Pulmonx Ownership 2024 | Who Owns Pulmonx Now?
Institutional Ownership
42.28%
Insider Ownership
5.26%
Retail Ownership
52.47%
Institutional Holders
58.00
Pulmonx Institutional Shareholders
Institutional Shareholders by % of Total Shares
| Name | % Total Shares | % Total Assets | Current Shares | Change Amount | Change % | Market Value | Date |
|---|---|---|---|---|---|---|---|
| PRIMECAP MANAGEMENT CO/CA/ | 14.96% | 0.04% | 5,739,427 | 92,976 | 1.65% | 53,204,488 | Mar 31, 2024 |
| FMR LLC | 12.65% | 0.00% | 4,853,935 | 1,544,434 | 46.67% | 44,995,978 | Mar 31, 2024 |
| BLACKROCK INC. | 7.91% | 0.00% | 3,037,266 | -79,797 | -2.56% | 28,155,455 | Mar 31, 2024 |
| POINT72 ASSET MANAGEMENT, L.P. | 7.07% | 0.06% | 2,715,132 | 1,169,043 | 75.61% | 25,169,274 | Mar 31, 2024 |
| MORGAN STANLEY | 6.91% | 0.00% | 2,651,445 | 372,724 | 16.36% | 24,578,895 | Mar 31, 2024 |
| VANGUARD GROUP INC | 5.41% | 0.00% | 2,077,859 | 11,417 | 0.55% | 19,261,753 | Mar 31, 2024 |
| BNP PARIBAS ASSET MANAGEMENT HOLDING S.A. | 2.58% | 0.02% | 989,423 | 59,835 | 6.44% | 9,172,000 | Mar 31, 2024 |
| STATE STREET CORP | 2.54% | 0.00% | 974,680 | 99,715 | 11.40% | 9,035,284 | Mar 31, 2024 |
| GEODE CAPITAL MANAGEMENT, LLC | 2.17% | 0.00% | 834,524 | 28,019 | 3.47% | 7,737,276 | Mar 31, 2024 |
| VICTORY CAPITAL MANAGEMENT INC | 2.15% | 0.01% | 826,297 | -27,549 | -3.23% | 7,659,774 | Mar 31, 2024 |
| BRAIDWELL LP | 1.96% | 0.22% | 752,541 | -35,413 | -4.49% | 6,976,055 | Mar 31, 2024 |
| FRANKLIN RESOURCES INC | 1.87% | 0.00% | 716,717 | -25,695 | -3.46% | 6,643,964 | Mar 31, 2024 |
| ROCK SPRINGS CAPITAL MANAGEMENT LP | 1.70% | 0.15% | 652,400 | - | - | 6,047,748 | Mar 31, 2024 |
| MILLENNIUM MANAGEMENT LLC | 1.69% | 0.00% | 650,234 | -153,789 | -19.13% | 6,027,669 | Mar 31, 2024 |
| DEUTSCHE BANK AG\ | 1.36% | 0.00% | 521,084 | -3,576 | -0.68% | 4,830,449 | Mar 31, 2024 |
| PURA VIDA INVESTMENTS, LLC | 1.22% | 0.73% | 466,787 | -10,611 | -2.22% | 4,327,115 | Mar 31, 2024 |
| D. E. SHAW & CO., INC. | 1.12% | 0.00% | 431,297 | -191,291 | -30.73% | 3,998,124 | Mar 31, 2024 |
| DIMENSIONAL FUND ADVISORS LP | 1.03% | 0.00% | 395,723 | 10,952 | 2.85% | 3,668,352 | Mar 31, 2024 |
| NORTHERN TRUST CORP | 0.86% | 0.00% | 328,322 | -6,935 | -2.07% | 3,043,545 | Mar 31, 2024 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 0.79% | 0.00% | 301,372 | 12,015 | 4.15% | 2,793,718 | Mar 31, 2024 |
Pulmonx's largest institutional shareholder is PRIMECAP MANAGEMENT CO/CA/, holding 14.96% of the company's total share outstanding, currently valued at $53.20M. The top 10 institutional shareholders own together 64.36% of the company.
Institutional Shareholders by % of Total Assets
| Name | % Total Shares | % Total Assets | Current Shares | Change Amount | Change % | Market Value | Date |
|---|---|---|---|---|---|---|---|
| MILLRACE ASSET GROUP, INC. | 0.50% | 1.78% | 191,580 | 191,580 | 100.00% | 1,776,000 | Mar 31, 2024 |
| ABG-WTT GLOBAL LIFE SCIENCE CAPITAL PARTNERS GP LTD | 0.16% | 1.34% | 60,204 | - | - | 558,091 | Mar 31, 2024 |
| PURA VIDA INVESTMENTS, LLC | 1.22% | 0.73% | 466,787 | -10,611 | -2.22% | 4,327,115 | Mar 31, 2024 |
| CFM WEALTH PARTNERS LLC | 0.69% | 0.49% | 264,039 | - | - | 2,447,642 | Mar 31, 2024 |
| DIVISADERO STREET CAPITAL MANAGEMENT, LP | 0.54% | 0.45% | 208,473 | -1,198,520 | -85.18% | 1,932,545 | Mar 31, 2024 |
| BRAIDWELL LP | 1.96% | 0.22% | 752,541 | -35,413 | -4.49% | 6,976,055 | Mar 31, 2024 |
| ROCK SPRINGS CAPITAL MANAGEMENT LP | 1.70% | 0.15% | 652,400 | - | - | 6,047,748 | Mar 31, 2024 |
| ENTRYPOINT CAPITAL, LLC | 0.03% | 0.09% | 11,013 | 11,013 | 100.00% | 102,091 | Mar 31, 2024 |
| PDT PARTNERS, LLC | 0.18% | 0.06% | 70,290 | 38,693 | 122.46% | 651,588 | Mar 31, 2024 |
| POINT72 ASSET MANAGEMENT, L.P. | 7.07% | 0.06% | 2,715,132 | 1,169,043 | 75.61% | 25,169,274 | Mar 31, 2024 |
| BOOTHBAY FUND MANAGEMENT, LLC | 0.59% | 0.04% | 226,199 | 199,199 | 737.77% | 2,096,865 | Mar 31, 2024 |
| PRIMECAP MANAGEMENT CO/CA/ | 14.96% | 0.04% | 5,739,427 | 92,976 | 1.65% | 53,204,488 | Mar 31, 2024 |
| VERSOR INVESTMENTS LP | 0.05% | 0.04% | 19,058 | 19,058 | 100.00% | 176,668 | Mar 31, 2024 |
| BNP PARIBAS ASSET MANAGEMENT HOLDING S.A. | 2.58% | 0.02% | 989,423 | 59,835 | 6.44% | 9,172,000 | Mar 31, 2024 |
| ALGERT GLOBAL LLC | 0.15% | 0.02% | 57,503 | -32,490 | -36.10% | 533,000 | Mar 31, 2024 |
| JEFFERIES FINANCIAL GROUP INC. | 0.61% | 0.02% | 235,110 | -50,000 | -17.54% | 2,179,470 | Mar 31, 2024 |
| PETRUS TRUST COMPANY, LTA | 0.06% | 0.02% | 22,612 | -6,104 | -21.26% | 209,613 | Mar 31, 2024 |
| Y-INTERCEPT (HONG KONG) LTD | 0.04% | 0.01% | 16,966 | 16,966 | 100.00% | 157,275 | Mar 31, 2024 |
| ENGINEERS GATE MANAGER LP | 0.12% | 0.01% | 45,079 | 18,996 | 72.83% | 417,882 | Mar 31, 2024 |
| QUEST PARTNERS LLC | 0.02% | 0.01% | 6,403 | -949 | -12.91% | 59,356 | Mar 31, 2024 |
The largest Pulmonx shareholder by % of total assets is MILLRACE ASSET GROUP, INC.. The company owns 191.58K shares of Pulmonx (LUNG), representing 1.78% of its total assets.
Institutional Buyers
| Name | % Total Shares | % Total Assets | Current Shares | Change Amount | Change % | Market Value | Date |
|---|---|---|---|---|---|---|---|
| FMR LLC | 12.65% | 0.00% | 4,853,935 | 1,544,434 | 46.67% | 44,995,978 | Mar 31, 2024 |
| POINT72 ASSET MANAGEMENT, L.P. | 7.07% | 0.06% | 2,715,132 | 1,169,043 | 75.61% | 25,169,274 | Mar 31, 2024 |
| MORGAN STANLEY | 6.91% | 0.00% | 2,651,445 | 372,724 | 16.36% | 24,578,895 | Mar 31, 2024 |
| JPMORGAN CHASE & CO | 0.69% | 0.00% | 264,575 | 212,312 | 406.24% | 2,452,610 | Mar 31, 2024 |
| BOOTHBAY FUND MANAGEMENT, LLC | 0.59% | 0.04% | 226,199 | 199,199 | 737.77% | 2,096,865 | Mar 31, 2024 |
| MILLRACE ASSET GROUP, INC. | 0.50% | 1.78% | 191,580 | 191,580 | 100.00% | 1,776,000 | Mar 31, 2024 |
| STATE STREET CORP | 2.54% | 0.00% | 974,680 | 99,715 | 11.40% | 9,035,284 | Mar 31, 2024 |
| PRIMECAP MANAGEMENT CO/CA/ | 14.96% | 0.04% | 5,739,427 | 92,976 | 1.65% | 53,204,488 | Mar 31, 2024 |
| CITADEL ADVISORS LLC | 0.35% | 0.00% | 133,263 | 78,332 | 142.60% | 1,235,348 | Mar 31, 2024 |
| RENAISSANCE TECHNOLOGIES LLC | 0.69% | 0.00% | 266,610 | 71,447 | 36.61% | 2,471,000 | Mar 31, 2024 |
| TUDOR INVESTMENT CORP ET AL | 0.31% | 0.01% | 119,470 | 67,123 | 128.23% | 1,107,487 | Mar 31, 2024 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0.16% | 0.00% | 61,890 | 61,890 | 100.00% | 573,721 | Mar 31, 2024 |
| BNP PARIBAS ASSET MANAGEMENT HOLDING S.A. | 2.58% | 0.02% | 989,423 | 59,835 | 6.44% | 9,172,000 | Mar 31, 2024 |
| CIBC WORLD MARKETS CORP | 0.13% | 0.00% | 50,000 | 50,000 | 100.00% | 463,500 | Mar 31, 2024 |
| CUBIST SYSTEMATIC STRATEGIES, LLC | 0.12% | 0.00% | 45,160 | 45,160 | 100.00% | 418,632 | Mar 31, 2024 |
| BALYASNY ASSET MANAGEMENT L.P. | 0.12% | 0.00% | 44,672 | 44,672 | 100.00% | 414,109 | Mar 31, 2024 |
| SQUAREPOINT OPS LLC | 0.10% | 0.00% | 39,977 | 39,977 | 100.00% | 370,587 | Mar 31, 2024 |
| PDT PARTNERS, LLC | 0.18% | 0.06% | 70,290 | 38,693 | 122.46% | 651,588 | Mar 31, 2024 |
| MARSHALL WACE, LLP | 0.32% | 0.00% | 123,313 | 38,526 | 45.44% | 1,143,112 | Mar 31, 2024 |
| GEODE CAPITAL MANAGEMENT, LLC | 2.17% | 0.00% | 834,524 | 28,019 | 3.47% | 7,737,276 | Mar 31, 2024 |
As of Mar 31 2024, Pulmonx's largest institutional buyer is FMR LLC. The company purchased 1.54M stocks of LUNG, valued at $45.00M.
Institutional Sellers
| Name | % Total Shares | % Total Assets | Current Shares | Change Amount | Change % | Market Value | Date |
|---|---|---|---|---|---|---|---|
| DIVISADERO STREET CAPITAL MANAGEMENT, LP | 0.54% | 0.45% | 208,473 | -1,198,520 | -85.18% | 1,932,545 | Mar 31, 2024 |
| LORD, ABBETT & CO. LLC | - | - | - | -365,518 | -100.00% | - | Mar 31, 2024 |
| D. E. SHAW & CO., INC. | 1.12% | 0.00% | 431,297 | -191,291 | -30.73% | 3,998,124 | Mar 31, 2024 |
| JACOBS LEVY EQUITY MANAGEMENT, INC | 0.51% | 0.01% | 197,336 | -167,457 | -45.90% | 1,829,305 | Mar 31, 2024 |
| MILLENNIUM MANAGEMENT LLC | 1.69% | 0.00% | 650,234 | -153,789 | -19.13% | 6,027,669 | Mar 31, 2024 |
| HOLOCENE ADVISORS, LP | - | - | - | -93,153 | -100.00% | - | Mar 31, 2024 |
| BLACKROCK INC. | 7.91% | 0.00% | 3,037,266 | -79,797 | -2.56% | 28,155,455 | Mar 31, 2024 |
| JANE STREET GROUP, LLC | - | - | - | -77,716 | -100.00% | - | Mar 31, 2024 |
| TWO SIGMA INVESTMENTS, LP | 0.24% | 0.00% | 91,235 | -77,705 | -46.00% | 845,748 | Mar 31, 2024 |
| CAMPBELL & CO INVESTMENT ADVISER LLC | 0.03% | 0.01% | 12,609 | -73,063 | -85.28% | 116,885 | Mar 31, 2024 |
| NUVEEN ASSET MANAGEMENT, LLC | 0.40% | 0.00% | 154,664 | -55,809 | -26.52% | 1,433,735 | Mar 31, 2024 |
| JEFFERIES FINANCIAL GROUP INC. | 0.61% | 0.02% | 235,110 | -50,000 | -17.54% | 2,179,470 | Mar 31, 2024 |
| STATE OF WISCONSIN INVESTMENT BOARD | - | - | - | -43,745 | -100.00% | - | Mar 31, 2024 |
| TWO SIGMA ADVISERS, LP | 0.41% | 0.00% | 157,500 | -43,500 | -21.64% | 1,460,025 | Mar 31, 2024 |
| PORTMAN LTD | - | - | - | -41,905 | -100.00% | - | Mar 31, 2024 |
| GOLDMAN SACHS GROUP INC | 0.56% | 0.00% | 214,612 | -37,802 | -14.98% | 1,989,453 | Mar 31, 2024 |
| BRAIDWELL LP | 1.96% | 0.22% | 752,541 | -35,413 | -4.49% | 6,976,055 | Mar 31, 2024 |
| EXODUSPOINT CAPITAL MANAGEMENT, LP | - | - | - | -33,362 | -100.00% | - | Mar 31, 2024 |
| ALGERT GLOBAL LLC | 0.15% | 0.02% | 57,503 | -32,490 | -36.10% | 533,000 | Mar 31, 2024 |
| NEW YORK LIFE INVESTMENT MANAGEMENT LLC | - | - | - | -31,129 | -100.00% | - | Mar 31, 2024 |
As of Mar 31 2024, Pulmonx's biggest institutional seller is DIVISADERO STREET CAPITAL MANAGEMENT, LP. The company sold -1.20M shares of LUNG, valued at $1.93M.
Institutional New positions
| Name | % Total Shares | % Total Assets | Current Shares | Change Amount | Change % | Market Value | Date |
|---|---|---|---|---|---|---|---|
| MILLRACE ASSET GROUP, INC. | 0.50% | 1.78% | 191,580 | 191,580 | 100.00% | 1,776,000 | Mar 31, 2024 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0.16% | 0.00% | 61,890 | 61,890 | 100.00% | 573,721 | Mar 31, 2024 |
| CIBC WORLD MARKETS CORP | 0.13% | 0.00% | 50,000 | 50,000 | 100.00% | 463,500 | Mar 31, 2024 |
| CUBIST SYSTEMATIC STRATEGIES, LLC | 0.12% | 0.00% | 45,160 | 45,160 | 100.00% | 418,632 | Mar 31, 2024 |
| BALYASNY ASSET MANAGEMENT L.P. | 0.12% | 0.00% | 44,672 | 44,672 | 100.00% | 414,109 | Mar 31, 2024 |
| SQUAREPOINT OPS LLC | 0.10% | 0.00% | 39,977 | 39,977 | 100.00% | 370,587 | Mar 31, 2024 |
| JUMP FINANCIAL, LLC | 0.07% | 0.01% | 25,015 | 25,015 | 100.00% | 231,889 | Mar 31, 2024 |
| Y-INTERCEPT (HONG KONG) LTD | 0.04% | 0.01% | 16,966 | 16,966 | 100.00% | 157,275 | Mar 31, 2024 |
| VERITION FUND MANAGEMENT LLC | 0.04% | 0.00% | 15,730 | 15,730 | 100.00% | 145,817 | Mar 31, 2024 |
| ENTRYPOINT CAPITAL, LLC | 0.03% | 0.09% | 11,013 | 11,013 | 100.00% | 102,091 | Mar 31, 2024 |
| CIBC PRIVATE WEALTH GROUP, LLC | 0.01% | 0.00% | 5,000 | 5,000 | 100.00% | 45,650,000 | Mar 31, 2024 |
| 0.00% | 0.00% | 1,272 | 1,272 | 100.00% | 11,793 | Mar 31, 2024 | |
| VALLEY NATIONAL ADVISERS INC | 0.00% | 0.00% | 1,070 | 1,070 | 100.00% | 9,000 | Mar 31, 2024 |
| ANNIS GARDNER WHITING CAPITAL ADVISORS, LLC | - | 0.00% | 19 | 19 | 100.00% | 177 | Mar 31, 2024 |
| NELSON, VAN DENBURG & CAMPBELL WEALTH MANAGEMENT GROUP, LLC | - | - | 7 | 7 | 100.00% | 64 | Mar 31, 2024 |
Pulmonx's largest new institutional shareholder by number of shares is MILLRACE ASSET GROUP, INC., purchased 191.58K shares, valued at $1.78M, as of undefined.
Institutional Sold Out
| Name | % Total Shares | % Total Assets | Current Shares | Change Amount | Change % | Market Value | Date |
|---|---|---|---|---|---|---|---|
| LORD, ABBETT & CO. LLC | - | - | - | -365,518 | -100.00% | - | Mar 31, 2024 |
| HOLOCENE ADVISORS, LP | - | - | - | -93,153 | -100.00% | - | Mar 31, 2024 |
| JANE STREET GROUP, LLC | - | - | - | -77,716 | -100.00% | - | Mar 31, 2024 |
| STATE OF WISCONSIN INVESTMENT BOARD | - | - | - | -43,745 | -100.00% | - | Mar 31, 2024 |
| PORTMAN LTD | - | - | - | -41,905 | -100.00% | - | Mar 31, 2024 |
| EXODUSPOINT CAPITAL MANAGEMENT, LP | - | - | - | -33,362 | -100.00% | - | Mar 31, 2024 |
| NEW YORK LIFE INVESTMENT MANAGEMENT LLC | - | - | - | -31,129 | -100.00% | - | Mar 31, 2024 |
| GROUP ONE TRADING, L.P. | - | - | - | -26,605 | -100.00% | - | Mar 31, 2024 |
| RHENMAN & PARTNERS ASSET MANAGEMENT AB | - | - | - | -25,000 | -100.00% | - | Mar 31, 2024 |
| TREXQUANT INVESTMENT LP | - | - | - | -24,936 | -100.00% | - | Mar 31, 2024 |
| XTX TOPCO LTD | - | - | - | -23,641 | -100.00% | - | Mar 31, 2024 |
| TWINBEECH CAPITAL LP | - | - | - | -19,966 | -100.00% | - | Mar 31, 2024 |
| PEAK6 INVESTMENTS LLC | - | - | - | -19,809 | -100.00% | - | Mar 31, 2024 |
| GSA CAPITAL PARTNERS LLP | - | - | - | -19,792 | -100.00% | - | Mar 31, 2024 |
| DYNAMIC TECHNOLOGY LAB PRIVATE LTD | - | - | - | -12,258 | -100.00% | - | Mar 31, 2024 |
| HRT FINANCIAL LP | - | - | - | -12,144 | -100.00% | - | Mar 31, 2024 |
| OLYMPIAD RESEARCH LP | - | - | - | -12,012 | -100.00% | - | Mar 31, 2024 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | - | - | - | -10,560 | -100.00% | - | Mar 31, 2024 |
| SG AMERICAS SECURITIES, LLC | - | - | - | -9,184 | -100.00% | - | Mar 31, 2024 |
| QUANTBOT TECHNOLOGIES LP | - | - | - | -6,955 | -100.00% | - | Mar 31, 2024 |
| FEDERATED HERMES, INC. | - | - | - | -204 | -100.00% | - | Mar 31, 2024 |
| BENJAMIN F. EDWARDS & COMPANY, INC. | - | - | - | -50 | -100.00% | - | Mar 31, 2024 |
Pulmonx's largest sold out institutional shareholder by shares sold is LORD, ABBETT & CO. LLC, sold -0.37M shares, valued at -, as of undefined.
Pulmonx Mutual Fund Holders
| Name | % Total Assets | Total Shares | Change Amount | Change % | Date |
|---|---|---|---|---|---|
| Tax-Managed Multi-Cap Growth Portfolio | 0.86% | 23,062 | - | - | Jan 31, 2024 |
| AMG FUNDS | 0.83% | 93,000 | - | - | Jan 31, 2024 |
| BlackRock Innovation & Growth Trust | 0.61% | 710,943 | - | - | Dec 31, 2023 |
| PRIMECAP Odyssey Funds | 0.46% | 3,788,981 | 42,010 | 1.12% | Jan 31, 2024 |
| STATE STREET INSTITUTIONAL FUNDS | 0.16% | 145,000 | - | - | Dec 31, 2023 |
| BlackRock Health Sciences Trust II | 0.12% | 335,566 | - | - | Dec 31, 2023 |
| ALLSPRING VARIABLE TRUST | 0.09% | 50,923 | - | - | Dec 31, 2023 |
| VICTORY VARIABLE INSURANCE FUNDS | 0.08% | 39,010 | -4,540 | -10.42% | Dec 31, 2023 |
| EATON VANCE GROWTH TRUST | 0.07% | 186,189 | - | - | Feb 29, 2024 |
| VANGUARD VALLEY FORGE FUNDS | 0.04% | 21,458 | - | - | Dec 31, 2023 |
| MERIDIAN FUND INC | 0.04% | 139,799 | - | - | Dec 29, 2023 |
| LORD ABBETT SECURITIES TRUST | 0.03% | 118,803 | 22,673 | 23.59% | Jan 31, 2024 |
| FIDELITY SECURITIES FUND | 0.02% | 1,885,716 | 905,000 | 92.28% | Jan 31, 2024 |
| T. Rowe Price Small-Cap Stock Fund, Inc. | 0.02% | 64,755 | - | - | Dec 31, 2023 |
| DEUTSCHE DWS INVESTMENTS VIT FUNDS | 0.01% | 5,702 | - | - | Dec 31, 2023 |
| IndexIQ ETF Trust | 0.01% | 29,099 | -2,037 | -6.54% | Jan 31, 2024 |
| QUANTITATIVE MASTER SERIES LLC | 0.01% | 67,926 | 4,122 | 6.46% | Dec 31, 2023 |
| VICTORY PORTFOLIOS | 0.01% | 301,610 | -50,490 | -14.34% | Dec 31, 2023 |
| FIDELITY SELECT PORTFOLIOS | 0.01% | 614,300 | 325,600 | 112.78% | Feb 29, 2024 |
| Nushares ETF Trust | 0.01% | 43,280 | - | - | Jan 31, 2024 |
| FIDELITY ADVISOR SERIES I | 0.01% | 1,017,600 | 194,900 | 23.69% | Feb 29, 2024 |
| SMALLCAP WORLD FUND INC | 0.01% | 335,500 | - | - | Dec 31, 2023 |
| VANGUARD INDEX FUNDS | 0.00% | 2,180,774 | 612,945 | 39.10% | Dec 31, 2023 |
| VANGUARD EXPLORER FUND | 0.00% | 49,539 | - | - | Jan 31, 2024 |
| OLD WESTBURY FUNDS INC | 0.00% | 510,000 | - | - | Jan 31, 2024 |
| DRIEHAUS MUTUAL FUNDS | 0.00% | 31,230 | - | - | Dec 29, 2023 |
| DEUTSCHE DWS VARIABLE SERIES II | 0.00% | 7,082 | - | - | Dec 31, 2023 |
| TIAA SEPARATE ACCOUNT VA 1 | 0.00% | 711 | - | - | Dec 31, 2023 |
| FIDELITY COMMONWEALTH TRUST | 0.00% | 9,655 | - | - | Feb 29, 2024 |
| VANGUARD HORIZON FUNDS | 0.00% | 62,724 | 31,362 | 100.00% | Dec 31, 2023 |
| AMG Funds I | 0.00% | 4,239 | - | - | Jan 31, 2024 |
| T. Rowe Price Equity Funds, Inc. | 0.00% | 41,284 | - | - | Dec 31, 2023 |
| WILLIAM BLAIR FUNDS | 0.00% | 207,411 | - | - | Dec 31, 2023 |
| THRIVENT SERIES FUND INC | 0.00% | 213,889 | - | - | Dec 29, 2023 |
| INVESCO EXCHANGE-TRADED FUND TRUST | 0.00% | 150,705 | - | - | Jan 31, 2024 |
| FIDELITY CONCORD STREET TRUST | 0.00% | 363,622 | 18,635 | 5.40% | Feb 29, 2024 |
| Calvert Variable Products, Inc. | 0.00% | 3,617 | - | - | Dec 31, 2023 |
| LoCorr Investment Trust | 0.00% | 35,307 | 55,363 | -276.04% | Mar 31, 2024 |
| Advisors' Inner Circle Fund II | 0.00% | 1,155,000 | - | - | Jan 31, 2024 |
| GOLDMAN SACHS VARIABLE INSURANCE TRUST | 0.00% | 4,689 | - | - | Dec 31, 2023 |
| SCHWAB STRATEGIC TRUST | 0.00% | 201,348 | 12,758 | 6.76% | Feb 29, 2024 |
| VANGUARD INSTITUTIONAL INDEX FUNDS | 0.00% | 23,982 | - | - | Dec 31, 2023 |
| TIAA-CREF LIFE FUNDS | 0.00% | 2,133 | - | - | Dec 31, 2023 |
| T. Rowe Price Index Trust, Inc. | 0.00% | 13,636 | - | - | Feb 29, 2024 |
| FIDELITY ADVISOR SERIES VII | 0.00% | 6,300 | - | - | Jan 31, 2024 |
| THRIVENT MUTUAL FUNDS | 0.00% | 63,508 | - | - | Jan 31, 2024 |
| BlackRock ETF Trust | 0.00% | 609 | 22 | 3.75% | Jan 31, 2024 |
| CALAMOS INVESTMENT TRUST/IL | 0.00% | 56,704 | - | - | Jan 31, 2024 |
| Voya VARIABLE PORTFOLIOS INC | 0.00% | 15,136 | - | - | Dec 31, 2023 |
| Principal Exchange-Traded Funds | 0.00% | 5,731 | -882 | -13.34% | Mar 31, 2024 |
| VANGUARD WORLD FUND | 0.00% | 116,364 | -5,268 | -4.33% | Feb 29, 2024 |
| STATE STREET VARIABLE INSURANCE SERIES FUNDS INC | 0.00% | 1,878 | - | - | Dec 31, 2023 |
| Fidelity Rutland Square Trust II | 0.00% | 503,800 | 503,700 | 503700.00% | Feb 29, 2024 |
| VANGUARD VARIABLE INSURANCE FUNDS | 0.00% | 17,333 | - | - | Dec 31, 2023 |
| OHIO NATIONAL FUND INC | 0.00% | 6,417 | - | - | Dec 31, 2023 |
| AMERICAN CENTURY ETF TRUST | 0.00% | 27,720 | 5,405 | 24.22% | Feb 29, 2024 |
| T. Rowe Price Spectrum Funds II, Inc. | 0.00% | 3,466 | - | - | Feb 29, 2024 |
| Dimensional ETF Trust | 0.00% | 91,461 | 2,106 | 2.36% | Jan 31, 2024 |
| DFA INVESTMENT DIMENSIONS GROUP INC | 0.00% | 213,833 | -8,918 | -4.00% | Jan 31, 2024 |
| VARIABLE INSURANCE PRODUCTS FUND II | 0.00% | 2,099 | -916 | -30.38% | Dec 31, 2023 |
| STATE STREET INSTITUTIONAL INVESTMENT TRUST | 0.00% | 12,100 | - | - | Dec 31, 2023 |
| EQ ADVISORS TRUST | 0.00% | 145,596 | 35,856 | 32.67% | Dec 31, 2023 |
| FINANCIAL INVESTORS TRUST | 0.00% | 7,930 | - | - | Jan 31, 2024 |
| FLEXSHARES TRUST | 0.00% | 7,480 | - | - | Jan 31, 2024 |
| iSHARES TRUST | 0.00% | 1,443,917 | - | - | Feb 29, 2024 |
| NATIONWIDE VARIABLE INSURANCE TRUST | 0.00% | 12,205 | -4,957 | -28.88% | Dec 31, 2023 |
| VANGUARD SCOTTSDALE FUNDS | 0.00% | 168,870 | 21,122 | 14.30% | Feb 29, 2024 |
| RYDEX SERIES FUNDS | 0.00% | 334 | - | - | Dec 31, 2023 |
| COLLEGE RETIREMENT EQUITIES FUND | 0.00% | 85,874 | - | - | Dec 31, 2023 |
| Invesco Exchange-Traded Self-Indexed Fund Trust | 0.00% | 15,869 | - | - | Feb 29, 2024 |
| ProFunds | 0.00% | 522 | 213 | 68.93% | Jan 31, 2024 |
| RBB FUND, INC. | 0.00% | 5,099 | - | - | Feb 29, 2024 |
| RUSSELL INVESTMENT FUNDS | 0.00% | 3,467 | - | - | Dec 31, 2023 |
| T. Rowe Price Equity Series, Inc. | 0.00% | 80 | - | - | Dec 31, 2023 |
| Bridge Builder Trust | 0.00% | 334,835 | -20,307 | -5.72% | Dec 31, 2023 |
| VALIC Co I | 0.00% | 14,077 | -57 | -0.40% | Feb 29, 2024 |
| FIDELITY MT VERNON STREET TRUST | 0.00% | 1,374 | -26,027 | -94.99% | Feb 29, 2024 |
| PENN SERIES FUNDS INC | 0.00% | 1,300 | - | - | Dec 29, 2023 |
| RUSSELL INVESTMENT CO | 0.00% | 13,245 | -1,509 | -10.23% | Jan 31, 2024 |
| SA FUNDS INVESTMENT TRUST | 0.00% | 667 | - | - | Dec 31, 2023 |
| TIFF INVESTMENT PROGRAM | 0.00% | 1,838 | - | - | Dec 31, 2023 |
| RYDEX DYNAMIC FUNDS | 0.00% | 166 | - | - | Dec 31, 2023 |
| FIDELITY CAPITAL TRUST | 0.00% | 393 | - | - | Jan 31, 2024 |
| MASTER INVESTMENT PORTFOLIO | 0.00% | 3,141 | - | - | Dec 31, 2023 |
| NATIONWIDE MUTUAL FUNDS | 0.00% | 4,458 | -29 | -0.65% | Jan 31, 2024 |
| ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST | 0.00% | 1,571 | - | - | Dec 31, 2023 |
| ADVANCED SERIES TRUST | 0.00% | 116,140 | -12,430 | -9.67% | Dec 29, 2023 |
| Blackstone Alternative Investment Funds | 0.00% | 3,300 | - | - | Dec 31, 2023 |
| Guggenheim Active Allocation Fund | 0.00% | 155 | - | - | Feb 29, 2024 |
| LINCOLN VARIABLE INSURANCE PRODUCTS TRUST | 0.00% | 48,057 | - | - | Dec 31, 2023 |
| PROSHARES TRUST | 0.00% | 5,375 | 633 | 13.35% | Feb 29, 2024 |
| ALLSPRING MASTER TRUST | 0.00% | 1,320 | - | - | Feb 29, 2024 |
| RYDEX VARIABLE TRUST | 0.00% | 22 | - | - | Dec 31, 2023 |
| NORTHERN FUNDS | 0.00% | 15,483 | -977 | -5.94% | Dec 29, 2023 |
| MORGAN STANLEY PATHWAY FUNDS | 0.00% | 1,660 | 511 | 44.47% | Feb 29, 2024 |
| FIRST TRUST EXCHANGE-TRADED FUND II | 0.00% | 99 | - | - | Dec 31, 2023 |
| PACE SELECT ADVISORS TRUST | 0.00% | 4,612 | -16,200 | -77.84% | Jan 31, 2024 |
| Goldman Sachs ETF Trust | 0.00% | 1,200 | -2,882 | -70.60% | Feb 29, 2024 |
| SUNAMERICA SERIES TRUST | 0.00% | 4,156 | -17 | -0.41% | Jan 31, 2024 |
| Brinker Capital Destinations Trust | 0.00% | 679 | - | - | Feb 29, 2024 |
Pulmonx's largest mutual fund holder by % of total assets is "Tax-Managed Multi-Cap Growth Portfolio", owning 23.06K shares, compromising 0.86% of its total assets.
Pulmonx Institutional Ownership Trends
Institutional Holdings Trend
| Date | Holdings | Change % |
|---|---|---|
| 31 Mar, 24 | 58 | -53.23% |
| 31 Dec, 23 | 124 | 5.98% |
| 30 Sep, 23 | 117 | 0.86% |
| 30 Jun, 23 | 116 | 5.45% |
| 31 Mar, 23 | 110 | -5.17% |
| 31 Dec, 22 | 116 | 14.85% |
| 30 Sep, 22 | 101 | -2.88% |
| 30 Jun, 22 | 104 | -6.31% |
| 31 Mar, 22 | 111 | -9.02% |
| 31 Dec, 21 | 122 | -1.61% |
| 30 Sep, 21 | 124 | 6.90% |
| 30 Jun, 21 | 116 | 4.50% |
| 31 Mar, 21 | 111 | 11.00% |
| 31 Dec, 20 | 100 | - |
As of 31 Mar 24, 58 institutions are holding Pulmonx's shares, representing a decrease of -53.23% compared to the previous quarter.
Shares Outstanding Trend
| Date | Shares Outstanding | Change % |
|---|---|---|
| 31 Mar, 24 | 16,224,622 | -51.52% |
| 31 Dec, 23 | 33,463,430 | 1.80% |
| 30 Sep, 23 | 32,871,204 | -1.62% |
| 30 Jun, 23 | 33,411,045 | -2.95% |
| 31 Mar, 23 | 34,427,627 | 2.14% |
| 31 Dec, 22 | 33,706,211 | -3.38% |
| 30 Sep, 22 | 34,883,574 | -1.01% |
| 30 Jun, 22 | 35,240,916 | 2.06% |
| 31 Mar, 22 | 34,529,660 | 7.75% |
| 31 Dec, 21 | 32,047,508 | 1.41% |
| 30 Sep, 21 | 31,600,545 | 22.17% |
| 30 Jun, 21 | 25,865,656 | 19.73% |
| 31 Mar, 21 | 21,603,828 | 17.37% |
| 31 Dec, 20 | 18,406,687 | - |
Pulmonx (LUNG) has 16.22M shares outstanding as of 31 Mar 24, down -51.52% compared to the previous quarter.
Institutional Ownership Trend
| Date | Ownership % | Change % |
|---|---|---|
| 31 Mar, 24 | 42.28% | 0.55% |
| 31 Dec, 23 | 87.78% | 1.16% |
| 30 Sep, 23 | 86.92% | 1.10% |
| 30 Jun, 23 | 88.92% | 1.06% |
| 31 Mar, 23 | 91.63% | 1.13% |
| 31 Dec, 22 | 90.17% | 1.02% |
| 30 Sep, 22 | 93.80% | 1.03% |
| 30 Jun, 22 | 95.24% | 1.08% |
| 31 Mar, 22 | 93.82% | 1.23% |
| 31 Dec, 21 | 87.47% | 1.16% |
| 30 Sep, 21 | 86.70% | 1.68% |
| 30 Jun, 21 | 71.76% | 1.92% |
| 31 Mar, 21 | 61.08% | 2.07% |
| 31 Dec, 20 | 54.27% | - |
As of 31 Mar 24, Pulmonx is held by 42.28% institutional shareholders, representing a 0.55% growth compared to 31 Dec 23.
Institutional Increased Positions Trend
| Date | Increased Positions | Change % |
|---|---|---|
| 31 Mar, 24 | 29 | -53.23% |
| 31 Dec, 23 | 62 | 21.57% |
| 30 Sep, 23 | 51 | -15.00% |
| 30 Jun, 23 | 60 | -9.09% |
| 31 Mar, 23 | 66 | -16.46% |
| 31 Dec, 22 | 79 | 36.21% |
| 30 Sep, 22 | 58 | -12.12% |
| 30 Jun, 22 | 66 | 11.86% |
| 31 Mar, 22 | 59 | -4.84% |
| 31 Dec, 21 | 62 | -19.48% |
| 30 Sep, 21 | 77 | -8.33% |
| 30 Jun, 21 | 84 | 25.37% |
| 31 Mar, 21 | 67 | -33.00% |
| 31 Dec, 20 | 100 | - |
29 institutional shareholders have increased their position in LUNG stock as of 31 Mar 24 compared to 62 in the previous quarter (a -53.23% decrease).
Institutional Reduced Positions Trend
| Date | Reduced Positions | Change % |
|---|---|---|
| 31 Mar, 24 | 14 | -62.16% |
| 31 Dec, 23 | 37 | -9.76% |
| 30 Sep, 23 | 41 | 36.67% |
| 30 Jun, 23 | 30 | 36.36% |
| 31 Mar, 23 | 22 | 15.79% |
| 31 Dec, 22 | 19 | -34.48% |
| 30 Sep, 22 | 29 | 16.00% |
| 30 Jun, 22 | 25 | -21.88% |
| 31 Mar, 22 | 32 | -8.57% |
| 31 Dec, 21 | 35 | 25.00% |
| 30 Sep, 21 | 28 | 27.27% |
| 30 Jun, 21 | 22 | -21.43% |
| 31 Mar, 21 | 28 | - |
| 31 Dec, 20 | - | - |
14 institutional shareholders have reduced their position in LUNG stock as of 31 Mar 24 compared to 37 in the previous quarter (a -62.16% decrease).
All Institutional Ownership Trend Data
| Date | Holdings | Change % | Shares Outstanding | Change % | Ownership % | Change % | Increased Positions | Change % | Reduced Positions | Change % |
|---|---|---|---|---|---|---|---|---|---|---|
| 31 Mar, 24 | 58 | -53.23% | 16,224,622 | -51.52% | 42.28% | 0.55% | 29 | -53.23% | 14 | -62.16% |
| 31 Dec, 23 | 124 | 5.98% | 33,463,430 | 1.80% | 87.78% | 1.16% | 62 | 21.57% | 37 | -9.76% |
| 30 Sep, 23 | 117 | 0.86% | 32,871,204 | -1.62% | 86.92% | 1.10% | 51 | -15.00% | 41 | 36.67% |
| 30 Jun, 23 | 116 | 5.45% | 33,411,045 | -2.95% | 88.92% | 1.06% | 60 | -9.09% | 30 | 36.36% |
| 31 Mar, 23 | 110 | -5.17% | 34,427,627 | 2.14% | 91.63% | 1.13% | 66 | -16.46% | 22 | 15.79% |
| 31 Dec, 22 | 116 | 14.85% | 33,706,211 | -3.38% | 90.17% | 1.02% | 79 | 36.21% | 19 | -34.48% |
| 30 Sep, 22 | 101 | -2.88% | 34,883,574 | -1.01% | 93.80% | 1.03% | 58 | -12.12% | 29 | 16.00% |
| 30 Jun, 22 | 104 | -6.31% | 35,240,916 | 2.06% | 95.24% | 1.08% | 66 | 11.86% | 25 | -21.88% |
| 31 Mar, 22 | 111 | -9.02% | 34,529,660 | 7.75% | 93.82% | 1.23% | 59 | -4.84% | 32 | -8.57% |
| 31 Dec, 21 | 122 | -1.61% | 32,047,508 | 1.41% | 87.47% | 1.16% | 62 | -19.48% | 35 | 25.00% |
| 30 Sep, 21 | 124 | 6.90% | 31,600,545 | 22.17% | 86.70% | 1.68% | 77 | -8.33% | 28 | 27.27% |
| 30 Jun, 21 | 116 | 4.50% | 25,865,656 | 19.73% | 71.76% | 1.92% | 84 | 25.37% | 22 | -21.43% |
| 31 Mar, 21 | 111 | 11.00% | 21,603,828 | 17.37% | 61.08% | 2.07% | 67 | -33.00% | 28 | - |
| 31 Dec, 20 | 100 | - | 18,406,687 | - | 54.27% | - | 100 | - | - | - |
Pulmonx Insider Shareholders Trades
Open Market Insider Trades
Open Market Insider Buys
| Date | Name | Relation | Role | Transaction | Buy/Sell | Shares | Price | Value | Shares Held | Source |
|---|
Insider Sells
All Insider Owners Trades
The last insider sell of Pulmonx's stock was made by Rose Geoffrey Beran on Apr 24 2024, selling 1,184 shares at $7.49 per share (valued at $8.87K).
Pulmonx Insider Ownership Trends
All Insider Trades Trend
| Date | Buy | Sell | Buy/Sell Ratio |
|---|---|---|---|
| Q2 2024 | 2 | 1 | 200.00% |
| Q1 2024 | 14 | 17 | 82.35% |
| Q4 2023 | 1 | 21 | 4.76% |
| Q3 2023 | - | 15 | - |
| Q2 2023 | 7 | 13 | 53.85% |
| Q1 2023 | 8 | 8 | 100.00% |
| Q4 2022 | 5 | 10 | 50.00% |
| Q3 2022 | - | 6 | - |
| Q2 2022 | 7 | 6 | 116.67% |
| Q1 2022 | 8 | 12 | 66.67% |
| Q4 2021 | - | 19 | - |
| Q3 2021 | 4 | 25 | 16.00% |
| Q2 2021 | 18 | 36 | 50.00% |
| Q1 2021 | - | 1 | - |
| Q4 2020 | 26 | 21 | 123.81% |
| Q3 2020 | 6 | 20 | 30.00% |
2 total buy trades, and 1 total sell trades (buy/sell ratio of 2.00%) were made by Pulmonx's insiders, as of Q2 2024.
Open Market Insider Trades Trend
| Date | Buy | Sell | Buy/Sell Ratio |
|---|---|---|---|
| Q2 2024 | - | 1 | - |
| Q1 2024 | - | 17 | - |
| Q4 2023 | - | 16 | - |
| Q3 2023 | - | 15 | - |
| Q2 2023 | - | 13 | - |
| Q1 2023 | - | 8 | - |
| Q4 2022 | 3 | 8 | 37.50% |
| Q3 2022 | - | 6 | - |
| Q2 2022 | - | 5 | - |
| Q1 2022 | - | 11 | - |
| Q4 2021 | - | 19 | - |
| Q3 2021 | 1 | 24 | 4.17% |
| Q2 2021 | 1 | 32 | 3.13% |
| Q1 2021 | - | 1 | - |
| Q4 2020 | 4 | - | - |
| Q3 2020 | - | - | - |
As of Q2 2024, Insider owners conducted 0 open market buy trades and 1 open market sell trades of Pulmonx's stocks.
Pulmonx Peer Ownership
| Ticker | Company |
|---|---|
| IRMD | IRadimed Corporation |
| ITGR | Integer Holdings Corporation |
| AXGN | AxoGen, Inc. |
| OFIX | Orthofix Medical Inc. |
| LIVN | LivaNova PLC |
| RXST | RxSight, Inc. |
| NPCE | NeuroPace, Inc. |
| SRDX | Surmodics, Inc. |
| APYX | Apyx Medical Corporation |
| OSA | ProSomnus, Inc. Common Stock |
| SIBN | SI-BONE, Inc. |
| KIDS | OrthoPediatrics Corp. |
| CNMD | CONMED Corporation |
| INGN | Inogen, Inc. |
LUNG Ownership FAQ
Who Owns Pulmonx?
Pulmonx is owned by institutional shareholders (42.28%), insiders (5.26%), and public (52.47%). The largest institutional shareholder of Pulmonx is PRIMECAP MANAGEMENT CO/CA/ (14.96% of total shares) and the top mutual fund owner is Tax-Managed Multi-Cap Growth Portfolio (0.86% of total shares).
Who are the major institutional shareholders of Pulmonx?
Pulmonx's major institutional shareholders are PRIMECAP MANAGEMENT CO/CA/, FMR LLC, BLACKROCK INC., POINT72 ASSET MANAGEMENT, L.P., and MORGAN STANLEY. The top five shareholders own together 49.50% of the company's share outstanding.
How many Pulmonx shareholders are there?
As of Mar 2024, there are 58 institutional shareholders of Pulmonx.
What percentage of Pulmonx is owned by PRIMECAP MANAGEMENT CO/CA/?
PRIMECAP MANAGEMENT CO/CA/ owns 5.74M shares of Pulmonx, representing 14.96% of the company's total shares outstanding, valued at $53.2M (as of Mar 2024).
What percentage of Pulmonx is owned by FMR LLC?
As of Mar 2024, FMR LLC holds 4.85M shares of Pulmonx (LUNG), compromising 12.65% of the company, valued at $45M.
What percentage of Pulmonx is owned by BLACKROCK INC?
BLACKROCK INC is the third largest holder of Pulmonx. The company owns 3.04M of the company's shares outstanding (worth $28.16M).