Hercules Capital Ownership | Who Owns Hercules Capital?

Overview Forecast RevenueFinancials Chart Transcripts

Hercules Capital Ownership Summary

Hercules Capital is owned by 28.24% institutional investors, 1.97% insiders, and 69.80% retail investors. Van eck associates is the largest institutional shareholder, holding 2.12% of HTGC shares. VanEck BDC Income ETF is the top mutual fund, with 1.63% of its assets in Hercules Capital shares.

HTGC Ownership Benchmark

Type	Name	% Inst	% Insiders	% Retail
Stock	Hercules Capital	28.24%	1.97%	69.80%
Sector	Financial Services Stocks	736.16%	13.84%	-650.00%
Industry	Asset Management Stocks	47.39%	11.77%	40.84%

Institutional Shareholders

Top Institutional Shareholders by Total Shares

Holder	Shares	% Holding	Value
Van eck associates	3.88M	2.12%	$61.15M
Sound income strategies	3.67M	2.01%	$57.84M
Citadel advisors	2.94M	1.61%	$46.32M
Ubs group	2.65M	1.45%	$41.72M
Two sigma investments, lp	2.27M	1.24%	$35.73M
Two sigma advisers, lp	1.96M	1.11%	$37.00M
Lpl financial	1.86M	1.02%	$29.29M
Morgan stanley	1.81M	0.99%	$28.58M
Legal & general group	1.68M	0.92%	$26.52M
Franklin resources	1.38M	0.76%	$21.82M

Top Institutional Shareholders by % of Total Assets

Holder	Shares	% Assets	Value
Muzinich	1.36M	7.31%	$21.40M
Melia wealth	799.71K	5.72%	$11.81M
Smh capital advisors	59.47K	3.68%	$937.78K
Sound income strategies	3.67M	2.60%	$57.84M
Triad investment management	125.01K	2.17%	$1.97M
Significant wealth partners	126.22K	2.16%	$1.99M
Sage advisors	119.97K	1.50%	$2.26M
Gilman hill asset management	646.68K	1.40%	$10.20M
Mckinley capital management	356.42K	1.28%	$7.29M
Taylor frigon capital management	160.72K	1.19%	$2.53M

Top Buyers

Holder	Shares	% Assets	Change
Citadel advisors	2.94M	0.01%	2.12M
Van eck associates	3.88M	0.04%	713.65K
Morgan stanley	1.81M	0.00%	547.87K
Janney montgomery scott	329.09K	0.01%	329.09K
Sound income strategies	3.67M	2.60%	285.46K

Top Sellers

Holder	Shares	% Assets	Change
Kingstone capital partners texas	-	-	-28.42M
Custom index systems	1.93K	0.01%	-19.27M
Qube research	694.34K	0.01%	-1.54M
Millennium management	64.19K	0.00%	-920.97K
Panoramic investment advisors	-	-	-799.77K

New Positions

Holder	Shares	% Assets	Change	Value
Ilex capital partners (uk) llp	145.81K	0.05%	145.81K	$2.30M
Elemental capital partners	120.68K	0.40%	120.68K	$1.90M
Gen financial management	76.38K	0.72%	76.38K	$1.20M
Axiom advisory	68.47K	0.01%	68.47K	$1.32M
Global retirement partners	59.99K	0.01%	59.99K	$946.06K

Sold Out

Holder	Change
Fmr	-1.00
Pmv capital advisers	-6.00
Western wealth management	-8.00
Lindbrook capital	-22.00
Luminist capital	-25.00

Institutional Ownership Trends

Date	Holdings	Change %	Shares	Change %	Ownership	Change %	Increased Position	Change %	Decreased Position	Change %
Jun 30, 2026	342	-6.81%	51,605,896	-26.82%	28	1.90%	166	-12.17%	103	-3.74%
Mar 31, 2026	227	-38.15%	44,010,136	-11.56%	24	3.21%	112	-40.74%	68	-30.61%
Dec 31, 2025	268	-24.72%	30,532,892	-35.12%	16	2.39%	134	-24.72%	73	-23.96%
Sep 30, 2025	337	2.12%	46,441,261	-35.29%	26	1.59%	168	-3.45%	90	5.88%
Jun 30, 2025	333	0.60%	74,530,541	84.83%	42	7.62%	173	-4.95%	87	11.54%

Top Mutual Funds Shareholders

Holder	Shares	% Holding	Change
VanEck BDC Income ETF	3.06M	1.63%	-8.47K
Sound Income Strategies Core Plus SMA	3.01M	1.61%	646.98K
Putnam BDC Income ETF	1.48M	0.79%	21.27K
iShares Listed Private Eq ETF USD Dist	646.07K	0.35%	3.76K
Sound Income Strategies Income Plus SMA	571.22K	0.31%	122.93K
Loomis Sayles Core	555.00K	0.30%	-50.00K
Undrly Fid DC L&G Fut Wld Mlt Asst MAGJ	365.35K	0.20%	40.89K
Advisors Capital Income w/Growth	348.51K	0.19%	12.02K
Undrly L&G Pen PMC Diversified	306.57K	0.18%	1.73K
Undrly L&G Diversified Life	304.23K	0.18%	-2.34K

Recent Insider Transactions

Date	Name	Role	Activity	Value
Mar 26, 2026	BADAVAS ROBERT P	-	Buy	$52.49K
Mar 26, 2026	Loo Wade	-	Buy	$105.00K
Mar 26, 2026	Fallon Thomas J	-	Buy	$104.39K
Mar 26, 2026	Aguirre DeAnne	-	Buy	$105.00K
Mar 26, 2026	Randhawa Paramjeet K	-	Buy	$41.99K

Insider Transactions Trends

Date	Buy	Sell
2026 Q2	-	-
2026 Q1	23	-
2025 Q4	1	-
2025 Q3	-	-
2025 Q2	7	1

HTGC Ownership FAQ

Who Owns Hercules Capital?

Hercules Capital shareholders are primarily institutional investors at 28.24%, followed by 1.97% insiders and 69.79% retail investors. The average institutional ownership in Hercules Capital's industry, Asset Management Stocks, is 47.39%, which Hercules Capital falls below.

Who owns the most shares of Hercules Capital?

Hercules Capital’s largest shareholders are Van eck associates (3.88M shares, 2.12%), Sound income strategies (3.67M shares, 2.01%), and Citadel advisors (2.94M shares, 1.61%). Together, they hold 5.74% of Hercules Capital’s total shares outstanding.

Does Blackrock own Hercules Capital?

BlackRock is not among the top 10 institutional shareholders of Hercules Capital.

Who is Hercules Capital’s biggest shareholder by percentage of total assets invested?

Muzinich is Hercules Capital’s biggest shareholder by percentage of total assets invested, with 7.31% of its assets in 1.36M Hercules Capital shares, valued at 21.4M$.

Who is the top mutual fund holder of Hercules Capital shares?

VanEck BDC Income ETF is the top mutual fund holder of Hercules Capital shares, with 1.63% of its total shares outstanding invested in 3.06M Hercules Capital shares.

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