Novavax Ownership 2024 | Who Owns Novavax Now?


OverviewForecastRevenueFinancialsChartTranscripts

Institutional Ownership

42.32%

Insider Ownership

4.97%

Retail Ownership

52.71%

Institutional Holders

155.00

Novavax Institutional Shareholders


Institutional Shareholders by % of Total Shares

Name% Total Shares% Total AssetsCurrent SharesChange AmountChange %Market ValueDate
STATE STREET CORP16.78%0.00%16,906,570130,6950.78%80,813,405Mar 31, 2024
VANGUARD GROUP INC13.39%0.00%13,493,274-1,066,787-7.33%64,497,849Mar 31, 2024
BLACKROCK INC.9.36%0.00%9,428,531992,35211.76%45,068,377Mar 31, 2024
SHAH CAPITAL MANAGEMENT8.06%10.86%8,117,827337,0714.33%38,803,213Mar 31, 2024
GEODE CAPITAL MANAGEMENT, LLC2.57%0.00%2,587,734290,22712.63%12,371,141Mar 31, 2024
MORGAN STANLEY1.86%0.00%1,870,330-5,371,125-74.17%8,940,177Mar 31, 2024
CITIGROUP INC1.74%0.01%1,755,810562,05347.08%8,392,773Mar 31, 2024
SUSQUEHANNA INTERNATIONAL GROUP, LLP1.72%0.00%1,731,8001,731,800100.00%8,278,004Mar 31, 2024
RAFFERTY ASSET MANAGEMENT, LLC1.67%0.03%1,682,65970,8194.39%8,043,110Mar 31, 2024
COATUE MANAGEMENT LLC1.51%0.03%1,519,594--7,263,659Mar 31, 2024
ALLIANZ ASSET MANAGEMENT GMBH1.46%0.01%1,469,633834,941131.55%7,024,846Mar 31, 2024
TSP CAPITAL MANAGEMENT GROUP, LLC1.37%2.12%1,376,950265,25023.86%6,581,821Mar 31, 2024
GRAHAM CAPITAL MANAGEMENT, L.P.1.30%0.12%1,307,200606,20086.48%6,248,416Mar 31, 2024
FARALLON CAPITAL MANAGEMENT LLC1.12%0.02%1,131,0001,131,000100.00%5,406,180Mar 31, 2024
BANK OF AMERICA CORP /DE/1.07%0.00%1,080,104-246,838-18.60%5,162,897,000Mar 31, 2024
NORTHERN TRUST CORP1.06%0.00%1,064,76062,4016.23%5,089,553Mar 31, 2024
CITIGROUP INC1.03%0.00%1,033,700-61,900-5.65%4,941,086Mar 31, 2024
UBS GROUP AG0.99%0.00%995,490990,25818926.95%4,758,442Mar 31, 2024
GOLDMAN SACHS GROUP INC0.93%0.00%936,49572,7618.42%4,476,446Mar 31, 2024
CHARLES SCHWAB INVESTMENT MANAGEMENT INC0.92%0.00%930,220169,88722.34%4,446,452Mar 31, 2024

Novavax's largest institutional shareholder is STATE STREET CORP, holding 16.78% of the company's total share outstanding, currently valued at $80.81M. The top 10 institutional shareholders own together 58.64% of the company.

Institutional Shareholders by % of Total Assets

Name% Total Shares% Total AssetsCurrent SharesChange AmountChange %Market ValueDate
SHAH CAPITAL MANAGEMENT8.06%10.86%8,117,827337,0714.33%38,803,213Mar 31, 2024
SKAANA MANAGEMENT L.P.0.19%3.30%186,80032,50021.06%165,878,400Mar 31, 2024
TSP CAPITAL MANAGEMENT GROUP, LLC1.37%2.12%1,376,950265,25023.86%6,581,821Mar 31, 2024
SKAANA MANAGEMENT L.P.0.03%0.51%29,000-296,000-91.08%25,752,000Mar 31, 2024
PAYPAY SECURITIES CORP0.00%0.32%1,36064389.68%6,501Mar 31, 2024
MONACO ASSET MANAGEMENT SAM0.19%0.27%188,900121,751181.31%902,942Mar 31, 2024
VESTAL POINT CAPITAL, LP0.50%0.20%500,000500,000100.00%2,390,000Mar 31, 2024
QUINN OPPORTUNITY PARTNERS LLC0.25%0.13%255,001--1,218,905Mar 31, 2024
CRAWFORD FUND MANAGEMENT, LLC0.10%0.12%104,00097,0001385.71%497,120Mar 31, 2024
GRAHAM CAPITAL MANAGEMENT, L.P.1.30%0.12%1,307,200606,20086.48%6,248,416Mar 31, 2024
SCIENTECH RESEARCH LLC0.04%0.10%40,55540,555100.00%193,853Mar 31, 2024
MENDEL CAPITAL MANAGEMENT LLC0.02%0.08%24,860--118,831Mar 31, 2024
PENNANT INVESTORS, LP0.06%0.07%60,300--288,234Mar 31, 2024
SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC0.31%0.07%313,580313,580100.00%1,498,912Mar 31, 2024
ROCK SPRINGS CAPITAL MANAGEMENT LP0.53%0.07%537,625--2,569,848Mar 31, 2024
HEADLANDS TECHNOLOGIES LLC0.05%0.06%55,13750,4801083.96%263,555Mar 31, 2024
PERCEPTIVE ADVISORS LLC0.69%0.06%700,000-700,000-50.00%3,346,000Mar 31, 2024
INCEPTIONR LLC0.04%0.06%45,29545,295100.00%216,510Mar 31, 2024
CSS LLC/IL0.20%0.05%197,600-35,000-15.05%944,528Mar 31, 2024
PROFUND ADVISORS LLC0.26%0.05%257,0584070.16%1,228,737Mar 31, 2024

The largest Novavax shareholder by % of total assets is SHAH CAPITAL MANAGEMENT. The company owns 8.12M shares of Novavax (NVAX), representing 10.86% of its total assets.

Institutional Buyers

Name% Total Shares% Total AssetsCurrent SharesChange AmountChange %Market ValueDate
SUSQUEHANNA INTERNATIONAL GROUP, LLP1.72%0.00%1,731,8001,731,800100.00%8,278,004Mar 31, 2024
FARALLON CAPITAL MANAGEMENT LLC1.12%0.02%1,131,0001,131,000100.00%5,406,180Mar 31, 2024
BLACKROCK INC.9.36%0.00%9,428,531992,35211.76%45,068,377Mar 31, 2024
UBS GROUP AG0.99%0.00%995,490990,25818926.95%4,758,442Mar 31, 2024
SUSQUEHANNA INTERNATIONAL GROUP, LLP0.90%0.00%911,000911,000100.00%4,354,580Mar 31, 2024
ALLIANZ ASSET MANAGEMENT GMBH1.46%0.01%1,469,633834,941131.55%7,024,846Mar 31, 2024
GRAHAM CAPITAL MANAGEMENT, L.P.1.30%0.12%1,307,200606,20086.48%6,248,416Mar 31, 2024
CITIGROUP INC1.74%0.01%1,755,810562,05347.08%8,392,773Mar 31, 2024
VESTAL POINT CAPITAL, LP0.50%0.20%500,000500,000100.00%2,390,000Mar 31, 2024
NATIONAL BANK OF CANADA /FI/0.39%0.01%388,044385,82917418.92%3,445,852Mar 31, 2024
SHAH CAPITAL MANAGEMENT8.06%10.86%8,117,827337,0714.33%38,803,213Mar 31, 2024
SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC0.31%0.07%313,580313,580100.00%1,498,912Mar 31, 2024
CITADEL ADVISORS LLC0.29%0.00%290,651290,651100.00%1,389,312Mar 31, 2024
GEODE CAPITAL MANAGEMENT, LLC2.57%0.00%2,587,734290,22712.63%12,371,141Mar 31, 2024
TSP CAPITAL MANAGEMENT GROUP, LLC1.37%2.12%1,376,950265,25023.86%6,581,821Mar 31, 2024
CAPTION MANAGEMENT, LLC0.25%0.02%254,000254,000100.00%1,214,120Mar 31, 2024
SUSQUEHANNA INTERNATIONAL GROUP, LLP0.25%0.00%250,951250,951100.00%1,199,546Mar 31, 2024
PEAK6 INVESTMENTS LLC0.20%0.00%205,500205,500100.00%982,290Mar 31, 2024
CITADEL ADVISORS LLC0.76%0.00%768,300198,80034.91%3,672,474Mar 31, 2024
SG AMERICAS SECURITIES, LLC0.36%0.01%358,196186,578108.72%1,712,000Mar 31, 2024

As of Mar 31 2024, Novavax's largest institutional buyer is SUSQUEHANNA INTERNATIONAL GROUP, LLP. The company purchased 1.73M stocks of NVAX, valued at $8.28M.

Institutional Sellers

Name% Total Shares% Total AssetsCurrent SharesChange AmountChange %Market ValueDate
MORGAN STANLEY1.86%0.00%1,870,330-5,371,125-74.17%8,940,177Mar 31, 2024
PERCEPTIVE ADVISORS LLC----1,400,000-100.00%-Mar 31, 2024
VANGUARD GROUP INC13.39%0.00%13,493,274-1,066,787-7.33%64,497,849Mar 31, 2024
JANE STREET GROUP, LLC0.09%0.00%91,680-1,004,825-91.64%438,231Mar 31, 2024
BANK OF AMERICA CORP /DE/0.57%0.00%575,300-987,100-63.18%2,749,934,000Mar 31, 2024
IKARIAN CAPITAL, LLC----913,200-100.00%-Mar 31, 2024
LMR PARTNERS LLP0.56%0.03%569,300-902,300-61.31%2,721,254Mar 31, 2024
PERCEPTIVE ADVISORS LLC0.69%0.06%700,000-700,000-50.00%3,346,000Mar 31, 2024
BARCLAYS PLC0.25%0.00%253,426-568,250-69.16%1,211,000Mar 31, 2024
CITADEL ADVISORS LLC0.53%0.00%529,400-493,800-48.26%2,530,532Mar 31, 2024
CITIGROUP INC----463,200-100.00%-Mar 31, 2024
BARCLAYS PLC0.05%0.00%50,000-450,000-90.00%239,000Mar 31, 2024
CAPSTONE INVESTMENT ADVISORS, LLC0.02%0.00%21,600-417,000-95.08%103,248Mar 31, 2024
MILLENNIUM MANAGEMENT LLC0.03%0.00%26,228-394,198-93.76%125,370Mar 31, 2024
BNP PARIBAS ARBITRAGE, SNC0.49%0.00%495,379-366,100-42.50%2,367,912Mar 31, 2024
SKAANA MANAGEMENT L.P.0.03%0.51%29,000-296,000-91.08%25,752,000Mar 31, 2024
BARCLAYS PLC0.10%0.00%100,000-290,000-74.36%478,000Mar 31, 2024
BANK OF AMERICA CORP /DE/1.07%0.00%1,080,104-246,838-18.60%5,162,897,000Mar 31, 2024
D. E. SHAW & CO., INC.0.08%0.00%80,200-231,900-74.30%383,356Mar 31, 2024
BANK OF MONTREAL /CAN/0.65%0.00%650,000-200,000-23.53%4,988,750Mar 31, 2024

As of Mar 31 2024, Novavax's biggest institutional seller is MORGAN STANLEY. The company sold -5.37M shares of NVAX, valued at $8.94M.

Institutional New positions

Name% Total Shares% Total AssetsCurrent SharesChange AmountChange %Market ValueDate
SUSQUEHANNA INTERNATIONAL GROUP, LLP1.72%0.00%1,731,8001,731,800100.00%8,278,004Mar 31, 2024
FARALLON CAPITAL MANAGEMENT LLC1.12%0.02%1,131,0001,131,000100.00%5,406,180Mar 31, 2024
SUSQUEHANNA INTERNATIONAL GROUP, LLP0.90%0.00%911,000911,000100.00%4,354,580Mar 31, 2024
VESTAL POINT CAPITAL, LP0.50%0.20%500,000500,000100.00%2,390,000Mar 31, 2024
SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC0.31%0.07%313,580313,580100.00%1,498,912Mar 31, 2024
CAPTION MANAGEMENT, LLC0.25%0.02%254,000254,000100.00%1,214,120Mar 31, 2024
SUSQUEHANNA INTERNATIONAL GROUP, LLP0.25%0.00%250,951250,951100.00%1,199,546Mar 31, 2024
PEAK6 INVESTMENTS LLC0.20%0.00%205,500205,500100.00%982,290Mar 31, 2024
WELLS FARGO & COMPANY/MN0.10%0.00%99,30099,300100.00%474,654,000Mar 31, 2024
COMMONWEALTH EQUITY SERVICES, LLC0.06%0.00%64,61964,619100.00%309,000Mar 31, 2024
INCEPTIONR LLC0.04%0.06%45,29545,295100.00%216,510Mar 31, 2024
SCIENTECH RESEARCH LLC0.04%0.10%40,55540,555100.00%193,853Mar 31, 2024
TUDOR INVESTMENT CORP ET AL0.04%0.00%37,03037,030100.00%177,003Mar 31, 2024
TOROSO INVESTMENTS, LLC0.04%0.00%36,01636,016100.00%172,156Mar 31, 2024
CAPTION MANAGEMENT, LLC0.02%0.00%21,69821,698100.00%103,716Mar 31, 2024
SCOTIA CAPITAL INC.0.02%0.00%20,12220,122100.00%96,184Mar 31, 2024
ATOM INVESTORS LP0.02%0.01%19,56019,560100.00%93,497Mar 31, 2024
BRAVE ASSET MANAGEMENT INC0.01%0.02%13,00013,000100.00%62,140Mar 31, 2024
WALLEYE CAPITAL LLC0.01%0.00%12,40012,400100.00%59,272Mar 31, 2024
ATRIA WEALTH SOLUTIONS, INC.0.01%0.00%10,35210,352100.00%49,483Mar 31, 2024
ALPINE GLOBAL MANAGEMENT, LLC0.01%0.01%10,22510,225100.00%48,876Mar 31, 2024
HERR INVESTMENT GROUP LLC0.01%0.01%10,00010,000100.00%47,800Mar 31, 2024
PACER ADVISORS, INC.0.01%0.00%7,8287,828100.00%37,418Mar 31, 2024
WALLEYE CAPITAL LLC0.00%-4,2004,200100.00%20,076Mar 31, 2024
WALLEYE CAPITAL LLC0.00%-1,8821,882100.00%8,996Mar 31, 2024
0.00%-930930100.00%4,445Mar 31, 2024
AMERICAN NATIONAL BANK0.00%0.00%660660100.00%3,155Mar 31, 2024
LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA0.00%-570570100.00%2,320Mar 31, 2024
CIBC PRIVATE WEALTH GROUP, LLC0.00%-308308100.00%1,432,000Mar 31, 2024
BFSG, LLC0.00%0.00%100100100.00%478,000Mar 31, 2024
GAMMA INVESTING LLC0.00%0.00%100100100.00%478Mar 31, 2024
0.00%0.00%100100100.00%1,311Mar 31, 2024
HUNTINGTON NATIONAL BANK0.00%-6060100.00%287Mar 31, 2024
RONALD BLUE TRUST, INC.--5050100.00%239,000Mar 31, 2024
OLD POINT TRUST & FINANCIAL SERVICES N A-0.00%5050100.00%239Mar 31, 2024
HILLTOP NATIONAL BANK-0.00%3535100.00%167Mar 31, 2024
NELSON, VAN DENBURG & CAMPBELL WEALTH MANAGEMENT GROUP, LLC--1717100.00%81Mar 31, 2024

Novavax's largest new institutional shareholder by number of shares is SUSQUEHANNA INTERNATIONAL GROUP, LLP, purchased 1.73M shares, valued at $8.28M, as of undefined.

Institutional Sold Out

Name% Total Shares% Total AssetsCurrent SharesChange AmountChange %Market ValueDate
PERCEPTIVE ADVISORS LLC----1,400,000-100.00%-Mar 31, 2024
IKARIAN CAPITAL, LLC----913,200-100.00%-Mar 31, 2024
CITIGROUP INC----463,200-100.00%-Mar 31, 2024
UBS GROUP AG----170,000-100.00%-Mar 31, 2024
CAPITAL FUND MANAGEMENT S.A.----154,700-100.00%-Mar 31, 2024
PARALLAX VOLATILITY ADVISERS, L.P.----120,500-100.00%-Mar 31, 2024
MURCHINSON LTD.----100,000-100.00%-Mar 31, 2024
D. E. SHAW & CO., INC.----60,000-100.00%-Mar 31, 2024
BOOTHBAY FUND MANAGEMENT, LLC----53,506-100.00%-Mar 31, 2024
ENGINEERS GATE MANAGER LP----37,117-100.00%-Mar 31, 2024
JUPITER ASSET MANAGEMENT LTD----36,667-100.00%-Mar 31, 2024
SCULPTOR CAPITAL LP----33,500-100.00%-Mar 31, 2024
LMR PARTNERS LLP----30,000-100.00%-Mar 31, 2024
AVENIR CORP----28,460-100.00%-Mar 31, 2024
MAN GROUP PLC----25,999-100.00%-Mar 31, 2024
WOLVERINE ASSET MANAGEMENT LLC----22,767-100.00%-Mar 31, 2024
NEBULA RESEARCH & DEVELOPMENT LLC----15,525-100.00%-Mar 31, 2024
WEALTHFRONT ADVISERS LLC----10,562-100.00%-Mar 31, 2024
SCHONFELD STRATEGIC ADVISORS LLC----10,395-100.00%-Mar 31, 2024
DZ BANK AG DEUTSCHE ZENTRAL GENOSSENSCHAFTS BANK, FRANKFURT AM MAIN----1,000-100.00%-Mar 31, 2024
STEPHENS CONSULTING, LLC----1,000-100.00%-Mar 31, 2024
TD WATERHOUSE CANADA INC.----795-100.00%-Mar 31, 2024
NATIXIS----578-100.00%-Mar 31, 2024
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC----480-100.00%-Mar 31, 2024
COMERICA BANK----325-100.00%-Mar 31, 2024
VALLEY NATIONAL ADVISERS INC----237-100.00%-Mar 31, 2024
ICA GROUP WEALTH MANAGEMENT, LLC----200-100.00%-Mar 31, 2024
DENALI ADVISORS LLC----173-100.00%-Mar 31, 2024
ARLINGTON TRUST CO LLC----145-100.00%-Mar 31, 2024
PRIVATE OCEAN, LLC----136-100.00%-Mar 31, 2024
DAGCO, INC.----120-100.00%-Mar 31, 2024
GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC.----90-100.00%-Mar 31, 2024
LEVEL FINANCIAL ADVISORS, INC.----78-100.00%-Mar 31, 2024
FOCUSED WEALTH MANAGEMENT, INC----33-100.00%-Mar 31, 2024
WINTHROP CAPITAL MANAGEMENT, LLC----30-100.00%-Mar 31, 2024
NORTH STAR INVESTMENT MANAGEMENT CORP.----22-100.00%-Mar 31, 2024
GLASSMAN WEALTH SERVICES----13-100.00%-Mar 31, 2024

Novavax's largest sold out institutional shareholder by shares sold is PERCEPTIVE ADVISORS LLC, sold -1.40M shares, valued at -, as of undefined.

Novavax Mutual Fund Holders


Name% Total AssetsTotal SharesChange AmountChange %Date
Vanguard Montgomery Funds8.57%345,121-29,187-7.80%Dec 31, 2023
VIRTUS ALTERNATIVE SOLUTIONS TRUST6.85%26,890--Jan 31, 2024
AGF Investments Trust0.41%-14,560--Dec 31, 2023
SPARROW FUNDS0.36%1,290--Feb 29, 2024
TRI-CONTINENTAL CORP0.24%1,300,000--Dec 31, 2023
Absolute Shares Trust0.19%56,845--Dec 31, 2023
HARTFORD HLS SERIES FUND II INC0.17%41,112--Dec 31, 2023
Federated Hermes MDT Series0.16%393,255--Jan 31, 2024
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND0.16%613,654--Jan 31, 2024
HSBC FUNDS0.14%4,670--Jan 31, 2024
VANGUARD VALLEY FORGE FUNDS0.13%64,400--Dec 31, 2023
VANGUARD HORIZON FUNDS0.10%2,142,222605,86239.43%Dec 31, 2023
SCHRODER GLOBAL SERIES TRUST0.09%189-3,725-95.17%Jan 31, 2021
VANGUARD EXPLORER FUND0.09%1,116,075248,69228.67%Jan 31, 2024
FIDELITY ADVISOR SERIES VII0.08%716,647--Jan 31, 2024
Nuveen NASDAQ 100 Dynamic Overwrite Fund0.08%10,726--Dec 31, 2023
ALGER PORTFOLIOS0.07%25,598--Dec 31, 2023
ALGER FUNDS0.06%56,475--Jan 31, 2024
GROWTH FUND OF AMERICA0.06%1,368,290--Feb 29, 2024
REYNOLDS FUNDS INC0.05%600--Mar 31, 2024
TEKLA LIFE SCIENCES INVESTORS0.05%26,612--Dec 31, 2023
Humankind Benefit Corp0.05%1,01619223.30%Dec 31, 2023
PUTNAM GLOBAL HEALTH CARE FUND0.04%73,600--Feb 29, 2024
BlackRock Advantage SMID Cap Fund, Inc.0.04%8,345--Dec 29, 2023
PRUDENTIAL SECTOR FUNDS, INC.0.04%89,000--Feb 29, 2024
DEUTSCHE DWS INVESTMENTS VIT FUNDS0.03%14,5611,0307.61%Dec 31, 2023
TEKLA HEALTHCARE INVESTORS0.03%37,188--Dec 31, 2023
T. Rowe Price Health Sciences Fund, Inc.0.03%136,623--Dec 31, 2023
VANGUARD INDEX FUNDS0.03%12,009,7284,401,70657.86%Dec 31, 2023
NEW ECONOMY FUND0.03%114,979--Feb 29, 2024
QUANTITATIVE MASTER SERIES LLC0.02%162,16317,16911.84%Dec 31, 2023
BlackRock Health Sciences Trust0.02%9,295--Dec 31, 2023
FIDELITY CAPITAL TRUST0.02%230,804--Jan 31, 2024
LORD ABBETT RESEARCH FUND INC0.02%19,781--Feb 29, 2024
VARIABLE INSURANCE PRODUCTS FUND III0.02%167,500--Dec 31, 2023
ProFunds0.02%172,84181,69889.64%Jan 31, 2024
RYDEX SERIES FUNDS0.02%75,43713,66822.13%Dec 31, 2023
T. Rowe Price Quantitative Management Funds, Inc.0.02%61,700--Dec 31, 2023
BRIDGEWAY FUNDS INC0.02%39,700--Dec 29, 2023
BLACKROCK ADVANTAGE GLOBAL FUND, INC.0.01%4,273--Dec 31, 2023
VARIABLE INSURANCE PRODUCTS FUND IV0.01%34,000--Dec 31, 2023
ALGER INSTITUTIONAL FUNDS0.01%3,300--Jan 31, 2024
TrimTabs ETF Trust0.01%6,786--Jan 31, 2024
Direxion Shares ETF Trust0.01%1,547,563768,16198.56%Jan 31, 2024
ETFis Series Trust I0.01%14,4221,60912.56%Jan 31, 2024
Tekla World Healthcare Fund0.01%10,650--Dec 31, 2023
TIAA SEPARATE ACCOUNT VA 10.01%2,168--Dec 31, 2023
FIDELITY COMMONWEALTH TRUST0.01%24,637--Feb 29, 2024
BlackRock ETF Trust0.01%6,505--Jan 31, 2024
RYDEX VARIABLE TRUST0.01%8,168-442-5.13%Dec 31, 2023
PRUDENTIAL JENNISON BLEND FUND, INC.0.01%4,238--Feb 29, 2024
IndexIQ ETF Trust0.01%14,616--Jan 31, 2024
LORD ABBETT SECURITIES TRUST0.01%28,940--Jan 31, 2024
DEUTSCHE DWS GLOBAL/INTERNATIONAL FUND, INC.0.01%6,185--Feb 29, 2024
FIDELITY SECURITIES FUND0.01%519,243--Jan 31, 2024
DEUTSCHE DWS VARIABLE SERIES I0.01%2,343--Dec 31, 2023
FIDELITY DESTINY PORTFOLIOS0.01%10,500--Dec 31, 2023
MASTER ADVANTAGE SMID CAP LLC0.00%608--Dec 31, 2020
Fidelity Central Investment Portfolios LLC0.00%90,000--Feb 29, 2024
Nushares ETF Trust0.00%33,457--Jan 31, 2024
ALPS ETF Trust0.00%57,175--Feb 29, 2024
Fidelity Commonwealth Trust II0.00%28,737--Aug 31, 2023
HUSSMAN INVESTMENT TRUST0.00%15,000--Dec 31, 2023
ETF Managers Trust0.00%30,1181,6235.70%Dec 31, 2023
Forethought Variable Insurance Trust0.00%15,718--Dec 29, 2023
SARATOGA ADVANTAGE TRUST0.00%222--Feb 29, 2024
T. Rowe Price Equity Series, Inc.0.00%5,914--Dec 31, 2023
Calvert Variable Products, Inc.0.00%8,587--Dec 31, 2023
AMG FUNDS III0.00%557--Feb 29, 2024
FIDELITY CONCORD STREET TRUST0.00%702,270-158,825-18.44%Feb 29, 2024
FIRST TRUST EXCHANGE-TRADED FUND IV0.00%755,000--Jan 31, 2024
STATE STREET INSTITUTIONAL FUNDS0.00%2,934--Dec 31, 2023
SCHWAB STRATEGIC TRUST0.00%594,450123,63226.26%Feb 29, 2024
VANGUARD INSTITUTIONAL INDEX FUNDS0.00%84,05617,95327.16%Dec 31, 2023
AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC.0.00%6,754--Dec 31, 2023
JNL VARIABLE FUND LLC0.00%15,880--Mar 31, 2020
SMALLCAP WORLD FUND INC0.00%176,000--Dec 31, 2023
VANGUARD VARIABLE INSURANCE FUNDS0.00%138,119--Dec 31, 2023
SunAmerica Specialty Series0.00%1,271-104-7.56%Apr 30, 2021
Goldman Sachs ETF Trust II0.00%2,515--Feb 29, 2024
PIMCO Equity Series0.00%562,598166,75442.13%Dec 31, 2023
Collaborative Investment Series Trust0.00%349--Dec 31, 2023
Gabelli Healthcare & WellnessRx Trust0.00%228--Dec 29, 2023
John Hancock Exchange-Traded Fund Trust0.00%10,467--Jan 31, 2024
HARBOR FUNDS0.00%38,490--Jan 31, 2024
BNY Mellon Strategic Funds, Inc.0.00%3,520--Mar 31, 2024
SSGA FUNDS0.00%604--Feb 29, 2024
FIDELITY CONTRAFUND0.00%88,400--Dec 31, 2023
VANGUARD WORLD FUND0.00%308,79629,79810.68%Feb 29, 2024
Voya VARIABLE PORTFOLIOS INC0.00%37,6302,8758.27%Dec 31, 2023
DEUTSCHE DWS VARIABLE SERIES II0.00%2,525--Dec 31, 2023
ANCHOR SERIES TRUST0.00%34,790--Sep 30, 2021
MUTUAL OF AMERICA INSTITUTIONAL FUNDS INC0.00%580580-Sep 30, 2020
LORD ABBETT BOND DEBENTURE FUND INC0.00%270,983--Dec 31, 2023
HARTFORD MUTUAL FUNDS II INC0.00%162,057--Jan 31, 2024
Principal Exchange-Traded Funds0.00%11,877-1,827-13.33%Mar 31, 2024
FIDELITY MT VERNON STREET TRUST0.00%27,433--Feb 29, 2024
STATE STREET VARIABLE INSURANCE SERIES FUNDS INC0.00%4,359--Dec 31, 2023
BLACKROCK LARGE CAP SERIES FUNDS, INC.0.00%42,116--Feb 29, 2024
LORD ABBETT SERIES FUND INC0.00%16,580--Dec 31, 2023

Novavax's largest mutual fund holder by % of total assets is "Vanguard Montgomery Funds", owning 345.12K shares, compromising 8.57% of its total assets.

Novavax Institutional Ownership Trends


Institutional Holdings Trend

DateHoldingsChange %
31 Mar, 24155-30.49%
31 Dec, 23223-11.16%
30 Sep, 232519.13%
30 Jun, 23230-2.54%
31 Mar, 23236-14.80%
31 Dec, 222778.63%
30 Sep, 22255-27.35%
30 Jun, 22351-13.33%
31 Mar, 22405-13.28%
31 Dec, 21467-3.51%
30 Sep, 214848.76%
30 Jun, 214456.21%
31 Mar, 2141912.03%
31 Dec, 2037411.64%
30 Sep, 2033545.02%
30 Jun, 2023183.33%
31 Mar, 2012665.79%
31 Dec, 1976-9.52%
30 Sep, 19841.20%
30 Jun, 19831975.00%
31 Mar, 194-

As of 31 Mar 24, 155 institutions are holding Novavax's shares, representing a decrease of -30.49% compared to the previous quarter.

Shares Outstanding Trend

DateShares OutstandingChange %
31 Mar, 2442,644,812-45.96%
31 Dec, 2378,917,96628.23%
30 Sep, 2361,543,8689.16%
30 Jun, 2356,378,046-4.03%
31 Mar, 2358,743,26011.37%
31 Dec, 2252,744,12046.52%
30 Sep, 2235,997,1766.93%
30 Jun, 2233,665,2924.59%
31 Mar, 2232,187,508-0.16%
31 Dec, 2132,239,840-10.52%
30 Sep, 2136,029,782-7.65%
30 Jun, 2139,013,872-6.98%
31 Mar, 2141,941,53111.80%
31 Dec, 2037,515,87518.22%
30 Sep, 2031,732,8150.37%
30 Jun, 2031,615,507145.29%
31 Mar, 2012,889,24693.88%
31 Dec, 196,648,219-5.25%
30 Sep, 197,016,6934.25%
30 Jun, 196,730,80654.47%
31 Mar, 194,357,294-

Novavax (NVAX) has 42.64M shares outstanding as of 31 Mar 24, down -45.96% compared to the previous quarter.

Institutional Ownership Trend

DateOwnership %Change %
31 Mar, 2442.32%0.73%
31 Dec, 2376.30%1.61%
30 Sep, 2368.87%1.61%
30 Jun, 2365.44%1.41%
31 Mar, 2368.18%1.50%
31 Dec, 2267.46%3.19%
30 Sep, 2245.99%2.48%
30 Jun, 2243.08%2.43%
31 Mar, 2242.10%2.24%
31 Dec, 2143.33%1.87%
30 Sep, 2148.20%1.74%
30 Jun, 2152.64%1.60%
31 Mar, 2157.43%1.35%
31 Dec, 2065.18%2.45%
30 Sep, 2051.55%1.77%
30 Jun, 2053.93%6.41%
31 Mar, 2029.02%5.17%
31 Dec, 1923.69%2.85%
30 Sep, 1928.84%3.51%
30 Jun, 1928.67%6.31%
31 Mar, 1921.32%-

As of 31 Mar 24, Novavax is held by 42.32% institutional shareholders, representing a 0.73% growth compared to 31 Dec 23.

Institutional Increased Positions Trend

DateIncreased PositionsChange %
31 Mar, 2477-18.09%
31 Dec, 2394-17.54%
30 Sep, 2311414.00%
30 Jun, 23100-8.26%
31 Mar, 23109-19.26%
31 Dec, 2213526.17%
30 Sep, 22107-27.21%
30 Jun, 22147-26.50%
31 Mar, 22200-6.54%
31 Dec, 21214-16.73%
30 Sep, 2125710.30%
30 Jun, 2123317.09%
31 Mar, 21199-5.69%
31 Dec, 202110.96%
30 Sep, 2020923.67%
30 Jun, 2016981.72%
31 Mar, 2093165.71%
31 Dec, 1935-16.67%
30 Sep, 1942-44.74%
30 Jun, 19761800.00%
31 Mar, 194-

77 institutional shareholders have increased their position in NVAX stock as of 31 Mar 24 compared to 94 in the previous quarter (a -18.09% decrease).

Institutional Reduced Positions Trend

DateReduced PositionsChange %
31 Mar, 2434-42.37%
31 Dec, 235911.32%
30 Sep, 23533.92%
30 Jun, 2351-1.92%
31 Mar, 2352-23.53%
31 Dec, 226815.25%
30 Sep, 2259-39.18%
30 Jun, 2297-3.96%
31 Mar, 22101-34.42%
31 Dec, 2115437.50%
30 Sep, 21112-1.75%
30 Jun, 21114-19.15%
31 Mar, 2114167.86%
31 Dec, 20845.00%
30 Sep, 2080175.86%
30 Jun, 2029262.50%
31 Mar, 208-65.22%
31 Dec, 1923109.09%
30 Sep, 1911450.00%
30 Jun, 192-
31 Mar, 19--

34 institutional shareholders have reduced their position in NVAX stock as of 31 Mar 24 compared to 59 in the previous quarter (a -42.37% decrease).

All Institutional Ownership Trend Data

DateHoldingsChange %Shares OutstandingChange %Ownership %Change %Increased PositionsChange %Reduced PositionsChange %
31 Mar, 24155-30.49%42,644,812-45.96%42.32%0.73%77-18.09%34-42.37%
31 Dec, 23223-11.16%78,917,96628.23%76.30%1.61%94-17.54%5911.32%
30 Sep, 232519.13%61,543,8689.16%68.87%1.61%11414.00%533.92%
30 Jun, 23230-2.54%56,378,046-4.03%65.44%1.41%100-8.26%51-1.92%
31 Mar, 23236-14.80%58,743,26011.37%68.18%1.50%109-19.26%52-23.53%
31 Dec, 222778.63%52,744,12046.52%67.46%3.19%13526.17%6815.25%
30 Sep, 22255-27.35%35,997,1766.93%45.99%2.48%107-27.21%59-39.18%
30 Jun, 22351-13.33%33,665,2924.59%43.08%2.43%147-26.50%97-3.96%
31 Mar, 22405-13.28%32,187,508-0.16%42.10%2.24%200-6.54%101-34.42%
31 Dec, 21467-3.51%32,239,840-10.52%43.33%1.87%214-16.73%15437.50%
30 Sep, 214848.76%36,029,782-7.65%48.20%1.74%25710.30%112-1.75%
30 Jun, 214456.21%39,013,872-6.98%52.64%1.60%23317.09%114-19.15%
31 Mar, 2141912.03%41,941,53111.80%57.43%1.35%199-5.69%14167.86%
31 Dec, 2037411.64%37,515,87518.22%65.18%2.45%2110.96%845.00%
30 Sep, 2033545.02%31,732,8150.37%51.55%1.77%20923.67%80175.86%
30 Jun, 2023183.33%31,615,507145.29%53.93%6.41%16981.72%29262.50%
31 Mar, 2012665.79%12,889,24693.88%29.02%5.17%93165.71%8-65.22%
31 Dec, 1976-9.52%6,648,219-5.25%23.69%2.85%35-16.67%23109.09%
30 Sep, 19841.20%7,016,6934.25%28.84%3.51%42-44.74%11450.00%
30 Jun, 19831975.00%6,730,80654.47%28.67%6.31%761800.00%2-
31 Mar, 194-4,357,294-21.32%-4---

Novavax Insider Shareholders Trades


Open Market Insider Trades

DateNameRelationRoleTransactionBuy/SellSharesPriceValueShares HeldSource
May 15, 2024Dubovsky Filipofficer President, R&DS-SaleSell47,312$13.90$657.64K38,953

Open Market Insider Buys

DateNameRelationRoleTransactionBuy/SellSharesPriceValueShares HeldSource

Insider Sells

DateNameRelationRoleTransactionBuy/SellSharesPriceValueShares HeldSource
May 15, 2024Dubovsky Filipofficer President, R&DM-ExemptSell19,652$6.97$136.97K47,728
May 15, 2024Dubovsky Filipofficer President, R&DS-SaleSell47,312$13.90$657.64K38,953
Mar 12, 2024Kelly James Patrickofficer EVP, CFO and TreasurerF-InKindSell2,226$5.45$12.13K13,285
Mar 12, 2024Kelly James Patrickofficer EVP, CFO and TreasurerM-ExemptSell4,608--4,608
Mar 12, 2024Dubovsky Filipofficer President, R&DF-InKindSell2,597$5.45$14.15K66,613
Mar 12, 2024Dubovsky Filipofficer President, R&DM-ExemptSell5,376--5,376
Mar 12, 2024Trizzino Johnofficer President and COOF-InKindSell2,226$5.45$12.13K27,972
Mar 12, 2024Trizzino Johnofficer President and COOM-ExemptSell4,608--4,608

All Insider Owners Trades

DateNameRelationRoleTransactionBuy/SellSharesPriceValueShares HeldSource
May 15, 2024Dubovsky Filipofficer President, R&DM-ExemptBuy19,652$6.97$136.97K86,265
May 15, 2024Dubovsky Filipofficer President, R&DM-ExemptSell19,652$6.97$136.97K47,728
May 15, 2024Dubovsky Filipofficer President, R&DS-SaleSell47,312$13.90$657.64K38,953
Mar 26, 2024Trizzino Johnofficer EVP, CCO and CBOA-AwardBuy144,000--144,000
Mar 26, 2024O'Hara Elaineofficer EVP, Chief Strategy OfficerA-AwardBuy120,000--120,000
Mar 26, 2024Kelly James Patrickofficer EVP, CFO & TreasurerA-AwardBuy176,000--176,000
Mar 26, 2024Dubovsky Filipofficer President, R&DA-AwardBuy144,000--144,000
Mar 26, 2024Casey Mark Jofficer EVP, CLO & Corporate SecretaryA-AwardBuy12,000--12,000
Mar 26, 2024Jacobs John Cdirector, officer President and CEOA-AwardBuy500,000$5.39$2.69M500,000
Mar 26, 2024Jacobs John Cdirector, officer President and CEOA-AwardBuy250,000--250,000
Mar 12, 2024Kelly James Patrickofficer EVP, CFO and TreasurerM-ExemptBuy4,608--15,511
Mar 12, 2024Kelly James Patrickofficer EVP, CFO and TreasurerF-InKindSell2,226$5.45$12.13K13,285
Mar 12, 2024Kelly James Patrickofficer EVP, CFO and TreasurerM-ExemptSell4,608--4,608
Mar 12, 2024Dubovsky Filipofficer President, R&DM-ExemptBuy5,376--69,210
Mar 12, 2024Dubovsky Filipofficer President, R&DF-InKindSell2,597$5.45$14.15K66,613
Mar 12, 2024Dubovsky Filipofficer President, R&DM-ExemptSell5,376--5,376
Mar 12, 2024Trizzino Johnofficer President and COOM-ExemptBuy4,608--30,198
Mar 12, 2024Trizzino Johnofficer President and COOF-InKindSell2,226$5.45$12.13K27,972
Mar 12, 2024Trizzino Johnofficer President and COOM-ExemptSell4,608--4,608
Mar 11, 2024Dubovsky Filipofficer President, R&DM-ExemptBuy19,444--73,226

The last insider sell of Novavax's stock was made by Dubovsky Filip on May 15 2024, selling 19,652 shares at $6.97 per share (valued at $136.97K).

Novavax Insider Ownership Trends


All Insider Trades Trend

DateBuySellBuy/Sell Ratio
Q2 20241250.00%
Q1 2024151788.24%
Q4 20237977.78%
Q3 20233742.86%
Q2 20232314164.29%
Q1 2023178212.50%
Q4 20226875.00%
Q3 20223742.86%
Q2 2022199211.11%
Q1 2022101283.33%
Q4 20213625813.95%
Q3 20213627513.09%
Q2 20216514046.43%
Q1 20214217923.46%
Q4 20201814128.57%
Q3 20204214429.17%
Q2 2020226366.67%
Q1 20205862.50%
Q4 201961600.00%
Q3 2019199211.11%

1 total buy trades, and 2 total sell trades (buy/sell ratio of 0.50%) were made by Novavax's insiders, as of Q2 2024.

Open Market Insider Trades Trend

DateBuySellBuy/Sell Ratio
Q2 2024-1-
Q1 2024---
Q4 2023---
Q3 2023---
Q2 2023---
Q1 20233--
Q4 2022---
Q3 2022---
Q2 2022---
Q1 2022-11-
Q4 2021-214-
Q3 2021-229-
Q2 20211961.04%
Q1 2021-127-
Q4 2020-9-
Q3 2020-97-
Q2 20201250.00%
Q1 20201--
Q4 2019-1-
Q3 2019-3-

As of Q2 2024, Insider owners conducted 0 open market buy trades and 1 open market sell trades of Novavax's stocks.

Novavax Peer Ownership


TickerCompany
AZNAstraZeneca PLC
VXRTVaxart, Inc.
BNTXBioNTech SE
INOInovio Pharmaceuticals, Inc.
MRNAModerna, Inc.

NVAX Ownership FAQ


Novavax is owned by institutional shareholders (42.32%), insiders (4.97%), and public (52.71%). The largest institutional shareholder of Novavax is STATE STREET CORP (16.78% of total shares) and the top mutual fund owner is Vanguard Montgomery Funds (8.57% of total shares).

Novavax's major institutional shareholders are STATE STREET CORP, VANGUARD GROUP INC, BLACKROCK INC., SHAH CAPITAL MANAGEMENT, and GEODE CAPITAL MANAGEMENT, LLC. The top five shareholders own together 50.15% of the company's share outstanding.

As of Mar 2024, there are 155 institutional shareholders of Novavax.

STATE STREET CORP owns 16.91M shares of Novavax, representing 16.78% of the company's total shares outstanding, valued at $80.81M (as of Mar 2024).

As of Mar 2024, VANGUARD GROUP INC holds 13.49M shares of Novavax (NVAX), compromising 13.39% of the company, valued at $64.5M.

BLACKROCK INC is the third largest holder of Novavax. The company owns 9.43M of the company's shares outstanding (worth $45.07M).