Great Elm Capital Ownership 2024 | Who Owns Great Elm Capital Now?

Overview RevenueFinancials Chart Transcripts

Institutional Ownership

80.88%

Insider Ownership

43.37%

Retail Ownership

-24.25%

Institutional Holders

15.00

Great Elm Capital Institutional Shareholders

Institutional Shareholders by % of Total Shares

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
NORTHERN RIGHT CAPITAL MANAGEMENT, L.P.	12.77%	3.64%	798,471	-	-	7,186,239,000	Mar 31, 2023
JPMORGAN CHASE & CO	5.96%	0.00%	372,495	372,495	100.00%	3,367,000,000	Mar 31, 2023
ALDEN GLOBAL CAPITAL LLC	2.34%	4.39%	145,992	-154,770	-51.46%	1,313,928,000	Mar 31, 2023
ADVISOR GROUP HOLDINGS, INC.	0.65%	0.00%	40,901	40,901	100.00%	368,109,000	Mar 31, 2023
CSS LLC/IL	0.25%	0.01%	15,472	-	-	139,248,000	Mar 31, 2023
MILLENNIUM MANAGEMENT LLC	0.25%	0.00%	15,417	15,417	100.00%	139,000	Mar 31, 2023
ACADIAN ASSET MANAGEMENT LLC	0.19%	0.00%	11,916	11,916	100.00%	106,000	Mar 31, 2023
MORGAN STANLEY	0.02%	-	1,361	-5	-0.37%	12,249,000	Mar 31, 2023
WELLS FARGO & COMPANY/MN	0.02%	-	1,070	-1	-0.09%	9,636,000	Mar 31, 2023
UBS GROUP AG	0.01%	-	500	-672	-57.34%	4,500,000	Mar 31, 2023
FMR LLC	-	-	-	-1	-100.00%	-	Mar 31, 2023
MINICHMACGREGOR WEALTH MANAGEMENT, LLC	-	-	-	-50	-100.00%	-	Mar 31, 2023
VIRTU FINANCIAL LLC	-	-	-	-15,811	-100.00%	-	Mar 31, 2023
CITADEL ADVISORS LLC	-	-	-	-15,690	-100.00%	-	Mar 31, 2023

Great Elm Capital's largest institutional shareholder is NORTHERN RIGHT CAPITAL MANAGEMENT, L.P., holding 12.77% of the company's total share outstanding, currently valued at $7.19B. The top 10 institutional shareholders own together 22.45% of the company.

Institutional Shareholders by % of Total Assets

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
ALDEN GLOBAL CAPITAL LLC	2.34%	4.39%	145,992	-154,770	-51.46%	1,313,928,000	Mar 31, 2023
NORTHERN RIGHT CAPITAL MANAGEMENT, L.P.	12.77%	3.64%	798,471	-	-	7,186,239,000	Mar 31, 2023
CSS LLC/IL	0.25%	0.01%	15,472	-	-	139,248,000	Mar 31, 2023
ADVISOR GROUP HOLDINGS, INC.	0.65%	0.00%	40,901	40,901	100.00%	368,109,000	Mar 31, 2023
ACADIAN ASSET MANAGEMENT LLC	0.19%	0.00%	11,916	11,916	100.00%	106,000	Mar 31, 2023
JPMORGAN CHASE & CO	5.96%	0.00%	372,495	372,495	100.00%	3,367,000,000	Mar 31, 2023
MILLENNIUM MANAGEMENT LLC	0.25%	0.00%	15,417	15,417	100.00%	139,000	Mar 31, 2023
WELLS FARGO & COMPANY/MN	0.02%	-	1,070	-1	-0.09%	9,636,000	Mar 31, 2023
UBS GROUP AG	0.01%	-	500	-672	-57.34%	4,500,000	Mar 31, 2023
MORGAN STANLEY	0.02%	-	1,361	-5	-0.37%	12,249,000	Mar 31, 2023
FMR LLC	-	-	-	-1	-100.00%	-	Mar 31, 2023
MINICHMACGREGOR WEALTH MANAGEMENT, LLC	-	-	-	-50	-100.00%	-	Mar 31, 2023
VIRTU FINANCIAL LLC	-	-	-	-15,811	-100.00%	-	Mar 31, 2023
CITADEL ADVISORS LLC	-	-	-	-15,690	-100.00%	-	Mar 31, 2023

The largest Great Elm Capital shareholder by % of total assets is ALDEN GLOBAL CAPITAL LLC. The company owns 145.99K shares of Great Elm Capital (GECC), representing 4.39% of its total assets.

Institutional Buyers

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
JPMORGAN CHASE & CO	5.96%	0.00%	372,495	372,495	100.00%	3,367,000,000	Mar 31, 2023
ADVISOR GROUP HOLDINGS, INC.	0.65%	0.00%	40,901	40,901	100.00%	368,109,000	Mar 31, 2023
MILLENNIUM MANAGEMENT LLC	0.25%	0.00%	15,417	15,417	100.00%	139,000	Mar 31, 2023
ACADIAN ASSET MANAGEMENT LLC	0.19%	0.00%	11,916	11,916	100.00%	106,000	Mar 31, 2023
CSS LLC/IL	0.25%	0.01%	15,472	-	-	139,248,000	Mar 31, 2023
NORTHERN RIGHT CAPITAL MANAGEMENT, L.P.	12.77%	3.64%	798,471	-	-	7,186,239,000	Mar 31, 2023
FMR LLC	-	-	-	-1	-100.00%	-	Mar 31, 2023
WELLS FARGO & COMPANY/MN	0.02%	-	1,070	-1	-0.09%	9,636,000	Mar 31, 2023
MORGAN STANLEY	0.02%	-	1,361	-5	-0.37%	12,249,000	Mar 31, 2023
MINICHMACGREGOR WEALTH MANAGEMENT, LLC	-	-	-	-50	-100.00%	-	Mar 31, 2023
UBS GROUP AG	0.01%	-	500	-672	-57.34%	4,500,000	Mar 31, 2023
CITADEL ADVISORS LLC	-	-	-	-15,690	-100.00%	-	Mar 31, 2023
VIRTU FINANCIAL LLC	-	-	-	-15,811	-100.00%	-	Mar 31, 2023
ALDEN GLOBAL CAPITAL LLC	2.34%	4.39%	145,992	-154,770	-51.46%	1,313,928,000	Mar 31, 2023

As of Mar 31 2023, Great Elm Capital's largest institutional buyer is JPMORGAN CHASE & CO. The company purchased 372.50K stocks of GECC, valued at $3.37B.

Institutional Sellers

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
ALDEN GLOBAL CAPITAL LLC	2.34%	4.39%	145,992	-154,770	-51.46%	1,313,928,000	Mar 31, 2023
VIRTU FINANCIAL LLC	-	-	-	-15,811	-100.00%	-	Mar 31, 2023
CITADEL ADVISORS LLC	-	-	-	-15,690	-100.00%	-	Mar 31, 2023
UBS GROUP AG	0.01%	-	500	-672	-57.34%	4,500,000	Mar 31, 2023
MINICHMACGREGOR WEALTH MANAGEMENT, LLC	-	-	-	-50	-100.00%	-	Mar 31, 2023
MORGAN STANLEY	0.02%	-	1,361	-5	-0.37%	12,249,000	Mar 31, 2023
WELLS FARGO & COMPANY/MN	0.02%	-	1,070	-1	-0.09%	9,636,000	Mar 31, 2023
FMR LLC	-	-	-	-1	-100.00%	-	Mar 31, 2023
NORTHERN RIGHT CAPITAL MANAGEMENT, L.P.	12.77%	3.64%	798,471	-	-	7,186,239,000	Mar 31, 2023
CSS LLC/IL	0.25%	0.01%	15,472	-	-	139,248,000	Mar 31, 2023
ACADIAN ASSET MANAGEMENT LLC	0.19%	0.00%	11,916	11,916	100.00%	106,000	Mar 31, 2023
MILLENNIUM MANAGEMENT LLC	0.25%	0.00%	15,417	15,417	100.00%	139,000	Mar 31, 2023
ADVISOR GROUP HOLDINGS, INC.	0.65%	0.00%	40,901	40,901	100.00%	368,109,000	Mar 31, 2023
JPMORGAN CHASE & CO	5.96%	0.00%	372,495	372,495	100.00%	3,367,000,000	Mar 31, 2023

As of Mar 31 2023, Great Elm Capital's biggest institutional seller is ALDEN GLOBAL CAPITAL LLC. The company sold -0.15M shares of GECC, valued at $1.31B.

Institutional New positions

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
JPMORGAN CHASE & CO	5.96%	0.00%	372,495	372,495	100.00%	3,367,000,000	Mar 31, 2023
ADVISOR GROUP HOLDINGS, INC.	0.65%	0.00%	40,901	40,901	100.00%	368,109,000	Mar 31, 2023
MILLENNIUM MANAGEMENT LLC	0.25%	0.00%	15,417	15,417	100.00%	139,000	Mar 31, 2023
ACADIAN ASSET MANAGEMENT LLC	0.19%	0.00%	11,916	11,916	100.00%	106,000	Mar 31, 2023

Great Elm Capital's largest new institutional shareholder by number of shares is JPMORGAN CHASE & CO, purchased 372.50K shares, valued at $3.37B, as of undefined.

Institutional Sold Out

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
VIRTU FINANCIAL LLC	-	-	-	-15,811	-100.00%	-	Mar 31, 2023
CITADEL ADVISORS LLC	-	-	-	-15,690	-100.00%	-	Mar 31, 2023
MINICHMACGREGOR WEALTH MANAGEMENT, LLC	-	-	-	-50	-100.00%	-	Mar 31, 2023
FMR LLC	-	-	-	-1	-100.00%	-	Mar 31, 2023

Great Elm Capital's largest sold out institutional shareholder by shares sold is VIRTU FINANCIAL LLC, sold -15.81K shares, valued at -, as of undefined.

Great Elm Capital Mutual Fund Holders

Name	% Total Assets	Total Shares	Change Amount	Change %	Date
SPECIAL OPPORTUNITIES FUND, INC.	0.05%	27,260	-	-	Dec 31, 2023
FORUM FUNDS II	0.03%	24,856	-	-	Jan 31, 2024
SPECIAL OPPORTUNITIES FUND, INC.	0.01%	5,660	-	-	Dec 31, 2023
BRIDGEWAY FUNDS INC	0.00%	867	-	-	Dec 29, 2023
BRIDGEWAY FUNDS INC	0.00%	144	-	-	Dec 29, 2023

Great Elm Capital's largest mutual fund holder by % of total assets is "SPECIAL OPPORTUNITIES FUND, INC.", owning 27.26K shares, compromising 0.05% of its total assets.

Great Elm Capital Institutional Ownership Trends

Institutional Holdings Trend

Date	Holdings	Change %
31 Dec, 21	15	25.00%
30 Sep, 21	12	-7.69%
30 Jun, 21	13	-
31 Mar, 21	13	-13.33%
31 Dec, 20	15	-
30 Sep, 20	15	15.38%
30 Jun, 20	13	-7.14%
31 Mar, 20	14	-30.00%
31 Dec, 19	20	-16.67%
30 Sep, 19	24	-
30 Jun, 19	24	20.00%
31 Mar, 19	20	-
31 Dec, 18	20	53.85%
30 Sep, 18	13	-
30 Jun, 18	13	-13.33%
31 Mar, 18	15	7.14%
31 Dec, 17	14	-12.50%
30 Sep, 17	16	-15.79%
30 Jun, 17	19	-5.00%
31 Mar, 17	20	17.65%
31 Dec, 16	17	-

As of 31 Dec 21, 15 institutions are holding Great Elm Capital's shares, representing an increase of 25.00% compared to the previous quarter.

Shares Outstanding Trend

Date	Shares Outstanding	Change %
31 Dec, 21	3,294,519	1.55%
30 Sep, 21	3,244,342	-14.70%
30 Jun, 21	3,803,303	12.18%
31 Mar, 21	3,390,225	3.01%
31 Dec, 20	3,291,029	252.96%
30 Sep, 20	932,406	-18.77%
30 Jun, 20	1,147,807	-3.20%
31 Mar, 20	1,185,727	-21.09%
31 Dec, 19	1,502,611	-12.27%
30 Sep, 19	1,712,775	5.58%
30 Jun, 19	1,622,257	3.06%
31 Mar, 19	1,574,051	13.61%
31 Dec, 18	1,385,545	144.36%
30 Sep, 18	567,017	-20.64%
30 Jun, 18	714,502	-16.62%
31 Mar, 18	856,957	-0.21%
31 Dec, 17	858,783	-62.52%
30 Sep, 17	2,291,310	127.48%
30 Jun, 17	1,007,266	2.94%
31 Mar, 17	978,525	-10.67%
31 Dec, 16	1,095,351	-

Great Elm Capital (GECC) has 3.29M shares outstanding as of 31 Dec 21, up 1.55% compared to the previous quarter.

Institutional Ownership Trend

Date	Ownership %	Change %
31 Dec, 21	80.88%	1.22%
30 Sep, 21	81.40%	0.86%
30 Jun, 21	97.07%	1.28%
31 Mar, 21	86.92%	0.39%
31 Dec, 20	148.36%	5.39%
30 Sep, 20	52.48%	1.15%
30 Jun, 20	67.55%	1.35%
31 Mar, 20	70.70%	0.88%
31 Dec, 19	89.59%	0.86%
30 Sep, 19	102.13%	1.13%
30 Jun, 19	95.06%	1.21%
31 Mar, 19	88.75%	1.46%
31 Dec, 18	78.04%	7.65%
30 Sep, 18	31.94%	1.97%
30 Jun, 18	40.24%	1.73%
31 Mar, 18	48.27%	2.47%
31 Dec, 17	44.21%	0.30%
30 Sep, 17	121.21%	4.78%
30 Jun, 17	50.36%	2.33%
31 Mar, 17	46.46%	1.72%
31 Dec, 16	52.01%	-

As of 31 Dec 21, Great Elm Capital is held by 80.88% institutional shareholders, representing a 1.22% growth compared to 30 Sep 21.

Institutional Increased Positions Trend

Date	Increased Positions	Change %
31 Dec, 21	6	100.00%
30 Sep, 21	3	-62.50%
30 Jun, 21	8	-27.27%
31 Mar, 21	11	-
31 Dec, 20	11	10.00%
30 Sep, 20	10	25.00%
30 Jun, 20	8	100.00%
31 Mar, 20	4	-60.00%
31 Dec, 19	10	11.11%
30 Sep, 19	9	-10.00%
30 Jun, 19	10	-9.09%
31 Mar, 19	11	-21.43%
31 Dec, 18	14	75.00%
30 Sep, 18	8	14.29%
30 Jun, 18	7	40.00%
31 Mar, 18	5	-28.57%
31 Dec, 17	7	40.00%
30 Sep, 17	5	-54.55%
30 Jun, 17	11	-15.38%
31 Mar, 17	13	-23.53%
31 Dec, 16	17	-

6 institutional shareholders have increased their position in GECC stock as of 31 Dec 21 compared to 3 in the previous quarter (a 100.00% increase).

Institutional Reduced Positions Trend

Date	Reduced Positions	Change %
31 Dec, 21	5	25.00%
30 Sep, 21	4	300.00%
30 Jun, 21	1	-50.00%
31 Mar, 21	2	-50.00%
31 Dec, 20	4	-20.00%
30 Sep, 20	5	25.00%
30 Jun, 20	4	-42.86%
31 Mar, 20	7	133.33%
31 Dec, 19	3	-57.14%
30 Sep, 19	7	-
30 Jun, 19	7	75.00%
31 Mar, 19	4	100.00%
31 Dec, 18	2	-33.33%
30 Sep, 18	3	-
30 Jun, 18	3	-50.00%
31 Mar, 18	6	100.00%
31 Dec, 17	3	-
30 Sep, 17	3	-50.00%
30 Jun, 17	6	100.00%
31 Mar, 17	3	-
31 Dec, 16	-	-

5 institutional shareholders have reduced their position in GECC stock as of 31 Dec 21 compared to 4 in the previous quarter (a 25.00% increase).

All Institutional Ownership Trend Data

Date	Holdings	Change %	Shares Outstanding	Change %	Ownership %	Change %	Increased Positions	Change %	Reduced Positions	Change %
31 Dec, 21	15	25.00%	3,294,519	1.55%	80.88%	1.22%	6	100.00%	5	25.00%
30 Sep, 21	12	-7.69%	3,244,342	-14.70%	81.40%	0.86%	3	-62.50%	4	300.00%
30 Jun, 21	13	-	3,803,303	12.18%	97.07%	1.28%	8	-27.27%	1	-50.00%
31 Mar, 21	13	-13.33%	3,390,225	3.01%	86.92%	0.39%	11	-	2	-50.00%
31 Dec, 20	15	-	3,291,029	252.96%	148.36%	5.39%	11	10.00%	4	-20.00%
30 Sep, 20	15	15.38%	932,406	-18.77%	52.48%	1.15%	10	25.00%	5	25.00%
30 Jun, 20	13	-7.14%	1,147,807	-3.20%	67.55%	1.35%	8	100.00%	4	-42.86%
31 Mar, 20	14	-30.00%	1,185,727	-21.09%	70.70%	0.88%	4	-60.00%	7	133.33%
31 Dec, 19	20	-16.67%	1,502,611	-12.27%	89.59%	0.86%	10	11.11%	3	-57.14%
30 Sep, 19	24	-	1,712,775	5.58%	102.13%	1.13%	9	-10.00%	7	-
30 Jun, 19	24	20.00%	1,622,257	3.06%	95.06%	1.21%	10	-9.09%	7	75.00%
31 Mar, 19	20	-	1,574,051	13.61%	88.75%	1.46%	11	-21.43%	4	100.00%
31 Dec, 18	20	53.85%	1,385,545	144.36%	78.04%	7.65%	14	75.00%	2	-33.33%
30 Sep, 18	13	-	567,017	-20.64%	31.94%	1.97%	8	14.29%	3	-
30 Jun, 18	13	-13.33%	714,502	-16.62%	40.24%	1.73%	7	40.00%	3	-50.00%
31 Mar, 18	15	7.14%	856,957	-0.21%	48.27%	2.47%	5	-28.57%	6	100.00%
31 Dec, 17	14	-12.50%	858,783	-62.52%	44.21%	0.30%	7	40.00%	3	-
30 Sep, 17	16	-15.79%	2,291,310	127.48%	121.21%	4.78%	5	-54.55%	3	-50.00%
30 Jun, 17	19	-5.00%	1,007,266	2.94%	50.36%	2.33%	11	-15.38%	6	100.00%
31 Mar, 17	20	17.65%	978,525	-10.67%	46.46%	1.72%	13	-23.53%	3	-
31 Dec, 16	17	-	1,095,351	-	52.01%	-	17	-	-	-

Great Elm Capital Insider Shareholders Trades

Open Market Insider Trades

Date	Name	Relation	Role	Transaction	Buy/Sell	Shares	Price	Value	Shares Held
Nov 21, 2023	Great Elm Group, Inc.	10 percent owner	-	P-Purchase	Buy	27,000	$10.05	$271.35K	1,520,560
Aug 16, 2023	COHEN RICHARD M	director	-	P-Purchase	Buy	2,612	$9.47	$24.75K	2,612
May 16, 2023	Kuperschmid Mark	director	-	P-Purchase	Buy	2,000	$8.01	$16.02K	13,972
May 16, 2023	Kuperschmid Mark	director	-	P-Purchase	Buy	2,700	$8.02	$21.65K	3,000
May 16, 2023	Kuperschmid Mark	director	-	P-Purchase	Buy	300	$8.01	$2.40K	300
Mar 14, 2023	Kaplan Matthew D		-	P-Purchase	Buy	1,100	$9.29	$10.22K	12,000
Mar 09, 2023	Kaplan Matthew D		-	P-Purchase	Buy	1,679	$9.41	$15.80K	10,900
Mar 09, 2023	Kaplan Matthew D		-	P-Purchase	Buy	2,201	$9.46	$20.82K	9,221
Mar 09, 2023	Kaplan Matthew D		-	P-Purchase	Buy	5,020	$9.13	$45.83K	7,020

Open Market Insider Buys

Date	Name	Relation	Role	Transaction	Buy/Sell	Shares	Price	Value	Shares Held
Nov 21, 2023	Great Elm Group, Inc.	10 percent owner	-	P-Purchase	Buy	27,000	$10.05	$271.35K	1,520,560
Aug 16, 2023	COHEN RICHARD M	director	-	P-Purchase	Buy	2,612	$9.47	$24.75K	2,612
May 16, 2023	Kuperschmid Mark	director	-	P-Purchase	Buy	2,000	$8.01	$16.02K	13,972
May 16, 2023	Kuperschmid Mark	director	-	P-Purchase	Buy	2,700	$8.02	$21.65K	3,000
May 16, 2023	Kuperschmid Mark	director	-	P-Purchase	Buy	300	$8.01	$2.40K	300
Mar 14, 2023	Kaplan Matthew D		-	P-Purchase	Buy	1,100	$9.29	$10.22K	12,000
Mar 09, 2023	Kaplan Matthew D		-	P-Purchase	Buy	1,679	$9.41	$15.80K	10,900
Mar 09, 2023	Kaplan Matthew D		-	P-Purchase	Buy	2,201	$9.46	$20.82K	9,221
Mar 09, 2023	Kaplan Matthew D		-	P-Purchase	Buy	5,020	$9.13	$45.83K	7,020

Insider Sells

Date	Name	Relation	Role	Transaction	Buy/Sell	Shares	Price	Value	Shares Held
Mar 04, 2024	Great Elm Group, Inc.	10 percent owner	-	J-Other	Sell	1,239	$10.82	$13.41K	1,516,932
Feb 22, 2024	Great Elm Group, Inc.	10 percent owner	-	J-Other	Sell	2,389	$10.69	$25.54K	1,518,171
Feb 13, 2024	Great Elm Strategic Partnership I, LLC	10 percent owner	-		Sell	-	-	-	1,850,424
Sep 22, 2023	Great Elm Group, Inc.	10 percent owner	-	J-Other	Sell	26,360	$9.31	$245.41K	1,506,159
May 23, 2023	Great Elm Group, Inc.	10 percent owner	-	J-Other	Sell	37,268	-	-	1,532,519
Jan 24, 2023	Great Elm Group, Inc.	director	-	J-Other	Sell	50,000	$12.19	$609.50K	1,791,716

All Insider Owners Trades

Date	Name	Relation	Role	Transaction	Buy/Sell	Shares	Price	Value	Shares Held
Mar 04, 2024	Great Elm Group, Inc.	10 percent owner	-	J-Other	Sell	1,239	$10.82	$13.41K	1,516,932
Feb 22, 2024	Great Elm Group, Inc.	10 percent owner	-	J-Other	Sell	2,389	$10.69	$25.54K	1,518,171
Feb 13, 2024	Great Elm Strategic Partnership I, LLC	10 percent owner	-		Sell	-	-	-	1,850,424
Nov 21, 2023	Great Elm Group, Inc.	10 percent owner	-	P-Purchase	Buy	27,000	$10.05	$271.35K	1,520,560
Oct 11, 2023	Kaplan Matthew D	officer	CEO and President	J-Other	Buy	38,668	-	-	50,668
Sep 22, 2023	Great Elm Group, Inc.	10 percent owner	-	J-Other	Sell	26,360	$9.31	$245.41K	1,506,159
Sep 22, 2023	Davis Keri	officer	CFO	J-Other	Buy	196	-	-	14,815
Sep 22, 2023	Davis Keri	officer	CFO	J-Other	Buy	5,585	-	-	14,619
Aug 16, 2023	COHEN RICHARD M	director	-	P-Purchase	Buy	2,612	$9.47	$24.75K	2,612
May 23, 2023	Great Elm Group, Inc.	10 percent owner	-	J-Other	Sell	37,268	-	-	1,532,519
May 16, 2023	Kuperschmid Mark	director	-	P-Purchase	Buy	2,000	$8.01	$16.02K	13,972
May 16, 2023	Kuperschmid Mark	director	-	P-Purchase	Buy	2,700	$8.02	$21.65K	3,000
May 16, 2023	Kuperschmid Mark	director	-	P-Purchase	Buy	300	$8.01	$2.40K	300
Mar 31, 2023	Davis Keri		-	J-Other	Buy	23	-	-	9,034
Mar 31, 2023	Davis Keri		-	J-Other	Buy	5,894	-	-	9,011
Mar 14, 2023	Kaplan Matthew D		-	P-Purchase	Buy	1,100	$9.29	$10.22K	12,000
Mar 09, 2023	Kaplan Matthew D		-	P-Purchase	Buy	1,679	$9.41	$15.80K	10,900
Mar 09, 2023	Kaplan Matthew D		-	P-Purchase	Buy	2,201	$9.46	$20.82K	9,221
Mar 09, 2023	Kaplan Matthew D		-	P-Purchase	Buy	5,020	$9.13	$45.83K	7,020
Jan 24, 2023	Great Elm Group, Inc.	director	-	J-Other	Sell	50,000	$12.19	$609.50K	1,791,716

The last insider sell of Great Elm Capital's stock was made by Great Elm Group, Inc. on Mar 04 2024, selling 1,239 shares at $10.82 per share (valued at $13.41K). The last insider buy of GECC was made by Great Elm Group, Inc. on Nov 21 2023, buying 27,000 shares at $10.05 per share (worth $271.35K).

Great Elm Capital Insider Ownership Trends

All Insider Trades Trend

Date	Buy	Sell	Buy/Sell Ratio
Q1 2024	-	3	-
Q4 2023	2	-	-
Q3 2023	3	1	300.00%
Q2 2023	3	1	300.00%
Q1 2023	4	1	400.00%
Q4 2022	-	2	-
Q3 2022	2	3	66.67%
Q2 2022	15	7	214.29%
Q1 2022	4	-	-
Q3 2021	3	2	150.00%
Q1 2021	13	1	1300.00%
Q4 2020	39	2	1950.00%
Q3 2020	46	8	575.00%
Q2 2020	24	-	-
Q4 2019	3	-	-
Q3 2019	5	-	-
Q2 2019	3	27	11.11%
Q1 2019	-	60	-
Q4 2018	21	8	262.50%
Q3 2018	-	1	-

0 total buy trades, and 3 total sell trades (buy/sell ratio of 0.00%) were made by Great Elm Capital's insiders, as of Q1 2024.

Open Market Insider Trades Trend

Date	Buy	Sell	Buy/Sell Ratio
Q1 2024	-	-	-
Q4 2023	1	-	-
Q3 2023	1	-	-
Q2 2023	3	-	-
Q1 2023	4	-	-
Q4 2022	-	-	-
Q3 2022	-	-	-
Q2 2022	3	-	-
Q1 2022	4	-	-
Q3 2021	-	-	-
Q1 2021	-	-	-
Q4 2020	-	-	-
Q3 2020	-	-	-
Q2 2020	-	-	-
Q4 2019	3	-	-
Q3 2019	5	-	-
Q2 2019	3	27	11.11%
Q1 2019	-	60	-
Q4 2018	19	8	237.50%
Q3 2018	-	1	-

As of Q1 2024, Insider owners conducted 0 open market buy trades and 0 open market sell trades of Great Elm Capital's stocks.

Great Elm Capital Peer Ownership

Ticker	Company
GCMG	Grosvenor Capital Management, L.P.

GECC Ownership FAQ

Who Owns Great Elm Capital?

Great Elm Capital is owned by institutional shareholders (80.88%), insiders (43.37%), and public (-24.25%). The largest institutional shareholder of Great Elm Capital is NORTHERN RIGHT CAPITAL MANAGEMENT, L.P. (12.77% of total shares) and the top mutual fund owner is SPECIAL OPPORTUNITIES FUND, INC. (0.05% of total shares).

Who are the major institutional shareholders of Great Elm Capital?

Great Elm Capital's major institutional shareholders are NORTHERN RIGHT CAPITAL MANAGEMENT, L.P., JPMORGAN CHASE & CO, ALDEN GLOBAL CAPITAL LLC, ADVISOR GROUP HOLDINGS, INC., and CSS LLC/IL. The top five shareholders own together 21.97% of the company's share outstanding.

How many Great Elm Capital shareholders are there?

As of Dec 2021, there are 15 institutional shareholders of Great Elm Capital.

What percentage of Great Elm Capital is owned by NORTHERN RIGHT CAPITAL MANAGEMENT, L.P?

NORTHERN RIGHT CAPITAL MANAGEMENT, L.P owns 798.47K shares of Great Elm Capital, representing 12.77% of the company's total shares outstanding, valued at $7.19B (as of Mar 2023).

What percentage of Great Elm Capital is owned by JPMORGAN CHASE & CO?

As of Mar 2023, JPMORGAN CHASE & CO holds 372.5K shares of Great Elm Capital (GECC), compromising 5.96% of the company, valued at $3.37B.

What percentage of Great Elm Capital is owned by ALDEN GLOBAL CAPITAL LLC?

ALDEN GLOBAL CAPITAL LLC is the third largest holder of Great Elm Capital. The company owns 145.99K of the company's shares outstanding (worth $1.31B).