LPL Financial Ownership | Who Owns LPL Financial?
LPL Financial Ownership Summary
LPL Financial is owned by 31.05% institutional investors, 0.53% insiders, and 68.42% retail investors. Vanguard group is the largest institutional shareholder, holding 10.74% of LPLA shares. Vanguard US Total Market Shares ETF is the top mutual fund, with 3.17% of its assets in LPL Financial shares.
LPLA Ownership Benchmark
| Type | Name | % Inst | % Insiders | % Retail |
|---|---|---|---|---|
| Stock | LPL Financial | 31.05% | 0.53% | 68.42% |
| Sector | Financial Services Stocks | 36.95% | 15.48% | 47.58% |
| Industry | Capital Markets Stocks | 35.42% | 14.69% | 49.89% |
Institutional Shareholders
Top Institutional Shareholders by Total Shares
| Holder | Shares | % Holding | Value |
|---|---|---|---|
| Vanguard group | 8.30M | 10.74% | $2.76B |
| Blackrock | 5.30M | 7.11% | $1.48B |
| Blackrock funding, inc. /de | 4.98M | 6.44% | $1.66B |
| Boston partners | 3.67M | 4.75% | $1.22B |
| Dodge & cox | 3.33M | 4.31% | $1.11B |
| Massachusetts financial services co /ma/ | 3.24M | 4.19% | $1.08B |
| Janus henderson group | 3.05M | 4.08% | $996.03M |
| Capital world investors | 2.63M | 3.40% | $874.49M |
| Kayne anderson rudnick investment management | 2.48M | 3.21% | $825.94M |
| Lone pine capital | 2.26M | 2.92% | $750.45M |
Top Institutional Shareholders by % of Total Assets
| Holder | Shares | % Assets | Value |
|---|---|---|---|
| Family wealth partners | 105.64K | 13.17% | $35.15M |
| Teca partners, lp | 48.48K | 10.17% | $16.13M |
| Surgocap partners lp | 994.28K | 9.20% | $330.79M |
| Darlington partners capital management, lp | 785.74K | 8.82% | $261.41M |
| Fairview capital investment management | 437.90K | 7.39% | $145.69M |
| Samlyn capital | 1.35M | 6.16% | $447.97M |
| Lts one management lp | 50.00K | 5.93% | $16.63M |
| Solel partners lp | 87.00K | 5.57% | $28.94M |
| Lone pine capital | 2.26M | 5.46% | $750.45M |
| Azora capital lp | 353.36K | 5.45% | $117.56M |
Top Buyers
| Holder | Shares | % Assets | Change |
|---|---|---|---|
| Capital world investors | 2.63M | 0.12% | 2.61M |
| Norges bank | 936.41K | 0.04% | 936.41K |
| Massachusetts financial services co /ma/ | 3.24M | 0.33% | 800.17K |
| Dodge & cox | 3.33M | 0.60% | 627.55K |
| Janus henderson group | 3.05M | 0.51% | 522.03K |
Top Sellers
| Holder | Shares | % Assets | Change |
|---|---|---|---|
| Capital research global investors | - | - | -1.58M |
| Fmr | 1.12M | 0.02% | -1.33M |
| Winslow capital management | - | - | -1.18M |
| Egerton capital (uk) llp | - | - | -832.52K |
| Blackrock | 5.30M | 0.03% | -774.55K |
New Positions
| Holder | Shares | % Assets | Change | Value |
|---|---|---|---|---|
| Norges bank | 936.41K | 0.04% | 936.41K | $305.75M |
| Strive asset management | 40.00K | 0.00% | 40.00K | $8.98M |
| Fjarde ap-fonden (the fourth swedish national pensionfund) | 20.90K | 0.07% | 20.90K | $5.84M |
| Rakuten investment management | 14.92K | 0.01% | 14.92K | $2.77M |
| Empirical financial services, llc d.b.a. empirical wealth management | 13.78K | 0.09% | 13.78K | $4.58M |
Sold Out
| Holder | Change |
|---|---|
| Abich financial wealth management | -1.00 |
| Hhm wealth advisors | -1.00 |
| Atticus wealth management | -1.00 |
| American capital advisory | -1.00 |
| Tfc financial management | -1.00 |
Institutional Ownership Trends
| Date | Holdings | Change % | Shares | Change % | Ownership | Change % | Increased Position | Change % | Decreased Position | Change % |
|---|---|---|---|---|---|---|---|---|---|---|
| Sep 30, 2025 | 381 | -53.08% | 24,005,043 | -69.73% | 31 | 0.30% | 175 | -61.37% | 129 | -50.38% |
| Jun 30, 2025 | 794 | -0.38% | 79,254,480 | 3.13% | 102 | 0.97% | 444 | -0.67% | 253 | 16.05% |
| Mar 31, 2025 | 13 | -98.24% | 2,202,850 | -96.91% | 2 | 0.03% | 5 | -98.65% | 5 | -98.14% |
| Dec 31, 2024 | 670 | 1.21% | 64,499,168 | -9.34% | 86 | 0.95% | 339 | 4.31% | 246 | 4.24% |
| Sep 30, 2024 | 653 | -4.25% | 71,015,179 | -1.34% | 94 | 1.02% | 320 | -12.81% | 233 | 11.48% |
Top Mutual Funds Shareholders
| Holder | Shares | % Holding | Change |
|---|---|---|---|
| Vanguard US Total Market Shares ETF | 2.37M | 3.17% | 1.75K |
| Vanguard Total Stock Mkt Idx Inv | 2.51M | 3.14% | -58.40K |
| Dodge & Cox Stock I | 1.83M | 2.29% | 1.83M |
| Vanguard Mid Cap Index Institutional | 1.78M | 2.23% | 19.22K |
| Janus Inst Mid Cap Growth CF | 1.52M | 1.90% | - |
| Janus Henderson Enterprise D | 1.52M | 1.90% | - |
| Principal MidCap R5 | 1.44M | 1.80% | 222.92K |
| Fidelity Magellan | 1.19M | 1.59% | 1.19M |
| Principal Aligned MidCap Equity | 1.23M | 1.53% | 448.70K |
| Capital Group AMCAP Composite | 1.13M | 1.51% | -21.11K |
Recent Insider Transactions
| Date | Name | Role | Activity | Value |
|---|---|---|---|---|
| Dec 05, 2025 | Steinmeier Richard | Chief Executive Officer | Sell | $909.51K |
| Dec 05, 2025 | Steinmeier Richard | Chief Executive Officer | Sell | $385.44K |
| Dec 05, 2025 | Steinmeier Richard | Chief Executive Officer | Sell | $67.46K |
| Dec 05, 2025 | Steinmeier Richard | Chief Executive Officer | Sell | $121.86K |
| Dec 05, 2025 | Steinmeier Richard | Chief Executive Officer | Sell | $289.94K |
Insider Transactions Trends
| Date | Buy | Sell |
|---|---|---|
| 2025 Q4 | - | 14 |
| 2025 Q3 | - | 37 |
| 2025 Q2 | - | 9 |
| 2025 Q1 | - | 13 |
| 2024 Q4 | - | 1 |
LPLA Ownership FAQ
Try Tickergate Pro Free
Customize Everything. 100% Flexibility. Fast and Easy to Use (No code or Excel Needed)
Customize your own personal stocks lists, views and charts
Choose from hundreds of fields, up to 15 years of history
Conduct deep comparison analysis
Discover trending investment themes
Find your next best investment
Research stocks using tools