Hercules Capital Ownership 2024 | Who Owns Hercules Capital Now?
Institutional Ownership
23.21%
Insider Ownership
1.90%
Retail Ownership
74.89%
Institutional Holders
282.00
Hercules Capital Institutional Shareholders
Institutional Shareholders by % of Total Shares
| Name | % Total Shares | % Total Assets | Current Shares | Change Amount | Change % | Market Value | Date |
|---|---|---|---|---|---|---|---|
| SOUND INCOME STRATEGIES, LLC | 1.84% | 3.66% | 2,654,119 | 73,747 | 2.86% | 48,968,494,000 | Mar 31, 2024 |
| VAN ECK ASSOCIATES CORP | 1.75% | 0.07% | 2,525,848 | 111,101 | 4.60% | 46,602,000 | Mar 31, 2024 |
| MARSHALL WACE, LLP | 1.04% | 0.04% | 1,499,164 | -314,758 | -17.35% | 27,659,575 | Mar 31, 2024 |
| LEGAL & GENERAL GROUP PLC | 0.84% | 0.01% | 1,214,282 | 43,781 | 3.74% | 22,409,575 | Mar 31, 2024 |
| MORGAN STANLEY | 0.79% | 0.00% | 1,141,112 | 117,234 | 11.45% | 21,053,535 | Mar 31, 2024 |
| HUDSON BAY CAPITAL MANAGEMENT LP | 0.73% | 0.11% | 1,056,266 | 1,056,266 | 100.00% | 19,488,108 | Mar 31, 2024 |
| ADVISORS CAPITAL MANAGEMENT, LLC | 0.64% | 0.31% | 928,042 | -1,457 | -0.16% | 17,122,000 | Mar 31, 2024 |
| LPL FINANCIAL LLC | 0.55% | 0.01% | 786,129 | 204,742 | 35.22% | 14,504,081 | Mar 31, 2024 |
| TWO SIGMA ADVISERS, LP | 0.55% | 0.03% | 785,400 | 66,800 | 9.30% | 14,490,630 | Mar 31, 2024 |
| RAYMOND JAMES & ASSOCIATES | 0.54% | 0.01% | 779,948 | -77,729 | -9.06% | 14,390,036 | Mar 31, 2024 |
| ROYAL BANK OF CANADA | 0.54% | 0.00% | 779,780 | 51,070 | 7.01% | 14,387,000 | Mar 31, 2024 |
| MELIA WEALTH LLC | 0.48% | 7.17% | 691,540 | 36,325 | 5.54% | 12,758,915 | Mar 31, 2024 |
| BLACKROCK INC. | 0.44% | 0.00% | 627,448 | -14,560 | -2.27% | 11,576,425 | Mar 31, 2024 |
| TWO SIGMA INVESTMENTS, LP | 0.43% | 0.03% | 614,756 | 219,403 | 55.50% | 11,342,248 | Mar 31, 2024 |
| GILMAN HILL ASSET MANAGEMENT, LLC | 0.42% | 1.99% | 600,184 | -9,139 | -1.50% | 11,073,402 | Mar 31, 2024 |
| WELLS FARGO & COMPANY/MN | 0.41% | 0.00% | 583,996 | 70,658 | 13.76% | 10,774,713,000 | Mar 31, 2024 |
| JPMORGAN CHASE & CO | 0.37% | 0.00% | 535,371 | -65,664 | -10.93% | 9,877,596 | Mar 31, 2024 |
| S&T BANK/PA | 0.37% | 1.87% | 528,548 | -46,848 | -8.14% | 9,752,000 | Mar 31, 2024 |
| CITADEL ADVISORS LLC | 0.35% | 0.00% | 505,530 | 274,071 | 118.41% | 9,327,029 | Mar 31, 2024 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0.30% | 0.00% | 438,600 | 438,600 | 100.00% | 8,092,170 | Mar 31, 2024 |
Hercules Capital's largest institutional shareholder is SOUND INCOME STRATEGIES, LLC, holding 1.84% of the company's total share outstanding, currently valued at $48.97B. The top 10 institutional shareholders own together 9.28% of the company.
Institutional Shareholders by % of Total Assets
| Name | % Total Shares | % Total Assets | Current Shares | Change Amount | Change % | Market Value | Date |
|---|---|---|---|---|---|---|---|
| MELIA WEALTH LLC | 0.48% | 7.17% | 691,540 | 36,325 | 5.54% | 12,758,915 | Mar 31, 2024 |
| MUZINICH & CO., INC. | 0.26% | 4.19% | 378,292 | - | - | 6,306,128 | Mar 31, 2024 |
| SOUND INCOME STRATEGIES, LLC | 1.84% | 3.66% | 2,654,119 | 73,747 | 2.86% | 48,968,494,000 | Mar 31, 2024 |
| CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC | 0.21% | 2.66% | 303,818 | 24,715 | 8.86% | 5,605,442 | Mar 31, 2024 |
| TRIAD INVESTMENT MANAGEMENT | 0.08% | 2.44% | 109,202 | 2,970 | 2.80% | 2,014,784 | Mar 31, 2024 |
| GILMAN HILL ASSET MANAGEMENT, LLC | 0.42% | 1.99% | 600,184 | -9,139 | -1.50% | 11,073,402 | Mar 31, 2024 |
| S&T BANK/PA | 0.37% | 1.87% | 528,548 | -46,848 | -8.14% | 9,752,000 | Mar 31, 2024 |
| LEFT BRAIN WEALTH MANAGEMENT, LLC | 0.13% | 1.62% | 181,401 | 16,580 | 10.06% | 3,346,848 | Mar 31, 2024 |
| SIGNIFICANT WEALTH PARTNERS LLC | 0.06% | 1.05% | 86,717 | 57,059 | 192.39% | 1,599,923 | Mar 31, 2024 |
| CREEGAN & NASSOURA FINANCIAL GROUP, LLC | 0.06% | 1.02% | 82,620 | - | - | 1,524,335 | Mar 31, 2024 |
| TAYLOR FRIGON CAPITAL MANAGEMENT LLC | 0.08% | 0.98% | 111,026 | 238 | 0.21% | 2,048,430 | Mar 31, 2024 |
| TRUVESTMENTS CAPITAL LLC | 0.09% | 0.87% | 123,188 | 103,374 | 521.72% | 2,272,815,000 | Mar 31, 2024 |
| MCKINLEY CAPITAL MANAGEMENT LLC | 0.24% | 0.76% | 341,867 | -10,586 | -3.00% | 6,307,446 | Mar 31, 2024 |
| CHESAPEAKE CAPITAL CORP /IL/ | 0.03% | 0.61% | 44,526 | -15,328 | -25.61% | 821,505 | Mar 31, 2024 |
| 1620 INVESTMENT ADVISORS, INC. | 0.02% | 0.59% | 31,946 | 1,839 | 6.11% | 589,404 | Mar 31, 2024 |
| GLOBAL ASSETS ADVISORY, LLC | 0.15% | 0.55% | 221,051 | 210,112 | 1920.76% | 12,139,000 | Mar 31, 2024 |
| TECTONIC ADVISORS LLC | 0.24% | 0.49% | 344,863 | 20,071 | 6.18% | 6,362,722 | Mar 31, 2024 |
| MAS ADVISORS LLC | 0.01% | 0.46% | 21,679 | 9,132 | 72.78% | 399,978 | Mar 31, 2024 |
| FUTURE FINANCIAL WEALTH MANAGMENT LLC | 0.02% | 0.44% | 31,300 | - | - | 577,485 | Mar 31, 2024 |
| GREENWICH INVESTMENT MANAGEMENT, INC. | 0.02% | 0.34% | 23,711 | 575 | 2.49% | 437,000 | Mar 31, 2024 |
The largest Hercules Capital shareholder by % of total assets is MELIA WEALTH LLC. The company owns 691.54K shares of Hercules Capital (HTGC), representing 7.17% of its total assets.
Institutional Buyers
| Name | % Total Shares | % Total Assets | Current Shares | Change Amount | Change % | Market Value | Date |
|---|---|---|---|---|---|---|---|
| HUDSON BAY CAPITAL MANAGEMENT LP | 0.73% | 0.11% | 1,056,266 | 1,056,266 | 100.00% | 19,488,108 | Mar 31, 2024 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0.30% | 0.00% | 438,600 | 438,600 | 100.00% | 8,092,170 | Mar 31, 2024 |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | 0.26% | 0.09% | 376,673 | 376,673 | 100.00% | 6,949,617 | Mar 31, 2024 |
| COMMONWEALTH EQUITY SERVICES, LLC | 0.21% | 0.01% | 297,346 | 297,346 | 100.00% | 5,486,000 | Mar 31, 2024 |
| CITADEL ADVISORS LLC | 0.35% | 0.00% | 505,530 | 274,071 | 118.41% | 9,327,029 | Mar 31, 2024 |
| FRANKLIN RESOURCES INC | 0.19% | 0.00% | 271,569 | 271,569 | 100.00% | 5,010,448 | Mar 31, 2024 |
| TWO SIGMA INVESTMENTS, LP | 0.43% | 0.03% | 614,756 | 219,403 | 55.50% | 11,342,248 | Mar 31, 2024 |
| GLOBAL ASSETS ADVISORY, LLC | 0.15% | 0.55% | 221,051 | 210,112 | 1920.76% | 12,139,000 | Mar 31, 2024 |
| LPL FINANCIAL LLC | 0.55% | 0.01% | 786,129 | 204,742 | 35.22% | 14,504,081 | Mar 31, 2024 |
| CITADEL ADVISORS LLC | 0.17% | 0.00% | 239,200 | 156,900 | 190.64% | 4,413,240 | Mar 31, 2024 |
| CUBIST SYSTEMATIC STRATEGIES, LLC | 0.12% | 0.02% | 171,182 | 151,660 | 776.87% | 3,158,308 | Mar 31, 2024 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0.10% | 0.00% | 147,400 | 147,400 | 100.00% | 2,719,530 | Mar 31, 2024 |
| MORGAN STANLEY | 0.79% | 0.00% | 1,141,112 | 117,234 | 11.45% | 21,053,535 | Mar 31, 2024 |
| VAN ECK ASSOCIATES CORP | 1.75% | 0.07% | 2,525,848 | 111,101 | 4.60% | 46,602,000 | Mar 31, 2024 |
| TRUVESTMENTS CAPITAL LLC | 0.09% | 0.87% | 123,188 | 103,374 | 521.72% | 2,272,815,000 | Mar 31, 2024 |
| PFG INVESTMENTS, LLC | 0.08% | 0.12% | 109,511 | 94,736 | 641.19% | 2,020,472 | Mar 31, 2024 |
| ENVESTNET ASSET MANAGEMENT INC | 0.10% | 0.00% | 148,704 | 92,184 | 163.10% | 2,743,593 | Mar 31, 2024 |
| NAVITER WEALTH, LLC | 0.06% | 0.28% | 92,184 | 92,184 | 100.00% | 1,700,795 | Mar 31, 2024 |
| MILLENNIUM MANAGEMENT LLC | 0.07% | 0.00% | 104,204 | 83,178 | 395.60% | 1,922,564 | Mar 31, 2024 |
| UBS GROUP AG | 0.18% | 0.00% | 253,425 | 82,026 | 47.86% | 4,675,692 | Mar 31, 2024 |
As of Mar 31 2024, Hercules Capital's largest institutional buyer is HUDSON BAY CAPITAL MANAGEMENT LP. The company purchased 1.06M stocks of HTGC, valued at $19.49M.
Institutional Sellers
| Name | % Total Shares | % Total Assets | Current Shares | Change Amount | Change % | Market Value | Date |
|---|---|---|---|---|---|---|---|
| MARSHALL WACE, LLP | 1.04% | 0.04% | 1,499,164 | -314,758 | -17.35% | 27,659,575 | Mar 31, 2024 |
| D. E. SHAW & CO., INC. | - | - | - | -240,996 | -100.00% | - | Mar 31, 2024 |
| FJ CAPITAL MANAGEMENT LLC | - | - | - | -140,352 | -100.00% | - | Mar 31, 2024 |
| QUBE RESEARCH & TECHNOLOGIES LTD | - | - | - | -131,390 | -100.00% | - | Mar 31, 2024 |
| JUMP FINANCIAL, LLC | 0.04% | 0.03% | 59,405 | -105,995 | -64.08% | 1,096,023 | Mar 31, 2024 |
| LEGACY CAPITAL WEALTH PARTNERS, LLC | - | - | - | -99,722 | -100.00% | - | Mar 31, 2024 |
| SCHONFELD STRATEGIC ADVISORS LLC | 0.04% | 0.01% | 55,600 | -94,200 | -62.88% | 1,025,820 | Mar 31, 2024 |
| BNP PARIBAS ARBITRAGE, SNC | 0.00% | - | 471 | -90,622 | -99.48% | 8,690 | Mar 31, 2024 |
| EXODUSPOINT CAPITAL MANAGEMENT, LP | - | - | - | -89,021 | -100.00% | - | Mar 31, 2024 |
| BARCLAYS PLC | - | - | - | -87,453 | -100.00% | - | Mar 31, 2024 |
| GOLDMAN SACHS GROUP INC | 0.11% | 0.00% | 159,052 | -86,392 | -35.20% | 2,934,509 | Mar 31, 2024 |
| RAYMOND JAMES & ASSOCIATES | 0.54% | 0.01% | 779,948 | -77,729 | -9.06% | 14,390,036 | Mar 31, 2024 |
| ALLIANCEBERNSTEIN L.P. | 0.10% | 0.00% | 140,163 | -71,241 | -33.70% | 2,586,007 | Mar 31, 2024 |
| JPMORGAN CHASE & CO | 0.37% | 0.00% | 535,371 | -65,664 | -10.93% | 9,877,596 | Mar 31, 2024 |
| QUANTBOT TECHNOLOGIES LP | 0.02% | 0.03% | 31,191 | -59,797 | -65.72% | 575,474 | Mar 31, 2024 |
| WOLVERINE TRADING, LLC | - | - | - | -49,600 | -100.00% | - | Mar 31, 2024 |
| SIGMA PLANNING CORP | 0.03% | 0.02% | 41,359 | -46,919 | -53.15% | 763,084 | Mar 31, 2024 |
| S&T BANK/PA | 0.37% | 1.87% | 528,548 | -46,848 | -8.14% | 9,752,000 | Mar 31, 2024 |
| CETERA INVESTMENT ADVISERS | - | - | - | -46,842 | -100.00% | - | Mar 31, 2024 |
| KOVACK ADVISORS, INC. | - | - | - | -44,936 | -100.00% | - | Mar 31, 2024 |
As of Mar 31 2024, Hercules Capital's biggest institutional seller is MARSHALL WACE, LLP. The company sold -0.31M shares of HTGC, valued at $27.66M.
Institutional New positions
| Name | % Total Shares | % Total Assets | Current Shares | Change Amount | Change % | Market Value | Date |
|---|---|---|---|---|---|---|---|
| HUDSON BAY CAPITAL MANAGEMENT LP | 0.73% | 0.11% | 1,056,266 | 1,056,266 | 100.00% | 19,488,108 | Mar 31, 2024 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0.30% | 0.00% | 438,600 | 438,600 | 100.00% | 8,092,170 | Mar 31, 2024 |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | 0.26% | 0.09% | 376,673 | 376,673 | 100.00% | 6,949,617 | Mar 31, 2024 |
| COMMONWEALTH EQUITY SERVICES, LLC | 0.21% | 0.01% | 297,346 | 297,346 | 100.00% | 5,486,000 | Mar 31, 2024 |
| FRANKLIN RESOURCES INC | 0.19% | 0.00% | 271,569 | 271,569 | 100.00% | 5,010,448 | Mar 31, 2024 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0.10% | 0.00% | 147,400 | 147,400 | 100.00% | 2,719,530 | Mar 31, 2024 |
| NAVITER WEALTH, LLC | 0.06% | 0.28% | 92,184 | 92,184 | 100.00% | 1,700,795 | Mar 31, 2024 |
| BANK OF NEW YORK MELLON CORP | 0.03% | 0.00% | 44,613 | 44,613 | 100.00% | 823,106 | Mar 31, 2024 |
| DAKOTA WEALTH MANAGEMENT | 0.03% | 0.02% | 41,779 | 41,779 | 100.00% | 770,823 | Mar 31, 2024 |
| SIMPLICITY WEALTH,LLC | 0.03% | 0.02% | 38,021 | 38,021 | 100.00% | 701,487 | Mar 31, 2024 |
| TWINBEECH CAPITAL LP | 0.03% | 0.01% | 37,958 | 37,958 | 100.00% | 700,325 | Mar 31, 2024 |
| SAGE MOUNTAIN ADVISORS LLC | 0.02% | 0.05% | 25,458 | 25,458 | 100.00% | 469,700 | Mar 31, 2024 |
| BAIRD FINANCIAL GROUP, INC. | 0.02% | 0.00% | 24,216 | 24,216 | 100.00% | 446,785 | Mar 31, 2024 |
| PEAK6 INVESTMENTS LLC | 0.02% | 0.00% | 22,800 | 22,800 | 100.00% | 420,660 | Mar 31, 2024 |
| MONUMENT CAPITAL MANAGEMENT | 0.01% | 0.10% | 19,030 | 19,030 | 100.00% | 351,104 | Mar 31, 2024 |
| SNOWDEN CAPITAL ADVISORS LLC | 0.01% | 0.01% | 15,567 | 15,567 | 100.00% | 287,211 | Mar 31, 2024 |
| AIGEN INVESTMENT MANAGEMENT, LP | 0.01% | 0.06% | 15,372 | 15,372 | 100.00% | 283,613 | Mar 31, 2024 |
| D. E. SHAW & CO., INC. | 0.01% | 0.00% | 15,000 | 15,000 | 100.00% | 276,750 | Mar 31, 2024 |
| CORNERSTONE WEALTH MANAGEMENT, LLC | 0.01% | 0.02% | 14,610 | 14,610 | 100.00% | 269,551 | Mar 31, 2024 |
| ACCEL WEALTH MANAGEMENT | 0.01% | 0.11% | 14,512 | 14,512 | 100.00% | 267,739 | Mar 31, 2024 |
| CERITY PARTNERS LLC | 0.01% | 0.00% | 14,327 | 14,327 | 100.00% | 264,797 | Mar 31, 2024 |
| 0.01% | 0.04% | 14,193 | 14,193 | 100.00% | 257,887 | Mar 31, 2024 | |
| STEEL PEAK WEALTH MANAGEMENT LLC | 0.01% | 0.01% | 12,675 | 12,675 | 100.00% | 233,861 | Mar 31, 2024 |
| CHICAGO PARTNERS INVESTMENT GROUP LLC | 0.01% | 0.01% | 11,984 | 11,984 | 100.00% | 225,894 | Mar 31, 2024 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0.01% | - | 11,901 | 11,901 | 100.00% | 219,573 | Mar 31, 2024 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | 0.01% | 0.01% | 11,000 | 11,000 | 100.00% | 202,950 | Mar 31, 2024 |
| GRIMES & COMPANY, INC. | 0.01% | 0.01% | 10,040 | 10,040 | 100.00% | 185,241 | Mar 31, 2024 |
| CEDAR WEALTH MANAGEMENT, LLC | 0.01% | 0.06% | 9,759 | 9,759 | 100.00% | 180,054 | Mar 31, 2024 |
| 0.00% | 0.00% | 4,412 | 4,412 | 100.00% | 81,401 | Mar 31, 2024 | |
| ALLWORTH FINANCIAL LP | 0.00% | 0.00% | 1,185 | 1,185 | 100.00% | 21,862,000 | Mar 31, 2024 |
| FIRST COMMAND ADVISORY SERVICES, INC. | 0.00% | 0.00% | 1,075 | 1,075 | 100.00% | 19,834 | Mar 31, 2024 |
| POINT72 HONG KONG LTD | 0.00% | 0.00% | 813 | 813 | 100.00% | 15,000 | Mar 31, 2024 |
| CORE WEALTH ADVISORS, INC. | 0.00% | 0.00% | 645 | 645 | 100.00% | 11,901 | Mar 31, 2024 |
| NATIONAL BANK OF CANADA /FI/ | 0.00% | - | 300 | 300 | 100.00% | 5,964 | Mar 31, 2024 |
| CUTLER GROUP LLC / CA | 0.00% | 0.00% | 293 | 293 | 100.00% | 5,000 | Mar 31, 2024 |
| OLD POINT TRUST & FINANCIAL SERVICES N A | 0.00% | 0.00% | 250 | 250 | 100.00% | 4,613 | Mar 31, 2024 |
| TD WATERHOUSE CANADA INC. | 0.00% | - | 200 | 200 | 100.00% | 3,660 | Mar 31, 2024 |
| HORIZON FINANCIAL SERVICES, LLC | 0.00% | 0.00% | 77 | 77 | 100.00% | 1,414 | Mar 31, 2024 |
| - | - | 32 | 32 | 100.00% | 590 | Mar 31, 2024 | |
| FINANCIAL GRAVITY ASSET MANAGEMENT, INC. | - | - | 5 | 5 | 100.00% | 89,000 | Mar 31, 2024 |
Hercules Capital's largest new institutional shareholder by number of shares is HUDSON BAY CAPITAL MANAGEMENT LP, purchased 1.06M shares, valued at $19.49M, as of undefined.
Institutional Sold Out
| Name | % Total Shares | % Total Assets | Current Shares | Change Amount | Change % | Market Value | Date |
|---|---|---|---|---|---|---|---|
| D. E. SHAW & CO., INC. | - | - | - | -240,996 | -100.00% | - | Mar 31, 2024 |
| FJ CAPITAL MANAGEMENT LLC | - | - | - | -140,352 | -100.00% | - | Mar 31, 2024 |
| QUBE RESEARCH & TECHNOLOGIES LTD | - | - | - | -131,390 | -100.00% | - | Mar 31, 2024 |
| LEGACY CAPITAL WEALTH PARTNERS, LLC | - | - | - | -99,722 | -100.00% | - | Mar 31, 2024 |
| EXODUSPOINT CAPITAL MANAGEMENT, LP | - | - | - | -89,021 | -100.00% | - | Mar 31, 2024 |
| BARCLAYS PLC | - | - | - | -87,453 | -100.00% | - | Mar 31, 2024 |
| WOLVERINE TRADING, LLC | - | - | - | -49,600 | -100.00% | - | Mar 31, 2024 |
| CETERA INVESTMENT ADVISERS | - | - | - | -46,842 | -100.00% | - | Mar 31, 2024 |
| KOVACK ADVISORS, INC. | - | - | - | -44,936 | -100.00% | - | Mar 31, 2024 |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | - | - | - | -40,592 | -100.00% | - | Mar 31, 2024 |
| PALUMBO WEALTH MANAGEMENT LLC | - | - | - | -36,000 | -100.00% | - | Mar 31, 2024 |
| WINTON GROUP LTD | - | - | - | -32,577 | -100.00% | - | Mar 31, 2024 |
| MILLENNIUM MANAGEMENT LLC | - | - | - | -25,000 | -100.00% | - | Mar 31, 2024 |
| OCCUDO QUANTITATIVE STRATEGIES LP | - | - | - | -20,285 | -100.00% | - | Mar 31, 2024 |
| QUADRATURE CAPITAL LTD | - | - | - | -16,787 | -100.00% | - | Mar 31, 2024 |
| PRELUDE CAPITAL MANAGEMENT, LLC | - | - | - | -15,599 | -100.00% | - | Mar 31, 2024 |
| OLYMPIAD RESEARCH LP | - | - | - | -15,599 | -100.00% | - | Mar 31, 2024 |
| CATALINA CAPITAL GROUP, LLC | - | - | - | -15,546 | -100.00% | - | Mar 31, 2024 |
| WETHERBY ASSET MANAGEMENT INC | - | - | - | -14,368 | -100.00% | - | Mar 31, 2024 |
| BEAUMONT FINANCIAL ADVISORS, LLC | - | - | - | -14,093 | -100.00% | - | Mar 31, 2024 |
| ATOM INVESTORS LP | - | - | - | -12,768 | -100.00% | - | Mar 31, 2024 |
| Y-INTERCEPT (HONG KONG) LTD | - | - | - | -12,523 | -100.00% | - | Mar 31, 2024 |
| CHANNEL WEALTH LLC | - | - | - | -12,206 | -100.00% | - | Mar 31, 2024 |
| FISHER ASSET MANAGEMENT, LLC | - | - | - | -11,890 | -100.00% | - | Mar 31, 2024 |
| ATOMI FINANCIAL GROUP, INC. | - | - | - | -10,990 | -100.00% | - | Mar 31, 2024 |
| CUTLER GROUP LLC / CA | - | - | - | -10,900 | -100.00% | - | Mar 31, 2024 |
| XTX TOPCO LTD | - | - | - | -10,388 | -100.00% | - | Mar 31, 2024 |
| LINDBROOK CAPITAL, LLC | - | - | - | -7,272 | -100.00% | - | Mar 31, 2024 |
| MASSMUTUAL TRUST CO FSB/ADV | - | - | - | -4,900 | -100.00% | - | Mar 31, 2024 |
| JEFFERIES FINANCIAL GROUP INC. | - | - | - | -4,155 | -100.00% | - | Mar 31, 2024 |
| GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC. | - | - | - | -442 | -100.00% | - | Mar 31, 2024 |
| IMPACT PARTNERSHIP WEALTH, LLC | - | - | - | -15 | -100.00% | - | Mar 31, 2024 |
Hercules Capital's largest sold out institutional shareholder by shares sold is D. E. SHAW & CO., INC., sold -0.24M shares, valued at -, as of undefined.
Hercules Capital Mutual Fund Holders
| Name | % Total Assets | Total Shares | Change Amount | Change % | Date |
|---|---|---|---|---|---|
| FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND | 8.00% | 340,000 | - | - | Feb 29, 2024 |
| GraniteShares ETF Trust | 0.88% | 47,317 | - | - | Dec 31, 2023 |
| Miller/Howard High Income Equity Fund | 0.49% | 270,000 | - | - | Jan 31, 2024 |
| DELAWARE GROUP EQUITY FUNDS IV | 0.32% | 337,200 | - | - | Dec 29, 2023 |
| ALLSPRING GLOBAL DIVIDEND OPPORTUNITY FUND | 0.20% | 133,366 | - | - | Jan 31, 2024 |
| AMERICAN CENTURY VARIABLE PORTFOLIOS II INC | 0.12% | 1,062,000 | - | - | Dec 31, 2023 |
| T. Rowe Price Small-Cap Value Fund, Inc. | 0.11% | 783,970 | - | - | Dec 31, 2023 |
| ARCHER INVESTMENT SERIES TRUST | 0.10% | 32,000 | - | - | Feb 29, 2024 |
| ANCORA TRUST | 0.10% | 23,000 | - | - | Dec 31, 2023 |
| Primark Private Equity Investments Fund | 0.09% | 32,132 | - | - | Dec 31, 2023 |
| AMERICAN CENTURY INVESTMENT TRUST | 0.09% | 12,278,000 | - | - | Dec 31, 2023 |
| AMERICAN CENTURY VARIABLE PORTFOLIOS II INC | 0.06% | 521,000 | - | - | Dec 31, 2023 |
| Flat Rock Opportunity Fund | 0.05% | 247,883 | - | - | Dec 31, 2023 |
| AMERICAN CENTURY GOVERNMENT INCOME TRUST | 0.05% | 2,560,000 | - | - | Dec 31, 2023 |
| AMERICAN CENTURY VARIABLE PORTFOLIOS INC | 0.04% | 109,000 | - | - | Dec 31, 2023 |
| ADVISORS' INNER CIRCLE FUND | 0.04% | 537,660 | - | - | Jan 31, 2024 |
| ALPS Variable Investment Trust | 0.04% | 11,100 | 400 | 3.74% | Dec 31, 2023 |
| AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. | 0.04% | 86,211 | - | - | Dec 31, 2023 |
| AMERICAN CENTURY MUTUAL FUNDS, INC. | 0.03% | 303,000 | - | - | Jan 31, 2024 |
| AMERICAN CENTURY INVESTMENT TRUST | 0.03% | 3,859,000 | - | - | Dec 31, 2023 |
| DELAWARE INVESTMENTS DIVIDEND & INCOME FUND, INC | 0.03% | 7,218 | - | - | Feb 28, 2023 |
| SIT MUTUAL FUNDS INC | 0.02% | 7,725 | - | - | Dec 29, 2023 |
| ETFis Series Trust I | 0.02% | 32,015 | 5,423 | 20.39% | Jan 31, 2024 |
| AMERICAN CENTURY INVESTMENT TRUST | 0.02% | 2,718,000 | - | - | Dec 31, 2023 |
| JOHN HANCOCK BOND TRUST | 0.02% | 1,313,000 | - | - | Feb 29, 2024 |
| LORD ABBETT SECURITIES TRUST | 0.02% | 89,200 | - | - | Jan 31, 2024 |
| AMERICAN CENTURY VARIABLE PORTFOLIOS INC | 0.02% | 41,000 | - | - | Dec 31, 2023 |
| Pear Tree Funds | 0.02% | 125,545 | 3,685 | 3.02% | Dec 31, 2023 |
| DIREXION FUNDS | 0.01% | 20,200 | - | - | Feb 29, 2024 |
| Delaware Enhanced Global Dividend & Income Fund | 0.01% | 4,796 | - | - | Feb 28, 2023 |
| AdvisorShares Trust | 0.01% | 33,074 | - | - | Dec 29, 2023 |
| BNY Mellon Strategic Funds, Inc. | 0.01% | 24,007 | - | - | Mar 31, 2024 |
| Tidal ETF Trust | 0.01% | 61,834 | 3,432 | 5.88% | Feb 29, 2024 |
| DELAWARE VIP TRUST | 0.01% | 24,431 | - | - | Dec 29, 2023 |
| AMERICAN CENTURY ETF TRUST | 0.01% | 791,000 | - | - | Feb 29, 2024 |
| SCM Trust | 0.01% | 15,550 | - | - | Dec 31, 2023 |
| Innovator ETFs Trust | 0.00% | 9,976 | - | - | Jan 31, 2024 |
| SEI Catholic Values Trust | 0.00% | 6,250 | - | - | Feb 29, 2024 |
| LoCorr Investment Trust | 0.00% | 50,066 | - | - | Mar 31, 2024 |
| ALPS ETF Trust | 0.00% | 23,334 | - | - | Feb 29, 2024 |
| JOHN HANCOCK VARIABLE INSURANCE TRUST | 0.00% | 3,059,000 | - | - | Dec 31, 2023 |
| HENNESSY FUNDS TRUST | 0.00% | 2,325 | - | - | Jan 31, 2024 |
| Brinker Capital Destinations Trust | 0.00% | 71,668 | - | - | Feb 29, 2024 |
| NORTHWESTERN MUTUAL SERIES FUND INC | 0.00% | 109,248 | - | - | Dec 31, 2023 |
| Dunham Funds | 0.00% | 55,580 | - | - | Jan 31, 2024 |
| DELAWARE GROUP EQUITY FUNDS V | 0.00% | 46,329 | - | - | Feb 29, 2024 |
| INVESCO EXCHANGE-TRADED FUND TRUST | 0.00% | 64,914 | 15,696 | 31.89% | Jan 31, 2024 |
| AMERICAN CENTURY ETF TRUST | 0.00% | 83,000 | - | - | Feb 29, 2024 |
| Natixis Funds Trust II | 0.00% | 6,053 | - | - | Feb 29, 2024 |
| Virtus Investment Trust | 0.00% | 12,197 | - | - | Dec 29, 2023 |
| FINANCIAL INVESTORS TRUST | 0.00% | 28,000 | 2,000 | 7.69% | Jan 31, 2024 |
| PROSHARES TRUST | 0.00% | 18,485 | -105 | -0.56% | Feb 29, 2024 |
| AMERICAN CENTURY INTERNATIONAL BOND FUNDS | 0.00% | 887,000 | - | - | Jan 31, 2024 |
| AMERICAN CENTURY INTERNATIONAL BOND FUNDS | 0.00% | 776,000 | - | - | Jan 31, 2024 |
| ADVANCED SERIES TRUST | 0.00% | 232,115 | - | - | Dec 29, 2023 |
| VanEck ETF Trust | 0.00% | 2,630,259 | 552,773 | 26.61% | Jan 31, 2024 |
| NORTHERN FUNDS | 0.00% | 42,005 | - | - | Dec 29, 2023 |
| PIMCO Equity Series | 0.00% | 6,289 | - | - | Dec 31, 2023 |
| SEI INSTITUTIONAL MANAGED TRUST | 0.00% | 45,031 | - | - | Dec 31, 2023 |
| WisdomTree Trust | 0.00% | 22,487 | - | - | Feb 29, 2024 |
| JOHN HANCOCK STRATEGIC SERIES | 0.00% | 48,000 | - | - | Feb 29, 2024 |
| Blackstone Alternative Investment Funds | 0.00% | 600 | - | - | Dec 31, 2023 |
| FIRST TRUST EXCHANGE-TRADED FUND VIII | 0.00% | 291 | - | - | Feb 29, 2024 |
| WILSHIRE MUTUAL FUNDS INC | 0.00% | 775 | - | - | Dec 31, 2023 |
| JOHN HANCOCK VARIABLE INSURANCE TRUST | 0.00% | 2,213 | - | - | Dec 31, 2023 |
| SEI INSTITUTIONAL INVESTMENTS TRUST | 0.00% | 15,066 | - | - | Feb 29, 2024 |
| Morningstar Funds Trust | 0.00% | 409,663 | - | - | Jan 31, 2024 |
| Morningstar Funds Trust | 0.00% | 350,356 | - | - | Jan 31, 2024 |
Hercules Capital's largest mutual fund holder by % of total assets is "FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND", owning 340.00K shares, compromising 8.00% of its total assets.
Hercules Capital Institutional Ownership Trends
Institutional Holdings Trend
| Date | Holdings | Change % |
|---|---|---|
| 31 Mar, 24 | 282 | 0.71% |
| 31 Dec, 23 | 280 | 6.46% |
| 30 Sep, 23 | 263 | 3.95% |
| 30 Jun, 23 | 253 | -4.17% |
| 31 Mar, 23 | 264 | 0.38% |
| 31 Dec, 22 | 263 | 12.88% |
| 30 Sep, 22 | 233 | -5.67% |
| 30 Jun, 22 | 247 | 1.65% |
| 31 Mar, 22 | 243 | -3.95% |
| 31 Dec, 21 | 253 | 11.45% |
| 30 Sep, 21 | 227 | 2.25% |
| 30 Jun, 21 | 222 | 2.30% |
| 31 Mar, 21 | 217 | 9.05% |
| 31 Dec, 20 | 199 | 7.57% |
| 30 Sep, 20 | 185 | -3.14% |
| 30 Jun, 20 | 191 | -4.98% |
| 31 Mar, 20 | 201 | 8.06% |
| 31 Dec, 19 | 186 | 5.08% |
| 30 Sep, 19 | 177 | -3.28% |
| 30 Jun, 19 | 183 | 7.02% |
| 31 Mar, 19 | 171 | 1.79% |
| 31 Dec, 18 | 168 | -6.15% |
| 30 Sep, 18 | 179 | 3.47% |
| 30 Jun, 18 | 173 | 8.81% |
| 31 Mar, 18 | 159 | -1.85% |
| 31 Dec, 17 | 162 | 10.20% |
| 30 Sep, 17 | 147 | -10.37% |
| 30 Jun, 17 | 164 | 5.13% |
| 31 Mar, 17 | 156 | 4.00% |
| 31 Dec, 16 | 150 | 2.04% |
| 30 Sep, 16 | 147 | -4.55% |
| 30 Jun, 16 | 154 | 5.48% |
| 31 Mar, 16 | 146 | 0.69% |
| 31 Dec, 15 | 145 | -0.68% |
| 30 Sep, 15 | 146 | 5.80% |
| 30 Jun, 15 | 138 | -2.13% |
| 31 Mar, 15 | 141 | -1.40% |
| 31 Dec, 14 | 143 | 5.93% |
| 30 Sep, 14 | 135 | -12.90% |
| 30 Jun, 14 | 155 | -3.13% |
| 31 Mar, 14 | 160 | 7.38% |
| 31 Dec, 13 | 149 | 8.76% |
| 30 Sep, 13 | 137 | 7.03% |
| 30 Jun, 13 | 128 | 150.98% |
| 31 Mar, 13 | 51 | 6.25% |
| 31 Dec, 12 | 48 | 2.13% |
| 30 Sep, 12 | 47 | -4.08% |
| 30 Jun, 12 | 49 | 4.26% |
| 31 Mar, 12 | 47 | 20.51% |
| 31 Dec, 11 | 39 | 8.33% |
| 30 Sep, 11 | 36 | -21.74% |
| 30 Jun, 11 | 46 | 4.55% |
| 31 Mar, 11 | 44 | 12.82% |
| 31 Dec, 10 | 39 | 8.33% |
| 30 Sep, 10 | 36 | 5.88% |
| 30 Jun, 10 | 34 | -5.56% |
| 31 Mar, 10 | 36 | 24.14% |
| 31 Dec, 09 | 29 | -9.38% |
| 30 Sep, 09 | 32 | -3.03% |
| 30 Jun, 09 | 33 | 22.22% |
| 31 Mar, 09 | 27 | -20.59% |
| 31 Dec, 08 | 34 | 30.77% |
| 30 Sep, 08 | 26 | 23.81% |
| 30 Jun, 08 | 21 | -12.50% |
| 31 Mar, 08 | 24 | -14.29% |
| 31 Dec, 07 | 28 | 21.74% |
| 30 Sep, 07 | 23 | -20.69% |
| 30 Jun, 07 | 29 | 107.14% |
| 31 Mar, 07 | 14 | -6.67% |
| 31 Dec, 06 | 15 | 66.67% |
| 30 Sep, 06 | 9 | 12.50% |
| 30 Jun, 06 | 8 | -11.11% |
| 31 Mar, 06 | 9 | 28.57% |
| 31 Dec, 05 | 7 | - |
| 30 Sep, 05 | 7 | 40.00% |
| 30 Jun, 05 | 5 | - |
As of 31 Mar 24, 282 institutions are holding Hercules Capital's shares, representing an increase of 0.71% compared to the previous quarter.
Shares Outstanding Trend
| Date | Shares Outstanding | Change % |
|---|---|---|
| 31 Mar, 24 | 33,450,430 | 7.54% |
| 31 Dec, 23 | 31,103,954 | 7.76% |
| 30 Sep, 23 | 28,865,060 | 3.87% |
| 30 Jun, 23 | 27,789,535 | -9.99% |
| 31 Mar, 23 | 30,873,940 | -5.58% |
| 31 Dec, 22 | 32,699,379 | 5.72% |
| 30 Sep, 22 | 30,929,380 | 2.91% |
| 30 Jun, 22 | 30,055,057 | 0.31% |
| 31 Mar, 22 | 29,962,441 | -2.99% |
| 31 Dec, 21 | 30,886,337 | 1.57% |
| 30 Sep, 21 | 30,408,612 | -3.58% |
| 30 Jun, 21 | 31,537,805 | 0.52% |
| 31 Mar, 21 | 31,374,294 | -5.73% |
| 31 Dec, 20 | 33,283,012 | 1.33% |
| 30 Sep, 20 | 32,845,110 | -5.86% |
| 30 Jun, 20 | 34,890,998 | -6.29% |
| 31 Mar, 20 | 37,233,242 | 6.43% |
| 31 Dec, 19 | 34,982,389 | 1.36% |
| 30 Sep, 19 | 34,512,420 | -0.78% |
| 30 Jun, 19 | 34,783,952 | 9.79% |
| 31 Mar, 19 | 31,681,573 | -9.62% |
| 31 Dec, 18 | 35,052,080 | -4.08% |
| 30 Sep, 18 | 36,544,819 | 0.98% |
| 30 Jun, 18 | 36,190,774 | 10.97% |
| 31 Mar, 18 | 32,614,331 | -4.02% |
| 31 Dec, 17 | 33,980,128 | 3.79% |
| 30 Sep, 17 | 32,739,163 | -7.12% |
| 30 Jun, 17 | 35,247,777 | -1.73% |
| 31 Mar, 17 | 35,866,674 | 4.49% |
| 31 Dec, 16 | 34,325,924 | 8.17% |
| 30 Sep, 16 | 31,732,297 | 4.76% |
| 30 Jun, 16 | 30,291,689 | 5.16% |
| 31 Mar, 16 | 28,806,666 | -0.14% |
| 31 Dec, 15 | 28,848,135 | -1.68% |
| 30 Sep, 15 | 29,341,438 | 5.64% |
| 30 Jun, 15 | 27,775,007 | 3.85% |
| 31 Mar, 15 | 26,744,996 | 0.08% |
| 31 Dec, 14 | 26,723,002 | 2.52% |
| 30 Sep, 14 | 26,066,900 | -10.47% |
| 30 Jun, 14 | 29,114,427 | -7.76% |
| 31 Mar, 14 | 31,564,839 | 2.48% |
| 31 Dec, 13 | 30,802,094 | -6.94% |
| 30 Sep, 13 | 33,097,633 | -1.75% |
| 30 Jun, 13 | 33,686,708 | 91.76% |
| 31 Mar, 13 | 17,566,933 | 3.10% |
| 31 Dec, 12 | 17,039,147 | 13.50% |
| 30 Sep, 12 | 15,012,613 | -2.52% |
| 30 Jun, 12 | 15,401,345 | -5.50% |
| 31 Mar, 12 | 16,296,936 | 13.75% |
| 31 Dec, 11 | 14,326,871 | -0.40% |
| 30 Sep, 11 | 14,384,434 | -21.51% |
| 30 Jun, 11 | 18,325,596 | 11.80% |
| 31 Mar, 11 | 16,391,368 | 28.89% |
| 31 Dec, 10 | 12,717,251 | 26.21% |
| 30 Sep, 10 | 10,076,216 | -7.45% |
| 30 Jun, 10 | 10,887,116 | -4.14% |
| 31 Mar, 10 | 11,356,989 | 34.79% |
| 31 Dec, 09 | 8,425,574 | 0.32% |
| 30 Sep, 09 | 8,398,739 | 10.06% |
| 30 Jun, 09 | 7,630,867 | -8.01% |
| 31 Mar, 09 | 8,295,024 | -16.51% |
| 31 Dec, 08 | 9,935,214 | 13.90% |
| 30 Sep, 08 | 8,722,636 | 28.92% |
| 30 Jun, 08 | 6,765,762 | -17.92% |
| 31 Mar, 08 | 8,242,746 | -26.41% |
| 31 Dec, 07 | 11,201,169 | 58.11% |
| 30 Sep, 07 | 7,084,556 | -21.11% |
| 30 Jun, 07 | 8,980,546 | 77.12% |
| 31 Mar, 07 | 5,070,342 | -17.84% |
| 31 Dec, 06 | 6,171,107 | 64.90% |
| 30 Sep, 06 | 3,742,336 | 5.46% |
| 30 Jun, 06 | 3,548,654 | 32.97% |
| 31 Mar, 06 | 2,668,789 | 36.73% |
| 31 Dec, 05 | 1,951,928 | -23.90% |
| 30 Sep, 05 | 2,564,880 | 137.25% |
| 30 Jun, 05 | 1,081,102 | - |
Hercules Capital (HTGC) has 33.45M shares outstanding as of 31 Mar 24, up 7.54% compared to the previous quarter.
Institutional Ownership Trend
| Date | Ownership % | Change % |
|---|---|---|
| 31 Mar, 24 | 23.21% | 5.03% |
| 31 Dec, 23 | 21.48% | 5.15% |
| 30 Sep, 23 | 20.42% | 4.84% |
| 30 Jun, 23 | 20.55% | 3.94% |
| 31 Mar, 23 | 22.83% | 3.64% |
| 31 Dec, 22 | 25.05% | 4.25% |
| 30 Sep, 22 | 24.26% | 4.15% |
| 30 Jun, 22 | 24.19% | 3.77% |
| 31 Mar, 22 | 25.33% | 3.50% |
| 31 Dec, 21 | 26.92% | 3.84% |
| 30 Sep, 21 | 26.49% | 3.50% |
| 30 Jun, 21 | 27.51% | 3.65% |
| 31 Mar, 21 | 27.45% | 3.21% |
| 31 Dec, 20 | 29.22% | 3.49% |
| 30 Sep, 20 | 28.94% | 2.96% |
| 30 Jun, 20 | 31.28% | 2.68% |
| 31 Mar, 20 | 34.17% | 3.12% |
| 31 Dec, 19 | 33.12% | 3.03% |
| 30 Sep, 19 | 33.09% | 2.64% |
| 30 Jun, 19 | 35.41% | 3.27% |
| 31 Mar, 19 | 32.93% | 2.22% |
| 31 Dec, 18 | 38.55% | 2.63% |
| 30 Sep, 18 | 38.28% | 2.22% |
| 30 Jun, 18 | 41.54% | 2.79% |
| 31 Mar, 18 | 38.55% | 2.35% |
| 31 Dec, 17 | 40.53% | 2.57% |
| 30 Sep, 17 | 39.69% | 2.16% |
| 30 Jun, 17 | 42.83% | 2.21% |
| 31 Mar, 17 | 44.05% | 2.03% |
| 31 Dec, 16 | 46.54% | 2.54% |
| 30 Sep, 16 | 42.81% | 2.47% |
| 30 Jun, 16 | 41.64% | 2.54% |
| 31 Mar, 16 | 40.47% | 2.35% |
| 31 Dec, 15 | 41.52% | 2.46% |
| 30 Sep, 15 | 41.06% | 2.71% |
| 30 Jun, 15 | 38.92% | 2.21% |
| 31 Mar, 15 | 41.93% | 2.34% |
| 31 Dec, 14 | 42.35% | 2.42% |
| 30 Sep, 14 | 41.80% | 1.84% |
| 30 Jun, 14 | 47.66% | 1.77% |
| 31 Mar, 14 | 51.86% | 1.89% |
| 31 Dec, 13 | 52.35% | 1.75% |
| 30 Sep, 13 | 54.69% | 1.75% |
| 30 Jun, 13 | 55.83% | 5.21% |
| 31 Mar, 13 | 32.72% | 3.03% |
| 31 Dec, 12 | 32.85% | 3.46% |
| 30 Sep, 12 | 30.80% | 3.07% |
| 30 Jun, 12 | 31.68% | 2.64% |
| 31 Mar, 12 | 34.66% | 3.12% |
| 31 Dec, 11 | 33.33% | 2.99% |
| 30 Sep, 11 | 33.40% | 1.84% |
| 30 Jun, 11 | 42.65% | 2.90% |
| 31 Mar, 11 | 38.35% | 4.33% |
| 31 Dec, 10 | 29.76% | 3.63% |
| 30 Sep, 10 | 28.62% | 3.00% |
| 30 Jun, 10 | 30.88% | 2.96% |
| 31 Mar, 10 | 32.28% | 5.63% |
| 31 Dec, 09 | 23.95% | 4.15% |
| 30 Sep, 09 | 24.01% | 4.95% |
| 30 Jun, 09 | 22.03% | 3.44% |
| 31 Mar, 09 | 25.31% | 2.75% |
| 31 Dec, 08 | 30.31% | 4.24% |
| 30 Sep, 08 | 26.73% | 6.29% |
| 30 Jun, 08 | 20.61% | 3.23% |
| 31 Mar, 08 | 25.26% | 1.61% |
| 31 Dec, 07 | 39.59% | 8.29% |
| 30 Sep, 07 | 21.85% | 1.72% |
| 30 Jun, 07 | 35.65% | 7.25% |
| 31 Mar, 07 | 22.17% | 1.04% |
| 31 Dec, 06 | 46.22% | 6.16% |
| 30 Sep, 06 | 27.40% | 3.60% |
| 30 Jun, 06 | 27.60% | 3.81% |
| 31 Mar, 06 | 26.92% | 3.40% |
| 31 Dec, 05 | 28.13% | 4.11% |
| 30 Sep, 05 | 26.17% | 5.87% |
| 30 Jun, 05 | 21.11% | - |
As of 31 Mar 24, Hercules Capital is held by 23.21% institutional shareholders, representing a 5.03% growth compared to 31 Dec 23.
Institutional Increased Positions Trend
| Date | Increased Positions | Change % |
|---|---|---|
| 31 Mar, 24 | 156 | 1.30% |
| 31 Dec, 23 | 154 | 20.31% |
| 30 Sep, 23 | 128 | 9.40% |
| 30 Jun, 23 | 117 | -19.86% |
| 31 Mar, 23 | 146 | -1.35% |
| 31 Dec, 22 | 148 | 20.33% |
| 30 Sep, 22 | 123 | -1.60% |
| 30 Jun, 22 | 125 | 9.65% |
| 31 Mar, 22 | 114 | -17.39% |
| 31 Dec, 21 | 138 | 25.45% |
| 30 Sep, 21 | 110 | 4.76% |
| 30 Jun, 21 | 105 | -10.26% |
| 31 Mar, 21 | 117 | 8.33% |
| 31 Dec, 20 | 108 | 20.00% |
| 30 Sep, 20 | 90 | -5.26% |
| 30 Jun, 20 | 95 | -10.38% |
| 31 Mar, 20 | 106 | 3.92% |
| 31 Dec, 19 | 102 | 10.87% |
| 30 Sep, 19 | 92 | - |
| 30 Jun, 19 | 92 | 2.22% |
| 31 Mar, 19 | 90 | -5.26% |
| 31 Dec, 18 | 95 | 10.47% |
| 30 Sep, 18 | 86 | - |
| 30 Jun, 18 | 86 | 30.30% |
| 31 Mar, 18 | 66 | -19.51% |
| 31 Dec, 17 | 82 | 12.33% |
| 30 Sep, 17 | 73 | -21.51% |
| 30 Jun, 17 | 93 | 12.05% |
| 31 Mar, 17 | 83 | -5.68% |
| 31 Dec, 16 | 88 | 2.33% |
| 30 Sep, 16 | 86 | 8.86% |
| 30 Jun, 16 | 79 | 21.54% |
| 31 Mar, 16 | 65 | -2.99% |
| 31 Dec, 15 | 67 | -2.90% |
| 30 Sep, 15 | 69 | -10.39% |
| 30 Jun, 15 | 77 | 6.94% |
| 31 Mar, 15 | 72 | -5.26% |
| 31 Dec, 14 | 76 | 4.11% |
| 30 Sep, 14 | 73 | -21.51% |
| 30 Jun, 14 | 93 | -3.13% |
| 31 Mar, 14 | 96 | 29.73% |
| 31 Dec, 13 | 74 | 10.45% |
| 30 Sep, 13 | 67 | -37.38% |
| 30 Jun, 13 | 107 | 224.24% |
| 31 Mar, 13 | 33 | - |
| 31 Dec, 12 | 33 | 6.45% |
| 30 Sep, 12 | 31 | 6.90% |
| 30 Jun, 12 | 29 | -14.71% |
| 31 Mar, 12 | 34 | 41.67% |
| 31 Dec, 11 | 24 | 41.18% |
| 30 Sep, 11 | 17 | -32.00% |
| 30 Jun, 11 | 25 | 8.70% |
| 31 Mar, 11 | 23 | 9.52% |
| 31 Dec, 10 | 21 | 16.67% |
| 30 Sep, 10 | 18 | -5.26% |
| 30 Jun, 10 | 19 | -20.83% |
| 31 Mar, 10 | 24 | 20.00% |
| 31 Dec, 09 | 20 | 33.33% |
| 30 Sep, 09 | 15 | -40.00% |
| 30 Jun, 09 | 25 | 38.89% |
| 31 Mar, 09 | 18 | -28.00% |
| 31 Dec, 08 | 25 | 47.06% |
| 30 Sep, 08 | 17 | 30.77% |
| 30 Jun, 08 | 13 | -7.14% |
| 31 Mar, 08 | 14 | -33.33% |
| 31 Dec, 07 | 21 | 23.53% |
| 30 Sep, 07 | 17 | -34.62% |
| 30 Jun, 07 | 26 | 160.00% |
| 31 Mar, 07 | 10 | -9.09% |
| 31 Dec, 06 | 11 | 175.00% |
| 30 Sep, 06 | 4 | -42.86% |
| 30 Jun, 06 | 7 | 40.00% |
| 31 Mar, 06 | 5 | 25.00% |
| 31 Dec, 05 | 4 | -33.33% |
| 30 Sep, 05 | 6 | 20.00% |
| 30 Jun, 05 | 5 | - |
156 institutional shareholders have increased their position in HTGC stock as of 31 Mar 24 compared to 154 in the previous quarter (a 1.30% increase).
Institutional Reduced Positions Trend
| Date | Reduced Positions | Change % |
|---|---|---|
| 31 Mar, 24 | 67 | 3.08% |
| 31 Dec, 23 | 65 | -4.41% |
| 30 Sep, 23 | 68 | -5.56% |
| 30 Jun, 23 | 72 | 14.29% |
| 31 Mar, 23 | 63 | - |
| 31 Dec, 22 | 63 | 1.61% |
| 30 Sep, 22 | 62 | -11.43% |
| 30 Jun, 22 | 70 | -1.41% |
| 31 Mar, 22 | 71 | 22.41% |
| 31 Dec, 21 | 58 | -6.45% |
| 30 Sep, 21 | 62 | -4.62% |
| 30 Jun, 21 | 65 | 8.33% |
| 31 Mar, 21 | 60 | 15.38% |
| 31 Dec, 20 | 52 | -10.34% |
| 30 Sep, 20 | 58 | 1.75% |
| 30 Jun, 20 | 57 | -8.06% |
| 31 Mar, 20 | 62 | 44.19% |
| 31 Dec, 19 | 43 | -8.51% |
| 30 Sep, 19 | 47 | -11.32% |
| 30 Jun, 19 | 53 | 6.00% |
| 31 Mar, 19 | 50 | 6.38% |
| 31 Dec, 18 | 47 | -11.32% |
| 30 Sep, 18 | 53 | 8.16% |
| 30 Jun, 18 | 49 | -26.87% |
| 31 Mar, 18 | 67 | 24.07% |
| 31 Dec, 17 | 54 | 10.20% |
| 30 Sep, 17 | 49 | 6.52% |
| 30 Jun, 17 | 46 | -2.13% |
| 31 Mar, 17 | 47 | 14.63% |
| 31 Dec, 16 | 41 | 7.89% |
| 30 Sep, 16 | 38 | 18.75% |
| 30 Jun, 16 | 32 | -30.43% |
| 31 Mar, 16 | 46 | -16.36% |
| 31 Dec, 15 | 55 | 12.24% |
| 30 Sep, 15 | 49 | 53.13% |
| 30 Jun, 15 | 32 | -28.89% |
| 31 Mar, 15 | 45 | 9.76% |
| 31 Dec, 14 | 41 | -6.82% |
| 30 Sep, 14 | 44 | 18.92% |
| 30 Jun, 14 | 37 | 5.71% |
| 31 Mar, 14 | 35 | -31.37% |
| 31 Dec, 13 | 51 | 21.43% |
| 30 Sep, 13 | 42 | 180.00% |
| 30 Jun, 13 | 15 | - |
| 31 Mar, 13 | 15 | 114.29% |
| 31 Dec, 12 | 7 | -22.22% |
| 30 Sep, 12 | 9 | -10.00% |
| 30 Jun, 12 | 10 | 25.00% |
| 31 Mar, 12 | 8 | -20.00% |
| 31 Dec, 11 | 10 | -28.57% |
| 30 Sep, 11 | 14 | -22.22% |
| 30 Jun, 11 | 18 | 63.64% |
| 31 Mar, 11 | 11 | 10.00% |
| 31 Dec, 10 | 10 | - |
| 30 Sep, 10 | 10 | 11.11% |
| 30 Jun, 10 | 9 | - |
| 31 Mar, 10 | 9 | 50.00% |
| 31 Dec, 09 | 6 | -45.45% |
| 30 Sep, 09 | 11 | 120.00% |
| 30 Jun, 09 | 5 | - |
| 31 Mar, 09 | 5 | -28.57% |
| 31 Dec, 08 | 7 | 16.67% |
| 30 Sep, 08 | 6 | -14.29% |
| 30 Jun, 08 | 7 | -12.50% |
| 31 Mar, 08 | 8 | 33.33% |
| 31 Dec, 07 | 6 | 20.00% |
| 30 Sep, 07 | 5 | 400.00% |
| 30 Jun, 07 | 1 | - |
| 31 Mar, 07 | 1 | -66.67% |
| 31 Dec, 06 | 3 | - |
| 30 Sep, 06 | 3 | 200.00% |
| 30 Jun, 06 | 1 | -66.67% |
| 31 Mar, 06 | 3 | 50.00% |
| 31 Dec, 05 | 2 | 100.00% |
| 30 Sep, 05 | 1 | - |
| 30 Jun, 05 | - | - |
67 institutional shareholders have reduced their position in HTGC stock as of 31 Mar 24 compared to 65 in the previous quarter (a 3.08% increase).
All Institutional Ownership Trend Data
| Date | Holdings | Change % | Shares Outstanding | Change % | Ownership % | Change % | Increased Positions | Change % | Reduced Positions | Change % |
|---|---|---|---|---|---|---|---|---|---|---|
| 31 Mar, 24 | 282 | 0.71% | 33,450,430 | 7.54% | 23.21% | 5.03% | 156 | 1.30% | 67 | 3.08% |
| 31 Dec, 23 | 280 | 6.46% | 31,103,954 | 7.76% | 21.48% | 5.15% | 154 | 20.31% | 65 | -4.41% |
| 30 Sep, 23 | 263 | 3.95% | 28,865,060 | 3.87% | 20.42% | 4.84% | 128 | 9.40% | 68 | -5.56% |
| 30 Jun, 23 | 253 | -4.17% | 27,789,535 | -9.99% | 20.55% | 3.94% | 117 | -19.86% | 72 | 14.29% |
| 31 Mar, 23 | 264 | 0.38% | 30,873,940 | -5.58% | 22.83% | 3.64% | 146 | -1.35% | 63 | - |
| 31 Dec, 22 | 263 | 12.88% | 32,699,379 | 5.72% | 25.05% | 4.25% | 148 | 20.33% | 63 | 1.61% |
| 30 Sep, 22 | 233 | -5.67% | 30,929,380 | 2.91% | 24.26% | 4.15% | 123 | -1.60% | 62 | -11.43% |
| 30 Jun, 22 | 247 | 1.65% | 30,055,057 | 0.31% | 24.19% | 3.77% | 125 | 9.65% | 70 | -1.41% |
| 31 Mar, 22 | 243 | -3.95% | 29,962,441 | -2.99% | 25.33% | 3.50% | 114 | -17.39% | 71 | 22.41% |
| 31 Dec, 21 | 253 | 11.45% | 30,886,337 | 1.57% | 26.92% | 3.84% | 138 | 25.45% | 58 | -6.45% |
| 30 Sep, 21 | 227 | 2.25% | 30,408,612 | -3.58% | 26.49% | 3.50% | 110 | 4.76% | 62 | -4.62% |
| 30 Jun, 21 | 222 | 2.30% | 31,537,805 | 0.52% | 27.51% | 3.65% | 105 | -10.26% | 65 | 8.33% |
| 31 Mar, 21 | 217 | 9.05% | 31,374,294 | -5.73% | 27.45% | 3.21% | 117 | 8.33% | 60 | 15.38% |
| 31 Dec, 20 | 199 | 7.57% | 33,283,012 | 1.33% | 29.22% | 3.49% | 108 | 20.00% | 52 | -10.34% |
| 30 Sep, 20 | 185 | -3.14% | 32,845,110 | -5.86% | 28.94% | 2.96% | 90 | -5.26% | 58 | 1.75% |
| 30 Jun, 20 | 191 | -4.98% | 34,890,998 | -6.29% | 31.28% | 2.68% | 95 | -10.38% | 57 | -8.06% |
| 31 Mar, 20 | 201 | 8.06% | 37,233,242 | 6.43% | 34.17% | 3.12% | 106 | 3.92% | 62 | 44.19% |
| 31 Dec, 19 | 186 | 5.08% | 34,982,389 | 1.36% | 33.12% | 3.03% | 102 | 10.87% | 43 | -8.51% |
| 30 Sep, 19 | 177 | -3.28% | 34,512,420 | -0.78% | 33.09% | 2.64% | 92 | - | 47 | -11.32% |
| 30 Jun, 19 | 183 | 7.02% | 34,783,952 | 9.79% | 35.41% | 3.27% | 92 | 2.22% | 53 | 6.00% |
| 31 Mar, 19 | 171 | 1.79% | 31,681,573 | -9.62% | 32.93% | 2.22% | 90 | -5.26% | 50 | 6.38% |
| 31 Dec, 18 | 168 | -6.15% | 35,052,080 | -4.08% | 38.55% | 2.63% | 95 | 10.47% | 47 | -11.32% |
| 30 Sep, 18 | 179 | 3.47% | 36,544,819 | 0.98% | 38.28% | 2.22% | 86 | - | 53 | 8.16% |
| 30 Jun, 18 | 173 | 8.81% | 36,190,774 | 10.97% | 41.54% | 2.79% | 86 | 30.30% | 49 | -26.87% |
| 31 Mar, 18 | 159 | -1.85% | 32,614,331 | -4.02% | 38.55% | 2.35% | 66 | -19.51% | 67 | 24.07% |
| 31 Dec, 17 | 162 | 10.20% | 33,980,128 | 3.79% | 40.53% | 2.57% | 82 | 12.33% | 54 | 10.20% |
| 30 Sep, 17 | 147 | -10.37% | 32,739,163 | -7.12% | 39.69% | 2.16% | 73 | -21.51% | 49 | 6.52% |
| 30 Jun, 17 | 164 | 5.13% | 35,247,777 | -1.73% | 42.83% | 2.21% | 93 | 12.05% | 46 | -2.13% |
| 31 Mar, 17 | 156 | 4.00% | 35,866,674 | 4.49% | 44.05% | 2.03% | 83 | -5.68% | 47 | 14.63% |
| 31 Dec, 16 | 150 | 2.04% | 34,325,924 | 8.17% | 46.54% | 2.54% | 88 | 2.33% | 41 | 7.89% |
| 30 Sep, 16 | 147 | -4.55% | 31,732,297 | 4.76% | 42.81% | 2.47% | 86 | 8.86% | 38 | 18.75% |
| 30 Jun, 16 | 154 | 5.48% | 30,291,689 | 5.16% | 41.64% | 2.54% | 79 | 21.54% | 32 | -30.43% |
| 31 Mar, 16 | 146 | 0.69% | 28,806,666 | -0.14% | 40.47% | 2.35% | 65 | -2.99% | 46 | -16.36% |
| 31 Dec, 15 | 145 | -0.68% | 28,848,135 | -1.68% | 41.52% | 2.46% | 67 | -2.90% | 55 | 12.24% |
| 30 Sep, 15 | 146 | 5.80% | 29,341,438 | 5.64% | 41.06% | 2.71% | 69 | -10.39% | 49 | 53.13% |
| 30 Jun, 15 | 138 | -2.13% | 27,775,007 | 3.85% | 38.92% | 2.21% | 77 | 6.94% | 32 | -28.89% |
| 31 Mar, 15 | 141 | -1.40% | 26,744,996 | 0.08% | 41.93% | 2.34% | 72 | -5.26% | 45 | 9.76% |
| 31 Dec, 14 | 143 | 5.93% | 26,723,002 | 2.52% | 42.35% | 2.42% | 76 | 4.11% | 41 | -6.82% |
| 30 Sep, 14 | 135 | -12.90% | 26,066,900 | -10.47% | 41.80% | 1.84% | 73 | -21.51% | 44 | 18.92% |
| 30 Jun, 14 | 155 | -3.13% | 29,114,427 | -7.76% | 47.66% | 1.77% | 93 | -3.13% | 37 | 5.71% |
| 31 Mar, 14 | 160 | 7.38% | 31,564,839 | 2.48% | 51.86% | 1.89% | 96 | 29.73% | 35 | -31.37% |
| 31 Dec, 13 | 149 | 8.76% | 30,802,094 | -6.94% | 52.35% | 1.75% | 74 | 10.45% | 51 | 21.43% |
| 30 Sep, 13 | 137 | 7.03% | 33,097,633 | -1.75% | 54.69% | 1.75% | 67 | -37.38% | 42 | 180.00% |
| 30 Jun, 13 | 128 | 150.98% | 33,686,708 | 91.76% | 55.83% | 5.21% | 107 | 224.24% | 15 | - |
| 31 Mar, 13 | 51 | 6.25% | 17,566,933 | 3.10% | 32.72% | 3.03% | 33 | - | 15 | 114.29% |
| 31 Dec, 12 | 48 | 2.13% | 17,039,147 | 13.50% | 32.85% | 3.46% | 33 | 6.45% | 7 | -22.22% |
| 30 Sep, 12 | 47 | -4.08% | 15,012,613 | -2.52% | 30.80% | 3.07% | 31 | 6.90% | 9 | -10.00% |
| 30 Jun, 12 | 49 | 4.26% | 15,401,345 | -5.50% | 31.68% | 2.64% | 29 | -14.71% | 10 | 25.00% |
| 31 Mar, 12 | 47 | 20.51% | 16,296,936 | 13.75% | 34.66% | 3.12% | 34 | 41.67% | 8 | -20.00% |
| 31 Dec, 11 | 39 | 8.33% | 14,326,871 | -0.40% | 33.33% | 2.99% | 24 | 41.18% | 10 | -28.57% |
| 30 Sep, 11 | 36 | -21.74% | 14,384,434 | -21.51% | 33.40% | 1.84% | 17 | -32.00% | 14 | -22.22% |
| 30 Jun, 11 | 46 | 4.55% | 18,325,596 | 11.80% | 42.65% | 2.90% | 25 | 8.70% | 18 | 63.64% |
| 31 Mar, 11 | 44 | 12.82% | 16,391,368 | 28.89% | 38.35% | 4.33% | 23 | 9.52% | 11 | 10.00% |
| 31 Dec, 10 | 39 | 8.33% | 12,717,251 | 26.21% | 29.76% | 3.63% | 21 | 16.67% | 10 | - |
| 30 Sep, 10 | 36 | 5.88% | 10,076,216 | -7.45% | 28.62% | 3.00% | 18 | -5.26% | 10 | 11.11% |
| 30 Jun, 10 | 34 | -5.56% | 10,887,116 | -4.14% | 30.88% | 2.96% | 19 | -20.83% | 9 | - |
| 31 Mar, 10 | 36 | 24.14% | 11,356,989 | 34.79% | 32.28% | 5.63% | 24 | 20.00% | 9 | 50.00% |
| 31 Dec, 09 | 29 | -9.38% | 8,425,574 | 0.32% | 23.95% | 4.15% | 20 | 33.33% | 6 | -45.45% |
| 30 Sep, 09 | 32 | -3.03% | 8,398,739 | 10.06% | 24.01% | 4.95% | 15 | -40.00% | 11 | 120.00% |
| 30 Jun, 09 | 33 | 22.22% | 7,630,867 | -8.01% | 22.03% | 3.44% | 25 | 38.89% | 5 | - |
| 31 Mar, 09 | 27 | -20.59% | 8,295,024 | -16.51% | 25.31% | 2.75% | 18 | -28.00% | 5 | -28.57% |
| 31 Dec, 08 | 34 | 30.77% | 9,935,214 | 13.90% | 30.31% | 4.24% | 25 | 47.06% | 7 | 16.67% |
| 30 Sep, 08 | 26 | 23.81% | 8,722,636 | 28.92% | 26.73% | 6.29% | 17 | 30.77% | 6 | -14.29% |
| 30 Jun, 08 | 21 | -12.50% | 6,765,762 | -17.92% | 20.61% | 3.23% | 13 | -7.14% | 7 | -12.50% |
| 31 Mar, 08 | 24 | -14.29% | 8,242,746 | -26.41% | 25.26% | 1.61% | 14 | -33.33% | 8 | 33.33% |
| 31 Dec, 07 | 28 | 21.74% | 11,201,169 | 58.11% | 39.59% | 8.29% | 21 | 23.53% | 6 | 20.00% |
| 30 Sep, 07 | 23 | -20.69% | 7,084,556 | -21.11% | 21.85% | 1.72% | 17 | -34.62% | 5 | 400.00% |
| 30 Jun, 07 | 29 | 107.14% | 8,980,546 | 77.12% | 35.65% | 7.25% | 26 | 160.00% | 1 | - |
| 31 Mar, 07 | 14 | -6.67% | 5,070,342 | -17.84% | 22.17% | 1.04% | 10 | -9.09% | 1 | -66.67% |
| 31 Dec, 06 | 15 | 66.67% | 6,171,107 | 64.90% | 46.22% | 6.16% | 11 | 175.00% | 3 | - |
| 30 Sep, 06 | 9 | 12.50% | 3,742,336 | 5.46% | 27.40% | 3.60% | 4 | -42.86% | 3 | 200.00% |
| 30 Jun, 06 | 8 | -11.11% | 3,548,654 | 32.97% | 27.60% | 3.81% | 7 | 40.00% | 1 | -66.67% |
| 31 Mar, 06 | 9 | 28.57% | 2,668,789 | 36.73% | 26.92% | 3.40% | 5 | 25.00% | 3 | 50.00% |
| 31 Dec, 05 | 7 | - | 1,951,928 | -23.90% | 28.13% | 4.11% | 4 | -33.33% | 2 | 100.00% |
| 30 Sep, 05 | 7 | 40.00% | 2,564,880 | 137.25% | 26.17% | 5.87% | 6 | 20.00% | 1 | - |
| 30 Jun, 05 | 5 | - | 1,081,102 | - | 21.11% | - | 5 | - | - | - |
Hercules Capital Insider Shareholders Trades
Open Market Insider Trades
| Date | Name | Relation | Role | Transaction | Buy/Sell | Shares | Price | Value | Shares Held | Source |
|---|
Open Market Insider Buys
| Date | Name | Relation | Role | Transaction | Buy/Sell | Shares | Price | Value | Shares Held | Source |
|---|
Insider Sells
All Insider Owners Trades
The last insider sell of Hercules Capital's stock was made by Meyer Seth H on Apr 15 2024, selling 6,708 shares at $18.41 per share (valued at $123.49K).
Hercules Capital Insider Ownership Trends
All Insider Trades Trend
| Date | Buy | Sell | Buy/Sell Ratio |
|---|---|---|---|
| Q2 2024 | - | 1 | - |
| Q1 2024 | 4 | 12 | 33.33% |
| Q4 2023 | 13 | 9 | 144.44% |
| Q3 2023 | 16 | 15 | 106.67% |
| Q2 2023 | 14 | 13 | 107.69% |
| Q1 2023 | 19 | 12 | 158.33% |
| Q4 2022 | 12 | 10 | 120.00% |
| Q3 2022 | 21 | 12 | 175.00% |
| Q2 2022 | 17 | 15 | 113.33% |
| Q1 2022 | 13 | 15 | 86.67% |
| Q4 2021 | 9 | 11 | 81.82% |
| Q3 2021 | 16 | 17 | 94.12% |
| Q2 2021 | 16 | 19 | 84.21% |
| Q1 2021 | 21 | 31 | 67.74% |
| Q4 2020 | 17 | 19 | 89.47% |
| Q3 2020 | 12 | 17 | 70.59% |
| Q2 2020 | 11 | 10 | 110.00% |
| Q1 2020 | 18 | 16 | 112.50% |
| Q4 2019 | 7 | 5 | 140.00% |
| Q3 2019 | 15 | 2 | 750.00% |
0 total buy trades, and 1 total sell trades (buy/sell ratio of 0.00%) were made by Hercules Capital's insiders, as of Q2 2024.
Open Market Insider Trades Trend
| Date | Buy | Sell | Buy/Sell Ratio |
|---|---|---|---|
| Q2 2024 | - | - | - |
| Q1 2024 | - | - | - |
| Q4 2023 | - | - | - |
| Q3 2023 | - | - | - |
| Q2 2023 | 2 | 1 | 200.00% |
| Q1 2023 | 1 | - | - |
| Q4 2022 | - | 1 | - |
| Q3 2022 | 2 | - | - |
| Q2 2022 | 2 | 1 | 200.00% |
| Q1 2022 | 1 | - | - |
| Q4 2021 | - | 1 | - |
| Q3 2021 | - | - | - |
| Q2 2021 | 1 | 2 | 50.00% |
| Q1 2021 | - | 2 | - |
| Q4 2020 | 1 | - | - |
| Q3 2020 | - | - | - |
| Q2 2020 | - | - | - |
| Q1 2020 | - | - | - |
| Q4 2019 | - | 1 | - |
| Q3 2019 | - | - | - |
As of Q2 2024, Insider owners conducted 0 open market buy trades and 0 open market sell trades of Hercules Capital's stocks.
Hercules Capital Peer Ownership
| Ticker | Company |
|---|---|
| ECC | Eagle Point Credit Company Inc. |
| PFLT | PennantPark Floating Rate Capital Ltd. |
| TRIN | Trinity Capital Inc. |
| MAIN | Main Street Capital Corporation |
| TPVG | TriplePoint Venture Growth BDC Corp. |
| ARCC | Ares Capital Corporation |
| NMFC | New Mountain Finance Corporation |
| PSEC | Prospect Capital Corporation |
| GAIN | Gladstone Investment Corporation |
| TSLX | Sixth Street Specialty Lending, Inc. |
| GBDC | Golub Capital BDC, Inc. |
| FSK | FS KKR Capital Corp. |
| CGBD | Carlyle Secured Lending, Inc. |
| TCPC | BlackRock TCP Capital Corp. |
HTGC Ownership FAQ
Who Owns Hercules Capital?
Hercules Capital is owned by institutional shareholders (23.21%), insiders (1.90%), and public (74.89%). The largest institutional shareholder of Hercules Capital is SOUND INCOME STRATEGIES, LLC (1.84% of total shares) and the top mutual fund owner is FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND (8.00% of total shares).
Who are the major institutional shareholders of Hercules Capital?
Hercules Capital's major institutional shareholders are SOUND INCOME STRATEGIES, LLC, VAN ECK ASSOCIATES CORP, MARSHALL WACE, LLP, LEGAL & GENERAL GROUP PLC, and MORGAN STANLEY. The top five shareholders own together 6.27% of the company's share outstanding.
How many Hercules Capital shareholders are there?
As of Mar 2024, there are 282 institutional shareholders of Hercules Capital.
What percentage of Hercules Capital is owned by SOUND INCOME STRATEGIES, LLC?
SOUND INCOME STRATEGIES, LLC owns 2.65M shares of Hercules Capital, representing 1.84% of the company's total shares outstanding, valued at $48.97B (as of Mar 2024).
What percentage of Hercules Capital is owned by VAN ECK ASSOCIATES CORP?
As of Mar 2024, VAN ECK ASSOCIATES CORP holds 2.53M shares of Hercules Capital (HTGC), compromising 1.75% of the company, valued at $46.6M.
What percentage of Hercules Capital is owned by MARSHALL WACE, LLP?
MARSHALL WACE, LLP is the third largest holder of Hercules Capital. The company owns 1.5M of the company's shares outstanding (worth $27.66M).