PhenixFIN Ownership | Who Owns PhenixFIN?
PhenixFIN Ownership Summary
PhenixFIN is owned by 13.53% institutional investors, 21.16% insiders, and 65.31% retail investors. Adalta capital management is the largest institutional shareholder, holding 8.57% of PFX shares. High Income Securities is the top mutual fund, with 0.96% of its assets in PhenixFIN shares.
PFX Ownership Benchmark
| Type | Name | % Inst | % Insiders | % Retail |
|---|---|---|---|---|
| Stock | PhenixFIN | 13.53% | 21.16% | 65.31% |
| Sector | Financial Services Stocks | 32.19% | 15.44% | 52.37% |
| Industry | Asset Management Stocks | 46.20% | 8.54% | 45.25% |
Institutional Shareholders
Top Institutional Shareholders by Total Shares
| Holder | Shares | % Holding | Value |
|---|---|---|---|
| Adalta capital management | 172.94K | 8.57% | $8.21M |
| 22nw, lp | 117.89K | 5.89% | $5.21M |
| American financial group | 64.33K | 3.21% | $2.84M |
| Morgan stanley | 55.41K | 2.77% | $2.45M |
| Raymond james financial | 20.37K | 1.01% | $970.07K |
| Bulldog investors, llp | 19.22K | 0.95% | $915.26K |
| Legal & general group | 13.09K | 0.65% | $589.45K |
| Alphacentric advisors | 10.30K | 0.50% | $507.07K |
| Raymond james financial services advisors | 8.32K | 0.41% | $388.99K |
| Advisor group | 697.00 | 0.03% | $33.83K |
Top Institutional Shareholders by % of Total Assets
| Holder | Shares | % Assets | Value |
|---|---|---|---|
| Adalta capital management | 172.94K | 3.73% | $8.21M |
| 22nw, lp | 117.89K | 2.19% | $5.21M |
| American financial group | 64.33K | 1.03% | $2.84M |
| Alphacentric advisors | 10.30K | 0.51% | $507.07K |
| Bulldog investors, llp | 19.22K | 0.21% | $915.26K |
| Legacy wealth managment, llc/id | 200.00 | 0.00% | $8.84K |
| Archer investment | 126.00 | 0.00% | $5.57K |
| Raymond james financial services advisors | 8.32K | 0.00% | $388.99K |
| Raymond james financial | 20.37K | 0.00% | $970.07K |
| Sound income strategies | 78.00 | 0.00% | $3.41K |
Top Buyers
| Holder | Shares | % Assets | Change |
|---|---|---|---|
| Alphacentric advisors | 10.30K | 0.51% | 10.30K |
| Raymond james financial services advisors | 8.32K | 0.00% | 8.32K |
| Adalta capital management | 172.94K | 3.73% | 3.10K |
| Raymond james financial | 20.37K | 0.00% | 590.00 |
| Legal & general group | 13.09K | 0.00% | 398.00 |
Top Sellers
| Holder | Shares | % Assets | Change |
|---|---|---|---|
| Crossingbridge advisors | - | - | -10.30K |
| Northwestern mutual wealth management | - | - | -9.94K |
| Royal bank of canada | - | - | -6.40K |
| Morgan stanley | 55.41K | 0.00% | -2.51K |
| Compagnie lombard odier scma | - | - | -2.50K |
New Positions
| Holder | Shares | % Assets | Change | Value |
|---|---|---|---|---|
| Alphacentric advisors | 10.30K | 0.51% | 10.30K | $507.07K |
| Raymond james financial services advisors | 8.32K | 0.00% | 8.32K | $388.99K |
| Us bancorp \de\ | 3.00 | - | 3.00 | $133.00 |
Sold Out
| Holder | Change |
|---|---|
| Main street group | -50.00 |
| Tower research capital llc (trc) | -292.00 |
| Householder group estate & retirement specialist | -583.00 |
| Compagnie lombard odier scma | -2.50K |
| Royal bank of canada | -6.40K |
Institutional Ownership Trends
| Date | Holdings | Change % | Shares | Change % | Ownership | Change % | Increased Position | Change % | Decreased Position | Change % |
|---|---|---|---|---|---|---|---|---|---|---|
| Dec 31, 2025 | 13 | -18.75% | 271,013 | -42.24% | 13 | 2.50% | 2 | -60.00% | 4 | - |
| Sep 30, 2025 | 14 | -6.67% | 296,002 | -36.91% | 14 | 2.71% | 3 | -25.00% | 4 | 33.33% |
| Jun 30, 2025 | 15 | - | 468,370 | -0.64% | 23 | 4.26% | 3 | -50.00% | 4 | 300.00% |
| Mar 31, 2025 | 1 | -94.44% | 117,885 | -75.35% | 5 | 1.06% | - | -100.00% | - | -100.00% |
| Dec 31, 2024 | 6 | -64.71% | 99,017 | -77.54% | 4 | 1.02% | 2 | -50.00% | - | -100.00% |
Top Mutual Funds Shareholders
| Holder | Shares | % Holding | Change |
|---|---|---|---|
| High Income Securities | 19.22K | 0.96% | - |
| AlphaCentric Real Income I | 10.30K | 0.51% | 10.30K |
| FID DC L&G Diversified Fund | 3.83K | 0.19% | 3.83K |
| Undrly Fid DC L&G Fut Wld Mlt Asst MAGJ | 3.00K | 0.15% | 38.00 |
| BTG Pactual Global BDCS I | 1.70K | 0.08% | 1.70K |
| Fidelity Nasdaq Composite Index | 762.00 | 0.04% | - |
| Undrly L&G Pen PMC Consensus Idx | 59.00 | 0.00% | -7.00 |
| FID DC L&G Multi Asset Fund | 36.00 | 0.00% | 1.00 |
Recent Insider Transactions
| Date | Name | Role | Activity | Value |
|---|---|---|---|---|
| Mar 03, 2026 | Amster Howard | Buy | $489.44K | |
| Dec 22, 2025 | Lorber David A | CHAIRMAN AND CEO | Buy | $45.44K |
| Dec 23, 2025 | Lorber David A | CHAIRMAN AND CEO | Buy | $6.06K |
| Dec 24, 2025 | Lorber David A | CHAIRMAN AND CEO | Buy | $26.34K |
| Dec 23, 2025 | McMillan Ellida | CHIEF FINANCIAL OFFICER | Buy | $6.80K |
Insider Transactions Trends
| Date | Buy | Sell |
|---|---|---|
| 2026 Q1 | 1 | - |
| 2025 Q4 | 9 | - |
| 2025 Q3 | 21 | - |
| 2025 Q2 | 5 | - |
| 2025 Q1 | 13 | - |
PFX Ownership FAQ
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