SeaStar Medical Ownership 2024 | Who Owns SeaStar Medical Now?

OverviewFinancials Chart

Institutional Ownership

12.08%

Insider Ownership

8.72%

Retail Ownership

79.19%

Institutional Holders

11.00

SeaStar Medical Institutional Shareholders

Institutional Shareholders by % of Total Shares

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
COHEN & CO FINANCIAL MANAGEMENT, LLC	7.59%	3.41%	623,400	-	-	1,159,524,000	Mar 31, 2023
HUDSON BAY CAPITAL MANAGEMENT LP	3.04%	0.00%	250,000	-374,005	-59.94%	465,000,000,000	Mar 31, 2023
SFMG, LLC	0.53%	0.01%	43,888	-	-	81,632,000	Mar 31, 2023
GEODE CAPITAL MANAGEMENT, LLC	0.22%	-	18,299	2,819	18.21%	34,036,000	Mar 31, 2023
KESTRA ADVISORY SERVICES, LLC	0.21%	0.00%	17,450	17,450	100.00%	32,457,000	Mar 31, 2023
STATE STREET CORP	0.13%	-	10,600	10,600	100.00%	19,716,000	Mar 31, 2023
GOLDMAN SACHS GROUP INC	0.12%	-	10,169	-300	-2.87%	18,914,000	Mar 31, 2023
LPL FINANCIAL LLC	0.12%	-	10,000	10,000	100.00%	18,600,000	Mar 31, 2023
TOWER RESEARCH CAPITAL LLC (TRC)	0.06%	0.00%	4,787	4,077	574.23%	9,000	Mar 31, 2023
UBS GROUP AG	0.05%	-	3,712	-685	-15.58%	6,904,000	Mar 31, 2023
WELLS FARGO & COMPANY/MN	0.00%	-	18	1	5.88%	33,000	Mar 31, 2023
WOLVERINE ASSET MANAGEMENT LLC	-	-	-	-699	-100.00%	-	Mar 31, 2023
MORGAN STANLEY	-	-	-	-3	-100.00%	-	Mar 31, 2023

SeaStar Medical's largest institutional shareholder is COHEN & CO FINANCIAL MANAGEMENT, LLC, holding 7.59% of the company's total share outstanding, currently valued at $1.16B. The top 10 institutional shareholders own together 12.08% of the company.

Institutional Shareholders by % of Total Assets

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
COHEN & CO FINANCIAL MANAGEMENT, LLC	7.59%	3.41%	623,400	-	-	1,159,524,000	Mar 31, 2023
SFMG, LLC	0.53%	0.01%	43,888	-	-	81,632,000	Mar 31, 2023
HUDSON BAY CAPITAL MANAGEMENT LP	3.04%	0.00%	250,000	-374,005	-59.94%	465,000,000,000	Mar 31, 2023
KESTRA ADVISORY SERVICES, LLC	0.21%	0.00%	17,450	17,450	100.00%	32,457,000	Mar 31, 2023
TOWER RESEARCH CAPITAL LLC (TRC)	0.06%	0.00%	4,787	4,077	574.23%	9,000	Mar 31, 2023
LPL FINANCIAL LLC	0.12%	-	10,000	10,000	100.00%	18,600,000	Mar 31, 2023
GEODE CAPITAL MANAGEMENT, LLC	0.22%	-	18,299	2,819	18.21%	34,036,000	Mar 31, 2023
GOLDMAN SACHS GROUP INC	0.12%	-	10,169	-300	-2.87%	18,914,000	Mar 31, 2023
UBS GROUP AG	0.05%	-	3,712	-685	-15.58%	6,904,000	Mar 31, 2023
STATE STREET CORP	0.13%	-	10,600	10,600	100.00%	19,716,000	Mar 31, 2023
WELLS FARGO & COMPANY/MN	0.00%	-	18	1	5.88%	33,000	Mar 31, 2023
WOLVERINE ASSET MANAGEMENT LLC	-	-	-	-699	-100.00%	-	Mar 31, 2023
MORGAN STANLEY	-	-	-	-3	-100.00%	-	Mar 31, 2023

The largest SeaStar Medical shareholder by % of total assets is COHEN & CO FINANCIAL MANAGEMENT, LLC. The company owns 623.40K shares of SeaStar Medical (ICU), representing 3.41% of its total assets.

Institutional Buyers

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
KESTRA ADVISORY SERVICES, LLC	0.21%	0.00%	17,450	17,450	100.00%	32,457,000	Mar 31, 2023
STATE STREET CORP	0.13%	-	10,600	10,600	100.00%	19,716,000	Mar 31, 2023
LPL FINANCIAL LLC	0.12%	-	10,000	10,000	100.00%	18,600,000	Mar 31, 2023
TOWER RESEARCH CAPITAL LLC (TRC)	0.06%	0.00%	4,787	4,077	574.23%	9,000	Mar 31, 2023
GEODE CAPITAL MANAGEMENT, LLC	0.22%	-	18,299	2,819	18.21%	34,036,000	Mar 31, 2023
WELLS FARGO & COMPANY/MN	0.00%	-	18	1	5.88%	33,000	Mar 31, 2023
SFMG, LLC	0.53%	0.01%	43,888	-	-	81,632,000	Mar 31, 2023
COHEN & CO FINANCIAL MANAGEMENT, LLC	7.59%	3.41%	623,400	-	-	1,159,524,000	Mar 31, 2023
MORGAN STANLEY	-	-	-	-3	-100.00%	-	Mar 31, 2023
GOLDMAN SACHS GROUP INC	0.12%	-	10,169	-300	-2.87%	18,914,000	Mar 31, 2023
UBS GROUP AG	0.05%	-	3,712	-685	-15.58%	6,904,000	Mar 31, 2023
WOLVERINE ASSET MANAGEMENT LLC	-	-	-	-699	-100.00%	-	Mar 31, 2023
HUDSON BAY CAPITAL MANAGEMENT LP	3.04%	0.00%	250,000	-374,005	-59.94%	465,000,000,000	Mar 31, 2023

As of Mar 31 2023, SeaStar Medical's largest institutional buyer is KESTRA ADVISORY SERVICES, LLC. The company purchased 17.45K stocks of ICU, valued at $32.46M.

Institutional Sellers

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
HUDSON BAY CAPITAL MANAGEMENT LP	3.04%	0.00%	250,000	-374,005	-59.94%	465,000,000,000	Mar 31, 2023
WOLVERINE ASSET MANAGEMENT LLC	-	-	-	-699	-100.00%	-	Mar 31, 2023
UBS GROUP AG	0.05%	-	3,712	-685	-15.58%	6,904,000	Mar 31, 2023
GOLDMAN SACHS GROUP INC	0.12%	-	10,169	-300	-2.87%	18,914,000	Mar 31, 2023
MORGAN STANLEY	-	-	-	-3	-100.00%	-	Mar 31, 2023
COHEN & CO FINANCIAL MANAGEMENT, LLC	7.59%	3.41%	623,400	-	-	1,159,524,000	Mar 31, 2023
SFMG, LLC	0.53%	0.01%	43,888	-	-	81,632,000	Mar 31, 2023
WELLS FARGO & COMPANY/MN	0.00%	-	18	1	5.88%	33,000	Mar 31, 2023
GEODE CAPITAL MANAGEMENT, LLC	0.22%	-	18,299	2,819	18.21%	34,036,000	Mar 31, 2023
TOWER RESEARCH CAPITAL LLC (TRC)	0.06%	0.00%	4,787	4,077	574.23%	9,000	Mar 31, 2023
LPL FINANCIAL LLC	0.12%	-	10,000	10,000	100.00%	18,600,000	Mar 31, 2023
STATE STREET CORP	0.13%	-	10,600	10,600	100.00%	19,716,000	Mar 31, 2023
KESTRA ADVISORY SERVICES, LLC	0.21%	0.00%	17,450	17,450	100.00%	32,457,000	Mar 31, 2023

As of Mar 31 2023, SeaStar Medical's biggest institutional seller is HUDSON BAY CAPITAL MANAGEMENT LP. The company sold -0.37M shares of ICU, valued at $465.00B.

Institutional New positions

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
KESTRA ADVISORY SERVICES, LLC	0.21%	0.00%	17,450	17,450	100.00%	32,457,000	Mar 31, 2023
STATE STREET CORP	0.13%	-	10,600	10,600	100.00%	19,716,000	Mar 31, 2023
LPL FINANCIAL LLC	0.12%	-	10,000	10,000	100.00%	18,600,000	Mar 31, 2023

SeaStar Medical's largest new institutional shareholder by number of shares is KESTRA ADVISORY SERVICES, LLC, purchased 17.45K shares, valued at $32.46M, as of undefined.

Institutional Sold Out

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
WOLVERINE ASSET MANAGEMENT LLC	-	-	-	-699	-100.00%	-	Mar 31, 2023
MORGAN STANLEY	-	-	-	-3	-100.00%	-	Mar 31, 2023

SeaStar Medical's largest sold out institutional shareholder by shares sold is WOLVERINE ASSET MANAGEMENT LLC, sold -0.70K shares, valued at -, as of undefined.

SeaStar Medical Mutual Fund Holders

Name	% Total Assets	Total Shares	Change Amount	Change %	Date
VANGUARD INDEX FUNDS	0.00%	276,225	-247,117	-47.22%	Mar 31, 2024
FIDELITY CONCORD STREET TRUST	0.00%	127,800	18,335	16.75%	Feb 29, 2024

SeaStar Medical's largest mutual fund holder by % of total assets is "VANGUARD INDEX FUNDS", owning 276.23K shares, compromising 0.00% of its total assets.

SeaStar Medical Institutional Ownership Trends

Institutional Holdings Trend

Date	Holdings	Change %
31 Mar, 23	11	10.00%
31 Dec, 22	10	900.00%
30 Sep, 22	1	-

As of 31 Mar 23, 11 institutions are holding SeaStar Medical's shares, representing an increase of 10.00% compared to the previous quarter.

Shares Outstanding Trend

Date	Shares Outstanding	Change %
31 Mar, 23	992,323	-25.00%
31 Dec, 22	1,323,068	3289.01%
30 Sep, 22	39,040	-

SeaStar Medical (ICU) has 992.32K shares outstanding as of 31 Mar 23, down -25.00% compared to the previous quarter.

Institutional Ownership Trend

Date	Ownership %	Change %
31 Mar, 23	12.08%	-33.88%
31 Dec, 22	18.28%	3289.12%
30 Sep, 22	0.54%	-

As of 31 Mar 23, SeaStar Medical is held by 12.08% institutional shareholders, representing a -33.88% negative growth compared to 31 Dec 22.

Institutional Increased Positions Trend

Date	Increased Positions	Change %
31 Mar, 23	3	-
31 Dec, 22	-	-
30 Sep, 22	-	-

3 institutional shareholders have increased their position in ICU stock as of 31 Mar 23 compared to - in the previous quarter (a 0.00% increase).

Institutional Reduced Positions Trend

Date	Reduced Positions	Change %
31 Mar, 23	3	-
31 Dec, 22	-	-
30 Sep, 22	-	-

3 institutional shareholders have reduced their position in ICU stock as of 31 Mar 23 compared to - in the previous quarter (a 0.00% increase).

All Institutional Ownership Trend Data

Date	Holdings	Change %	Shares Outstanding	Change %	Ownership %	Change %	Increased Positions	Change %	Reduced Positions	Change %
31 Mar, 23	11	10.00%	992,323	-25.00%	12.08%	-33.88%	3	-	3	-
31 Dec, 22	10	900.00%	1,323,068	3289.01%	18.28%	3289.12%	-	-	-	-
30 Sep, 22	1	-	39,040	-	0.54%	-	-	-	-	-

SeaStar Medical Insider Shareholders Trades

Open Market Insider Trades

Date	Name	Relation	Role	Transaction	Buy/Sell	Shares	Price	Value	Shares Held	Source
Nov 27, 2023	Van Heel Kenneth	director	-	P-Purchase	Buy	100,000	$0.40	$40.00K	116,400

Open Market Insider Buys

Date	Name	Relation	Role	Transaction	Buy/Sell	Shares	Price	Value	Shares Held	Source
Nov 27, 2023	Van Heel Kenneth	director	-	P-Purchase	Buy	100,000	$0.40	$40.00K	116,400

Insider Sells

Date	Name	Relation	Role	Transaction	Buy/Sell	Shares	Price	Value	Shares Held	Source

All Insider Owners Trades

Date	Name	Relation	Role	Transaction	Buy/Sell	Shares	Price	Value	Shares Held
Jun 14, 2024	Neuman John		-		Buy	-	-	-	-
Apr 16, 2024	Green David A	officer	Chief Financial Officer	A-Award	Buy	752,500	-	-	752,500
Apr 16, 2024	Russell Richard D.	director	-	A-Award	Buy	32,322	-	-	60,300
Apr 16, 2024	Lobo Andres	director	-	A-Award	Buy	32,322	-	-	40,300
Apr 16, 2024	Barnett Rick	director	-	A-Award	Buy	70,264	-	-	86,664
Apr 16, 2024	Van Heel Kenneth	director	-	A-Award	Buy	43,564	-	-	159,964
Apr 16, 2024	Collins Allan	director	-	A-Award	Buy	37,943	-	-	54,343
Apr 16, 2024	Rodgers Bruce M.	director	-	A-Award	Buy	36,537	-	-	44,515
Jan 22, 2024	Green David A		-		Buy	-	-	-	-
Nov 29, 2023	Schlorff Eric	director, officer	Chief Executive Officer	A-Award	Buy	60,248	-	-	837,823
Nov 29, 2023	Chung Kevin	officer	Chief Medical Officer	A-Award	Buy	63,422	-	-	210,860
Nov 29, 2023	Baron Caryl	officer	Interim CFO	A-Award	Buy	20,293	-	-	139,872
Nov 29, 2023	Baron Caryl	officer	Interim CFO	J-Other	Buy	15,070	-	-	119,579
Nov 28, 2023	Chung Kevin	officer	Chief Medical Officer	A-Award	Buy	28,125	-	-	113,181
Nov 28, 2023	Schlorff Eric	director, officer	Chief Executive Officer	A-Award	Buy	33,750	-	-	736,466
Nov 28, 2023	Schlorff Eric	director, officer	Chief Executive Officer	A-Award	Buy	20,317	-	-	702,176
Nov 27, 2023	Van Heel Kenneth	director	-	P-Purchase	Buy	100,000	$0.40	$40.00K	116,400
Sep 19, 2023	Baron Caryl	officer	Interim CFO	A-Award	Buy	4,110	-	-	104,506
Sep 19, 2023	Chung Kevin	officer	Chief Medical Officer	A-Award	Buy	34,257	-	-	154,490
Sep 19, 2023	Schlorff Eric	director, officer	Chief Executive Officer	A-Award	Buy	41,109	-	-	779,862

The last insider buy of ICU was made by Van Heel Kenneth on Nov 27 2023, buying 100,000 shares at $0.40 per share (worth $40.00K).

SeaStar Medical Insider Ownership Trends

All Insider Trades Trend

Date	Buy	Sell	Buy/Sell Ratio
Q4 2023	4	-	-
Q3 2023	13	-	-
Q2 2023	25	1	2500.00%
Q2 2022	2	-	-

4 total buy trades, and 0 total sell trades (buy/sell ratio of 0%) were made by SeaStar Medical's insiders, as of Q4 2023.

Open Market Insider Trades Trend

Date	Buy	Sell	Buy/Sell Ratio
Q4 2023	1	-	-
Q3 2023	-	-	-
Q2 2023	6	-	-
Q2 2022	1	-	-

As of Q4 2023, Insider owners conducted 1 open market buy trades and 0 open market sell trades of SeaStar Medical's stocks.

SeaStar Medical Peer Ownership

Ticker	Company
ZVSA	ZyVersa Therapeutics, Inc.
BDRX	Biodexa Pharmaceuticals Plc
CNSP	CNS Pharmaceuticals, Inc.
VIRI	Virios Therapeutics, Inc.
REVB	Revelation Biosciences, Inc.
QNRX	Quoin Pharmaceuticals, Ltd.
VRAX	Virax Biolabs Group Limited
EFTR	eFFECTOR Therapeutics, Inc.
IMMX	Immix Biopharma, Inc.
ALLR	Allarity Therapeutics, Inc.
SONN	Sonnet BioTherapeutics Holdings, Inc.
UNCY	Unicycive Therapeutics, Inc.
PALI	Palisade Bio, Inc.

ICU Ownership FAQ

Who Owns SeaStar Medical?

SeaStar Medical is owned by institutional shareholders (12.08%), insiders (8.72%), and public (79.19%). The largest institutional shareholder of SeaStar Medical is COHEN & CO FINANCIAL MANAGEMENT, LLC (7.59% of total shares) and the top mutual fund owner is VANGUARD INDEX FUNDS (0.00% of total shares).

Who are the major institutional shareholders of SeaStar Medical?

SeaStar Medical's major institutional shareholders are COHEN & CO FINANCIAL MANAGEMENT, LLC, HUDSON BAY CAPITAL MANAGEMENT LP, SFMG, LLC, GEODE CAPITAL MANAGEMENT, LLC, and KESTRA ADVISORY SERVICES, LLC. The top five shareholders own together 11.61% of the company's share outstanding.

How many SeaStar Medical shareholders are there?

As of Mar 2023, there are 11 institutional shareholders of SeaStar Medical.

What percentage of SeaStar Medical is owned by COHEN & CO FINANCIAL MANAGEMENT, LLC?

COHEN & CO FINANCIAL MANAGEMENT, LLC owns 623.4K shares of SeaStar Medical, representing 7.59% of the company's total shares outstanding, valued at $1.16B (as of Mar 2023).

What percentage of SeaStar Medical is owned by HUDSON BAY CAPITAL MANAGEMENT LP?

As of Mar 2023, HUDSON BAY CAPITAL MANAGEMENT LP holds 250K shares of SeaStar Medical (ICU), compromising 3.04% of the company, valued at $465B.

What percentage of SeaStar Medical is owned by SFMG, LLC?

SFMG, LLC is the third largest holder of SeaStar Medical. The company owns 43.89K of the company's shares outstanding (worth $81.63M).