Hercules Capital Ownership | Who Owns Hercules Capital?

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Hercules Capital Ownership Summary

Hercules Capital is owned by 24.35% institutional investors, 1.98% insiders, and 73.68% retail investors. Custom index systems is the largest institutional shareholder, holding 10.66% of HTGC shares. Sound Income Strategies Core Plus SMA is the top mutual fund, with 1.61% of its assets in Hercules Capital shares.

HTGC Ownership Benchmark

Type	Name	% Inst	% Insiders	% Retail
Stock	Hercules Capital	24.35%	1.98%	73.68%
Sector	Financial Services Stocks	37.05%	15.59%	47.36%
Industry	Asset Management Stocks	49.15%	11.31%	39.54%

Institutional Shareholders

Top Institutional Shareholders by Total Shares

Holder	Shares	% Holding	Value
Custom index systems	19.27M	10.66%	$28.47K
Sound income strategies	3.38M	1.87%	$49.24M
Van eck associates	3.16M	1.75%	$46.73M
Ubs group	2.49M	1.38%	$36.84M
Two sigma investments, lp	2.32M	1.29%	$34.34M
Qube research	2.24M	1.24%	$33.02M
Two sigma advisers, lp	1.96M	1.11%	$37.00M
Lpl financial	1.80M	0.99%	$26.52M
D. e. shaw	1.55M	0.86%	$22.88M
Legal & general group	1.50M	0.83%	$22.14M

Top Institutional Shareholders by % of Total Assets

Holder	Shares	% Assets	Value
Muzinich	1.35M	6.97%	$19.94M
Melia wealth	799.71K	5.72%	$11.81M
Panoramic investment advisors	799.77K	5.72%	$11.81M
Sound income strategies	3.38M	2.38%	$49.24M
Significant wealth partners	125.14K	2.28%	$1.85M
Smh capital advisors	607.00	1.84%	$606.53K
Triad investment management	312.69K	1.82%	$4.95M
Sage advisors	119.97K	1.50%	$2.26M
Gilman hill asset management	617.83K	1.38%	$9.13M
Taylor frigon capital management	158.49K	1.33%	$2.34M

Top Buyers

Holder	Shares	% Assets	Change
Custom index systems	19.27M	0.01%	19.27M
Ubs group	2.49M	0.01%	822.13K
Panoramic investment advisors	799.77K	5.72%	799.77K
D. e. shaw	1.55M	0.01%	723.42K
Qube research	2.24M	0.04%	709.22K

Top Sellers

Holder	Shares	% Assets	Change
Kingstone capital partners texas	-	-	-28.42M
Point72 asset management	-	-	-557.66K
Blackrock funding, inc. /de	855.05K	0.00%	-477.96K
Connor, clark & lunn investment management	-	-	-434.12K
Millennium management	985.16K	0.01%	-407.32K

New Positions

Holder	Shares	% Assets	Change	Value
Custom index systems	19.27M	0.01%	19.27M	$28.47K
Panoramic investment advisors	799.77K	5.72%	799.77K	$11.81M
Significant wealth partners	125.14K	2.28%	125.14K	$1.85M
Lazard asset management	124.35K	0.00%	124.35K	$1.84M
Mather group, llc.	109.08K	0.02%	109.08K	$1.61M

Sold Out

Holder	Change
Fmr	-1.00
Lindbrook capital	-22.00
Luminist capital	-25.00
Householder group estate & retirement specialist	-34.00
Soa wealth advisors, llc.	-49.00

Institutional Ownership Trends

Date	Holdings	Change %	Shares	Change %	Ownership	Change %	Increased Position	Change %	Decreased Position	Change %
Mar 31, 2026	227	-38.15%	44,010,136	-11.56%	24	3.21%	112	-40.74%	68	-30.61%
Dec 31, 2025	268	-24.72%	30,532,892	-35.12%	16	2.39%	134	-24.72%	73	-23.96%
Sep 30, 2025	337	2.12%	46,441,261	-35.29%	26	1.59%	168	-3.45%	90	5.88%
Jun 30, 2025	333	0.60%	74,530,541	84.83%	42	7.62%	173	-4.95%	87	11.54%
Mar 31, 2025	327	-4.11%	39,282,301	3.81%	22	4.15%	181	-9.50%	77	11.59%

Top Mutual Funds Shareholders

Holder	Shares	% Holding	Change
Sound Income Strategies Core Plus SMA	3.01M	1.61%	646.98K
VanEck BDC Income ETF	2.94M	1.57%	8.32K
Putnam BDC Income ETF	1.21M	0.65%	-
iShares Listed Private Eq ETF USD Dist	657.84K	0.35%	-
Sound Income Strategies Income Plus SMA	571.22K	0.31%	122.93K
Loomis Sayles Core	555.00K	0.30%	-50.00K
Advisors Capital Income w/Growth	336.49K	0.18%	-1.48K
Undrly L&G Pen PMC Diversified	306.57K	0.18%	1.73K
Undrly L&G Diversified Life	304.23K	0.18%	-2.34K
Undrly Fid DC L&G Fut Wld Mlt Asst MAGJ	324.46K	0.18%	30.14K

Recent Insider Transactions

Date	Name	Role	Activity	Value
Mar 26, 2026	BADAVAS ROBERT P	-	Buy	$52.49K
Mar 26, 2026	Loo Wade	-	Buy	$105.00K
Mar 26, 2026	Fallon Thomas J	-	Buy	$104.39K
Mar 26, 2026	Aguirre DeAnne	-	Buy	$105.00K
Mar 26, 2026	Randhawa Paramjeet K	-	Buy	$41.99K

Insider Transactions Trends

Date	Buy	Sell
2026 Q1	16	-
2025 Q4	1	-
2025 Q3	-	-
2025 Q2	7	1
2025 Q1	-	-

HTGC Ownership FAQ

Who Owns Hercules Capital?

Hercules Capital shareholders are primarily institutional investors at 24.35%, followed by 1.98% insiders and 73.67% retail investors. The average institutional ownership in Hercules Capital's industry, Asset Management Stocks, is 49.15%, which Hercules Capital falls below.

Who owns the most shares of Hercules Capital?

Hercules Capital’s largest shareholders are Custom index systems (19.27M shares, 10.66%), Sound income strategies (3.38M shares, 1.87%), and Van eck associates (3.16M shares, 1.75%). Together, they hold 14.28% of Hercules Capital’s total shares outstanding.

Does Blackrock own Hercules Capital?

BlackRock is not among the top 10 institutional shareholders of Hercules Capital.

Who is Hercules Capital’s biggest shareholder by percentage of total assets invested?

Muzinich is Hercules Capital’s biggest shareholder by percentage of total assets invested, with 6.97% of its assets in 1.35M Hercules Capital shares, valued at 19.94M$.

Who is the top mutual fund holder of Hercules Capital shares?

Sound Income Strategies Core Plus SMA is the top mutual fund holder of Hercules Capital shares, with 1.61% of its total shares outstanding invested in 3.01M Hercules Capital shares.

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