PennantPark Floating Rate Capital Ownership | Who Owns PennantPark Floating Rate Capital?
PennantPark Floating Rate Capital Ownership Summary
PennantPark Floating Rate Capital is owned by 19.70% institutional investors, 0.89% insiders, and 79.40% retail investors. Sound income strategies is the largest institutional shareholder, holding 4.98% of PFLT shares. Sound Income Strategies Core Plus SMA is the top mutual fund, with 5.08% of its assets in PennantPark Floating Rate Capital shares.
PFLT Ownership Benchmark
| Type | Name | % Inst | % Insiders | % Retail |
|---|---|---|---|---|
| Stock | PennantPark Floating Rate Capital | 19.70% | 0.89% | 79.40% |
| Sector | Financial Services Stocks | 37.05% | 15.59% | 47.36% |
| Industry | Asset Management Stocks | 49.48% | 11.39% | 39.13% |
Institutional Shareholders
Top Institutional Shareholders by Total Shares
| Holder | Shares | % Holding | Value |
|---|---|---|---|
| Sound income strategies | 4.94M | 4.98% | $39.58M |
| Ubs group | 2.02M | 2.04% | $16.24M |
| Invesco | 1.81M | 1.82% | $14.53M |
| Van eck associates | 1.81M | 1.82% | $14.52M |
| Diameter capital partners lp | 1.66M | 1.67% | $13.31M |
| Altshuler shaham | 916.04K | 1.12% | $8.14M |
| Legal & general group | 765.09K | 0.77% | $6.16M |
| Morgan stanley | 601.66K | 0.61% | $4.84M |
| Lpl financial | 399.59K | 0.40% | $3.21M |
| Blackrock funding, inc. /de | 385.02K | 0.39% | $3.10M |
Top Institutional Shareholders by % of Total Assets
| Holder | Shares | % Assets | Value |
|---|---|---|---|
| Sound income strategies | 4.94M | 1.91% | $39.58M |
| Graniteshares advisors | 262.77K | 1.52% | $2.11M |
| Diameter capital partners lp | 1.66M | 1.25% | $13.31M |
| Muzinich | 171.90K | 0.48% | $1.38M |
| Andina capital management | 46.95K | 0.33% | $377.45K |
| Virtus investment advisers | 75.01K | 0.17% | $603.11K |
| Mckinley capital management | 80.89K | 0.16% | $933.48K |
| Altshuler shaham | 916.04K | 0.13% | $8.14M |
| Oxford asset management llp | 37.24K | 0.13% | $299.43K |
| Yelin lapidot management | 74.43K | 0.12% | $598.39K |
Top Buyers
| Holder | Shares | % Assets | Change |
|---|---|---|---|
| Ubs group | 2.02M | 0.00% | 652.58K |
| Invesco | 1.81M | 0.00% | 584.41K |
| Diameter capital partners lp | 1.66M | 1.25% | 470.77K |
| Sound income strategies | 4.94M | 1.91% | 296.85K |
| Cubist systematic strategies | 153.28K | 0.01% | 153.28K |
Top Sellers
| Holder | Shares | % Assets | Change |
|---|---|---|---|
| Scoggin management lp | - | - | -1.47M |
| Altshuler shaham | 916.04K | 0.13% | -814.05K |
| Marshall wace, llp | - | - | -771.05K |
| Two sigma advisers, lp | - | - | -653.08K |
| Truffle hound capital | - | - | -600.00K |
New Positions
| Holder | Shares | % Assets | Change | Value |
|---|---|---|---|---|
| Cubist systematic strategies | 153.28K | 0.01% | 153.28K | $1.77M |
| Independent advisor alliance | 137.50K | 0.01% | 137.50K | $1.11M |
| Andina capital management | 46.95K | 0.33% | 46.95K | $377.45K |
| Drw securities | 33.20K | 0.00% | 33.20K | $266.97K |
| Greenwood gearhart | 29.00K | 0.01% | 29.00K | $233.16K |
Sold Out
| Holder | Change |
|---|---|
| Coppell advisory solutions | -1.00 |
| Hallmark capital management | -1.00 |
| Fmr | -1.00 |
| Mather group, llc. | -11.00 |
| Parallel advisors | -15.00 |
Institutional Ownership Trends
| Date | Holdings | Change % | Shares | Change % | Ownership | Change % | Increased Position | Change % | Decreased Position | Change % |
|---|---|---|---|---|---|---|---|---|---|---|
| Mar 31, 2026 | 134 | -4.96% | 19,547,545 | -12.27% | 19 | 3.91% | 72 | 18.03% | 34 | -27.66% |
| Dec 31, 2025 | 93 | -32.61% | 14,563,194 | -33.34% | 14 | 2.05% | 39 | -56.18% | 27 | 28.57% |
| Sep 30, 2025 | 86 | -29.51% | 17,068,348 | -18.76% | 20 | 3.16% | 56 | -18.84% | 12 | -60.00% |
| Jun 30, 2025 | 124 | -7.46% | 21,342,051 | -16.44% | 26 | 2.67% | 68 | -17.07% | 33 | 73.68% |
| Mar 31, 2025 | 135 | 3.85% | 25,556,076 | 40.22% | 31 | 6.28% | 82 | 9.33% | 20 | -31.03% |
Top Mutual Funds Shareholders
| Holder | Shares | % Holding | Change |
|---|---|---|---|
| Sound Income Strategies Core Plus SMA | 5.04M | 5.08% | 669.01K |
| Invesco KBW High Dividend Yld Fincl ETF | 1.81M | 1.82% | - |
| VanEck BDC Income ETF | 1.67M | 1.69% | 4.73K |
| Sound Income Strategies Income Plus SMA | 957.99K | 0.97% | 127.11K |
| iShares Listed Private Eq ETF USD Dist | 385.33K | 0.39% | - |
| TrueShares Active Yield ETF | 284.53K | 0.29% | -70.92K |
| GraniteShares HIPS US High Income ETF | 275.43K | 0.28% | - |
| Undrly Fid DC L&G Fut Wld Mlt Asst MAGJ | 177.15K | 0.18% | 19.63K |
| FID DC L&G Diversified Fund | 150.42K | 0.15% | 150.42K |
| VanEck Global Listed Priv Crdt AUD H ETF | 126.09K | 0.14% | 2.40K |
Recent Insider Transactions
| Date | Name | Role | Activity | Value |
|---|---|---|---|---|
| May 12, 2026 | Briones Jose A | - | Buy | $50.02K |
| Mar 11, 2026 | Allorto Richard T JR | CFO and Treasurer | Buy | $122.25K |
| Feb 19, 2026 | Briones Jose A | - | Buy | $49.99K |
| Dec 01, 2025 | Briones Jose A | - | Buy | $50.04K |
| May 21, 2025 | Briones Jose A | - | Buy | $15.00K |
Insider Transactions Trends
| Date | Buy | Sell |
|---|---|---|
| 2026 Q2 | 1 | - |
| 2026 Q1 | 2 | - |
| 2025 Q4 | 1 | - |
| 2025 Q2 | 2 | - |
| 2024 Q2 | 4 | - |
PFLT Ownership FAQ
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