Gladstone Investment Ownership | Who Owns Gladstone Investment?


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Gladstone Investment Ownership Summary


Gladstone Investment is owned by 11.80% institutional investors, 1.85% insiders, and 86.35% retail investors. Panoramic investment advisors is the largest institutional shareholder, holding 2.70% of GAIN shares. VanEck BDC Income ETF is the top mutual fund, with 1.69% of its assets in Gladstone Investment shares.

GAIN Ownership Benchmark


TypeName% Inst% Insiders% Retail
StockGladstone Investment11.80%1.85%86.35%
SectorFinancial Services Stocks 32.19%15.44%52.37%
IndustryAsset Management Stocks45.25%8.61%46.14%

Institutional Shareholders


Top Institutional Shareholders by Total Shares

HolderShares% HoldingValue
Panoramic investment advisors1.07M2.70%$15.19M
Melia wealth1.07M2.70%$15.19M
Van eck associates854.73K2.32%$11.81M
Ubs group732.23K1.85%$10.40M
Morgan stanley335.65K0.85%$4.69M
Blackrock funding, inc. /de319.77K0.81%$4.47M
Marshall wace, llp295.34K0.80%$4.08M
Pfg advisors315.33K0.79%$4.48M
Legal & general group300.70K0.76%$4.27M
Outfitter financial205.12K0.52%$2.91M

Top Institutional Shareholders by % of Total Assets

HolderShares% AssetsValue
Panoramic investment advisors1.07M7.35%$15.19M
Melia wealth1.07M7.35%$15.19M
Outfitter financial205.12K2.25%$2.91M
Albert d mason67.94K0.62%$964.69K
Legacy capital wealth partners111.33K0.33%$1.56M
Virtus investment advisers70.25K0.28%$970.91K
Ameriflex group42.34K0.22%$585.11K
Pfg advisors315.33K0.22%$4.48M
Garner asset management34.49K0.19%$489.80K
United advisor group77.61K0.14%$1.10M

Top Buyers

HolderShares% AssetsChange
Panoramic investment advisors1.07M7.35%1.07M
Marshall wace, llp295.34K0.00%265.37K
Ameriflex group42.34K0.22%42.34K
Millennium management31.02K0.00%31.02K
Magnetar financial30.09K0.00%30.09K

Top Sellers

HolderShares% AssetsChange
Kingstone capital partners texas---1.76M
Virtus etf advisers---67.80K
Melia wealth1.07M7.35%-57.81K
Hrt financial lp---57.50K
Two sigma investments, lp---56.08K

New Positions

HolderShares% AssetsChangeValue
Panoramic investment advisors1.07M7.35%1.07M$15.19M
Magnetar financial30.09K0.00%30.09K$415.84K
Independent financial group24.98K0.01%24.98K$354.69K
Greenwood gearhart17.90K0.01%17.90K$254.18K
Oxford asset management llp17.73K0.09%17.73K$244.99K

Sold Out

HolderChange
Creekmur asset management-1.00
Exchange traded concepts-28.00
Transce3nd-35.00
Spire wealth management-43.00
Morton brown family wealth-52.00

Institutional Ownership Trends


DateHoldingsChange %SharesChange %OwnershipChange %Increased PositionChange %Decreased PositionChange %
Dec 31, 202564-28.89%4,683,249-23.13%114.33%28-37.78%18-21.74%
Sep 30, 2025851.19%6,018,475-14.01%164.53%41-14.58%2222.22%
Jun 30, 202584-4.55%7,268,16236.23%199.34%4919.51%17-34.62%
Mar 31, 202588-5,333,7963.80%147.42%41-26-3.70%
Dec 31, 202455-34.52%3,953,112-20.85%105.81%21-43.24%19-26.92%

Top Mutual Funds Shareholders


HolderShares% HoldingChange
VanEck BDC Income ETF671.36K1.69%1.90K
iShares Listed Private Eq ETF USD Dist154.63K0.39%-
FID DC L&G Diversified Fund65.60K0.18%65.60K
OneAscent Enhanced Small and Mid Cap ETF70.47K0.18%-
Undrly Fid DC L&G Fut Wld Mlt Asst MAGJ69.63K0.17%6.91K
Abante Quant Value Small Caps FI45.71K0.12%-
Invesco Global Listed Private Equity ETF45.41K0.11%-
Abante Quant Value FI42.30K0.11%-3.41K
TrueShares Active Yield ETF38.27K0.10%-
Virtus Private Credit ETF34.83K0.09%-886.00

Recent Insider Transactions


DateNameRoleActivityValue
Nov 06, 2023Easton Rachael Z. CFO and TreasurerBuy$9.54K
Aug 07, 2023DULLUM DAVID A R PresidentBuy$66.97K
Mar 16, 2023Easton Rachael Z. CFO and TreasurerBuy$4.92K
Mar 14, 2023DULLUM DAVID A R PresidentBuy$38.52K
Feb 06, 2023WILKINSON WALTER H-Buy$51.11K

Insider Transactions Trends


DateBuySell
2024 Q4--
2023 Q41-
2023 Q31-
2023 Q13-
2022 Q41-

GAIN Ownership FAQ


Who Owns Gladstone Investment?

Gladstone Investment shareholders are primarily institutional investors at 11.80%, followed by 1.85% insiders and 86.35% retail investors. The average institutional ownership in Gladstone Investment's industry, Asset Management Stocks, is 45.25%, which Gladstone Investment falls below.

Who owns the most shares of Gladstone Investment?

Gladstone Investment’s largest shareholders are Panoramic investment advisors (1.07M shares, 2.70%), Melia wealth (1.07M shares, 2.70%), and Van eck associates (854.73K shares, 2.32%). Together, they hold 7.71% of Gladstone Investment’s total shares outstanding.

Does Blackrock own Gladstone Investment?

BlackRock is not among the top 10 institutional shareholders of Gladstone Investment.

Who is Gladstone Investment’s biggest shareholder by percentage of total assets invested?

Panoramic investment advisors is Gladstone Investment’s biggest shareholder by percentage of total assets invested, with 7.35% of its assets in 1.07M Gladstone Investment shares, valued at 15.19M$.

Who is the top mutual fund holder of Gladstone Investment shares?

VanEck BDC Income ETF is the top mutual fund holder of Gladstone Investment shares, with 1.69% of its total shares outstanding invested in 671.36K Gladstone Investment shares.

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