PennantPark Floating Rate Capital Ownership | Who Owns PennantPark Floating Rate Capital?


OverviewForecastRevenueFinancialsChartTranscripts

PennantPark Floating Rate Capital Ownership Summary


PennantPark Floating Rate Capital is owned by 22.20% institutional investors, 0.89% insiders, and 76.90% retail investors. Sound income strategies is the largest institutional shareholder, holding 5.26% of PFLT shares. Sound Income Strategies Core Plus SMA is the top mutual fund, with 5.46% of its assets in PennantPark Floating Rate Capital shares.

PFLT Ownership Benchmark


TypeName% Inst% Insiders% Retail
StockPennantPark Floating Rate Capital22.20%0.89%76.90%
SectorFinancial Services Stocks 736.16%13.84%-650.00%
IndustryAsset Management Stocks45.53%11.43%43.04%

Institutional Shareholders


Top Institutional Shareholders by Total Shares

HolderShares% HoldingValue
Sound income strategies5.22M5.26%$39.07M
Ubs group3.09M3.11%$23.09M
Van eck associates2.47M2.49%$18.50M
Invesco1.80M1.81%$13.44M
Altshuler shaham1.03M1.04%$7.70M
Diameter capital partners lp900.00K0.91%$6.73M
Legal & general group810.82K0.82%$6.06M
Morgan stanley777.56K0.78%$5.82M
Franklin resources584.59K0.59%$4.37M
Advisors asset management377.17K0.38%$2.82M

Top Institutional Shareholders by % of Total Assets

HolderShares% AssetsValue
Sound income strategies5.22M1.75%$39.07M
Graniteshares advisors302.34K1.45%$2.26M
Diameter capital partners lp900.00K0.47%$6.73M
Mqs management49.57K0.45%$370.81K
Muzinich172.10K0.44%$1.29M
Mckinley capital management80.89K0.16%$933.48K
Black maple capital management lp25.00K0.11%$187.00K
Virtus investment advisers58.93K0.10%$440.83K
Altshuler shaham1.03M0.10%$7.70M
Naviter wealth116.15K0.08%$879.04K

Top Buyers

HolderShares% AssetsChange
Ubs group3.09M0.00%1.07M
Van eck associates2.47M0.01%668.39K
Franklin resources584.59K0.00%584.59K
Sound income strategies5.22M1.75%281.81K
Morgan stanley777.56K0.00%175.90K

Top Sellers

HolderShares% AssetsChange
Scoggin management lp---1.47M
Marshall wace, llp---771.05K
Diameter capital partners lp900.00K0.47%-755.25K
Two sigma advisers, lp---653.08K
Truffle hound capital---600.00K

New Positions

HolderShares% AssetsChangeValue
Franklin resources584.59K0.00%584.59K$4.37M
Citadel advisors173.04K0.00%173.04K$1.29M
Cubist systematic strategies153.28K0.01%153.28K$1.77M
Rmb capital management60.00K0.01%60.00K$448.80K
Mqs management49.57K0.45%49.57K$370.81K

Sold Out

HolderChange
Coppell advisory solutions-1.00
Fmr-1.00
Hallmark capital management-1.00
Mather group, llc.-11.00
Pmv capital advisers-12.00

Institutional Ownership Trends


DateHoldingsChange %SharesChange %OwnershipChange %Increased PositionChange %Decreased PositionChange %
Jun 30, 2026130-6.47%22,030,0616.60%225.12%63-13.70%362.86%
Mar 31, 2026134-4.96%19,547,545-12.27%193.91%7218.03%34-27.66%
Dec 31, 202593-32.61%14,563,194-33.34%142.05%39-56.18%2728.57%
Sep 30, 202586-29.51%17,068,348-18.76%203.16%56-18.84%12-60.00%
Jun 30, 2025124-7.46%21,342,051-16.44%262.67%68-17.07%3373.68%

Top Mutual Funds Shareholders


HolderShares% HoldingChange
Sound Income Strategies Core Plus SMA5.42M5.46%377.48K
VanEck BDC Income ETF1.94M1.96%-5.37K
Invesco KBW High Dividend Yld Fincl ETF1.78M1.79%-
Sound Income Strategies Income Plus SMA1.03M1.04%71.72K
Putnam BDC Income ETF761.68K0.77%1.77K
iShares Listed Private Eq ETF USD Dist378.65K0.38%-
GraniteShares HIPS US High Income ETF319.75K0.32%12.66K
TrueShares Active Yield ETF284.53K0.29%-70.92K
Undrly Fid DC L&G Fut Wld Mlt Asst MAGJ187.02K0.19%9.87K
FID DC L&G Diversified Fund150.66K0.15%150.66K

Recent Insider Transactions


DateNameRoleActivityValue
May 12, 2026Briones Jose A-Buy$50.02K
Mar 11, 2026Allorto Richard T JR CFO and TreasurerBuy$122.25K
Feb 19, 2026Briones Jose A-Buy$49.99K
Dec 01, 2025Briones Jose A-Buy$50.04K
May 21, 2025Briones Jose A-Buy$15.00K

Insider Transactions Trends


DateBuySell
2026 Q21-
2026 Q12-
2025 Q41-
2025 Q22-
2024 Q24-

PFLT Ownership FAQ


Who Owns PennantPark Floating Rate Capital?

PennantPark Floating Rate Capital shareholders are primarily institutional investors at 22.20%, followed by 0.89% insiders and 76.91% retail investors. The average institutional ownership in PennantPark Floating Rate Capital's industry, Asset Management Stocks, is 45.53%, which PennantPark Floating Rate Capital falls below.

Who owns the most shares of PennantPark Floating Rate Capital?

PennantPark Floating Rate Capital’s largest shareholders are Sound income strategies (5.22M shares, 5.26%), Ubs group (3.09M shares, 3.11%), and Van eck associates (2.47M shares, 2.49%). Together, they hold 10.87% of PennantPark Floating Rate Capital’s total shares outstanding.

Does Blackrock own PennantPark Floating Rate Capital?

BlackRock is not among the top 10 institutional shareholders of PennantPark Floating Rate Capital.

Who is PennantPark Floating Rate Capital’s biggest shareholder by percentage of total assets invested?

Sound income strategies is PennantPark Floating Rate Capital’s biggest shareholder by percentage of total assets invested, with 1.75% of its assets in 5.22M PennantPark Floating Rate Capital shares, valued at 39.07M$.

Who is the top mutual fund holder of PennantPark Floating Rate Capital shares?

Sound Income Strategies Core Plus SMA is the top mutual fund holder of PennantPark Floating Rate Capital shares, with 5.46% of its total shares outstanding invested in 5.42M PennantPark Floating Rate Capital shares.

Try Tickergate Pro Free

Customize Everything. 100% Flexibility. Fast and Easy to Use (No code or Excel Needed)

  • Customize your own personal stocks lists, views and charts

  • Choose from hundreds of fields, up to 15 years of history

  • Conduct deep comparison analysis

  • Discover trending investment themes

  • Find your next best investment

  • Research stocks using tools