PennantPark Floating Rate Capital Ownership | Who Owns PennantPark Floating Rate Capital?
PennantPark Floating Rate Capital Ownership Summary
PennantPark Floating Rate Capital is owned by 20.90% institutional investors, 0.86% insiders, and 78.24% retail investors. Sound income strategies is the largest institutional shareholder, holding 5.06% of PFLT shares. Sound Income Strategies Core Plus SMA is the top mutual fund, with 3.96% of its assets in PennantPark Floating Rate Capital shares.
PFLT Ownership Benchmark
| Type | Name | % Inst | % Insiders | % Retail |
|---|---|---|---|---|
| Stock | PennantPark Floating Rate Capital | 20.90% | 0.86% | 78.24% |
| Sector | Financial Services Stocks | 36.95% | 15.48% | 47.58% |
| Industry | Asset Management Stocks | 33.74% | 8.99% | 57.26% |
Institutional Shareholders
Top Institutional Shareholders by Total Shares
| Holder | Shares | % Holding | Value |
|---|---|---|---|
| Sound income strategies | 4.13M | 5.06% | $35.65M |
| Van eck associates | 2.53M | 3.10% | $22.52M |
| Marshall wace, llp | 2.06M | 2.52% | $18.29M |
| Ubs group | 1.30M | 1.59% | $11.52M |
| Invesco | 1.26M | 1.55% | $11.23M |
| Qube research | 1.09M | 1.34% | $9.73M |
| Altshuler shaham | 916.04K | 1.12% | $8.14M |
| Millennium management | 646.74K | 0.98% | $7.07M |
| Blackrock funding, inc. /de | 687.15K | 0.84% | $6.11M |
| Morgan stanley | 642.70K | 0.79% | $5.71M |
Top Institutional Shareholders by % of Total Assets
| Holder | Shares | % Assets | Value |
|---|---|---|---|
| Sound income strategies | 4.13M | 1.95% | $35.65M |
| Graniteshares advisors | 279.90K | 1.44% | $2.49M |
| Muzinich | 170.84K | 0.59% | $1.52M |
| Mqs management | 93.96K | 0.49% | $835.34K |
| Virtus investment advisers | 92.84K | 0.24% | $825.37K |
| Mckinley capital management | 80.89K | 0.16% | $933.48K |
| Oxford asset management llp | 48.20K | 0.16% | $428.49K |
| Yelin lapidot management | 74.43K | 0.14% | $661.66K |
| Altshuler shaham | 916.04K | 0.13% | $8.14M |
| Pharvision advisers | 25.56K | 0.13% | $227.26K |
Top Buyers
| Holder | Shares | % Assets | Change |
|---|---|---|---|
| Marshall wace, llp | 2.06M | 0.02% | 617.66K |
| Millennium management | 646.74K | 0.00% | 314.06K |
| Qube research | 1.09M | 0.01% | 295.16K |
| Morgan stanley | 642.70K | 0.00% | 254.63K |
| Sound income strategies | 4.13M | 1.95% | 226.81K |
Top Sellers
| Holder | Shares | % Assets | Change |
|---|---|---|---|
| Scoggin management lp | - | - | -1.47M |
| Altshuler shaham | 916.04K | 0.13% | -814.05K |
| Two sigma advisers, lp | - | - | -653.08K |
| Two sigma investments, lp | 418.37K | 0.01% | -524.44K |
| Balyasny asset management | 243.62K | 0.00% | -337.40K |
New Positions
| Holder | Shares | % Assets | Change | Value |
|---|---|---|---|---|
| Cubist systematic strategies | 153.28K | 0.01% | 153.28K | $1.77M |
| Mqs management | 93.96K | 0.49% | 93.96K | $835.34K |
| Vantage financial partners | 38.50K | 0.07% | 38.50K | $342.26K |
| Goldman sachs group | 32.23K | - | 32.23K | $286.52K |
| Ethos financial group | 19.75K | 0.01% | 19.75K | $175.60K |
Sold Out
| Holder | Change |
|---|---|
| Coppell advisory solutions | -1.00 |
| Fmr | -1.00 |
| Mather group, llc. | -11.00 |
| Parallel advisors | -15.00 |
| Soa wealth advisors, llc. | -38.00 |
Institutional Ownership Trends
| Date | Holdings | Change % | Shares | Change % | Ownership | Change % | Increased Position | Change % | Decreased Position | Change % |
|---|---|---|---|---|---|---|---|---|---|---|
| Sep 30, 2025 | 86 | -29.51% | 17,068,348 | -18.76% | 20 | 3.16% | 56 | -18.84% | 12 | -60.00% |
| Jun 30, 2025 | 124 | -7.46% | 21,342,051 | -16.44% | 26 | 2.67% | 68 | -17.07% | 33 | 73.68% |
| Mar 31, 2025 | 135 | 3.85% | 25,556,076 | 40.22% | 31 | 6.28% | 82 | 9.33% | 20 | -31.03% |
| Dec 31, 2024 | 62 | -41.51% | 7,807,716 | -51.24% | 11 | 2.17% | 32 | -36.00% | 17 | -48.48% |
| Sep 30, 2024 | 104 | -7.96% | 16,001,649 | -1.98% | 23 | 3.28% | 48 | -29.41% | 33 | 43.48% |
Top Mutual Funds Shareholders
| Holder | Shares | % Holding | Change |
|---|---|---|---|
| Sound Income Strategies Core Plus SMA | 3.92M | 3.96% | 301.60K |
| VanEck BDC Income ETF | 2.22M | 2.24% | -2.11K |
| Invesco KBW High Dividend Yld Fincl ETF | 1.04M | 1.04% | - |
| Sound Income Strategies Income Plus SMA | 745.62K | 0.75% | 57.30K |
| iShares Listed Private Eq ETF USD Dist | 497.07K | 0.50% | - |
| TrueShares Active Yield ETF | 284.53K | 0.29% | -70.92K |
| GraniteShares HIPS US High Income ETF | 266.85K | 0.27% | - |
| Undrly Fid DC L&G Fut Wld Mlt Asst MAGJ | 169.08K | 0.17% | 28.63K |
| FID DC L&G Diversified Fund | 156.31K | 0.16% | 156.31K |
| VanEck Global Listed Priv Crdt AUD H ETF | 126.09K | 0.14% | 2.40K |
Recent Insider Transactions
| Date | Name | Role | Activity | Value |
|---|---|---|---|---|
| Dec 01, 2025 | Briones Jose A | - | Buy | $50.04K |
| May 21, 2025 | Briones Jose A | - | Buy | $15.00K |
| May 14, 2025 | Briones Jose A | - | Buy | $99.93K |
| Jun 05, 2024 | Briones Jose A | - | Buy | $19.89K |
| May 30, 2024 | Allorto Richard T JR | CFO and Treasurer | Buy | $113.00K |
Insider Transactions Trends
| Date | Buy | Sell |
|---|---|---|
| 2025 Q4 | 1 | - |
| 2025 Q2 | 2 | - |
| 2024 Q2 | 4 | - |
| 2022 Q2 | - | - |
| 2022 Q1 | - | - |
PFLT Ownership FAQ
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