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PennantPark Floating Rate Capital Ownership | Who Owns PennantPark Floating Rate Capital?

OverviewForecastRevenueFinancialsChartTranscripts

PennantPark Floating Rate Capital Ownership Summary

PennantPark Floating Rate Capital is owned by 26.13% institutional investors, 0.86% insiders, and 73.00% retail investors. Sound income strategies is the largest institutional shareholder, holding 4.78% of PFLT shares. Sound Income Strategies Core Plus SMA is the top mutual fund, with 3.96% of its assets in PennantPark Floating Rate Capital shares.

PFLT Ownership Benchmark

TypeName% Inst% Insiders% Retail
StockPennantPark Floating Rate Capital26.13%0.86%73.00%
SectorFinancial Services Stocks 48.97%15.42%35.61%
IndustryAsset Management Stocks47.91%9.99%42.10%

Institutional Shareholders

Top Institutional Shareholders by Total Shares

HolderShares% HoldingValue
Sound income strategies3.90M4.78%$40.33M
Van eck associates2.36M2.89%$24.36M
Altshuler shaham1.73M2.12%$17.87M
Marshall wace, llp1.44M1.76%$14.87M
Two sigma investments, lp1.11M1.68%$12.09M
Invesco963.71K1.47%$10.53M
Two sigma advisers, lp716.77K1.09%$7.83M
Millennium management646.74K0.98%$7.07M
Qube research798.82K0.98%$8.25M
Legal & general group486.04K0.74%$5.31M

Top Institutional Shareholders by % of Total Assets

HolderShares% AssetsValue
Sound income strategies3.90M2.31%$40.33M
Graniteshares advisors255.25K1.62%$2.64M
Altshuler shaham1.73M0.57%$17.87M
Muzinich104.86K0.47%$1.08M
Virtus investment advisers88.55K0.31%$914.71K
Mckinley capital management80.89K0.16%$933.48K
Strategic financial concepts63.20K0.09%$647.69K
Beacon investment advisors19.89K0.09%$203.84K
Optimum investment advisors17.50K0.08%$191.28K
Denali advisors69.10K0.07%$713.83K

Top Buyers

HolderShares% AssetsChange
Invesco963.71K0.00%963.71K
Van eck associates2.36M0.03%401.60K
Sound income strategies3.90M2.31%319.42K
Millennium management646.74K0.00%314.06K
Y-intercept (hong kong)207.21K0.05%182.38K

Top Sellers

HolderShares% AssetsChange
Scoggin management lp---1.47M
Balyasny asset management243.62K0.00%-337.40K
Jane street group---319.74K
Truemark investments---310.62K
Marshall wace, llp1.44M0.02%-289.77K

New Positions

HolderShares% AssetsChangeValue
Invesco963.71K0.00%963.71K$10.53M
Cubist systematic strategies153.28K0.01%153.28K$1.77M
Drw securities33.59K0.01%33.59K$347.35K
Jump financial21.00K0.00%21.00K$216.88K
Foundations investment advisors16.65K0.00%16.65K$172.02K

Sold Out

HolderChange
Coppell advisory solutions-1.00
Fmr-1.00
Mather group, llc.-11.00
Parallel advisors-15.00
Soa wealth advisors, llc.-38.00

Institutional Ownership Trends

DateHoldingsChange %SharesChange %OwnershipChange %Increased PositionChange %Decreased PositionChange %
Jun 30, 2025124-7.46%21,342,051-16.44%262.67%68-17.07%3373.68%
Mar 31, 20251353.85%25,556,07640.22%316.28%829.33%20-31.03%
Dec 31, 202462-41.51%7,807,716-51.24%112.17%32-36.00%17-48.48%
Sep 30, 2024104-7.96%16,001,649-1.98%233.28%48-29.41%3343.48%
Jun 30, 20241131.80%16,324,49415.21%264.59%6811.48%23-8.00%

Top Mutual Funds Shareholders

HolderShares% HoldingChange
Sound Income Strategies Core Plus SMA3.92M3.96%301.60K
VanEck BDC Income ETF2.23M2.24%-4.91K
Invesco KBW High Dividend Yld Fincl ETF1.03M1.04%5.87K
Sound Income Strategies Income Plus SMA745.62K0.75%57.30K
iShares Listed Private Eq ETF USD Dist504.41K0.51%-
TrueShares Active Yield ETF284.53K0.29%-70.92K
GraniteShares HIPS US High Income ETF252.35K0.25%-
Undrly Fid DC L&G Fut Wld Mlt Asst MAGJ169.08K0.17%28.63K
FID DC L&G Diversified Fund156.31K0.16%156.31K
VanEck Global Listed Priv Crdt AUD H ETF126.09K0.14%2.40K

Recent Insider Transactions

DateNameRoleActivityValue
May 21, 2025Briones Jose A-Buy$15.00K
May 14, 2025Briones Jose A-Buy$99.93K
Jun 05, 2024Briones Jose A-Buy$19.89K
May 30, 2024Allorto Richard T JR CFO and TreasurerBuy$113.00K
May 28, 2024Briones Jose A-Buy$10.03K

Insider Transactions Trends

DateBuySell
2025 Q22-
2024 Q24-
2022 Q2--
2022 Q1--
2021 Q2--

PFLT Ownership FAQ

Who Owns PennantPark Floating Rate Capital?

PennantPark Floating Rate Capital shareholders are primarily institutional investors at 26.13%, followed by 0.86% insiders and 73.01% retail investors. The average institutional ownership in PennantPark Floating Rate Capital's industry, Asset Management Stocks, is 47.91%, which PennantPark Floating Rate Capital falls below.

Who owns the most shares of PennantPark Floating Rate Capital?

PennantPark Floating Rate Capital’s largest shareholders are Sound income strategies (3.9M shares, 4.78%), Van eck associates (2.36M shares, 2.89%), and Altshuler shaham (1.73M shares, 2.12%). Together, they hold 9.79% of PennantPark Floating Rate Capital’s total shares outstanding.

Does Blackrock own PennantPark Floating Rate Capital?

BlackRock is not among the top 10 institutional shareholders of PennantPark Floating Rate Capital.

Who is PennantPark Floating Rate Capital’s biggest shareholder by percentage of total assets invested?

Sound income strategies is PennantPark Floating Rate Capital’s biggest shareholder by percentage of total assets invested, with 2.31% of its assets in 3.9M PennantPark Floating Rate Capital shares, valued at 40.33M$.

Who is the top mutual fund holder of PennantPark Floating Rate Capital shares?

Sound Income Strategies Core Plus SMA is the top mutual fund holder of PennantPark Floating Rate Capital shares, with 3.96% of its total shares outstanding invested in 3.92M PennantPark Floating Rate Capital shares.

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