Gladstone Investment Ownership 2024 | Who Owns Gladstone Investment Now?

Overview RevenueFinancials Chart Transcripts

Institutional Ownership

5.89%

Insider Ownership

2.05%

Retail Ownership

92.06%

Institutional Holders

42.00

Gladstone Investment Institutional Shareholders

Institutional Shareholders by % of Total Shares

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
MELIA WEALTH LLC	2.68%	7.39%	969,186	23,647	2.50%	13,549,220	Jun 30, 2024
VAN ECK ASSOCIATES CORP	2.34%	0.02%	845,074	140,723	19.98%	11,814,000	Jun 30, 2024
LEGAL & GENERAL GROUP PLC	0.81%	0.00%	292,690	16,400	5.94%	4,091,806	Jun 30, 2024
TWO SIGMA INVESTMENTS, LP	0.60%	0.01%	215,100	-9,234	-4.12%	3,007,098	Jun 30, 2024
OUTFITTER FINANCIAL LLC	0.57%	2.42%	207,520	-25	-0.01%	2,901,130	Jun 30, 2024
MARSHALL WACE, LLP	0.50%	0.00%	181,454	-58,847	-24.49%	2,536,726	Jun 30, 2024
BLACKROCK INC.	0.49%	0.00%	177,548	412	0.23%	2,482,121	Jun 30, 2024
DAVENPORT & CO LLC	0.48%	0.01%	174,842	-32,000	-15.47%	2,444,387	Jun 30, 2024
BLAIR WILLIAM & CO/IL	0.43%	0.01%	156,333	1,469	0.95%	2,185,533	Jun 30, 2024
LPL FINANCIAL LLC	0.42%	0.00%	153,266	197	0.13%	2,142,665	Jun 30, 2024
ADVISORS ASSET MANAGEMENT, INC.	0.39%	0.04%	142,212	-20,275	-12.48%	1,988,124	Jun 30, 2024
MORGAN STANLEY	0.35%	0.00%	128,107	15,014	13.28%	1,790,938	Jun 30, 2024
LEGACY CAPITAL WEALTH PARTNERS, LLC	0.28%	0.36%	101,956	101,956	100.00%	1,425,348	Jun 30, 2024
PFG ADVISORS	0.28%	0.10%	101,904	-1,400	-1.36%	1,424,618	Jun 30, 2024
BAIRD FINANCIAL GROUP, INC.	0.26%	0.00%	92,347	-1	-0.00%	1,291,011	Jun 30, 2024
ATLANTIC UNION BANKSHARES CORP	0.25%	0.08%	89,545	-513	-0.57%	1,251,839	Jun 30, 2024
ROYAL BANK OF CANADA	0.19%	0.00%	70,046	-2,360	-3.26%	980,000	Jun 30, 2024
UNITED ADVISOR GROUP, LLC	0.19%	0.30%	68,798	9,352	15.73%	961,796	Jun 30, 2024
ALBERT D MASON INC	0.19%	0.65%	68,611	70	0.10%	959,187	Jun 30, 2024
QUBE RESEARCH & TECHNOLOGIES LTD	0.18%	0.00%	63,966	30,925	93.60%	894,245	Jun 30, 2024

Gladstone Investment's largest institutional shareholder is MELIA WEALTH LLC, holding 2.68% of the company's total share outstanding, currently valued at $13.55M. The top 10 institutional shareholders own together 9.34% of the company.

Institutional Shareholders by % of Total Assets

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
MELIA WEALTH LLC	2.68%	7.39%	969,186	23,647	2.50%	13,549,220	Jun 30, 2024
OUTFITTER FINANCIAL LLC	0.57%	2.42%	207,520	-25	-0.01%	2,901,130	Jun 30, 2024
ALBERT D MASON INC	0.19%	0.65%	68,611	70	0.10%	959,187	Jun 30, 2024
VIRTUS ETF ADVISERS LLC	0.17%	0.42%	61,870	21,595	53.62%	864,943	Jun 30, 2024
LEGACY CAPITAL WEALTH PARTNERS, LLC	0.28%	0.36%	101,956	101,956	100.00%	1,425,348	Jun 30, 2024
PROSPERITY FINANCIAL GROUP, INC.	0.10%	0.32%	36,150	-650	-1.77%	505,377	Jun 30, 2024
UNITED ADVISOR GROUP, LLC	0.19%	0.30%	68,798	9,352	15.73%	961,796	Jun 30, 2024
GARNER ASSET MANAGEMENT CORP	0.11%	0.27%	41,338	5	0.01%	578,000	Jun 30, 2024
PFG ADVISORS	0.28%	0.10%	101,904	-1,400	-1.36%	1,424,618	Jun 30, 2024
ATLANTIC UNION BANKSHARES CORP	0.25%	0.08%	89,545	-513	-0.57%	1,251,839	Jun 30, 2024
CASTLE ROCK WEALTH MANAGEMENT, LLC	0.04%	0.05%	14,375	-	-	202,113	Jun 30, 2024
DRIVE WEALTH MANAGEMENT, LLC	0.04%	0.05%	12,712	12,712	100.00%	174,025	Jun 30, 2024
ADVISORS ASSET MANAGEMENT, INC.	0.39%	0.04%	142,212	-20,275	-12.48%	1,988,124	Jun 30, 2024
NORTHWEST FINANCIAL ADVISORS	0.01%	0.04%	4,000	-	-	55,920	Jun 30, 2024
CALDWELL SUTTER CAPITAL, INC.	0.01%	0.03%	4,908	-8,652	-63.81%	68,614	Jun 30, 2024
SOUND INCOME STRATEGIES, LLC	0.07%	0.02%	23,871	-3,892	-14.02%	333,722	Jun 30, 2024
STATE OF WYOMING	0.02%	0.02%	8,900	417	4.92%	124,422	Jun 30, 2024
VAN ECK ASSOCIATES CORP	2.34%	0.02%	845,074	140,723	19.98%	11,814,000	Jun 30, 2024
DAVENPORT & CO LLC	0.48%	0.01%	174,842	-32,000	-15.47%	2,444,387	Jun 30, 2024
WEDBUSH SECURITIES INC	0.08%	0.01%	28,726	233	0.82%	402,000	Jun 30, 2024

The largest Gladstone Investment shareholder by % of total assets is MELIA WEALTH LLC. The company owns 969.19K shares of Gladstone Investment (GAIN), representing 7.39% of its total assets.

Institutional Buyers

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
VAN ECK ASSOCIATES CORP	2.34%	0.02%	845,074	140,723	19.98%	11,814,000	Jun 30, 2024
LEGACY CAPITAL WEALTH PARTNERS, LLC	0.28%	0.36%	101,956	101,956	100.00%	1,425,348	Jun 30, 2024
INVESCO LTD.	0.11%	0.00%	40,418	40,418	100.00%	565,044	Jun 30, 2024
SCHONFELD STRATEGIC ADVISORS LLC	0.09%	0.00%	33,200	33,200	100.00%	464,136	Jun 30, 2024
QUBE RESEARCH & TECHNOLOGIES LTD	0.18%	0.00%	63,966	30,925	93.60%	894,245	Jun 30, 2024
MELIA WEALTH LLC	2.68%	7.39%	969,186	23,647	2.50%	13,549,220	Jun 30, 2024
ENVESTNET ASSET MANAGEMENT INC	0.06%	0.00%	22,198	22,198	100.00%	310,328	Jun 30, 2024
VIRTUS ETF ADVISERS LLC	0.17%	0.42%	61,870	21,595	53.62%	864,943	Jun 30, 2024
LEGAL & GENERAL GROUP PLC	0.81%	0.00%	292,690	16,400	5.94%	4,091,806	Jun 30, 2024
MORGAN STANLEY	0.35%	0.00%	128,107	15,014	13.28%	1,790,938	Jun 30, 2024
MUTUAL ADVISORS, LLC	0.04%	0.01%	14,296	14,296	100.00%	200,573	Jun 30, 2024
GOLDMAN SACHS GROUP INC	0.04%	-	13,401	13,401	100.00%	187,346	Jun 30, 2024
DRIVE WEALTH MANAGEMENT, LLC	0.04%	0.05%	12,712	12,712	100.00%	174,025	Jun 30, 2024
AMERIPRISE FINANCIAL INC	0.03%	-	10,150	10,150	100.00%	141,890	Jun 30, 2024
CORNERSTONE WEALTH MANAGEMENT, LLC	0.03%	0.01%	10,123	10,123	100.00%	141,516	Jun 30, 2024
UNITED ADVISOR GROUP, LLC	0.19%	0.30%	68,798	9,352	15.73%	961,796	Jun 30, 2024
WELLS FARGO & COMPANY/MN	0.03%	-	10,648	5,800	119.64%	148,852	Jun 30, 2024
ADVISOR GROUP HOLDINGS, INC.	0.06%	0.00%	23,224	3,164	15.77%	324,695	Jun 30, 2024
STEWARD PARTNERS INVESTMENT ADVISORY, LLC	0.01%	0.00%	3,000	3,000	100.00%	41,940	Jun 30, 2024
QUANTBOT TECHNOLOGIES LP	0.01%	0.00%	2,694	2,694	100.00%	37,662	Jun 30, 2024

As of Jun 30 2024, Gladstone Investment's largest institutional buyer is VAN ECK ASSOCIATES CORP. The company purchased 140.72K stocks of GAIN, valued at $11.81M.

Institutional Sellers

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
MARSHALL WACE, LLP	0.50%	0.00%	181,454	-58,847	-24.49%	2,536,726	Jun 30, 2024
MILLENNIUM MANAGEMENT LLC	0.15%	0.00%	55,195	-54,190	-49.54%	771,626	Jun 30, 2024
DAVENPORT & CO LLC	0.48%	0.01%	174,842	-32,000	-15.47%	2,444,387	Jun 30, 2024
ADVISORS ASSET MANAGEMENT, INC.	0.39%	0.04%	142,212	-20,275	-12.48%	1,988,124	Jun 30, 2024
TREXQUANT INVESTMENT LP	-	-	-	-19,780	-100.00%	-	Jun 30, 2024
JUMP FINANCIAL, LLC	-	-	-	-17,137	-100.00%	-	Jun 30, 2024
VIRTU FINANCIAL LLC	-	-	-	-13,938	-100.00%	-	Jun 30, 2024
EXODUSPOINT CAPITAL MANAGEMENT, LP	-	-	-	-12,765	-100.00%	-	Jun 30, 2024
MONOGRAPH WEALTH ADVISORS, LLC	-	-	-	-10,000	-100.00%	-	Jun 30, 2024
TWO SIGMA INVESTMENTS, LP	0.60%	0.01%	215,100	-9,234	-4.12%	3,007,098	Jun 30, 2024
CALDWELL SUTTER CAPITAL, INC.	0.01%	0.03%	4,908	-8,652	-63.81%	68,614	Jun 30, 2024
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	0.01%	0.00%	2,190	-8,135	-78.79%	30,616	Jun 30, 2024
SOUND INCOME STRATEGIES, LLC	0.07%	0.02%	23,871	-3,892	-14.02%	333,722	Jun 30, 2024
JANNEY MONTGOMERY SCOTT LLC	0.05%	0.00%	19,450	-3,609	-15.65%	272,000	Jun 30, 2024
PRIVATE ADVISOR GROUP, LLC	0.06%	0.00%	23,192	-2,449	-9.55%	324,229	Jun 30, 2024
ROYAL BANK OF CANADA	0.19%	0.00%	70,046	-2,360	-3.26%	980,000	Jun 30, 2024
BANK OF AMERICA CORP /DE/	0.01%	-	2,527	-1,662	-39.68%	35,327	Jun 30, 2024
PFG ADVISORS	0.28%	0.10%	101,904	-1,400	-1.36%	1,424,618	Jun 30, 2024
FNY INVESTMENT ADVISERS, LLC	-	-	-	-1,400	-100.00%	-	Jun 30, 2024
TOWER RESEARCH CAPITAL LLC (TRC)	-	-	-	-1,294	-100.00%	-	Jun 30, 2024

As of Jun 30 2024, Gladstone Investment's biggest institutional seller is MARSHALL WACE, LLP. The company sold -58.85K shares of GAIN, valued at $2.54M.

Institutional New positions

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
INVESCO LTD.	0.11%	0.00%	40,418	40,418	100.00%	565,044	Jun 30, 2024
SCHONFELD STRATEGIC ADVISORS LLC	0.09%	0.00%	33,200	33,200	100.00%	464,136	Jun 30, 2024
ENVESTNET ASSET MANAGEMENT INC	0.06%	0.00%	22,198	22,198	100.00%	310,328	Jun 30, 2024
MUTUAL ADVISORS, LLC	0.04%	0.01%	14,296	14,296	100.00%	200,573	Jun 30, 2024
DRIVE WEALTH MANAGEMENT, LLC	0.04%	0.05%	12,712	12,712	100.00%	174,025	Jun 30, 2024
CORNERSTONE WEALTH MANAGEMENT, LLC	0.03%	0.01%	10,123	10,123	100.00%	141,516	Jun 30, 2024
STEWARD PARTNERS INVESTMENT ADVISORY, LLC	0.01%	0.00%	3,000	3,000	100.00%	41,940	Jun 30, 2024
REDWOOD WEALTH MANAGEMENT GROUP, LLC	0.00%	0.00%	150	150	100.00%	2,097	Jun 30, 2024

Gladstone Investment's largest new institutional shareholder by number of shares is INVESCO LTD., purchased 40.42K shares, valued at $565.04K, as of undefined.

Institutional Sold Out

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
TREXQUANT INVESTMENT LP	-	-	-	-19,780	-100.00%	-	Jun 30, 2024
JUMP FINANCIAL, LLC	-	-	-	-17,137	-100.00%	-	Jun 30, 2024
VIRTU FINANCIAL LLC	-	-	-	-13,938	-100.00%	-	Jun 30, 2024
EXODUSPOINT CAPITAL MANAGEMENT, LP	-	-	-	-12,765	-100.00%	-	Jun 30, 2024
MONOGRAPH WEALTH ADVISORS, LLC	-	-	-	-10,000	-100.00%	-	Jun 30, 2024
FNY INVESTMENT ADVISERS, LLC	-	-	-	-1,400	-100.00%	-	Jun 30, 2024
TOWER RESEARCH CAPITAL LLC (TRC)	-	-	-	-1,294	-100.00%	-	Jun 30, 2024
ENTRYPOINT CAPITAL, LLC	-	-	-	-923	-100.00%	-	Jun 30, 2024
BNP PARIBAS ARBITRAGE, SNC	-	-	-	-16	-100.00%	-	Jun 30, 2024

Gladstone Investment's largest sold out institutional shareholder by shares sold is TREXQUANT INVESTMENT LP, sold -19.78K shares, valued at -, as of undefined.

Gladstone Investment Mutual Fund Holders

Name	% Total Assets	Total Shares	Change Amount	Change %	Date
ETFis Series Trust I	0.02%	24,696	-4,093	-14.22%	Jan 31, 2024
DIREXION FUNDS	0.01%	21,790	-	-	Feb 29, 2024
DIREXION FUNDS	0.01%	10,180	-	-	Feb 29, 2024
Two Roads Shared Trust	0.00%	98,469	-	-	Jan 31, 2024
ETF Series Solutions	0.00%	21,273	1,565	7.94%	Jan 31, 2024
Global X Funds	0.00%	29,990	-	-	Jan 31, 2024
INVESCO EXCHANGE-TRADED FUND TRUST	0.00%	42,956	-	-	Jan 31, 2024
RBC FUNDS TRUST	0.00%	10,200	-	-	Mar 28, 2024
NORTHERN LIGHTS FUND TRUST II	0.00%	294	-	-	Mar 31, 2024
Blackstone Alternative Investment Funds	0.00%	3,000	-	-	Mar 31, 2024
VANGUARD QUANTITATIVE FUNDS	0.00%	100	-	-	Mar 31, 2024
USAA MUTUAL FUNDS TRUST	0.00%	3,655	-	-	Jan 31, 2024
VanEck ETF Trust	0.00%	676,267	102,693	17.90%	Jan 31, 2024
NATIONWIDE MUTUAL FUNDS	0.00%	193	-	-	Jan 31, 2024
JOHN HANCOCK VARIABLE INSURANCE TRUST	0.00%	740	-	-	Mar 31, 2024

Gladstone Investment's largest mutual fund holder by % of total assets is "ETFis Series Trust I", owning 24.70K shares, compromising 0.02% of its total assets.

Gladstone Investment Institutional Ownership Trends

Institutional Holdings Trend

Date	Holdings	Change %
30 Jun, 24	42	-50.59%
31 Mar, 24	85	-7.61%
31 Dec, 23	92	21.05%
30 Sep, 23	76	-2.56%
30 Jun, 23	78	-
31 Mar, 23	78	-8.24%
31 Dec, 22	85	13.33%
30 Sep, 22	75	-5.06%
30 Jun, 22	79	3.95%
31 Mar, 22	76	10.14%
31 Dec, 21	69	-4.17%
30 Sep, 21	72	-1.37%
30 Jun, 21	73	-5.19%
31 Mar, 21	77	4.05%
31 Dec, 20	74	8.82%
30 Sep, 20	68	-2.86%
30 Jun, 20	70	-7.89%
31 Mar, 20	76	-2.56%
31 Dec, 19	78	18.18%
30 Sep, 19	66	11.86%
30 Jun, 19	59	-13.24%
31 Mar, 19	68	1.49%
31 Dec, 18	67	-2.90%
30 Sep, 18	69	2.99%
30 Jun, 18	67	1.52%
31 Mar, 18	66	4.76%
31 Dec, 17	63	-
30 Sep, 17	63	-7.35%
30 Jun, 17	68	13.33%
31 Mar, 17	60	-6.25%
31 Dec, 16	64	-5.88%
30 Sep, 16	68	19.30%
30 Jun, 16	57	1.79%
31 Mar, 16	56	5.66%
31 Dec, 15	53	-3.64%
30 Sep, 15	55	1.85%
30 Jun, 15	54	-10.00%
31 Mar, 15	60	3.45%
31 Dec, 14	58	11.54%
30 Sep, 14	52	-25.71%
30 Jun, 14	70	-12.50%
31 Mar, 14	80	9.59%
31 Dec, 13	73	12.31%
30 Sep, 13	65	4.84%
30 Jun, 13	62	138.46%
31 Mar, 13	26	-
31 Dec, 12	26	-3.70%
30 Sep, 12	27	-12.90%
30 Jun, 12	31	14.81%
31 Mar, 12	27	-15.63%
31 Dec, 11	32	23.08%
30 Sep, 11	26	8.33%
30 Jun, 11	24	-17.24%
31 Mar, 11	29	38.10%
31 Dec, 10	21	5.00%
30 Sep, 10	20	25.00%
30 Jun, 10	16	6.67%
31 Mar, 10	15	15.38%
31 Dec, 09	13	-13.33%
30 Sep, 09	15	-11.76%
30 Jun, 09	17	70.00%
31 Mar, 09	10	-28.57%
31 Dec, 08	14	-17.65%
30 Sep, 08	17	-5.56%
30 Jun, 08	18	80.00%
31 Mar, 08	10	11.11%
31 Dec, 07	9	-
30 Sep, 07	9	-10.00%
30 Jun, 07	10	11.11%
31 Mar, 07	9	-18.18%
31 Dec, 06	11	37.50%
30 Sep, 06	8	33.33%
30 Jun, 06	6	-25.00%
31 Mar, 06	8	33.33%
31 Dec, 05	6	20.00%
30 Sep, 05	5	400.00%
30 Jun, 05	1	-

As of 30 Jun 24, 42 institutions are holding Gladstone Investment's shares, representing a decrease of -50.59% compared to the previous quarter.

Shares Outstanding Trend

Date	Shares Outstanding	Change %
30 Jun, 24	2,125,766	-59.16%
31 Mar, 24	5,205,235	20.16%
31 Dec, 23	4,331,962	8.26%
30 Sep, 23	4,001,455	0.87%
30 Jun, 23	3,967,132	-10.44%
31 Mar, 23	4,429,696	-8.70%
31 Dec, 22	4,851,738	20.03%
30 Sep, 22	4,042,271	6.90%
30 Jun, 22	3,781,190	-5.59%
31 Mar, 22	4,004,895	2.65%
31 Dec, 21	3,901,450	-5.41%
30 Sep, 21	4,124,566	3.15%
30 Jun, 21	3,998,649	-4.18%
31 Mar, 21	4,173,148	-0.26%
31 Dec, 20	4,183,941	5.47%
30 Sep, 20	3,966,930	-7.49%
30 Jun, 20	4,287,918	-15.02%
31 Mar, 20	5,045,802	-9.97%
31 Dec, 19	5,604,384	24.33%
30 Sep, 19	4,507,543	5.26%
30 Jun, 19	4,282,408	2.86%
31 Mar, 19	4,163,381	-3.85%
31 Dec, 18	4,329,907	-20.00%
30 Sep, 18	5,412,653	0.34%
30 Jun, 18	5,394,266	3.14%
31 Mar, 18	5,229,871	-7.45%
31 Dec, 17	5,650,973	-3.47%
30 Sep, 17	5,854,012	-4.08%
30 Jun, 17	6,102,773	-0.04%
31 Mar, 17	6,105,275	2.74%
31 Dec, 16	5,942,522	-1.34%
30 Sep, 16	6,023,120	20.92%
30 Jun, 16	4,980,998	-25.19%
31 Mar, 16	6,658,614	-8.44%
31 Dec, 15	7,272,424	-7.09%
30 Sep, 15	7,827,097	-3.53%
30 Jun, 15	8,113,519	-5.33%
31 Mar, 15	8,570,151	9.79%
31 Dec, 14	7,805,660	-4.99%
30 Sep, 14	8,215,795	-10.84%
30 Jun, 14	9,214,572	-17.45%
31 Mar, 14	11,162,277	18.04%
31 Dec, 13	9,456,395	-11.36%
30 Sep, 13	10,667,993	3.64%
30 Jun, 13	10,293,653	264.76%
31 Mar, 13	2,822,048	12.37%
31 Dec, 12	2,511,357	18.00%
30 Sep, 12	2,128,322	-30.57%
30 Jun, 12	3,065,226	4.36%
31 Mar, 12	2,937,241	-32.95%
31 Dec, 11	4,380,925	-1.59%
30 Sep, 11	4,451,931	5.85%
30 Jun, 11	4,205,817	-33.19%
31 Mar, 11	6,295,105	19.37%
31 Dec, 10	5,273,392	30.83%
30 Sep, 10	4,030,745	5.08%
30 Jun, 10	3,835,923	0.27%
31 Mar, 10	3,825,782	7.78%
31 Dec, 09	3,549,489	18.62%
30 Sep, 09	2,992,341	-10.88%
30 Jun, 09	3,357,731	18.47%
31 Mar, 09	2,834,313	-24.57%
31 Dec, 08	3,757,380	-7.83%
30 Sep, 08	4,076,594	13.14%
30 Jun, 08	3,602,999	57.52%
31 Mar, 08	2,287,367	9.91%
31 Dec, 07	2,081,073	8.19%
30 Sep, 07	1,923,493	59.70%
30 Jun, 07	1,204,432	2.59%
31 Mar, 07	1,174,000	116.65%
31 Dec, 06	541,887	6.34%
30 Sep, 06	509,577	-41.55%
30 Jun, 06	871,848	20.01%
31 Mar, 06	726,470	190.33%
31 Dec, 05	250,219	-41.40%
30 Sep, 05	426,985	873.74%
30 Jun, 05	43,850	-

Gladstone Investment (GAIN) has 2.13M shares outstanding as of 30 Jun 24, down -59.16% compared to the previous quarter.

Institutional Ownership Trend

Date	Ownership %	Change %
30 Jun, 24	5.89%	2.83%
31 Mar, 24	14.41%	9.06%
31 Dec, 23	12.61%	9.01%
30 Sep, 23	11.83%	8.48%
30 Jun, 23	11.81%	6.68%
31 Mar, 23	13.30%	6.27%
31 Dec, 22	14.56%	9.84%
30 Sep, 22	12.17%	9.38%
30 Jun, 22	11.39%	7.83%
31 Mar, 22	12.06%	8.74%
31 Dec, 21	11.75%	7.62%
30 Sep, 21	12.42%	8.57%
30 Jun, 21	12.04%	7.62%
31 Mar, 21	12.57%	7.92%
31 Dec, 20	12.60%	8.83%
30 Sep, 20	11.95%	7.12%
30 Jun, 20	12.96%	5.50%
31 Mar, 20	15.35%	5.27%
31 Dec, 19	17.07%	9.05%
30 Sep, 19	13.73%	8.07%
30 Jun, 19	13.05%	8.11%
31 Mar, 19	12.68%	7.29%
31 Dec, 18	13.19%	4.85%
30 Sep, 18	16.49%	6.08%
30 Jun, 18	16.46%	6.27%
31 Mar, 18	16.21%	5.37%
31 Dec, 17	17.37%	5.36%
30 Sep, 17	18.00%	4.79%
30 Jun, 17	19.39%	4.77%
31 Mar, 17	20.17%	5.23%
31 Dec, 16	19.63%	4.96%
30 Sep, 16	19.90%	7.35%
30 Jun, 16	16.45%	3.40%
31 Mar, 16	22.00%	3.81%
31 Dec, 15	24.02%	3.59%
30 Sep, 15	25.86%	3.60%
30 Jun, 15	26.81%	2.60%
31 Mar, 15	32.14%	3.70%
31 Dec, 14	29.48%	3.06%
30 Sep, 14	31.03%	2.56%
30 Jun, 14	34.80%	1.96%
31 Mar, 14	42.16%	3.30%
31 Dec, 13	35.72%	2.20%
30 Sep, 13	40.29%	2.67%
30 Jun, 13	38.88%	33.38%
31 Mar, 13	10.79%	11.70%
31 Dec, 12	9.60%	10.34%
30 Sep, 12	9.64%	5.00%
30 Jun, 12	13.88%	7.85%
31 Mar, 12	13.30%	3.38%
31 Dec, 11	19.84%	4.88%
30 Sep, 11	20.16%	5.56%
30 Jun, 11	19.05%	2.34%
31 Mar, 11	28.51%	5.00%
31 Dec, 10	23.88%	7.17%
30 Sep, 10	18.26%	6.05%
30 Jun, 10	17.37%	5.79%
31 Mar, 10	17.33%	6.70%
31 Dec, 09	16.08%	8.75%
30 Sep, 09	13.55%	5.86%
30 Jun, 09	15.21%	9.23%
31 Mar, 09	12.84%	4.43%
31 Dec, 08	17.02%	4.99%
30 Sep, 08	18.46%	5.66%
30 Jun, 08	18.07%	9.47%
31 Mar, 08	13.81%	8.75%
31 Dec, 07	12.57%	9.31%
30 Sep, 07	11.62%	21.96%
30 Jun, 07	7.27%	14.47%
31 Mar, 07	7.09%	66.21%
31 Dec, 06	3.27%	34.56%
30 Sep, 06	3.08%	11.10%
30 Jun, 06	5.26%	25.18%
31 Mar, 06	4.57%	200.30%
31 Dec, 05	1.51%	21.84%
30 Sep, 05	2.63%	2837.04%
30 Jun, 05	0.30%	-

As of 30 Jun 24, Gladstone Investment is held by 5.89% institutional shareholders, representing a 2.83% growth compared to 31 Mar 24.

Institutional Increased Positions Trend

Date	Increased Positions	Change %
30 Jun, 24	18	-47.06%
31 Mar, 24	34	-38.18%
31 Dec, 23	55	66.67%
30 Sep, 23	33	6.45%
30 Jun, 23	31	-6.06%
31 Mar, 23	33	-36.54%
31 Dec, 22	52	57.58%
30 Sep, 22	33	-5.71%
30 Jun, 22	35	6.06%
31 Mar, 22	33	-5.71%
31 Dec, 21	35	6.06%
30 Sep, 21	33	-
30 Jun, 21	33	-17.50%
31 Mar, 21	40	2.56%
31 Dec, 20	39	30.00%
30 Sep, 20	30	-9.09%
30 Jun, 20	33	-13.16%
31 Mar, 20	38	-9.52%
31 Dec, 19	42	2.44%
30 Sep, 19	41	78.26%
30 Jun, 19	23	-36.11%
31 Mar, 19	36	-2.70%
31 Dec, 18	37	8.82%
30 Sep, 18	34	13.33%
30 Jun, 18	30	-9.09%
31 Mar, 18	33	10.00%
31 Dec, 17	30	-9.09%
30 Sep, 17	33	-10.81%
30 Jun, 17	37	27.59%
31 Mar, 17	29	7.41%
31 Dec, 16	27	-35.71%
30 Sep, 16	42	75.00%
30 Jun, 16	24	4.35%
31 Mar, 16	23	21.05%
31 Dec, 15	19	-5.00%
30 Sep, 15	20	-9.09%
30 Jun, 15	22	-31.25%
31 Mar, 15	32	6.67%
31 Dec, 14	30	42.86%
30 Sep, 14	21	-47.50%
30 Jun, 14	40	-13.04%
31 Mar, 14	46	6.98%
31 Dec, 13	43	22.86%
30 Sep, 13	35	-31.37%
30 Jun, 13	51	264.29%
31 Mar, 13	14	-17.65%
31 Dec, 12	17	-
30 Sep, 12	17	6.25%
30 Jun, 12	16	-5.88%
31 Mar, 12	17	-19.05%
31 Dec, 11	21	90.91%
30 Sep, 11	11	-15.38%
30 Jun, 11	13	-27.78%
31 Mar, 11	18	125.00%
31 Dec, 10	8	-20.00%
30 Sep, 10	10	42.86%
30 Jun, 10	7	-12.50%
31 Mar, 10	8	100.00%
31 Dec, 09	4	-
30 Sep, 09	4	-69.23%
30 Jun, 09	13	160.00%
31 Mar, 09	5	-37.50%
31 Dec, 08	8	-20.00%
30 Sep, 08	10	-33.33%
30 Jun, 08	15	200.00%
31 Mar, 08	5	-
31 Dec, 07	5	-28.57%
30 Sep, 07	7	-12.50%
30 Jun, 07	8	60.00%
31 Mar, 07	5	-16.67%
31 Dec, 06	6	20.00%
30 Sep, 06	5	25.00%
30 Jun, 06	4	-20.00%
31 Mar, 06	5	25.00%
31 Dec, 05	4	-20.00%
30 Sep, 05	5	400.00%
30 Jun, 05	1	-

18 institutional shareholders have increased their position in GAIN stock as of 30 Jun 24 compared to 34 in the previous quarter (a -47.06% decrease).

Institutional Reduced Positions Trend

Date	Reduced Positions	Change %
30 Jun, 24	13	-59.38%
31 Mar, 24	32	68.42%
31 Dec, 23	19	-24.00%
30 Sep, 23	25	-3.85%
30 Jun, 23	26	8.33%
31 Mar, 23	24	71.43%
31 Dec, 22	14	-33.33%
30 Sep, 22	21	-12.50%
30 Jun, 22	24	-
31 Mar, 22	24	14.29%
31 Dec, 21	21	-
30 Sep, 21	21	-
30 Jun, 21	21	-12.50%
31 Mar, 21	24	9.09%
31 Dec, 20	22	-8.33%
30 Sep, 20	24	4.35%
30 Jun, 20	23	-
31 Mar, 20	23	15.00%
31 Dec, 19	20	150.00%
30 Sep, 19	8	-63.64%
30 Jun, 19	22	4.76%
31 Mar, 19	21	-4.55%
31 Dec, 18	22	-18.52%
30 Sep, 18	27	12.50%
30 Jun, 18	24	-
31 Mar, 18	24	14.29%
31 Dec, 17	21	16.67%
30 Sep, 17	18	-14.29%
30 Jun, 17	21	16.67%
31 Mar, 17	18	-30.77%
31 Dec, 16	26	136.36%
30 Sep, 16	11	-26.67%
30 Jun, 16	15	-25.00%
31 Mar, 16	20	-4.76%
31 Dec, 15	21	-8.70%
30 Sep, 15	23	21.05%
30 Jun, 15	19	18.75%
31 Mar, 15	16	-15.79%
31 Dec, 14	19	-9.52%
30 Sep, 14	21	23.53%
30 Jun, 14	17	-19.05%
31 Mar, 14	21	16.67%
31 Dec, 13	18	-
30 Sep, 13	18	200.00%
30 Jun, 13	6	-
31 Mar, 13	6	-14.29%
31 Dec, 12	7	40.00%
30 Sep, 12	5	-28.57%
30 Jun, 12	7	40.00%
31 Mar, 12	5	-28.57%
31 Dec, 11	7	-30.00%
30 Sep, 11	10	66.67%
30 Jun, 11	6	50.00%
31 Mar, 11	4	-42.86%
31 Dec, 10	7	75.00%
30 Sep, 10	4	-20.00%
30 Jun, 10	5	150.00%
31 Mar, 10	2	-33.33%
31 Dec, 09	3	-
30 Sep, 09	3	-
30 Jun, 09	3	50.00%
31 Mar, 09	2	-
31 Dec, 08	2	-50.00%
30 Sep, 08	4	33.33%
30 Jun, 08	3	-
31 Mar, 08	3	50.00%
31 Dec, 07	2	-
30 Sep, 07	2	-
30 Jun, 07	2	-
31 Mar, 07	2	-50.00%
31 Dec, 06	4	33.33%
30 Sep, 06	3	50.00%
30 Jun, 06	2	-33.33%
31 Mar, 06	3	50.00%
31 Dec, 05	2	-
30 Sep, 05	-	-
30 Jun, 05	-	-

13 institutional shareholders have reduced their position in GAIN stock as of 30 Jun 24 compared to 32 in the previous quarter (a -59.38% decrease).

All Institutional Ownership Trend Data

Date	Holdings	Change %	Shares Outstanding	Change %	Ownership %	Change %	Increased Positions	Change %	Reduced Positions	Change %
30 Jun, 24	42	-50.59%	2,125,766	-59.16%	5.89%	2.83%	18	-47.06%	13	-59.38%
31 Mar, 24	85	-7.61%	5,205,235	20.16%	14.41%	9.06%	34	-38.18%	32	68.42%
31 Dec, 23	92	21.05%	4,331,962	8.26%	12.61%	9.01%	55	66.67%	19	-24.00%
30 Sep, 23	76	-2.56%	4,001,455	0.87%	11.83%	8.48%	33	6.45%	25	-3.85%
30 Jun, 23	78	-	3,967,132	-10.44%	11.81%	6.68%	31	-6.06%	26	8.33%
31 Mar, 23	78	-8.24%	4,429,696	-8.70%	13.30%	6.27%	33	-36.54%	24	71.43%
31 Dec, 22	85	13.33%	4,851,738	20.03%	14.56%	9.84%	52	57.58%	14	-33.33%
30 Sep, 22	75	-5.06%	4,042,271	6.90%	12.17%	9.38%	33	-5.71%	21	-12.50%
30 Jun, 22	79	3.95%	3,781,190	-5.59%	11.39%	7.83%	35	6.06%	24	-
31 Mar, 22	76	10.14%	4,004,895	2.65%	12.06%	8.74%	33	-5.71%	24	14.29%
31 Dec, 21	69	-4.17%	3,901,450	-5.41%	11.75%	7.62%	35	6.06%	21	-
30 Sep, 21	72	-1.37%	4,124,566	3.15%	12.42%	8.57%	33	-	21	-
30 Jun, 21	73	-5.19%	3,998,649	-4.18%	12.04%	7.62%	33	-17.50%	21	-12.50%
31 Mar, 21	77	4.05%	4,173,148	-0.26%	12.57%	7.92%	40	2.56%	24	9.09%
31 Dec, 20	74	8.82%	4,183,941	5.47%	12.60%	8.83%	39	30.00%	22	-8.33%
30 Sep, 20	68	-2.86%	3,966,930	-7.49%	11.95%	7.12%	30	-9.09%	24	4.35%
30 Jun, 20	70	-7.89%	4,287,918	-15.02%	12.96%	5.50%	33	-13.16%	23	-
31 Mar, 20	76	-2.56%	5,045,802	-9.97%	15.35%	5.27%	38	-9.52%	23	15.00%
31 Dec, 19	78	18.18%	5,604,384	24.33%	17.07%	9.05%	42	2.44%	20	150.00%
30 Sep, 19	66	11.86%	4,507,543	5.26%	13.73%	8.07%	41	78.26%	8	-63.64%
30 Jun, 19	59	-13.24%	4,282,408	2.86%	13.05%	8.11%	23	-36.11%	22	4.76%
31 Mar, 19	68	1.49%	4,163,381	-3.85%	12.68%	7.29%	36	-2.70%	21	-4.55%
31 Dec, 18	67	-2.90%	4,329,907	-20.00%	13.19%	4.85%	37	8.82%	22	-18.52%
30 Sep, 18	69	2.99%	5,412,653	0.34%	16.49%	6.08%	34	13.33%	27	12.50%
30 Jun, 18	67	1.52%	5,394,266	3.14%	16.46%	6.27%	30	-9.09%	24	-
31 Mar, 18	66	4.76%	5,229,871	-7.45%	16.21%	5.37%	33	10.00%	24	14.29%
31 Dec, 17	63	-	5,650,973	-3.47%	17.37%	5.36%	30	-9.09%	21	16.67%
30 Sep, 17	63	-7.35%	5,854,012	-4.08%	18.00%	4.79%	33	-10.81%	18	-14.29%
30 Jun, 17	68	13.33%	6,102,773	-0.04%	19.39%	4.77%	37	27.59%	21	16.67%
31 Mar, 17	60	-6.25%	6,105,275	2.74%	20.17%	5.23%	29	7.41%	18	-30.77%
31 Dec, 16	64	-5.88%	5,942,522	-1.34%	19.63%	4.96%	27	-35.71%	26	136.36%
30 Sep, 16	68	19.30%	6,023,120	20.92%	19.90%	7.35%	42	75.00%	11	-26.67%
30 Jun, 16	57	1.79%	4,980,998	-25.19%	16.45%	3.40%	24	4.35%	15	-25.00%
31 Mar, 16	56	5.66%	6,658,614	-8.44%	22.00%	3.81%	23	21.05%	20	-4.76%
31 Dec, 15	53	-3.64%	7,272,424	-7.09%	24.02%	3.59%	19	-5.00%	21	-8.70%
30 Sep, 15	55	1.85%	7,827,097	-3.53%	25.86%	3.60%	20	-9.09%	23	21.05%
30 Jun, 15	54	-10.00%	8,113,519	-5.33%	26.81%	2.60%	22	-31.25%	19	18.75%
31 Mar, 15	60	3.45%	8,570,151	9.79%	32.14%	3.70%	32	6.67%	16	-15.79%
31 Dec, 14	58	11.54%	7,805,660	-4.99%	29.48%	3.06%	30	42.86%	19	-9.52%
30 Sep, 14	52	-25.71%	8,215,795	-10.84%	31.03%	2.56%	21	-47.50%	21	23.53%
30 Jun, 14	70	-12.50%	9,214,572	-17.45%	34.80%	1.96%	40	-13.04%	17	-19.05%
31 Mar, 14	80	9.59%	11,162,277	18.04%	42.16%	3.30%	46	6.98%	21	16.67%
31 Dec, 13	73	12.31%	9,456,395	-11.36%	35.72%	2.20%	43	22.86%	18	-
30 Sep, 13	65	4.84%	10,667,993	3.64%	40.29%	2.67%	35	-31.37%	18	200.00%
30 Jun, 13	62	138.46%	10,293,653	264.76%	38.88%	33.38%	51	264.29%	6	-
31 Mar, 13	26	-	2,822,048	12.37%	10.79%	11.70%	14	-17.65%	6	-14.29%
31 Dec, 12	26	-3.70%	2,511,357	18.00%	9.60%	10.34%	17	-	7	40.00%
30 Sep, 12	27	-12.90%	2,128,322	-30.57%	9.64%	5.00%	17	6.25%	5	-28.57%
30 Jun, 12	31	14.81%	3,065,226	4.36%	13.88%	7.85%	16	-5.88%	7	40.00%
31 Mar, 12	27	-15.63%	2,937,241	-32.95%	13.30%	3.38%	17	-19.05%	5	-28.57%
31 Dec, 11	32	23.08%	4,380,925	-1.59%	19.84%	4.88%	21	90.91%	7	-30.00%
30 Sep, 11	26	8.33%	4,451,931	5.85%	20.16%	5.56%	11	-15.38%	10	66.67%
30 Jun, 11	24	-17.24%	4,205,817	-33.19%	19.05%	2.34%	13	-27.78%	6	50.00%
31 Mar, 11	29	38.10%	6,295,105	19.37%	28.51%	5.00%	18	125.00%	4	-42.86%
31 Dec, 10	21	5.00%	5,273,392	30.83%	23.88%	7.17%	8	-20.00%	7	75.00%
30 Sep, 10	20	25.00%	4,030,745	5.08%	18.26%	6.05%	10	42.86%	4	-20.00%
30 Jun, 10	16	6.67%	3,835,923	0.27%	17.37%	5.79%	7	-12.50%	5	150.00%
31 Mar, 10	15	15.38%	3,825,782	7.78%	17.33%	6.70%	8	100.00%	2	-33.33%
31 Dec, 09	13	-13.33%	3,549,489	18.62%	16.08%	8.75%	4	-	3	-
30 Sep, 09	15	-11.76%	2,992,341	-10.88%	13.55%	5.86%	4	-69.23%	3	-
30 Jun, 09	17	70.00%	3,357,731	18.47%	15.21%	9.23%	13	160.00%	3	50.00%
31 Mar, 09	10	-28.57%	2,834,313	-24.57%	12.84%	4.43%	5	-37.50%	2	-
31 Dec, 08	14	-17.65%	3,757,380	-7.83%	17.02%	4.99%	8	-20.00%	2	-50.00%
30 Sep, 08	17	-5.56%	4,076,594	13.14%	18.46%	5.66%	10	-33.33%	4	33.33%
30 Jun, 08	18	80.00%	3,602,999	57.52%	18.07%	9.47%	15	200.00%	3	-
31 Mar, 08	10	11.11%	2,287,367	9.91%	13.81%	8.75%	5	-	3	50.00%
31 Dec, 07	9	-	2,081,073	8.19%	12.57%	9.31%	5	-28.57%	2	-
30 Sep, 07	9	-10.00%	1,923,493	59.70%	11.62%	21.96%	7	-12.50%	2	-
30 Jun, 07	10	11.11%	1,204,432	2.59%	7.27%	14.47%	8	60.00%	2	-
31 Mar, 07	9	-18.18%	1,174,000	116.65%	7.09%	66.21%	5	-16.67%	2	-50.00%
31 Dec, 06	11	37.50%	541,887	6.34%	3.27%	34.56%	6	20.00%	4	33.33%
30 Sep, 06	8	33.33%	509,577	-41.55%	3.08%	11.10%	5	25.00%	3	50.00%
30 Jun, 06	6	-25.00%	871,848	20.01%	5.26%	25.18%	4	-20.00%	2	-33.33%
31 Mar, 06	8	33.33%	726,470	190.33%	4.57%	200.30%	5	25.00%	3	50.00%
31 Dec, 05	6	20.00%	250,219	-41.40%	1.51%	21.84%	4	-20.00%	2	-
30 Sep, 05	5	400.00%	426,985	873.74%	2.63%	2837.04%	5	400.00%	-	-
30 Jun, 05	1	-	43,850	-	0.30%	-	1	-	-	-

Gladstone Investment Insider Shareholders Trades

Open Market Insider Trades

Date	Name	Relation	Role	Transaction	Buy/Sell	Shares	Price	Value	Shares Held
Nov 07, 2023	Easton Rachael Z.	officer	CFO and Treasurer	P-Purchase	Buy	650	$14.67	$9.54K	1,400
Aug 08, 2023	DULLUM DAVID A R	officer	President	P-Purchase	Buy	5,000	$13.39	$66.97K	149,916
Mar 17, 2023	Easton Rachael Z.	officer	CFO and Treasurer	P-Purchase	Buy	375	$13.12	$4.92K	750
Mar 15, 2023	DULLUM DAVID A R	officer	President	P-Purchase	Buy	3,000	$12.84	$38.52K	144,916
Feb 07, 2023	WILKINSON WALTER H	director	-	P-Purchase	Buy	3,661	$13.96	$51.11K	26,153
Dec 16, 2022	DULLUM DAVID A R	officer	President	P-Purchase	Buy	3,000	$13.06	$39.18K	141,916
Aug 19, 2022	Smith Jennifer A	officer	Chief Valuation Officer	P-Purchase	Buy	100	$15.61	$1.56K	100
Jun 15, 2022	DULLUM DAVID A R	officer	President	P-Purchase	Buy	4,000	$12.75	$51.00K	138,916
May 20, 2022	Easton Rachael Z.	officer	CFO and Treasurer	P-Purchase	Buy	175	$14.52	$2.54K	375
Feb 24, 2022	DULLUM DAVID A R	officer	President	P-Purchase	Buy	2,500	$14.69	$36.73K	134,916
Feb 24, 2022	DULLUM DAVID A R	officer	President	P-Purchase	Buy	3,000	$14.46	$43.38K	132,416
Feb 23, 2022	Easton Rachael Z.	officer	CFO and Treasurer	P-Purchase	Buy	200	$14.93	$2.98K	200
Dec 06, 2021	DULLUM DAVID A R	officer	President	P-Purchase	Buy	3,000	$16.54	$49.62K	129,416
Mar 24, 2020	DULLUM DAVID A R	officer	President	P-Purchase	Buy	2,500	$6.80	$17.00K	126,416
Mar 24, 2020	BRUBAKER TERRY LEE	director, officer	Chief Operating Officer	P-Purchase	Buy	2,500	$6.83	$17.07K	16,233
Mar 23, 2020	RYAN JULIA	officer	Chief Financial Officer	P-Purchase	Buy	2,500	$8.18	$20.44K	4,000

Open Market Insider Buys

Date	Name	Relation	Role	Transaction	Buy/Sell	Shares	Price	Value	Shares Held
Nov 07, 2023	Easton Rachael Z.	officer	CFO and Treasurer	P-Purchase	Buy	650	$14.67	$9.54K	1,400
Aug 08, 2023	DULLUM DAVID A R	officer	President	P-Purchase	Buy	5,000	$13.39	$66.97K	149,916
Mar 17, 2023	Easton Rachael Z.	officer	CFO and Treasurer	P-Purchase	Buy	375	$13.12	$4.92K	750
Mar 15, 2023	DULLUM DAVID A R	officer	President	P-Purchase	Buy	3,000	$12.84	$38.52K	144,916
Feb 07, 2023	WILKINSON WALTER H	director	-	P-Purchase	Buy	3,661	$13.96	$51.11K	26,153
Dec 16, 2022	DULLUM DAVID A R	officer	President	P-Purchase	Buy	3,000	$13.06	$39.18K	141,916
Aug 19, 2022	Smith Jennifer A	officer	Chief Valuation Officer	P-Purchase	Buy	100	$15.61	$1.56K	100
Jun 15, 2022	DULLUM DAVID A R	officer	President	P-Purchase	Buy	4,000	$12.75	$51.00K	138,916
May 20, 2022	Easton Rachael Z.	officer	CFO and Treasurer	P-Purchase	Buy	175	$14.52	$2.54K	375
Feb 24, 2022	DULLUM DAVID A R	officer	President	P-Purchase	Buy	2,500	$14.69	$36.73K	134,916
Feb 24, 2022	DULLUM DAVID A R	officer	President	P-Purchase	Buy	3,000	$14.46	$43.38K	132,416
Feb 23, 2022	Easton Rachael Z.	officer	CFO and Treasurer	P-Purchase	Buy	200	$14.93	$2.98K	200
Dec 06, 2021	DULLUM DAVID A R	officer	President	P-Purchase	Buy	3,000	$16.54	$49.62K	129,416
Mar 24, 2020	DULLUM DAVID A R	officer	President	P-Purchase	Buy	2,500	$6.80	$17.00K	126,416
Mar 24, 2020	BRUBAKER TERRY LEE	director, officer	Chief Operating Officer	P-Purchase	Buy	2,500	$6.83	$17.07K	16,233
Mar 23, 2020	RYAN JULIA	officer	Chief Financial Officer	P-Purchase	Buy	2,500	$8.18	$20.44K	4,000

Insider Sells

Date	Name	Relation	Role	Transaction	Buy/Sell	Shares	Price	Value	Shares Held	Source
Oct 18, 2022	Novara Paula	director	-		Sell	-	-	-	1,333
Jan 25, 2021	GLADSTONE DAVID	director, officer	Chief Executive Officer		Sell	-	-	-	655,804

All Insider Owners Trades

Date	Name	Relation	Role	Transaction	Buy/Sell	Shares	Price	Value	Shares Held
Nov 07, 2023	Easton Rachael Z.	officer	CFO and Treasurer	P-Purchase	Buy	650	$14.67	$9.54K	1,400
Aug 08, 2023	DULLUM DAVID A R	officer	President	P-Purchase	Buy	5,000	$13.39	$66.97K	149,916
Mar 17, 2023	Easton Rachael Z.	officer	CFO and Treasurer	P-Purchase	Buy	375	$13.12	$4.92K	750
Mar 15, 2023	DULLUM DAVID A R	officer	President	P-Purchase	Buy	3,000	$12.84	$38.52K	144,916
Feb 07, 2023	WILKINSON WALTER H	director	-	P-Purchase	Buy	3,661	$13.96	$51.11K	26,153
Dec 16, 2022	DULLUM DAVID A R	officer	President	P-Purchase	Buy	3,000	$13.06	$39.18K	141,916
Oct 18, 2022	Novara Paula	director	-		Sell	-	-	-	1,333
Aug 19, 2022	Smith Jennifer A	officer	Chief Valuation Officer	P-Purchase	Buy	100	$15.61	$1.56K	100
Jun 15, 2022	DULLUM DAVID A R	officer	President	P-Purchase	Buy	4,000	$12.75	$51.00K	138,916
May 20, 2022	Easton Rachael Z.	officer	CFO and Treasurer	P-Purchase	Buy	175	$14.52	$2.54K	375
Feb 24, 2022	DULLUM DAVID A R	officer	President	P-Purchase	Buy	2,500	$14.69	$36.73K	134,916
Feb 24, 2022	DULLUM DAVID A R	officer	President	P-Purchase	Buy	3,000	$14.46	$43.38K	132,416
Feb 23, 2022	Easton Rachael Z.	officer	CFO and Treasurer	P-Purchase	Buy	200	$14.93	$2.98K	200
Dec 21, 2021	Easton Rachael Z.	officer	-		Buy	-	-	-	-
Dec 06, 2021	DULLUM DAVID A R	officer	President	P-Purchase	Buy	3,000	$16.54	$49.62K	129,416
Jan 25, 2021	GLADSTONE DAVID	director, officer	Chief Executive Officer		Sell	-	-	-	655,804
Jan 25, 2021	GLADSTONE DAVID	director, officer	Chief Executive Officer		Buy	-	-	-	11,018
Mar 24, 2020	DULLUM DAVID A R	officer	President	P-Purchase	Buy	2,500	$6.80	$17.00K	126,416
Mar 24, 2020	BRUBAKER TERRY LEE	director, officer	Chief Operating Officer	P-Purchase	Buy	2,500	$6.83	$17.07K	16,233
Mar 23, 2020	RYAN JULIA	officer	Chief Financial Officer	P-Purchase	Buy	2,500	$8.18	$20.44K	4,000

The last insider sell of Gladstone Investment's stock was made by Novara Paula on Oct 18 2022, selling - shares at - per share (valued at -). The last insider buy of GAIN was made by Easton Rachael Z. on Nov 07 2023, buying 650 shares at $14.67 per share (worth $9.54K).

Gladstone Investment Insider Ownership Trends

All Insider Trades Trend

Date	Buy	Sell	Buy/Sell Ratio
Q4 2023	1	-	-
Q3 2023	1	-	-
Q1 2023	3	-	-
Q4 2022	1	1	100.00%
Q3 2022	1	-	-
Q2 2022	2	-	-
Q1 2022	3	-	-
Q4 2021	1	-	-
Q1 2020	10	-	-
Q3 2019	2	2	100.00%
Q2 2019	1	-	-
Q4 2018	3	-	-
Q1 2018	1	-	-
Q4 2017	1	-	-
Q2 2017	2	-	-
Q1 2017	4	3	133.33%
Q4 2016	1	-	-
Q3 2016	-	6	-
Q1 2016	1	-	-
Q4 2015	1	-	-

1 total buy trades, and 0 total sell trades (buy/sell ratio of 0%) were made by Gladstone Investment's insiders, as of Q4 2023.

Open Market Insider Trades Trend

Date	Buy	Sell	Buy/Sell Ratio
Q4 2023	1	-	-
Q3 2023	1	-	-
Q1 2023	3	-	-
Q4 2022	1	-	-
Q3 2022	1	-	-
Q2 2022	2	-	-
Q1 2022	3	-	-
Q4 2021	1	-	-
Q1 2020	10	-	-
Q3 2019	2	2	100.00%
Q2 2019	1	-	-
Q4 2018	3	-	-
Q1 2018	1	-	-
Q4 2017	1	-	-
Q2 2017	2	-	-
Q1 2017	4	3	133.33%
Q4 2016	1	-	-
Q3 2016	-	6	-
Q1 2016	1	-	-
Q4 2015	1	-	-

As of Q4 2023, Insider owners conducted 1 open market buy trades and 0 open market sell trades of Gladstone Investment's stocks.

Gladstone Investment Peer Ownership

Ticker	Company
MAIN	Main Street Capital Corporation
GLAD	Gladstone Capital Corporation
ARCC	Ares Capital Corporation
PFLT	PennantPark Floating Rate Capital Ltd.
PSEC	Prospect Capital Corporation
SCM	Stellus Capital Investment Corporation
HTGC	Hercules Capital, Inc.
HRZN	Horizon Technology Finance Corporation

GAIN Ownership FAQ

Who Owns Gladstone Investment?

Gladstone Investment is owned by institutional shareholders (5.89%), insiders (2.05%), and public (92.06%). The largest institutional shareholder of Gladstone Investment is MELIA WEALTH LLC (2.68% of total shares) and the top mutual fund owner is ETFis Series Trust I (0.02% of total shares).

Who are the major institutional shareholders of Gladstone Investment?

Gladstone Investment's major institutional shareholders are MELIA WEALTH LLC, VAN ECK ASSOCIATES CORP, LEGAL & GENERAL GROUP PLC, TWO SIGMA INVESTMENTS, LP, and OUTFITTER FINANCIAL LLC. The top five shareholders own together 7.00% of the company's share outstanding.

How many Gladstone Investment shareholders are there?

As of Jun 2024, there are 42 institutional shareholders of Gladstone Investment.

What percentage of Gladstone Investment is owned by MELIA WEALTH LLC?

MELIA WEALTH LLC owns 969.19K shares of Gladstone Investment, representing 2.68% of the company's total shares outstanding, valued at $13.55M (as of Jun 2024).

What percentage of Gladstone Investment is owned by VAN ECK ASSOCIATES CORP?

As of Jun 2024, VAN ECK ASSOCIATES CORP holds 845.07K shares of Gladstone Investment (GAIN), compromising 2.34% of the company, valued at $11.81M.

What percentage of Gladstone Investment is owned by LEGAL & GENERAL GROUP PLC?

LEGAL & GENERAL GROUP PLC is the third largest holder of Gladstone Investment. The company owns 292.69K of the company's shares outstanding (worth $4.09M).