Hercules Capital Ownership 2024 | Who Owns Hercules Capital Now?
Institutional Ownership
10.39%
Insider Ownership
1.89%
Retail Ownership
87.72%
Institutional Holders
148.00
Hercules Capital Institutional Shareholders
Institutional Shareholders by % of Total Shares
| Name | % Total Shares | % Total Assets | Current Shares | Change Amount | Change % | Market Value | Date |
|---|---|---|---|---|---|---|---|
| VAN ECK ASSOCIATES CORP | 1.79% | 0.08% | 2,824,840 | 298,992 | 11.84% | 57,768,000 | Jun 30, 2024 |
| SOUND INCOME STRATEGIES, LLC | 1.71% | 3.44% | 2,689,673 | 35,554 | 1.34% | 55,003,808 | Jun 30, 2024 |
| LEGAL & GENERAL GROUP PLC | 0.80% | 0.01% | 1,254,410 | 40,128 | 3.30% | 25,658,957 | Jun 30, 2024 |
| MORGAN STANLEY | 0.75% | 0.00% | 1,180,311 | 39,199 | 3.44% | 24,137,378 | Jun 30, 2024 |
| ADVISORS CAPITAL MANAGEMENT, LLC | 0.60% | 0.34% | 946,313 | 18,271 | 1.97% | 19,352,000 | Jun 30, 2024 |
| MARSHALL WACE, LLP | 0.55% | 0.02% | 867,395 | -631,769 | -42.14% | 17,738,228 | Jun 30, 2024 |
| LPL FINANCIAL LLC | 0.54% | 0.01% | 856,288 | 70,159 | 8.92% | 17,511,083 | Jun 30, 2024 |
| ROYAL BANK OF CANADA | 0.51% | 0.00% | 798,230 | 18,450 | 2.37% | 16,324,000 | Jun 30, 2024 |
| MELIA WEALTH LLC | 0.47% | 8.17% | 732,058 | 40,518 | 5.86% | 14,970,589 | Jun 30, 2024 |
| WELLS FARGO & COMPANY/MN | 0.42% | 0.00% | 657,643 | 73,647 | 12.61% | 13,448,805 | Jun 30, 2024 |
| BLACKROCK INC. | 0.41% | 0.00% | 651,944 | 24,496 | 3.90% | 13,332,250 | Jun 30, 2024 |
| GILMAN HILL ASSET MANAGEMENT, LLC | 0.39% | 2.25% | 607,669 | 7,485 | 1.25% | 12,426,839 | Jun 30, 2024 |
| RAYMOND JAMES & ASSOCIATES | 0.38% | 0.01% | 605,633 | -174,315 | -22.35% | 12,385,185 | Jun 30, 2024 |
| TWO SIGMA INVESTMENTS, LP | 0.37% | 0.03% | 586,109 | -28,647 | -4.66% | 11,985,929 | Jun 30, 2024 |
| JPMORGAN CHASE & CO | 0.26% | 0.00% | 404,051 | -131,320 | -24.53% | 8,262,843 | Jun 30, 2024 |
| STIFEL FINANCIAL CORP | 0.25% | 0.01% | 389,732 | 13,034 | 3.46% | 7,969,996 | Jun 30, 2024 |
| S&T BANK/PA | 0.25% | 2.02% | 387,159 | -141,389 | -26.75% | 7,917,000 | Jun 30, 2024 |
| AMERIPRISE FINANCIAL INC | 0.25% | 0.00% | 386,922 | 186,594 | 93.14% | 7,912,937 | Jun 30, 2024 |
| ADVISORS ASSET MANAGEMENT, INC. | 0.24% | 0.15% | 372,267 | -1,740 | -0.47% | 7,612,860 | Jun 30, 2024 |
| MUZINICH & CO., INC. | 0.24% | 5.80% | 371,476 | -6,816 | -1.80% | 7,596,684 | Jun 30, 2024 |
Hercules Capital's largest institutional shareholder is VAN ECK ASSOCIATES CORP, holding 1.79% of the company's total share outstanding, currently valued at $57.77M. The top 10 institutional shareholders own together 8.13% of the company.
Institutional Shareholders by % of Total Assets
| Name | % Total Shares | % Total Assets | Current Shares | Change Amount | Change % | Market Value | Date |
|---|---|---|---|---|---|---|---|
| MELIA WEALTH LLC | 0.47% | 8.17% | 732,058 | 40,518 | 5.86% | 14,970,589 | Jun 30, 2024 |
| MUZINICH & CO., INC. | 0.24% | 5.80% | 371,476 | -6,816 | -1.80% | 7,596,684 | Jun 30, 2024 |
| SOUND INCOME STRATEGIES, LLC | 1.71% | 3.44% | 2,689,673 | 35,554 | 1.34% | 55,003,808 | Jun 30, 2024 |
| CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC | 0.22% | 2.98% | 340,780 | 36,962 | 12.17% | 6,968,951 | Jun 30, 2024 |
| GILMAN HILL ASSET MANAGEMENT, LLC | 0.39% | 2.25% | 607,669 | 7,485 | 1.25% | 12,426,839 | Jun 30, 2024 |
| S&T BANK/PA | 0.25% | 2.02% | 387,159 | -141,389 | -26.75% | 7,917,000 | Jun 30, 2024 |
| LEFT BRAIN WEALTH MANAGEMENT, LLC | 0.13% | 1.91% | 200,081 | 18,680 | 10.30% | 4,091,656 | Jun 30, 2024 |
| NAPA WEALTH MANAGEMENT | 0.07% | 1.57% | 113,897 | 23,577 | 26.10% | 2,329,190 | Jun 30, 2024 |
| MCKINLEY CAPITAL MANAGEMENT LLC | 0.23% | 1.28% | 356,422 | 14,555 | 4.26% | 7,288,831 | Jun 30, 2024 |
| CREEGAN & NASSOURA FINANCIAL GROUP, LLC | 0.05% | 1.15% | 81,620 | -1,000 | -1.21% | 1,669,124 | Jun 30, 2024 |
| TAYLOR FRIGON CAPITAL MANAGEMENT LLC | 0.07% | 1.12% | 114,676 | 3,650 | 3.29% | 2,345,115 | Jun 30, 2024 |
| TRUVESTMENTS CAPITAL LLC | 0.09% | 1.09% | 134,342 | 11,154 | 9.05% | 2,747,285 | Jun 30, 2024 |
| TRUEMARK INVESTMENTS, LLC | 0.09% | 1.03% | 147,418 | 147,418 | 100.00% | 3,014,698 | Jun 30, 2024 |
| MAS ADVISORS LLC | 0.01% | 1.02% | 20,958 | -721 | -3.33% | 428,591 | Jun 30, 2024 |
| FUTURE FINANCIAL WEALTH MANAGMENT LLC | 0.02% | 0.56% | 31,300 | - | - | 640,085 | Jun 30, 2024 |
| GLOBAL ASSETS ADVISORY, LLC | 0.01% | 0.55% | 16,757 | -204,294 | -92.42% | 342,681 | Jun 30, 2024 |
| TECTONIC ADVISORS LLC | 0.24% | 0.55% | 370,206 | 25,343 | 7.35% | 7,570,706 | Jun 30, 2024 |
| LEGACY CAPITAL WEALTH PARTNERS, LLC | 0.06% | 0.51% | 98,034 | 98,034 | 100.00% | 2,004,795 | Jun 30, 2024 |
| 1620 INVESTMENT ADVISORS, INC. | 0.02% | 0.50% | 31,746 | -200 | -0.63% | 649,206 | Jun 30, 2024 |
| GREENWICH INVESTMENT MANAGEMENT, INC. | 0.01% | 0.43% | 23,081 | -630 | -2.66% | 472,006 | Jun 30, 2024 |
The largest Hercules Capital shareholder by % of total assets is MELIA WEALTH LLC. The company owns 732.06K shares of Hercules Capital (HTGC), representing 8.17% of its total assets.
Institutional Buyers
| Name | % Total Shares | % Total Assets | Current Shares | Change Amount | Change % | Market Value | Date |
|---|---|---|---|---|---|---|---|
| STRATEGIC FINANCIAL CONCEPTS, LLC | 0.22% | 0.01% | 353,221 | 336,921 | 2067.00% | 16,300,000 | Jun 30, 2024 |
| VAN ECK ASSOCIATES CORP | 1.79% | 0.08% | 2,824,840 | 298,992 | 11.84% | 57,768,000 | Jun 30, 2024 |
| AMERIPRISE FINANCIAL INC | 0.25% | 0.00% | 386,922 | 186,594 | 93.14% | 7,912,937 | Jun 30, 2024 |
| HRT FINANCIAL LP | 0.15% | 0.03% | 237,534 | 156,800 | 194.22% | 4,857,000 | Jun 30, 2024 |
| TRUEMARK INVESTMENTS, LLC | 0.09% | 1.03% | 147,418 | 147,418 | 100.00% | 3,014,698 | Jun 30, 2024 |
| BANK OF AMERICA CORP /DE/ | 0.17% | 0.00% | 272,878 | 133,188 | 95.35% | 5,580,345 | Jun 30, 2024 |
| JEFFERIES FINANCIAL GROUP INC. | 0.08% | 0.03% | 118,300 | 118,300 | 100.00% | 2,419,235 | Jun 30, 2024 |
| EXODUSPOINT CAPITAL MANAGEMENT, LP | 0.07% | 0.02% | 116,100 | 116,100 | 100.00% | 2,374,000 | Jun 30, 2024 |
| CREDIT AGRICOLE S A | 0.07% | 0.01% | 115,139 | 115,139 | 100.00% | 2,354,593 | Jun 30, 2024 |
| LEGACY CAPITAL WEALTH PARTNERS, LLC | 0.06% | 0.51% | 98,034 | 98,034 | 100.00% | 2,004,795 | Jun 30, 2024 |
| WELLS FARGO & COMPANY/MN | 0.42% | 0.00% | 657,643 | 73,647 | 12.61% | 13,448,805 | Jun 30, 2024 |
| GOLDMAN SACHS GROUP INC | 0.15% | 0.00% | 230,093 | 71,041 | 44.67% | 4,705,402 | Jun 30, 2024 |
| LPL FINANCIAL LLC | 0.54% | 0.01% | 856,288 | 70,159 | 8.92% | 17,511,083 | Jun 30, 2024 |
| AXIOM ADVISORY, LLC | 0.04% | 0.01% | 68,467 | 68,467 | 100.00% | 1,317,414 | Jun 30, 2024 |
| JEFFERIES FINANCIAL GROUP INC. | 0.04% | 0.01% | 63,533 | 63,533 | 100.00% | 1,299,250 | Jun 30, 2024 |
| GLOBAL RETIREMENT PARTNERS, LLC | 0.03% | 0.03% | 48,406 | 44,401 | 1108.64% | 989,894 | Jun 30, 2024 |
| MELIA WEALTH LLC | 0.47% | 8.17% | 732,058 | 40,518 | 5.86% | 14,970,589 | Jun 30, 2024 |
| LEGAL & GENERAL GROUP PLC | 0.80% | 0.01% | 1,254,410 | 40,128 | 3.30% | 25,658,957 | Jun 30, 2024 |
| MORGAN STANLEY | 0.75% | 0.00% | 1,180,311 | 39,199 | 3.44% | 24,137,378 | Jun 30, 2024 |
| ENVESTNET ASSET MANAGEMENT INC | 0.12% | 0.00% | 186,835 | 38,131 | 25.64% | 3,820,783 | Jun 30, 2024 |
As of Jun 30 2024, Hercules Capital's largest institutional buyer is STRATEGIC FINANCIAL CONCEPTS, LLC. The company purchased 336.92K stocks of HTGC, valued at $16.30M.
Institutional Sellers
| Name | % Total Shares | % Total Assets | Current Shares | Change Amount | Change % | Market Value | Date |
|---|---|---|---|---|---|---|---|
| HUDSON BAY CAPITAL MANAGEMENT LP | - | - | - | -1,056,266 | -100.00% | - | Jun 30, 2024 |
| MARSHALL WACE, LLP | 0.55% | 0.02% | 867,395 | -631,769 | -42.14% | 17,738,228 | Jun 30, 2024 |
| MILLER HOWARD INVESTMENTS INC /NY | - | - | - | -270,000 | -100.00% | - | Jun 30, 2024 |
| GLOBAL ASSETS ADVISORY, LLC | 0.01% | 0.55% | 16,757 | -204,294 | -92.42% | 342,681 | Jun 30, 2024 |
| RAYMOND JAMES & ASSOCIATES | 0.38% | 0.01% | 605,633 | -174,315 | -22.35% | 12,385,185 | Jun 30, 2024 |
| CUBIST SYSTEMATIC STRATEGIES, LLC | - | - | - | -171,182 | -100.00% | - | Jun 30, 2024 |
| TUDOR INVESTMENT CORP ET AL | - | - | - | -148,907 | -100.00% | - | Jun 30, 2024 |
| S&T BANK/PA | 0.25% | 2.02% | 387,159 | -141,389 | -26.75% | 7,917,000 | Jun 30, 2024 |
| JPMORGAN CHASE & CO | 0.26% | 0.00% | 404,051 | -131,320 | -24.53% | 8,262,843 | Jun 30, 2024 |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC | 0.03% | 0.00% | 39,549 | -107,589 | -73.12% | 808,777 | Jun 30, 2024 |
| SIGNIFICANT WEALTH PARTNERS LLC | - | - | - | -86,717 | -100.00% | - | Jun 30, 2024 |
| MILLENNIUM MANAGEMENT LLC | 0.02% | 0.00% | 33,046 | -71,158 | -68.29% | 675,791 | Jun 30, 2024 |
| TREXQUANT INVESTMENT LP | - | - | - | -68,298 | -100.00% | - | Jun 30, 2024 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 0.01% | 0.04% | 20,752 | -59,626 | -74.18% | 424,378 | Jun 30, 2024 |
| SCHONFELD STRATEGIC ADVISORS LLC | - | - | - | -55,600 | -100.00% | - | Jun 30, 2024 |
| ABUNDANCE WEALTH COUNSELORS | - | - | - | -50,978 | -100.00% | - | Jun 30, 2024 |
| CHESAPEAKE CAPITAL CORP /IL/ | - | - | - | -44,526 | -100.00% | - | Jun 30, 2024 |
| TWINBEECH CAPITAL LP | - | - | - | -37,958 | -100.00% | - | Jun 30, 2024 |
| ALLIANCEBERNSTEIN L.P. | 0.07% | 0.00% | 109,163 | -31,000 | -22.12% | 2,232,383 | Jun 30, 2024 |
| TWO SIGMA INVESTMENTS, LP | 0.37% | 0.03% | 586,109 | -28,647 | -4.66% | 11,985,929 | Jun 30, 2024 |
As of Jun 30 2024, Hercules Capital's biggest institutional seller is HUDSON BAY CAPITAL MANAGEMENT LP. The company sold -1.06M shares of HTGC, valued at -.
Institutional New positions
| Name | % Total Shares | % Total Assets | Current Shares | Change Amount | Change % | Market Value | Date |
|---|---|---|---|---|---|---|---|
| TRUEMARK INVESTMENTS, LLC | 0.09% | 1.03% | 147,418 | 147,418 | 100.00% | 3,014,698 | Jun 30, 2024 |
| CREDIT AGRICOLE S A | 0.07% | 0.01% | 115,139 | 115,139 | 100.00% | 2,354,593 | Jun 30, 2024 |
| AXIOM ADVISORY, LLC | 0.04% | 0.01% | 68,467 | 68,467 | 100.00% | 1,317,414 | Jun 30, 2024 |
| MAGNETAR FINANCIAL LLC | 0.02% | 0.01% | 35,064 | 35,064 | 100.00% | 717,059 | Jun 30, 2024 |
| MORSE ASSET MANAGEMENT, INC | 0.02% | 0.17% | 34,300 | 34,300 | 100.00% | 701,000 | Jun 30, 2024 |
| TFG ADVISERS LLC | 0.01% | 0.15% | 18,906 | 18,906 | 100.00% | 386,618 | Jun 30, 2024 |
| PROSSIMO ADVISORS, LLC | 0.01% | 0.31% | 16,949 | 16,949 | 100.00% | 347,000 | Jun 30, 2024 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | 0.01% | 0.01% | 16,405 | 16,405 | 100.00% | 335,482 | Jun 30, 2024 |
| AXXCESS WEALTH MANAGEMENT, LLC | 0.01% | 0.01% | 15,302 | 15,302 | 100.00% | 312,926 | Jun 30, 2024 |
| BROOKSTONE CAPITAL MANAGEMENT | 0.01% | 0.00% | 11,024 | 11,024 | 100.00% | 235,032 | Jun 30, 2024 |
| AUTUMN GLORY PARTNERS, LLC | 0.01% | 0.11% | 10,500 | 10,500 | 100.00% | 214,725 | Jun 30, 2024 |
| EVERGREEN CAPITAL MANAGEMENT LLC | 0.01% | 0.01% | 10,108 | 10,108 | 100.00% | 206,710 | Jun 30, 2024 |
| PEGASUS PARTNERS LTD. | 0.01% | 0.02% | 9,907 | 9,907 | 100.00% | 202,599 | Jun 30, 2024 |
| ARLINGTON TRUST CO LLC | 0.00% | 0.03% | 6,000 | 6,000 | 100.00% | 122,700 | Jun 30, 2024 |
| FLPUTNAM INVESTMENT MANAGEMENT CO | 0.00% | 0.00% | 5,381 | 5,381 | 100.00% | 110,041 | Jun 30, 2024 |
| HHM WEALTH ADVISORS, LLC | 0.00% | 0.00% | 1,500 | 1,500 | 100.00% | 30,675 | Jun 30, 2024 |
| JONES FINANCIAL COMPANIES LLLP | 0.00% | - | 1,288 | 1,288 | 100.00% | 26,337 | Jun 30, 2024 |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | 0.00% | 0.00% | 700 | 700 | 100.00% | 14,315 | Jun 30, 2024 |
| SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC | 0.00% | 0.00% | 275 | 275 | 100.00% | 5,624 | Jun 30, 2024 |
| TRIAD WEALTH PARTNERS, LLC | 0.00% | 0.00% | 250 | 250 | 100.00% | 5,113 | Jun 30, 2024 |
| CASTLEVIEW PARTNERS, LLC | 0.00% | 0.00% | 250 | 250 | 100.00% | 5,113 | Jun 30, 2024 |
| 0.00% | 0.00% | 229 | 229 | 100.00% | 4,683 | Jun 30, 2024 | |
| COPPELL ADVISORY SOLUTIONS LLC | - | - | 12 | 12 | 100.00% | 245 | Jun 30, 2024 |
| FARTHER FINANCE ADVISORS, LLC | - | - | 4 | 4 | 100.00% | 82 | Jun 30, 2024 |
Hercules Capital's largest new institutional shareholder by number of shares is TRUEMARK INVESTMENTS, LLC, purchased 147.42K shares, valued at $3.01M, as of undefined.
Institutional Sold Out
| Name | % Total Shares | % Total Assets | Current Shares | Change Amount | Change % | Market Value | Date |
|---|---|---|---|---|---|---|---|
| HUDSON BAY CAPITAL MANAGEMENT LP | - | - | - | -1,056,266 | -100.00% | - | Jun 30, 2024 |
| MILLER HOWARD INVESTMENTS INC /NY | - | - | - | -270,000 | -100.00% | - | Jun 30, 2024 |
| CUBIST SYSTEMATIC STRATEGIES, LLC | - | - | - | -171,182 | -100.00% | - | Jun 30, 2024 |
| TUDOR INVESTMENT CORP ET AL | - | - | - | -148,907 | -100.00% | - | Jun 30, 2024 |
| SIGNIFICANT WEALTH PARTNERS LLC | - | - | - | -86,717 | -100.00% | - | Jun 30, 2024 |
| TREXQUANT INVESTMENT LP | - | - | - | -68,298 | -100.00% | - | Jun 30, 2024 |
| SCHONFELD STRATEGIC ADVISORS LLC | - | - | - | -55,600 | -100.00% | - | Jun 30, 2024 |
| ABUNDANCE WEALTH COUNSELORS | - | - | - | -50,978 | -100.00% | - | Jun 30, 2024 |
| CHESAPEAKE CAPITAL CORP /IL/ | - | - | - | -44,526 | -100.00% | - | Jun 30, 2024 |
| TWINBEECH CAPITAL LP | - | - | - | -37,958 | -100.00% | - | Jun 30, 2024 |
| SQUAREPOINT OPS LLC | - | - | - | -28,167 | -100.00% | - | Jun 30, 2024 |
| SAGE MOUNTAIN ADVISORS LLC | - | - | - | -25,458 | -100.00% | - | Jun 30, 2024 |
| BAIRD FINANCIAL GROUP, INC. | - | - | - | -24,216 | -100.00% | - | Jun 30, 2024 |
| PEAK6 INVESTMENTS LLC | - | - | - | -22,800 | -100.00% | - | Jun 30, 2024 |
| CAPSTONE INVESTMENT ADVISORS, LLC | - | - | - | -17,163 | -100.00% | - | Jun 30, 2024 |
| FOURTHOUGHT FINANCIAL PARTNERS, LLC | - | - | - | -16,604 | -100.00% | - | Jun 30, 2024 |
| AIGEN INVESTMENT MANAGEMENT, LP | - | - | - | -15,372 | -100.00% | - | Jun 30, 2024 |
| CREATIVEONE WEALTH, LLC | - | - | - | -13,950 | -100.00% | - | Jun 30, 2024 |
| MUTUAL ADVISORS, LLC | - | - | - | -13,884 | -100.00% | - | Jun 30, 2024 |
| DARK FOREST CAPITAL MANAGEMENT LP | - | - | - | -11,709 | -100.00% | - | Jun 30, 2024 |
| POINT72 ASSET MANAGEMENT, L.P. | - | - | - | -10,400 | -100.00% | - | Jun 30, 2024 |
| FIRST MANHATTAN CO. LLC. | - | - | - | -5,825 | -100.00% | - | Jun 30, 2024 |
| ORION CAPITAL MANAGEMENT LLC | - | - | - | -4,000 | -100.00% | - | Jun 30, 2024 |
| FIRST COMMAND ADVISORY SERVICES, INC. | - | - | - | -1,075 | -100.00% | - | Jun 30, 2024 |
| POINT72 HONG KONG LTD | - | - | - | -813 | -100.00% | - | Jun 30, 2024 |
| CORE WEALTH ADVISORS, INC. | - | - | - | -645 | -100.00% | - | Jun 30, 2024 |
| NATIONAL BANK OF CANADA /FI/ | - | - | - | -300 | -100.00% | - | Jun 30, 2024 |
| OLD POINT TRUST & FINANCIAL SERVICES N A | - | - | - | -250 | -100.00% | - | Jun 30, 2024 |
| CAPE INVESTMENT ADVISORY, INC. | - | - | - | -135 | -100.00% | - | Jun 30, 2024 |
| HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALIST, LLC | - | - | - | -34 | -100.00% | - | Jun 30, 2024 |
| POINT72 (DIFC) LTD | - | - | - | -32 | -100.00% | - | Jun 30, 2024 |
| CORECAP ADVISORS, LLC | - | - | - | -28 | -100.00% | - | Jun 30, 2024 |
| FINANCIAL GRAVITY ASSET MANAGEMENT, INC. | - | - | - | -4 | -100.00% | - | Jun 30, 2024 |
| FMR LLC | - | - | - | -2 | -100.00% | - | Jun 30, 2024 |
Hercules Capital's largest sold out institutional shareholder by shares sold is HUDSON BAY CAPITAL MANAGEMENT LP, sold -1.06M shares, valued at -, as of undefined.
Hercules Capital Mutual Fund Holders
| Name | % Total Assets | Total Shares | Change Amount | Change % | Date |
|---|---|---|---|---|---|
| FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND | 8.00% | 340,000 | - | - | Feb 29, 2024 |
| DSS AMERICAFIRST QUANTITATIVE FUNDS | 2.68% | 17,668 | - | - | Mar 31, 2021 |
| PFM Multi-Manager Series Trust | 1.03% | 847,994 | - | - | Dec 31, 2023 |
| Miller/Howard High Income Equity Fund | 0.49% | 270,000 | - | - | Jan 31, 2024 |
| FPA NEW INCOME INC | 0.36% | 33,097,412 | - | - | Jun 30, 2023 |
| RiverNorth Specialty Finance Corp | 0.35% | 1,000,000 | 1,000,000 | - | Sep 30, 2020 |
| SOURCE CAPITAL INC /DE/ | 0.32% | 632,664 | - | - | Mar 31, 2024 |
| DELAWARE GROUP EQUITY FUNDS IV | 0.29% | 337,200 | - | - | Mar 28, 2024 |
| ALLSPRING GLOBAL DIVIDEND OPPORTUNITY FUND | 0.20% | 133,366 | - | - | Jan 31, 2024 |
| SOURCE CAPITAL INC /DE/ | 0.17% | 340,351 | - | - | Mar 31, 2024 |
| BBH Trust | 0.16% | 15,372,709 | - | - | Jan 31, 2024 |
| FPA NEW INCOME INC | 0.14% | 12,553,776 | - | - | Jun 30, 2023 |
| AMERICAN CENTURY VARIABLE PORTFOLIOS II INC | 0.12% | 1,062,000 | - | - | Mar 31, 2024 |
| ANCORA TRUST | 0.11% | 23,000 | - | - | Mar 31, 2024 |
| ARCHER INVESTMENT SERIES TRUST | 0.10% | 32,000 | - | - | Feb 29, 2024 |
| T. Rowe Price Small-Cap Value Fund, Inc. | 0.10% | 783,970 | - | - | Mar 31, 2024 |
| Primark Private Equity Investments Fund | 0.09% | 32,132 | - | - | Dec 31, 2023 |
| Ultimus Managers Trust | 0.09% | 1,000,000 | - | - | Feb 29, 2024 |
| AMERICAN CENTURY INVESTMENT TRUST | 0.09% | 12,278,000 | - | - | Mar 31, 2024 |
| PIONEER SHORT TERM INCOME FUND | 0.08% | 504,181 | - | - | Feb 29, 2024 |
| AMERICAN CENTURY VARIABLE PORTFOLIOS II INC | 0.06% | 521,000 | - | - | Mar 31, 2024 |
| RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. | 0.06% | 500,000 | - | - | Mar 31, 2023 |
| AMERICAN CENTURY GOVERNMENT INCOME TRUST | 0.05% | 2,560,000 | - | - | Mar 31, 2024 |
| Flat Rock Opportunity Fund | 0.05% | 247,883 | - | - | Mar 31, 2024 |
| NORTHERN LIGHTS FUND TRUST II | 0.05% | 575,000 | - | - | Mar 31, 2024 |
| AMERICAN CENTURY VARIABLE PORTFOLIOS INC | 0.04% | 109,000 | - | - | Mar 31, 2024 |
| ADVISORS' INNER CIRCLE FUND | 0.04% | 1,000,000 | - | - | Jan 31, 2024 |
| AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. | 0.04% | 86,211 | - | - | Mar 31, 2024 |
| ALPS Variable Investment Trust | 0.04% | 11,100 | 400 | 3.74% | Dec 31, 2023 |
| AMERICAN CENTURY MUTUAL FUNDS, INC. | 0.03% | 303,000 | - | - | Jan 31, 2024 |
| PIONEER SHORT TERM INCOME FUND | 0.03% | 191,810 | - | - | Feb 29, 2024 |
| DELAWARE INVESTMENTS DIVIDEND & INCOME FUND, INC | 0.03% | 7,218 | - | - | Feb 28, 2023 |
| AMERICAN CENTURY INVESTMENT TRUST | 0.03% | 3,859,000 | - | - | Mar 31, 2024 |
| Putnam ETF Trust | 0.03% | 229,005 | 49,983 | 27.92% | Jan 31, 2024 |
| ETFis Series Trust I | 0.02% | 32,015 | 5,423 | 20.39% | Jan 31, 2024 |
| ADVISORS' INNER CIRCLE FUND | 0.02% | 537,660 | - | - | Jan 31, 2024 |
| SIT MUTUAL FUNDS INC | 0.02% | 7,725 | - | - | Mar 28, 2024 |
| RiverNorth Funds | 0.02% | 500,000 | - | - | Dec 31, 2023 |
| JOHN HANCOCK BOND TRUST | 0.02% | 1,313,000 | - | - | Feb 29, 2024 |
| BBH Trust | 0.02% | 1,821,852 | - | - | Jan 31, 2024 |
| AMERICAN CENTURY INVESTMENT TRUST | 0.02% | 2,718,000 | - | - | Mar 31, 2024 |
| LORD ABBETT SECURITIES TRUST | 0.02% | 89,200 | - | - | Jan 31, 2024 |
| AMERICAN CENTURY VARIABLE PORTFOLIOS INC | 0.02% | 41,000 | - | - | Mar 31, 2024 |
| Pear Tree Funds | 0.02% | 125,545 | - | - | Mar 31, 2024 |
| DIREXION FUNDS | 0.01% | 20,200 | - | - | Feb 29, 2024 |
| Delaware Enhanced Global Dividend & Income Fund | 0.01% | 4,796 | - | - | Feb 28, 2023 |
| Miller Investment Trust | 0.01% | 100,000 | - | - | Jan 31, 2024 |
| GraniteShares ETF Trust | 0.01% | 47,317 | - | - | Mar 31, 2024 |
| BNY Mellon Strategic Funds, Inc. | 0.01% | 24,007 | - | - | Mar 31, 2024 |
| PIONEER SERIES TRUST X | 0.01% | 500,000 | - | - | Mar 28, 2024 |
| AdvisorShares Trust | 0.01% | 33,074 | - | - | Mar 28, 2024 |
| AMERICAN CENTURY ETF TRUST | 0.01% | 791,000 | - | - | Feb 29, 2024 |
| DELAWARE VIP TRUST | 0.01% | 24,431 | - | - | Mar 28, 2024 |
| FPA FUNDS TRUST | 0.01% | 973,751 | - | - | Feb 29, 2024 |
| RiverNorth Specialty Finance Corp | 0.01% | 18,288 | 18,288 | - | Sep 30, 2020 |
| RUSSELL INVESTMENT CO | 0.01% | 1,949,000 | - | - | Jan 31, 2024 |
| FPA FUNDS TRUST | 0.01% | 814,121 | - | - | Feb 29, 2024 |
| SCM Trust | 0.01% | 15,550 | - | - | Dec 31, 2023 |
| Tidal ETF Trust | 0.00% | 61,834 | 3,432 | 5.88% | Feb 29, 2024 |
| LITMAN GREGORY FUNDS TRUST | 0.00% | 230,746 | - | - | Mar 31, 2024 |
| Invesco Exchange-Traded Fund Trust II | 0.00% | 1,049,865 | - | - | Jan 31, 2024 |
| Innovator ETFs Trust | 0.00% | 9,976 | - | - | Jan 31, 2024 |
| SEI Catholic Values Trust | 0.00% | 6,250 | - | - | Feb 29, 2024 |
| NORTHERN LIGHTS FUND TRUST III | 0.00% | 27,500 | - | - | Jan 31, 2024 |
| LoCorr Investment Trust | 0.00% | 50,066 | - | - | Mar 31, 2024 |
| ALPS ETF Trust | 0.00% | 23,334 | - | - | Feb 29, 2024 |
| ETF Series Solutions | 0.00% | 31,181 | - | - | Jan 31, 2024 |
| JOHN HANCOCK VARIABLE INSURANCE TRUST | 0.00% | 3,059,000 | - | - | Mar 31, 2024 |
| HENNESSY FUNDS TRUST | 0.00% | 2,325 | - | - | Jan 31, 2024 |
| Brinker Capital Destinations Trust | 0.00% | 71,668 | - | - | Feb 29, 2024 |
| LITMAN GREGORY FUNDS TRUST | 0.00% | 69,523 | - | - | Mar 31, 2024 |
| NORTHWESTERN MUTUAL SERIES FUND INC | 0.00% | 109,248 | - | - | Mar 31, 2024 |
| Dunham Funds | 0.00% | 55,580 | - | - | Jan 31, 2024 |
| DELAWARE GROUP EQUITY FUNDS V | 0.00% | 46,329 | - | - | Feb 29, 2024 |
| INVESCO EXCHANGE-TRADED FUND TRUST | 0.00% | 64,914 | 15,696 | 31.89% | Jan 31, 2024 |
| AMERICAN CENTURY ETF TRUST | 0.00% | 83,000 | - | - | Feb 29, 2024 |
| Global X Funds | 0.00% | 25,226 | - | - | Jan 31, 2024 |
| JPMorgan Trust I | 0.00% | 705,000 | - | - | Jan 31, 2024 |
| Investment Managers Series Trust II | 0.00% | 6,000 | - | - | Jan 31, 2024 |
| Virtus Investment Trust | 0.00% | 12,197 | - | - | Mar 28, 2024 |
| FINANCIAL INVESTORS TRUST | 0.00% | 28,000 | 2,000 | 7.69% | Jan 31, 2024 |
| NORTHERN FUNDS | 0.00% | 21,754 | -20,251 | -48.21% | Mar 28, 2024 |
| PROSHARES TRUST | 0.00% | 18,485 | -105 | -0.56% | Feb 29, 2024 |
| ADVANCED SERIES TRUST | 0.00% | 232,115 | - | - | Mar 28, 2024 |
| AMERICAN CENTURY INTERNATIONAL BOND FUNDS | 0.00% | 887,000 | - | - | Jan 31, 2024 |
| Northern Lights Fund Trust IV | 0.00% | 20,792 | 781 | 3.90% | Feb 29, 2024 |
| USAA MUTUAL FUNDS TRUST | 0.00% | 14,296 | - | - | Jan 31, 2024 |
| AMERICAN CENTURY INTERNATIONAL BOND FUNDS | 0.00% | 776,000 | - | - | Jan 31, 2024 |
| VanEck ETF Trust | 0.00% | 2,630,259 | 552,773 | 26.61% | Jan 31, 2024 |
| Natixis Funds Trust II | 0.00% | 6,053 | - | - | Feb 29, 2024 |
| PIMCO Equity Series | 0.00% | 6,289 | - | - | Mar 31, 2024 |
| SEI INSTITUTIONAL MANAGED TRUST | 0.00% | 45,031 | - | - | Dec 31, 2023 |
| WisdomTree Trust | 0.00% | 22,487 | - | - | Feb 29, 2024 |
| JOHN HANCOCK STRATEGIC SERIES | 0.00% | 48,000 | - | - | Feb 29, 2024 |
| Blackstone Alternative Investment Funds | 0.00% | 400 | -200 | -33.33% | Mar 31, 2024 |
| FIRST TRUST EXCHANGE-TRADED FUND VIII | 0.00% | 291 | - | - | Feb 29, 2024 |
| WILSHIRE MUTUAL FUNDS INC | 0.00% | 775 | - | - | Dec 31, 2023 |
| AQR Funds | 0.00% | 1,225,000 | - | - | Mar 31, 2024 |
| Series Portfolios Trust | 0.00% | 8 | - | - | Jan 31, 2024 |
| JOHN HANCOCK VARIABLE INSURANCE TRUST | 0.00% | 2,213 | - | - | Mar 31, 2024 |
Hercules Capital's largest mutual fund holder by % of total assets is "FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND", owning 340.00K shares, compromising 8.00% of its total assets.
Hercules Capital Institutional Ownership Trends
Institutional Holdings Trend
| Date | Holdings | Change % |
|---|---|---|
| 30 Jun, 24 | 148 | -50.50% |
| 31 Mar, 24 | 299 | 2.40% |
| 31 Dec, 23 | 292 | 8.96% |
| 30 Sep, 23 | 268 | 4.69% |
| 30 Jun, 23 | 256 | -4.83% |
| 31 Mar, 23 | 269 | 0.37% |
| 31 Dec, 22 | 268 | 12.13% |
| 30 Sep, 22 | 239 | -4.78% |
| 30 Jun, 22 | 251 | 1.21% |
| 31 Mar, 22 | 248 | -3.88% |
| 31 Dec, 21 | 258 | 11.69% |
| 30 Sep, 21 | 231 | 2.67% |
| 30 Jun, 21 | 225 | 2.27% |
| 31 Mar, 21 | 220 | 8.91% |
| 31 Dec, 20 | 202 | 7.45% |
| 30 Sep, 20 | 188 | -3.09% |
| 30 Jun, 20 | 194 | -4.90% |
| 31 Mar, 20 | 204 | 7.94% |
| 31 Dec, 19 | 189 | 5.00% |
| 30 Sep, 19 | 180 | -3.23% |
| 30 Jun, 19 | 186 | 6.90% |
| 31 Mar, 19 | 174 | 1.16% |
| 31 Dec, 18 | 172 | -5.49% |
| 30 Sep, 18 | 182 | 4.00% |
| 30 Jun, 18 | 175 | 8.02% |
| 31 Mar, 18 | 162 | -2.41% |
| 31 Dec, 17 | 166 | 9.93% |
| 30 Sep, 17 | 151 | -10.12% |
| 30 Jun, 17 | 168 | 4.35% |
| 31 Mar, 17 | 161 | 3.87% |
| 31 Dec, 16 | 155 | 2.65% |
| 30 Sep, 16 | 151 | -3.21% |
| 30 Jun, 16 | 156 | 5.41% |
| 31 Mar, 16 | 148 | - |
| 31 Dec, 15 | 148 | 0.68% |
| 30 Sep, 15 | 147 | 5.00% |
| 30 Jun, 15 | 140 | -1.41% |
| 31 Mar, 15 | 142 | -2.74% |
| 31 Dec, 14 | 146 | 5.80% |
| 30 Sep, 14 | 138 | -12.10% |
| 30 Jun, 14 | 157 | -3.09% |
| 31 Mar, 14 | 162 | 5.88% |
| 31 Dec, 13 | 153 | 9.29% |
| 30 Sep, 13 | 140 | 6.06% |
| 30 Jun, 13 | 132 | 153.85% |
| 31 Mar, 13 | 52 | 6.12% |
| 31 Dec, 12 | 49 | 4.26% |
| 30 Sep, 12 | 47 | -6.00% |
| 30 Jun, 12 | 50 | 4.17% |
| 31 Mar, 12 | 48 | 20.00% |
| 31 Dec, 11 | 40 | 2.56% |
| 30 Sep, 11 | 39 | -20.41% |
| 30 Jun, 11 | 49 | 4.26% |
| 31 Mar, 11 | 47 | 11.90% |
| 31 Dec, 10 | 42 | 16.67% |
| 30 Sep, 10 | 36 | 2.86% |
| 30 Jun, 10 | 35 | -2.78% |
| 31 Mar, 10 | 36 | 24.14% |
| 31 Dec, 09 | 29 | -9.38% |
| 30 Sep, 09 | 32 | -8.57% |
| 30 Jun, 09 | 35 | 25.00% |
| 31 Mar, 09 | 28 | -17.65% |
| 31 Dec, 08 | 34 | 25.93% |
| 30 Sep, 08 | 27 | 28.57% |
| 30 Jun, 08 | 21 | -16.00% |
| 31 Mar, 08 | 25 | -10.71% |
| 31 Dec, 07 | 28 | 21.74% |
| 30 Sep, 07 | 23 | -20.69% |
| 30 Jun, 07 | 29 | 107.14% |
| 31 Mar, 07 | 14 | -6.67% |
| 31 Dec, 06 | 15 | 50.00% |
| 30 Sep, 06 | 10 | 11.11% |
| 30 Jun, 06 | 9 | -18.18% |
| 31 Mar, 06 | 11 | 37.50% |
| 31 Dec, 05 | 8 | - |
| 30 Sep, 05 | 8 | 60.00% |
| 30 Jun, 05 | 5 | - |
As of 30 Jun 24, 148 institutions are holding Hercules Capital's shares, representing a decrease of -50.50% compared to the previous quarter.
Shares Outstanding Trend
| Date | Shares Outstanding | Change % |
|---|---|---|
| 30 Jun, 24 | 16,352,827 | -51.55% |
| 31 Mar, 24 | 33,753,954 | 8.04% |
| 31 Dec, 23 | 31,243,236 | 8.19% |
| 30 Sep, 23 | 28,877,761 | 3.91% |
| 30 Jun, 23 | 27,791,301 | -10.02% |
| 31 Mar, 23 | 30,886,532 | -5.57% |
| 31 Dec, 22 | 32,707,461 | 5.66% |
| 30 Sep, 22 | 30,955,554 | 2.97% |
| 30 Jun, 22 | 30,061,908 | 0.16% |
| 31 Mar, 22 | 30,012,868 | -2.94% |
| 31 Dec, 21 | 30,923,347 | 1.19% |
| 30 Sep, 21 | 30,559,988 | -3.52% |
| 30 Jun, 21 | 31,674,831 | 0.08% |
| 31 Mar, 21 | 31,650,192 | -5.68% |
| 31 Dec, 20 | 33,556,935 | 1.32% |
| 30 Sep, 20 | 33,118,881 | -6.01% |
| 30 Jun, 20 | 35,237,930 | -6.37% |
| 31 Mar, 20 | 37,637,213 | 6.97% |
| 31 Dec, 19 | 35,185,554 | 1.25% |
| 30 Sep, 19 | 34,750,741 | -1.05% |
| 30 Jun, 19 | 35,121,060 | 10.00% |
| 31 Mar, 19 | 31,926,899 | -9.30% |
| 31 Dec, 18 | 35,199,607 | -3.69% |
| 30 Sep, 18 | 36,548,225 | 0.99% |
| 30 Jun, 18 | 36,190,774 | 9.39% |
| 31 Mar, 18 | 33,085,200 | -2.78% |
| 31 Dec, 17 | 34,029,870 | 3.86% |
| 30 Sep, 17 | 32,765,328 | -7.45% |
| 30 Jun, 17 | 35,401,796 | -1.75% |
| 31 Mar, 17 | 36,031,021 | 4.68% |
| 31 Dec, 16 | 34,420,557 | 8.32% |
| 30 Sep, 16 | 31,777,505 | 4.91% |
| 30 Jun, 16 | 30,291,689 | 5.15% |
| 31 Mar, 16 | 28,808,274 | -0.34% |
| 31 Dec, 15 | 28,906,178 | -1.48% |
| 30 Sep, 15 | 29,341,438 | 5.59% |
| 30 Jun, 15 | 27,787,120 | 3.78% |
| 31 Mar, 15 | 26,774,396 | 0.00% |
| 31 Dec, 14 | 26,773,519 | 2.09% |
| 30 Sep, 14 | 26,224,744 | -10.65% |
| 30 Jun, 14 | 29,350,238 | -7.07% |
| 31 Mar, 14 | 31,584,724 | 1.88% |
| 31 Dec, 13 | 31,002,000 | -6.34% |
| 30 Sep, 13 | 33,099,626 | -1.76% |
| 30 Jun, 13 | 33,692,999 | 91.78% |
| 31 Mar, 13 | 17,568,778 | 3.10% |
| 31 Dec, 12 | 17,040,399 | 13.51% |
| 30 Sep, 12 | 15,012,613 | -2.53% |
| 30 Jun, 12 | 15,402,380 | -5.50% |
| 31 Mar, 12 | 16,297,971 | 13.75% |
| 31 Dec, 11 | 14,327,906 | -0.46% |
| 30 Sep, 11 | 14,394,282 | -22.24% |
| 30 Jun, 11 | 18,510,958 | 11.85% |
| 31 Mar, 11 | 16,549,254 | 29.73% |
| 31 Dec, 10 | 12,756,397 | 26.60% |
| 30 Sep, 10 | 10,076,216 | -7.61% |
| 30 Jun, 10 | 10,905,831 | -3.97% |
| 31 Mar, 10 | 11,356,989 | 34.79% |
| 31 Dec, 09 | 8,425,574 | 0.32% |
| 30 Sep, 09 | 8,398,739 | 8.94% |
| 30 Jun, 09 | 7,709,688 | -7.72% |
| 31 Mar, 09 | 8,354,247 | -15.91% |
| 31 Dec, 08 | 9,935,214 | 13.02% |
| 30 Sep, 08 | 8,790,445 | 29.93% |
| 30 Jun, 08 | 6,765,762 | -17.92% |
| 31 Mar, 08 | 8,243,288 | -26.41% |
| 31 Dec, 07 | 11,201,169 | 58.11% |
| 30 Sep, 07 | 7,084,556 | -21.11% |
| 30 Jun, 07 | 8,980,546 | 77.12% |
| 31 Mar, 07 | 5,070,342 | -17.84% |
| 31 Dec, 06 | 6,171,107 | 34.48% |
| 30 Sep, 06 | 4,588,837 | -7.71% |
| 30 Jun, 06 | 4,972,355 | 29.47% |
| 31 Mar, 06 | 3,840,499 | 39.11% |
| 31 Dec, 05 | 2,760,688 | -18.17% |
| 30 Sep, 05 | 3,373,640 | 212.06% |
| 30 Jun, 05 | 1,081,102 | - |
Hercules Capital (HTGC) has 16.35M shares outstanding as of 30 Jun 24, down -51.55% compared to the previous quarter.
Institutional Ownership Trend
| Date | Ownership % | Change % |
|---|---|---|
| 30 Jun, 24 | 10.39% | 1.89% |
| 31 Mar, 24 | 23.43% | 5.03% |
| 31 Dec, 23 | 21.57% | 5.17% |
| 30 Sep, 23 | 20.42% | 4.84% |
| 30 Jun, 23 | 20.55% | 3.94% |
| 31 Mar, 23 | 22.84% | 3.64% |
| 31 Dec, 22 | 25.05% | 4.25% |
| 30 Sep, 22 | 24.28% | 4.15% |
| 30 Jun, 22 | 24.19% | 3.76% |
| 31 Mar, 22 | 25.37% | 3.49% |
| 31 Dec, 21 | 26.95% | 3.80% |
| 30 Sep, 21 | 26.62% | 3.49% |
| 30 Jun, 21 | 27.63% | 3.60% |
| 31 Mar, 21 | 27.69% | 3.19% |
| 31 Dec, 20 | 29.46% | 3.46% |
| 30 Sep, 20 | 29.18% | 2.92% |
| 30 Jun, 20 | 31.59% | 2.65% |
| 31 Mar, 20 | 34.54% | 3.11% |
| 31 Dec, 19 | 33.31% | 3.00% |
| 30 Sep, 19 | 33.31% | 2.61% |
| 30 Jun, 19 | 35.76% | 3.25% |
| 31 Mar, 19 | 33.18% | 2.21% |
| 31 Dec, 18 | 38.71% | 2.64% |
| 30 Sep, 18 | 38.29% | 2.22% |
| 30 Jun, 18 | 41.54% | 2.72% |
| 31 Mar, 18 | 39.11% | 2.37% |
| 31 Dec, 17 | 40.59% | 2.57% |
| 30 Sep, 17 | 39.72% | 2.15% |
| 30 Jun, 17 | 43.02% | 2.20% |
| 31 Mar, 17 | 44.25% | 2.03% |
| 31 Dec, 16 | 46.67% | 2.54% |
| 30 Sep, 16 | 42.87% | 2.47% |
| 30 Jun, 16 | 41.64% | 2.54% |
| 31 Mar, 16 | 40.48% | 2.34% |
| 31 Dec, 15 | 41.60% | 2.47% |
| 30 Sep, 15 | 41.06% | 2.71% |
| 30 Jun, 15 | 38.94% | 2.21% |
| 31 Mar, 15 | 41.98% | 2.33% |
| 31 Dec, 14 | 42.43% | 2.40% |
| 30 Sep, 14 | 42.06% | 1.82% |
| 30 Jun, 14 | 48.05% | 1.78% |
| 31 Mar, 14 | 51.89% | 1.87% |
| 31 Dec, 13 | 52.69% | 1.76% |
| 30 Sep, 13 | 54.69% | 1.75% |
| 30 Jun, 13 | 55.84% | 5.21% |
| 31 Mar, 13 | 32.73% | 3.03% |
| 31 Dec, 12 | 32.86% | 3.46% |
| 30 Sep, 12 | 30.80% | 3.07% |
| 30 Jun, 12 | 31.68% | 2.64% |
| 31 Mar, 12 | 34.66% | 3.12% |
| 31 Dec, 11 | 33.33% | 2.98% |
| 30 Sep, 11 | 33.42% | 1.80% |
| 30 Jun, 11 | 43.08% | 2.87% |
| 31 Mar, 11 | 38.72% | 4.35% |
| 31 Dec, 10 | 29.85% | 3.64% |
| 30 Sep, 10 | 28.62% | 2.99% |
| 30 Jun, 10 | 30.93% | 2.97% |
| 31 Mar, 10 | 32.28% | 5.63% |
| 31 Dec, 09 | 23.95% | 4.15% |
| 30 Sep, 09 | 24.01% | 4.84% |
| 30 Jun, 09 | 22.26% | 3.43% |
| 31 Mar, 09 | 25.49% | 2.77% |
| 31 Dec, 08 | 30.31% | 4.18% |
| 30 Sep, 08 | 26.94% | 6.34% |
| 30 Jun, 08 | 20.61% | 3.23% |
| 31 Mar, 08 | 25.26% | 1.61% |
| 31 Dec, 07 | 39.59% | 8.29% |
| 30 Sep, 07 | 21.85% | 1.72% |
| 30 Jun, 07 | 35.65% | 7.25% |
| 31 Mar, 07 | 22.17% | 1.04% |
| 31 Dec, 06 | 46.22% | 4.10% |
| 30 Sep, 06 | 33.59% | 2.25% |
| 30 Jun, 06 | 38.67% | 2.58% |
| 31 Mar, 06 | 38.74% | 2.45% |
| 31 Dec, 05 | 39.79% | 3.36% |
| 30 Sep, 05 | 34.42% | 7.72% |
| 30 Jun, 05 | 21.11% | - |
As of 30 Jun 24, Hercules Capital is held by 10.39% institutional shareholders, representing a 1.89% growth compared to 31 Mar 24.
Institutional Increased Positions Trend
| Date | Increased Positions | Change % |
|---|---|---|
| 30 Jun, 24 | 78 | -53.01% |
| 31 Mar, 24 | 166 | 3.11% |
| 31 Dec, 23 | 161 | 23.85% |
| 30 Sep, 23 | 130 | 10.17% |
| 30 Jun, 23 | 118 | -20.27% |
| 31 Mar, 23 | 148 | -1.33% |
| 31 Dec, 22 | 150 | 20.00% |
| 30 Sep, 22 | 125 | 0.81% |
| 30 Jun, 22 | 124 | 5.98% |
| 31 Mar, 22 | 117 | -16.43% |
| 31 Dec, 21 | 140 | 25.00% |
| 30 Sep, 21 | 112 | 5.66% |
| 30 Jun, 21 | 106 | -8.62% |
| 31 Mar, 21 | 116 | 6.42% |
| 31 Dec, 20 | 109 | 19.78% |
| 30 Sep, 20 | 91 | -6.19% |
| 30 Jun, 20 | 97 | -9.35% |
| 31 Mar, 20 | 107 | 3.88% |
| 31 Dec, 19 | 103 | 14.44% |
| 30 Sep, 19 | 90 | -4.26% |
| 30 Jun, 19 | 94 | 3.30% |
| 31 Mar, 19 | 91 | -4.21% |
| 31 Dec, 18 | 95 | 10.47% |
| 30 Sep, 18 | 86 | - |
| 30 Jun, 18 | 86 | 28.36% |
| 31 Mar, 18 | 67 | -19.28% |
| 31 Dec, 17 | 83 | 13.70% |
| 30 Sep, 17 | 73 | -21.51% |
| 30 Jun, 17 | 93 | 10.71% |
| 31 Mar, 17 | 84 | -6.67% |
| 31 Dec, 16 | 90 | 5.88% |
| 30 Sep, 16 | 85 | 7.59% |
| 30 Jun, 16 | 79 | 21.54% |
| 31 Mar, 16 | 65 | -2.99% |
| 31 Dec, 15 | 67 | -2.90% |
| 30 Sep, 15 | 69 | -10.39% |
| 30 Jun, 15 | 77 | 6.94% |
| 31 Mar, 15 | 72 | -5.26% |
| 31 Dec, 14 | 76 | 2.70% |
| 30 Sep, 14 | 74 | -21.28% |
| 30 Jun, 14 | 94 | -3.09% |
| 31 Mar, 14 | 97 | 29.33% |
| 31 Dec, 13 | 75 | 13.64% |
| 30 Sep, 13 | 66 | -40.00% |
| 30 Jun, 13 | 110 | 223.53% |
| 31 Mar, 13 | 34 | - |
| 31 Dec, 12 | 34 | 9.68% |
| 30 Sep, 12 | 31 | 6.90% |
| 30 Jun, 12 | 29 | -14.71% |
| 31 Mar, 12 | 34 | 41.67% |
| 31 Dec, 11 | 24 | 26.32% |
| 30 Sep, 11 | 19 | -24.00% |
| 30 Jun, 11 | 25 | 4.17% |
| 31 Mar, 11 | 24 | - |
| 31 Dec, 10 | 24 | 33.33% |
| 30 Sep, 10 | 18 | -10.00% |
| 30 Jun, 10 | 20 | -16.67% |
| 31 Mar, 10 | 24 | 20.00% |
| 31 Dec, 09 | 20 | 53.85% |
| 30 Sep, 09 | 13 | -51.85% |
| 30 Jun, 09 | 27 | 42.11% |
| 31 Mar, 09 | 19 | -24.00% |
| 31 Dec, 08 | 25 | 38.89% |
| 30 Sep, 08 | 18 | 38.46% |
| 30 Jun, 08 | 13 | -13.33% |
| 31 Mar, 08 | 15 | -28.57% |
| 31 Dec, 07 | 21 | 23.53% |
| 30 Sep, 07 | 17 | -34.62% |
| 30 Jun, 07 | 26 | 160.00% |
| 31 Mar, 07 | 10 | -9.09% |
| 31 Dec, 06 | 11 | 175.00% |
| 30 Sep, 06 | 4 | -50.00% |
| 30 Jun, 06 | 8 | 33.33% |
| 31 Mar, 06 | 6 | 50.00% |
| 31 Dec, 05 | 4 | -42.86% |
| 30 Sep, 05 | 7 | 40.00% |
| 30 Jun, 05 | 5 | - |
78 institutional shareholders have increased their position in HTGC stock as of 30 Jun 24 compared to 166 in the previous quarter (a -53.01% decrease).
Institutional Reduced Positions Trend
| Date | Reduced Positions | Change % |
|---|---|---|
| 30 Jun, 24 | 38 | -47.22% |
| 31 Mar, 24 | 72 | 9.09% |
| 31 Dec, 23 | 66 | -4.35% |
| 30 Sep, 23 | 69 | -4.17% |
| 30 Jun, 23 | 72 | 14.29% |
| 31 Mar, 23 | 63 | - |
| 31 Dec, 22 | 63 | -1.56% |
| 30 Sep, 22 | 64 | -11.11% |
| 30 Jun, 22 | 72 | 2.86% |
| 31 Mar, 22 | 70 | 16.67% |
| 31 Dec, 21 | 60 | -1.64% |
| 30 Sep, 21 | 61 | -6.15% |
| 30 Jun, 21 | 65 | 4.84% |
| 31 Mar, 21 | 62 | 19.23% |
| 31 Dec, 20 | 52 | -10.34% |
| 30 Sep, 20 | 58 | 3.57% |
| 30 Jun, 20 | 56 | -9.68% |
| 31 Mar, 20 | 62 | 44.19% |
| 31 Dec, 19 | 43 | -12.24% |
| 30 Sep, 19 | 49 | -7.55% |
| 30 Jun, 19 | 53 | 6.00% |
| 31 Mar, 19 | 50 | 2.04% |
| 31 Dec, 18 | 49 | -10.91% |
| 30 Sep, 18 | 55 | 7.84% |
| 30 Jun, 18 | 51 | -22.73% |
| 31 Mar, 18 | 66 | 20.00% |
| 31 Dec, 17 | 55 | 5.77% |
| 30 Sep, 17 | 52 | 8.33% |
| 30 Jun, 17 | 48 | - |
| 31 Mar, 17 | 48 | 17.07% |
| 31 Dec, 16 | 41 | 5.13% |
| 30 Sep, 16 | 39 | 21.88% |
| 30 Jun, 16 | 32 | -33.33% |
| 31 Mar, 16 | 48 | -15.79% |
| 31 Dec, 15 | 57 | 14.00% |
| 30 Sep, 15 | 50 | 51.52% |
| 30 Jun, 15 | 33 | -28.26% |
| 31 Mar, 15 | 46 | 6.98% |
| 31 Dec, 14 | 43 | -4.44% |
| 30 Sep, 14 | 45 | 21.62% |
| 30 Jun, 14 | 37 | 8.82% |
| 31 Mar, 14 | 34 | -35.85% |
| 31 Dec, 13 | 53 | 17.78% |
| 30 Sep, 13 | 45 | 200.00% |
| 30 Jun, 13 | 15 | - |
| 31 Mar, 13 | 15 | 114.29% |
| 31 Dec, 12 | 7 | -22.22% |
| 30 Sep, 12 | 9 | -10.00% |
| 30 Jun, 12 | 10 | 25.00% |
| 31 Mar, 12 | 8 | -20.00% |
| 31 Dec, 11 | 10 | -28.57% |
| 30 Sep, 11 | 14 | -30.00% |
| 30 Jun, 11 | 20 | 66.67% |
| 31 Mar, 11 | 12 | 20.00% |
| 31 Dec, 10 | 10 | - |
| 30 Sep, 10 | 10 | 25.00% |
| 30 Jun, 10 | 8 | -11.11% |
| 31 Mar, 10 | 9 | 50.00% |
| 31 Dec, 09 | 6 | -53.85% |
| 30 Sep, 09 | 13 | 160.00% |
| 30 Jun, 09 | 5 | - |
| 31 Mar, 09 | 5 | -28.57% |
| 31 Dec, 08 | 7 | 16.67% |
| 30 Sep, 08 | 6 | -14.29% |
| 30 Jun, 08 | 7 | -12.50% |
| 31 Mar, 08 | 8 | 33.33% |
| 31 Dec, 07 | 6 | 20.00% |
| 30 Sep, 07 | 5 | 400.00% |
| 30 Jun, 07 | 1 | - |
| 31 Mar, 07 | 1 | -66.67% |
| 31 Dec, 06 | 3 | -25.00% |
| 30 Sep, 06 | 4 | 300.00% |
| 30 Jun, 06 | 1 | -66.67% |
| 31 Mar, 06 | 3 | 50.00% |
| 31 Dec, 05 | 2 | 100.00% |
| 30 Sep, 05 | 1 | - |
| 30 Jun, 05 | - | - |
38 institutional shareholders have reduced their position in HTGC stock as of 30 Jun 24 compared to 72 in the previous quarter (a -47.22% decrease).
All Institutional Ownership Trend Data
| Date | Holdings | Change % | Shares Outstanding | Change % | Ownership % | Change % | Increased Positions | Change % | Reduced Positions | Change % |
|---|---|---|---|---|---|---|---|---|---|---|
| 30 Jun, 24 | 148 | -50.50% | 16,352,827 | -51.55% | 10.39% | 1.89% | 78 | -53.01% | 38 | -47.22% |
| 31 Mar, 24 | 299 | 2.40% | 33,753,954 | 8.04% | 23.43% | 5.03% | 166 | 3.11% | 72 | 9.09% |
| 31 Dec, 23 | 292 | 8.96% | 31,243,236 | 8.19% | 21.57% | 5.17% | 161 | 23.85% | 66 | -4.35% |
| 30 Sep, 23 | 268 | 4.69% | 28,877,761 | 3.91% | 20.42% | 4.84% | 130 | 10.17% | 69 | -4.17% |
| 30 Jun, 23 | 256 | -4.83% | 27,791,301 | -10.02% | 20.55% | 3.94% | 118 | -20.27% | 72 | 14.29% |
| 31 Mar, 23 | 269 | 0.37% | 30,886,532 | -5.57% | 22.84% | 3.64% | 148 | -1.33% | 63 | - |
| 31 Dec, 22 | 268 | 12.13% | 32,707,461 | 5.66% | 25.05% | 4.25% | 150 | 20.00% | 63 | -1.56% |
| 30 Sep, 22 | 239 | -4.78% | 30,955,554 | 2.97% | 24.28% | 4.15% | 125 | 0.81% | 64 | -11.11% |
| 30 Jun, 22 | 251 | 1.21% | 30,061,908 | 0.16% | 24.19% | 3.76% | 124 | 5.98% | 72 | 2.86% |
| 31 Mar, 22 | 248 | -3.88% | 30,012,868 | -2.94% | 25.37% | 3.49% | 117 | -16.43% | 70 | 16.67% |
| 31 Dec, 21 | 258 | 11.69% | 30,923,347 | 1.19% | 26.95% | 3.80% | 140 | 25.00% | 60 | -1.64% |
| 30 Sep, 21 | 231 | 2.67% | 30,559,988 | -3.52% | 26.62% | 3.49% | 112 | 5.66% | 61 | -6.15% |
| 30 Jun, 21 | 225 | 2.27% | 31,674,831 | 0.08% | 27.63% | 3.60% | 106 | -8.62% | 65 | 4.84% |
| 31 Mar, 21 | 220 | 8.91% | 31,650,192 | -5.68% | 27.69% | 3.19% | 116 | 6.42% | 62 | 19.23% |
| 31 Dec, 20 | 202 | 7.45% | 33,556,935 | 1.32% | 29.46% | 3.46% | 109 | 19.78% | 52 | -10.34% |
| 30 Sep, 20 | 188 | -3.09% | 33,118,881 | -6.01% | 29.18% | 2.92% | 91 | -6.19% | 58 | 3.57% |
| 30 Jun, 20 | 194 | -4.90% | 35,237,930 | -6.37% | 31.59% | 2.65% | 97 | -9.35% | 56 | -9.68% |
| 31 Mar, 20 | 204 | 7.94% | 37,637,213 | 6.97% | 34.54% | 3.11% | 107 | 3.88% | 62 | 44.19% |
| 31 Dec, 19 | 189 | 5.00% | 35,185,554 | 1.25% | 33.31% | 3.00% | 103 | 14.44% | 43 | -12.24% |
| 30 Sep, 19 | 180 | -3.23% | 34,750,741 | -1.05% | 33.31% | 2.61% | 90 | -4.26% | 49 | -7.55% |
| 30 Jun, 19 | 186 | 6.90% | 35,121,060 | 10.00% | 35.76% | 3.25% | 94 | 3.30% | 53 | 6.00% |
| 31 Mar, 19 | 174 | 1.16% | 31,926,899 | -9.30% | 33.18% | 2.21% | 91 | -4.21% | 50 | 2.04% |
| 31 Dec, 18 | 172 | -5.49% | 35,199,607 | -3.69% | 38.71% | 2.64% | 95 | 10.47% | 49 | -10.91% |
| 30 Sep, 18 | 182 | 4.00% | 36,548,225 | 0.99% | 38.29% | 2.22% | 86 | - | 55 | 7.84% |
| 30 Jun, 18 | 175 | 8.02% | 36,190,774 | 9.39% | 41.54% | 2.72% | 86 | 28.36% | 51 | -22.73% |
| 31 Mar, 18 | 162 | -2.41% | 33,085,200 | -2.78% | 39.11% | 2.37% | 67 | -19.28% | 66 | 20.00% |
| 31 Dec, 17 | 166 | 9.93% | 34,029,870 | 3.86% | 40.59% | 2.57% | 83 | 13.70% | 55 | 5.77% |
| 30 Sep, 17 | 151 | -10.12% | 32,765,328 | -7.45% | 39.72% | 2.15% | 73 | -21.51% | 52 | 8.33% |
| 30 Jun, 17 | 168 | 4.35% | 35,401,796 | -1.75% | 43.02% | 2.20% | 93 | 10.71% | 48 | - |
| 31 Mar, 17 | 161 | 3.87% | 36,031,021 | 4.68% | 44.25% | 2.03% | 84 | -6.67% | 48 | 17.07% |
| 31 Dec, 16 | 155 | 2.65% | 34,420,557 | 8.32% | 46.67% | 2.54% | 90 | 5.88% | 41 | 5.13% |
| 30 Sep, 16 | 151 | -3.21% | 31,777,505 | 4.91% | 42.87% | 2.47% | 85 | 7.59% | 39 | 21.88% |
| 30 Jun, 16 | 156 | 5.41% | 30,291,689 | 5.15% | 41.64% | 2.54% | 79 | 21.54% | 32 | -33.33% |
| 31 Mar, 16 | 148 | - | 28,808,274 | -0.34% | 40.48% | 2.34% | 65 | -2.99% | 48 | -15.79% |
| 31 Dec, 15 | 148 | 0.68% | 28,906,178 | -1.48% | 41.60% | 2.47% | 67 | -2.90% | 57 | 14.00% |
| 30 Sep, 15 | 147 | 5.00% | 29,341,438 | 5.59% | 41.06% | 2.71% | 69 | -10.39% | 50 | 51.52% |
| 30 Jun, 15 | 140 | -1.41% | 27,787,120 | 3.78% | 38.94% | 2.21% | 77 | 6.94% | 33 | -28.26% |
| 31 Mar, 15 | 142 | -2.74% | 26,774,396 | 0.00% | 41.98% | 2.33% | 72 | -5.26% | 46 | 6.98% |
| 31 Dec, 14 | 146 | 5.80% | 26,773,519 | 2.09% | 42.43% | 2.40% | 76 | 2.70% | 43 | -4.44% |
| 30 Sep, 14 | 138 | -12.10% | 26,224,744 | -10.65% | 42.06% | 1.82% | 74 | -21.28% | 45 | 21.62% |
| 30 Jun, 14 | 157 | -3.09% | 29,350,238 | -7.07% | 48.05% | 1.78% | 94 | -3.09% | 37 | 8.82% |
| 31 Mar, 14 | 162 | 5.88% | 31,584,724 | 1.88% | 51.89% | 1.87% | 97 | 29.33% | 34 | -35.85% |
| 31 Dec, 13 | 153 | 9.29% | 31,002,000 | -6.34% | 52.69% | 1.76% | 75 | 13.64% | 53 | 17.78% |
| 30 Sep, 13 | 140 | 6.06% | 33,099,626 | -1.76% | 54.69% | 1.75% | 66 | -40.00% | 45 | 200.00% |
| 30 Jun, 13 | 132 | 153.85% | 33,692,999 | 91.78% | 55.84% | 5.21% | 110 | 223.53% | 15 | - |
| 31 Mar, 13 | 52 | 6.12% | 17,568,778 | 3.10% | 32.73% | 3.03% | 34 | - | 15 | 114.29% |
| 31 Dec, 12 | 49 | 4.26% | 17,040,399 | 13.51% | 32.86% | 3.46% | 34 | 9.68% | 7 | -22.22% |
| 30 Sep, 12 | 47 | -6.00% | 15,012,613 | -2.53% | 30.80% | 3.07% | 31 | 6.90% | 9 | -10.00% |
| 30 Jun, 12 | 50 | 4.17% | 15,402,380 | -5.50% | 31.68% | 2.64% | 29 | -14.71% | 10 | 25.00% |
| 31 Mar, 12 | 48 | 20.00% | 16,297,971 | 13.75% | 34.66% | 3.12% | 34 | 41.67% | 8 | -20.00% |
| 31 Dec, 11 | 40 | 2.56% | 14,327,906 | -0.46% | 33.33% | 2.98% | 24 | 26.32% | 10 | -28.57% |
| 30 Sep, 11 | 39 | -20.41% | 14,394,282 | -22.24% | 33.42% | 1.80% | 19 | -24.00% | 14 | -30.00% |
| 30 Jun, 11 | 49 | 4.26% | 18,510,958 | 11.85% | 43.08% | 2.87% | 25 | 4.17% | 20 | 66.67% |
| 31 Mar, 11 | 47 | 11.90% | 16,549,254 | 29.73% | 38.72% | 4.35% | 24 | - | 12 | 20.00% |
| 31 Dec, 10 | 42 | 16.67% | 12,756,397 | 26.60% | 29.85% | 3.64% | 24 | 33.33% | 10 | - |
| 30 Sep, 10 | 36 | 2.86% | 10,076,216 | -7.61% | 28.62% | 2.99% | 18 | -10.00% | 10 | 25.00% |
| 30 Jun, 10 | 35 | -2.78% | 10,905,831 | -3.97% | 30.93% | 2.97% | 20 | -16.67% | 8 | -11.11% |
| 31 Mar, 10 | 36 | 24.14% | 11,356,989 | 34.79% | 32.28% | 5.63% | 24 | 20.00% | 9 | 50.00% |
| 31 Dec, 09 | 29 | -9.38% | 8,425,574 | 0.32% | 23.95% | 4.15% | 20 | 53.85% | 6 | -53.85% |
| 30 Sep, 09 | 32 | -8.57% | 8,398,739 | 8.94% | 24.01% | 4.84% | 13 | -51.85% | 13 | 160.00% |
| 30 Jun, 09 | 35 | 25.00% | 7,709,688 | -7.72% | 22.26% | 3.43% | 27 | 42.11% | 5 | - |
| 31 Mar, 09 | 28 | -17.65% | 8,354,247 | -15.91% | 25.49% | 2.77% | 19 | -24.00% | 5 | -28.57% |
| 31 Dec, 08 | 34 | 25.93% | 9,935,214 | 13.02% | 30.31% | 4.18% | 25 | 38.89% | 7 | 16.67% |
| 30 Sep, 08 | 27 | 28.57% | 8,790,445 | 29.93% | 26.94% | 6.34% | 18 | 38.46% | 6 | -14.29% |
| 30 Jun, 08 | 21 | -16.00% | 6,765,762 | -17.92% | 20.61% | 3.23% | 13 | -13.33% | 7 | -12.50% |
| 31 Mar, 08 | 25 | -10.71% | 8,243,288 | -26.41% | 25.26% | 1.61% | 15 | -28.57% | 8 | 33.33% |
| 31 Dec, 07 | 28 | 21.74% | 11,201,169 | 58.11% | 39.59% | 8.29% | 21 | 23.53% | 6 | 20.00% |
| 30 Sep, 07 | 23 | -20.69% | 7,084,556 | -21.11% | 21.85% | 1.72% | 17 | -34.62% | 5 | 400.00% |
| 30 Jun, 07 | 29 | 107.14% | 8,980,546 | 77.12% | 35.65% | 7.25% | 26 | 160.00% | 1 | - |
| 31 Mar, 07 | 14 | -6.67% | 5,070,342 | -17.84% | 22.17% | 1.04% | 10 | -9.09% | 1 | -66.67% |
| 31 Dec, 06 | 15 | 50.00% | 6,171,107 | 34.48% | 46.22% | 4.10% | 11 | 175.00% | 3 | -25.00% |
| 30 Sep, 06 | 10 | 11.11% | 4,588,837 | -7.71% | 33.59% | 2.25% | 4 | -50.00% | 4 | 300.00% |
| 30 Jun, 06 | 9 | -18.18% | 4,972,355 | 29.47% | 38.67% | 2.58% | 8 | 33.33% | 1 | -66.67% |
| 31 Mar, 06 | 11 | 37.50% | 3,840,499 | 39.11% | 38.74% | 2.45% | 6 | 50.00% | 3 | 50.00% |
| 31 Dec, 05 | 8 | - | 2,760,688 | -18.17% | 39.79% | 3.36% | 4 | -42.86% | 2 | 100.00% |
| 30 Sep, 05 | 8 | 60.00% | 3,373,640 | 212.06% | 34.42% | 7.72% | 7 | 40.00% | 1 | - |
| 30 Jun, 05 | 5 | - | 1,081,102 | - | 21.11% | - | 5 | - | - | - |
Hercules Capital Insider Shareholders Trades
Open Market Insider Trades
Open Market Insider Buys
Insider Sells
All Insider Owners Trades
The last insider sell of Hercules Capital's stock was made by Loo Wade on Aug 08 2024, selling 1,596 shares at - per share (valued at -). The last insider buy of HTGC was made by Theodosopoulos Nikos on Aug 08 2024, buying 1,608 shares at $18.03 per share (worth $29.00K).
Hercules Capital Insider Ownership Trends
All Insider Trades Trend
| Date | Buy | Sell | Buy/Sell Ratio |
|---|---|---|---|
| Q3 2024 | 9 | 8 | 112.50% |
| Q2 2024 | 7 | 10 | 70.00% |
| Q1 2024 | 4 | 12 | 33.33% |
| Q4 2023 | 13 | 9 | 144.44% |
| Q3 2023 | 16 | 15 | 106.67% |
| Q2 2023 | 14 | 13 | 107.69% |
| Q1 2023 | 19 | 12 | 158.33% |
| Q4 2022 | 12 | 10 | 120.00% |
| Q3 2022 | 21 | 12 | 175.00% |
| Q2 2022 | 17 | 15 | 113.33% |
| Q1 2022 | 13 | 15 | 86.67% |
| Q4 2021 | 9 | 11 | 81.82% |
| Q3 2021 | 16 | 17 | 94.12% |
| Q2 2021 | 16 | 19 | 84.21% |
| Q1 2021 | 21 | 31 | 67.74% |
| Q4 2020 | 17 | 19 | 89.47% |
| Q3 2020 | 12 | 17 | 70.59% |
| Q2 2020 | 11 | 10 | 110.00% |
| Q1 2020 | 18 | 16 | 112.50% |
| Q4 2019 | 7 | 5 | 140.00% |
9 total buy trades, and 8 total sell trades (buy/sell ratio of 1.13%) were made by Hercules Capital's insiders, as of Q3 2024.
Open Market Insider Trades Trend
| Date | Buy | Sell | Buy/Sell Ratio |
|---|---|---|---|
| Q3 2024 | 6 | - | - |
| Q2 2024 | 1 | 2 | 50.00% |
| Q1 2024 | - | - | - |
| Q4 2023 | - | - | - |
| Q3 2023 | - | - | - |
| Q2 2023 | 2 | 1 | 200.00% |
| Q1 2023 | 1 | - | - |
| Q4 2022 | - | 1 | - |
| Q3 2022 | 2 | - | - |
| Q2 2022 | 2 | 1 | 200.00% |
| Q1 2022 | 1 | - | - |
| Q4 2021 | - | 1 | - |
| Q3 2021 | - | - | - |
| Q2 2021 | 1 | 2 | 50.00% |
| Q1 2021 | - | 2 | - |
| Q4 2020 | 1 | - | - |
| Q3 2020 | - | - | - |
| Q2 2020 | - | - | - |
| Q1 2020 | - | - | - |
| Q4 2019 | - | 1 | - |
As of Q3 2024, Insider owners conducted 6 open market buy trades and 0 open market sell trades of Hercules Capital's stocks.
Hercules Capital Peer Ownership
| Ticker | Company |
|---|---|
| MAIN | Main Street Capital Corporation |
| TPVG | TriplePoint Venture Growth BDC Corp. |
| TRIN | Trinity Capital Inc. |
| GAIN | Gladstone Investment Corporation |
| NMFC | New Mountain Finance Corporation |
| GBDC | Golub Capital BDC, Inc. |
| ARCC | Ares Capital Corporation |
| FSK | FS KKR Capital Corp. |
| TSLX | Sixth Street Specialty Lending, Inc. |
| PFLT | PennantPark Floating Rate Capital Ltd. |
| ECC | Eagle Point Credit Company Inc. |
| PSEC | Prospect Capital Corporation |
| CGBD | Carlyle Secured Lending, Inc. |
| TCPC | BlackRock TCP Capital Corp. |
HTGC Ownership FAQ
Who Owns Hercules Capital?
Hercules Capital is owned by institutional shareholders (10.39%), insiders (1.89%), and public (87.72%). The largest institutional shareholder of Hercules Capital is VAN ECK ASSOCIATES CORP (1.79% of total shares) and the top mutual fund owner is FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND (8.00% of total shares).
Who are the major institutional shareholders of Hercules Capital?
Hercules Capital's major institutional shareholders are VAN ECK ASSOCIATES CORP, SOUND INCOME STRATEGIES, LLC, LEGAL & GENERAL GROUP PLC, MORGAN STANLEY, and ADVISORS CAPITAL MANAGEMENT, LLC. The top five shareholders own together 5.65% of the company's share outstanding.
How many Hercules Capital shareholders are there?
As of Jun 2024, there are 148 institutional shareholders of Hercules Capital.
What percentage of Hercules Capital is owned by VAN ECK ASSOCIATES CORP?
VAN ECK ASSOCIATES CORP owns 2.82M shares of Hercules Capital, representing 1.79% of the company's total shares outstanding, valued at $57.77M (as of Jun 2024).
What percentage of Hercules Capital is owned by SOUND INCOME STRATEGIES, LLC?
As of Jun 2024, SOUND INCOME STRATEGIES, LLC holds 2.69M shares of Hercules Capital (HTGC), compromising 1.71% of the company, valued at $55M.
What percentage of Hercules Capital is owned by LEGAL & GENERAL GROUP PLC?
LEGAL & GENERAL GROUP PLC is the third largest holder of Hercules Capital. The company owns 1.25M of the company's shares outstanding (worth $25.66M).