,916
Oct 18, 2022	Novara Paula	director	-		Sell	-	-	-	1,333
Aug 19, 2022	Smith Jennifer A	officer	Chief Valuation Officer	P-Purchase	Buy	100	$15.61	$1.56K	100
Jun 15, 2022	DULLUM DAVID A R	officer	President	P-Purchase	Buy	4,000	$12.75	$51.00K	138,916
May 20, 2022	Easton Rachael Z.	officer	CFO and Treasurer	P-Purchase	Buy	175	$14.52	$2.54K	375
Feb 24, 2022	DULLUM DAVID A R	officer	President	P-Purchase	Buy	2,500	$14.69	$36.73K	134,916
Feb 24, 2022	DULLUM DAVID A R	officer	President	P-Purchase	Buy	3,000	$14.46	$43.38K	132,416
Feb 23, 2022	Easton Rachael Z.	officer	CFO and Treasurer	P-Purchase	Buy	200	$14.93	$2.98K	200
Dec 21, 2021	Easton Rachael Z.	officer	-		Buy	-	-	-	-
Dec 06, 2021	DULLUM DAVID A R	officer	President	P-Purchase	Buy	3,000	$16.54	$49.62K	129,416
Jan 25, 2021	GLADSTONE DAVID	director, officer	Chief Executive Officer		Sell	-	-	-	655,804
Jan 25, 2021	GLADSTONE DAVID	director, officer	Chief Executive Officer		Buy	-	-	-	11,018
Mar 24, 2020	DULLUM DAVID A R	officer	President	P-Purchase	Buy	2,500	$6.80	$17.00K	126,416
Mar 24, 2020	BRUBAKER TERRY LEE	director, officer	Chief Operating Officer	P-Purchase	Buy	2,500	$6.83	$17.07K	16,233
Mar 23, 2020	RYAN JULIA	officer	Chief Financial Officer	P-Purchase	Buy	2,500	$8.18	$20.44K	4,000

The last insider sell of Gladstone Investment's stock was made by Novara Paula on Oct 18 2022, selling - shares at - per share (valued at -). The last insider buy of GAIN was made by Easton Rachael Z. on Nov 07 2023, buying 650 shares at $14.67 per share (worth $9.54K).

Gladstone Investment Insider Ownership Trends

All Insider Trades Trend

Date	Buy	Sell	Buy/Sell Ratio
Q4 2023	1	-	-
Q3 2023	1	-	-
Q1 2023	3	-	-
Q4 2022	1	1	100.00%
Q3 2022	1	-	-
Q2 2022	2	-	-
Q1 2022	3	-	-
Q4 2021	1	-	-
Q1 2020	10	-	-
Q3 2019	2	2	100.00%
Q2 2019	1	-	-
Q4 2018	3	-	-
Q1 2018	1	-	-
Q4 2017	1	-	-
Q2 2017	2	-	-
Q1 2017	4	3	133.33%
Q4 2016	1	-	-
Q3 2016	-	6	-
Q1 2016	1	-	-
Q4 2015	1	-	-

1 total buy trades, and 0 total sell trades (buy/sell ratio of 0%) were made by Gladstone Investment's insiders, as of Q4 2023.

Open Market Insider Trades Trend

Date	Buy	Sell	Buy/Sell Ratio
Q4 2023	1	-	-
Q3 2023	1	-	-
Q1 2023	3	-	-
Q4 2022	1	-	-
Q3 2022	1	-	-
Q2 2022	2	-	-
Q1 2022	3	-	-
Q4 2021	1	-	-
Q1 2020	10	-	-
Q3 2019	2	2	100.00%
Q2 2019	1	-	-
Q4 2018	3	-	-
Q1 2018	1	-	-
Q4 2017	1	-	-
Q2 2017	2	-	-
Q1 2017	4	3	133.33%
Q4 2016	1	-	-
Q3 2016	-	6	-
Q1 2016	1	-	-
Q4 2015	1	-	-

As of Q4 2023, Insider owners conducted 1 open market buy trades and 0 open market sell trades of Gladstone Investment's stocks.

Gladstone Investment Peer Ownership

Ticker	Company
PFLT	PennantPark Floating Rate Capital Ltd.
GLAD	Gladstone Capital Corporation
MAIN	Main Street Capital Corporation
SCM	Stellus Capital Investment Corporation
ARCC	Ares Capital Corporation
PSEC	Prospect Capital Corporation
HTGC	Hercules Capital, Inc.
HRZN	Horizon Technology Finance Corporation

GAIN Ownership FAQ

Who Owns Gladstone Investment?

Gladstone Investment is owned by institutional shareholders (15.11%), insiders (2.05%), and public (82.84%). The largest institutional shareholder of Gladstone Investment is MELIA WEALTH LLC (2.75% of total shares) and the top mutual fund owner is ETFis Series Trust I (0.02% of total shares).

Who are the major institutional shareholders of Gladstone Investment?

Gladstone Investment's major institutional shareholders are MELIA WEALTH LLC, VAN ECK ASSOCIATES CORP, LEGAL & GENERAL GROUP PLC, MARSHALL WACE, LLP, and TWO SIGMA INVESTMENTS, LP. The top five shareholders own together 6.96% of the company's share outstanding.

How many Gladstone Investment shareholders are there?

As of Mar 2024, there are 82 institutional shareholders of Gladstone Investment.

What percentage of Gladstone Investment is owned by MELIA WEALTH LLC?

MELIA WEALTH LLC owns 945.54K shares of Gladstone Investment, representing 2.75% of the company's total shares outstanding, valued at $13.46M (as of Mar 2024).

What percentage of Gladstone Investment is owned by VAN ECK ASSOCIATES CORP?

As of Mar 2024, VAN ECK ASSOCIATES CORP holds 704.35K shares of Gladstone Investment (GAIN), compromising 2.05% of the company, valued at $10.02M.

What percentage of Gladstone Investment is owned by LEGAL & GENERAL GROUP PLC?

LEGAL & GENERAL GROUP PLC is the third largest holder of Gladstone Investment. The company owns 276.29K of the company's shares outstanding (worth $3.93M).