Hercules Capital Ownership | Who Owns Hercules Capital?
Hercules Capital Ownership Summary
Hercules Capital is owned by 26.27% institutional investors, 1.73% insiders, and 72.00% retail investors. Van eck associates is the largest institutional shareholder, holding 2.06% of HTGC shares. VanEck BDC Income ETF is the top mutual fund, with 1.79% of its assets in Hercules Capital shares.
HTGC Ownership Benchmark
| Type | Name | % Inst | % Insiders | % Retail |
|---|---|---|---|---|
| Stock | Hercules Capital | 26.27% | 1.73% | 72.00% |
| Sector | Financial Services Stocks | 36.95% | 15.48% | 47.58% |
| Industry | Asset Management Stocks | 33.74% | 8.99% | 57.26% |
Institutional Shareholders
Top Institutional Shareholders by Total Shares
| Holder | Shares | % Holding | Value |
|---|---|---|---|
| Van eck associates | 3.65M | 2.06% | $68.97M |
| Sound income strategies | 2.70M | 1.50% | $51.12M |
| Two sigma advisers, lp | 1.96M | 1.11% | $37.00M |
| Lpl financial | 1.79M | 1.01% | $33.93M |
| Ubs group | 1.67M | 0.93% | $31.46M |
| Blackrock funding, inc. /de | 1.34M | 0.76% | $25.32M |
| Two sigma investments, lp | 1.33M | 0.75% | $25.11M |
| Muzinich | 1.34M | 0.74% | $25.14M |
| Morgan stanley | 1.17M | 0.66% | $22.19M |
| Legal & general group | 1.17M | 0.66% | $22.17M |
Top Institutional Shareholders by % of Total Assets
| Holder | Shares | % Assets | Value |
|---|---|---|---|
| Muzinich | 1.34M | 7.90% | $25.14M |
| Melia wealth | 813.54K | 6.74% | $15.38M |
| Sound income strategies | 2.70M | 2.42% | $51.12M |
| Triad investment management | 104.06K | 1.98% | $1.96B |
| Left brain wealth management | 295.75K | 1.93% | $5.57M |
| Gilman hill asset management | 580.44K | 1.72% | $10.92M |
| Taylor frigon capital management | 163.29K | 1.56% | $3.07M |
| Sharpepoint | 88.34K | 1.51% | $1.67M |
| Sage advisors | 119.97K | 1.50% | $2.26M |
| Smh capital advisors | 40.56K | 1.48% | $726.92M |
Top Buyers
| Holder | Shares | % Assets | Change |
|---|---|---|---|
| D. e. shaw | 592.57K | 0.01% | 592.57K |
| Marshall wace, llp | 592.24K | 0.01% | 592.24K |
| Lpl financial | 1.79M | 0.01% | 497.58K |
| Qube research | 1.03M | 0.02% | 446.86K |
| Millennium management | 429.13K | 0.00% | 406.94K |
Top Sellers
| Holder | Shares | % Assets | Change |
|---|---|---|---|
| Kingstone capital partners texas | - | - | -28.42M |
| Hudson bay capital management lp | - | - | -1.06M |
| Cubist systematic strategies | 144.26K | 0.01% | -303.38K |
| Miller howard investments inc /ny | - | - | -270.00K |
| Morgan stanley | 1.17M | 0.00% | -255.96K |
New Positions
| Holder | Shares | % Assets | Change | Value |
|---|---|---|---|---|
| D. e. shaw | 592.57K | 0.01% | 592.57K | $11.90M |
| Janney montgomery scott | 287.55K | 0.01% | 287.55K | $5.44M |
| Balyasny asset management | 153.11K | 0.00% | 153.11K | $2.80M |
| Triad investment management | 104.06K | 1.98% | 104.06K | $1.96B |
| Axiom advisory | 68.47K | 0.01% | 68.47K | $1.32M |
Sold Out
| Holder | Change |
|---|---|
| Fmr | -1.00 |
| Lindbrook capital | -22.00 |
| Householder group estate & retirement specialist | -34.00 |
| Soa wealth advisors, llc. | -49.00 |
| Roble, belko & company | -56.00 |
Institutional Ownership Trends
| Date | Holdings | Change % | Shares | Change % | Ownership | Change % | Increased Position | Change % | Decreased Position | Change % |
|---|---|---|---|---|---|---|---|---|---|---|
| Sep 30, 2025 | 337 | 2.12% | 46,441,261 | -35.29% | 26 | 1.59% | 168 | -3.45% | 90 | 5.88% |
| Jun 30, 2025 | 333 | 0.60% | 74,530,541 | 84.83% | 42 | 7.62% | 173 | -4.95% | 87 | 11.54% |
| Mar 31, 2025 | 327 | -4.11% | 39,282,301 | 3.81% | 22 | 4.15% | 181 | -9.50% | 77 | 11.59% |
| Dec 31, 2024 | 214 | -30.07% | 21,014,960 | -34.00% | 13 | 3.34% | 120 | -25.00% | 43 | -44.87% |
| Sep 30, 2024 | 303 | 4.48% | 31,757,446 | -1.73% | 19 | 4.68% | 160 | 10.34% | 75 | -9.64% |
Top Mutual Funds Shareholders
| Holder | Shares | % Holding | Change |
|---|---|---|---|
| VanEck BDC Income ETF | 3.25M | 1.79% | -3.09K |
| Sound Income Strategies Core Plus SMA | 2.43M | 1.38% | 117.60K |
| Putnam BDC Income ETF | 907.35K | 0.50% | - |
| iShares Listed Private Eq ETF USD Dist | 898.09K | 0.49% | - |
| Loomis Sayles Core | 555.00K | 0.31% | - |
| Sound Income Strategies Income Plus SMA | 461.54K | 0.26% | 22.34K |
| Undrly Fid DC L&G Fut Wld Mlt Asst MAGJ | 335.85K | 0.19% | 64.01K |
| Advisors Capital Income w/Growth | 303.83K | 0.19% | 16.72K |
| Undrly L&G Pen PMC Diversified | 306.57K | 0.18% | 1.73K |
| Undrly L&G Diversified Life | 304.23K | 0.18% | -2.34K |
Recent Insider Transactions
| Date | Name | Role | Activity | Value |
|---|---|---|---|---|
| Nov 03, 2025 | CROWELL GAYLE A | - | Buy | $106.65K |
| Jun 05, 2025 | Follmann Christian | Chief Operating Officer | Buy | $7.04K |
| Jun 05, 2025 | Follmann Christian | Chief Operating Officer | Sell | $7.04K |
| May 08, 2025 | Theodosopoulos Nikos | - | Buy | $104.92K |
| May 08, 2025 | Loo Wade | - | Buy | $104.92K |
Insider Transactions Trends
| Date | Buy | Sell |
|---|---|---|
| 2026 Q1 | - | - |
| 2025 Q4 | 1 | - |
| 2025 Q3 | - | - |
| 2025 Q2 | 7 | 1 |
| 2025 Q1 | - | - |
HTGC Ownership FAQ
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