Hercules Capital Ownership | Who Owns Hercules Capital?
Hercules Capital Ownership Summary
Hercules Capital is owned by 16.93% institutional investors, 1.71% insiders, and 81.36% retail investors. Van eck associates is the largest institutional shareholder, holding 2.06% of HTGC shares. VanEck BDC Income ETF is the top mutual fund, with 1.43% of its assets in Hercules Capital shares.
HTGC Ownership Benchmark
| Type | Name | % Inst | % Insiders | % Retail |
|---|---|---|---|---|
| Stock | Hercules Capital | 16.93% | 1.71% | 81.36% |
| Sector | Financial Services Stocks | 32.19% | 15.44% | 52.37% |
| Industry | Asset Management Stocks | 46.20% | 8.54% | 45.25% |
Institutional Shareholders
Top Institutional Shareholders by Total Shares
| Holder | Shares | % Holding | Value |
|---|---|---|---|
| Van eck associates | 3.65M | 2.06% | $68.97M |
| Sound income strategies | 2.70M | 1.50% | $51.12M |
| Two sigma advisers, lp | 1.96M | 1.11% | $37.00M |
| Lpl financial | 1.82M | 1.01% | $34.32M |
| Ubs group | 1.67M | 0.93% | $31.46M |
| Legal & general group | 1.38M | 0.77% | $26.00M |
| Two sigma investments, lp | 1.33M | 0.75% | $25.11M |
| Muzinich | 1.34M | 0.74% | $25.14M |
| Blackrock funding, inc. /de | 1.33M | 0.74% | $25.09M |
| Morgan stanley | 1.11M | 0.63% | $20.97M |
Top Institutional Shareholders by % of Total Assets
| Holder | Shares | % Assets | Value |
|---|---|---|---|
| Muzinich | 1.34M | 7.90% | $25.14M |
| Melia wealth | 802.18K | 6.98% | $15.10M |
| Sound income strategies | 2.70M | 2.42% | $51.12M |
| Triad investment management | 104.06K | 1.98% | $1.96B |
| Left brain wealth management | 295.75K | 1.93% | $5.57M |
| Gilman hill asset management | 580.44K | 1.72% | $10.92M |
| Smh capital advisors | 41.06K | 1.57% | $772.84K |
| Taylor frigon capital management | 163.29K | 1.56% | $3.07M |
| Sage advisors | 119.97K | 1.50% | $2.26M |
| Delphi management inc /ma/ | 78.51K | 1.44% | $1.48M |
Top Buyers
| Holder | Shares | % Assets | Change |
|---|---|---|---|
| D. e. shaw | 592.57K | 0.01% | 592.57K |
| Marshall wace, llp | 592.24K | 0.01% | 592.24K |
| Qube research | 1.03M | 0.02% | 446.86K |
| Millennium management | 429.13K | 0.00% | 406.94K |
| Trexquant investment lp | 380.52K | 0.07% | 380.52K |
Top Sellers
| Holder | Shares | % Assets | Change |
|---|---|---|---|
| Kingstone capital partners texas | - | - | -28.42M |
| Hudson bay capital management lp | - | - | -1.06M |
| Connor, clark & lunn investment management | - | - | -434.12K |
| Cubist systematic strategies | 144.26K | 0.01% | -303.38K |
| Miller howard investments inc /ny | - | - | -270.00K |
New Positions
| Holder | Shares | % Assets | Change | Value |
|---|---|---|---|---|
| D. e. shaw | 592.57K | 0.01% | 592.57K | $11.90M |
| Balyasny asset management | 153.11K | 0.00% | 153.11K | $2.80M |
| Triad investment management | 104.06K | 1.98% | 104.06K | $1.96B |
| Lansforsakringar fondforvaltning ab (publ) | 83.98K | 0.01% | 83.98K | $1.58M |
| Axiom advisory | 68.47K | 0.01% | 68.47K | $1.32M |
Sold Out
| Holder | Change |
|---|---|
| Fmr | -1.00 |
| Lindbrook capital | -22.00 |
| Householder group estate & retirement specialist | -34.00 |
| Soa wealth advisors, llc. | -49.00 |
| Roble, belko & company | -56.00 |
Institutional Ownership Trends
| Date | Holdings | Change % | Shares | Change % | Ownership | Change % | Increased Position | Change % | Decreased Position | Change % |
|---|---|---|---|---|---|---|---|---|---|---|
| Dec 31, 2025 | 268 | -24.72% | 30,532,892 | -35.12% | 16 | 2.39% | 134 | -24.72% | 73 | -23.96% |
| Sep 30, 2025 | 337 | 2.12% | 46,441,261 | -35.29% | 26 | 1.59% | 168 | -3.45% | 90 | 5.88% |
| Jun 30, 2025 | 333 | 0.60% | 74,530,541 | 84.83% | 42 | 7.62% | 173 | -4.95% | 87 | 11.54% |
| Mar 31, 2025 | 327 | -4.11% | 39,282,301 | 3.81% | 22 | 4.15% | 181 | -9.50% | 77 | 11.59% |
| Dec 31, 2024 | 214 | -30.07% | 21,014,960 | -34.00% | 13 | 3.34% | 120 | -25.00% | 43 | -44.87% |
Top Mutual Funds Shareholders
| Holder | Shares | % Holding | Change |
|---|---|---|---|
| VanEck BDC Income ETF | 2.63M | 1.43% | - |
| Sound Income Strategies Core Plus SMA | 2.36M | 1.28% | 11.23K |
| Putnam BDC Income ETF | 1.03M | 0.56% | - |
| iShares Listed Private Eq ETF USD Dist | 890.30K | 0.48% | 428.38K |
| Loomis Sayles Core | 555.00K | 0.30% | -50.00K |
| Sound Income Strategies Income Plus SMA | 448.30K | 0.24% | 2.13K |
| Advisors Capital Income w/Growth | 337.97K | 0.18% | 5.95K |
| Undrly L&G Pen PMC Diversified | 306.57K | 0.18% | 1.73K |
| Undrly L&G Diversified Life | 304.23K | 0.18% | -2.34K |
| Advisors Capital Model Inc w/ Gro | 286.28K | 0.18% | 24.62K |
Recent Insider Transactions
| Date | Name | Role | Activity | Value |
|---|---|---|---|---|
| Mar 04, 2026 | Follmann Christian | Chief Operating Officer | Buy | $73.40K |
| Mar 04, 2026 | Follmann Christian | Chief Operating Officer | Sell | $73.40K |
| Mar 04, 2026 | Randhawa Paramjeet K | - | Buy | $45.08K |
| Feb 27, 2026 | Theodosopoulos Nikos | - | Buy | $36.95K |
| Feb 27, 2026 | BADAVAS ROBERT P | - | Buy | $71.35K |
Insider Transactions Trends
| Date | Buy | Sell |
|---|---|---|
| 2026 Q1 | 16 | - |
| 2025 Q4 | 1 | - |
| 2025 Q3 | - | - |
| 2025 Q2 | 7 | 1 |
| 2025 Q1 | - | - |
HTGC Ownership FAQ
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