PhenixFIN Ownership | Who Owns PhenixFIN?

PhenixFIN Ownership Summary

PhenixFIN is owned by 17.12% institutional investors, 28.04% insiders, and 54.84% retail investors. Adalta capital management is the largest institutional shareholder, holding 8.57% of PFX shares. High Income Securities is the top mutual fund, with 0.99% of its assets in PhenixFIN shares.

PFX Ownership Benchmark

Type	Name	% Inst	% Insiders	% Retail
Stock	PhenixFIN	17.12%	28.04%	54.84%
Sector	Financial Services Stocks	493.55%	13.79%	-407.34%
Industry	Asset Management Stocks	47.59%	11.88%	40.53%

Institutional Shareholders

Top Institutional Shareholders by Total Shares

Holder	Shares	% Holding	Value
Adalta capital management	172.94K	8.57%	$8.21M
American financial group	64.33K	3.26%	$2.51M
Morgan stanley	54.96K	2.79%	$2.15M
Bulldog investors, llp	19.22K	0.97%	$750.65K
Legal & general group	15.14K	0.77%	$601.82K
Alphacentric advisors	10.30K	0.50%	$507.07K
Raymond james financial services advisors	8.32K	0.41%	$388.99K
Ubs group	488.00	0.02%	$19.06K
Advisor group	400.00	0.02%	$15.62K
Allworth financial lp	286.00	0.01%	$11.17K

Top Institutional Shareholders by % of Total Assets

Holder	Shares	% Assets	Value
Adalta capital management	172.94K	3.73%	$8.21M
American financial group	64.33K	0.93%	$2.51M
Alphacentric advisors	10.30K	0.51%	$507.07K
Bulldog investors, llp	19.22K	0.17%	$750.65K
Raymond james financial services advisors	8.32K	0.00%	$388.99K
Legal & general group	15.14K	0.00%	$601.82K
Morgan stanley	54.96K	0.00%	$2.15M
Main street group	-	-	-
Crossingbridge advisors	-	-	-
Sound income strategies	-	-	-

Top Buyers

Holder	Shares	% Assets	Change
Alphacentric advisors	10.30K	0.51%	10.30K
Raymond james financial services advisors	8.32K	0.00%	8.32K
Adalta capital management	172.94K	3.73%	3.10K
Legal & general group	15.14K	0.00%	2.05K
Ubs group	488.00	-	358.00

Top Sellers

Holder	Shares	% Assets	Change
22nw, lp	-	-	-43.12K
Raymond james financial	-	-	-23.94K
Crossingbridge advisors	-	-	-10.30K
Northwestern mutual wealth management	-	-	-9.94K
Compagnie lombard odier scma	-	-	-2.50K

New Positions

Holder	Shares	% Assets	Change	Value
Alphacentric advisors	10.30K	0.51%	10.30K	$507.07K
Raymond james financial services advisors	8.32K	0.00%	8.32K	$388.99K

Sold Out

Holder	Change
Mai capital management	-11.00
Royal bank of canada	-50.00
Main street group	-50.00
Sound income strategies	-78.00
Archer investment	-126.00

Institutional Ownership Trends

Date	Holdings	Change %	Shares	Change %	Ownership	Change %	Increased Position	Change %	Decreased Position	Change %
Jun 30, 2026	11	-31.25%	330,792	-16.91%	17	4.20%	2	-50.00%	3	50.00%
Mar 31, 2026	8	-55.56%	99,828	-78.74%	5	0.92%	3	-40.00%	-	-100.00%
Dec 31, 2025	13	-18.75%	271,013	-42.24%	13	2.50%	2	-60.00%	4	-
Sep 30, 2025	14	-6.67%	296,002	-36.91%	14	2.71%	3	-25.00%	4	33.33%
Jun 30, 2025	15	-	468,370	-0.64%	23	4.26%	3	-50.00%	4	300.00%

Top Mutual Funds Shareholders

Holder	Shares	% Holding	Change
High Income Securities	19.22K	0.99%	-
AlphaCentric Real Income I	10.30K	0.51%	10.30K
Undrly Fid DC L&G Fut Wld Mlt Asst MAGJ	3.49K	0.18%	-13.00
FID DC L&G Diversified Fund	2.81K	0.15%	2.81K
BTG Pactual Global BDCS I	1.70K	0.08%	1.70K
Fidelity Nasdaq Composite Index	762.00	0.04%	-
FID DC L&G Retirement Income MA Fund	639.00	0.03%	-43.00
Undrly L&G Pen PMC Consensus Idx	59.00	0.00%	-7.00
FID DC L&G Multi Asset Fund	36.00	0.00%	-5.00

Recent Insider Transactions

Date	Name	Role	Activity	Value
May 12, 2026	Lorber David A	CHAIRMAN AND CEO	Buy	$1.68M
Mar 03, 2026	Amster Howard		Buy	$489.44K
Dec 22, 2025	Lorber David A	CHAIRMAN AND CEO	Buy	$45.44K
Dec 24, 2025	Lorber David A	CHAIRMAN AND CEO	Buy	$26.34K
Dec 23, 2025	Lorber David A	CHAIRMAN AND CEO	Buy	$6.06K

Insider Transactions Trends

Date	Buy	Sell
2026 Q2	1	-
2026 Q1	1	-
2025 Q4	9	-
2025 Q3	21	-
2025 Q2	5	-

PFX Ownership FAQ

Who Owns PhenixFIN?

PhenixFIN shareholders are primarily institutional investors at 17.12%, followed by 28.04% insiders and 54.84% retail investors. The average institutional ownership in PhenixFIN's industry, Asset Management Stocks, is 47.59%, which PhenixFIN falls below.

Who owns the most shares of PhenixFIN?

PhenixFIN’s largest shareholders are Adalta capital management (172.94K shares, 8.57%), American financial group (64.33K shares, 3.26%), and Morgan stanley (54.96K shares, 2.79%). Together, they hold 14.62% of PhenixFIN’s total shares outstanding.

Does Blackrock own PhenixFIN?

BlackRock is not among the top 10 institutional shareholders of PhenixFIN.

Who is PhenixFIN’s biggest shareholder by percentage of total assets invested?

Adalta capital management is PhenixFIN’s biggest shareholder by percentage of total assets invested, with 3.73% of its assets in 172.94K PhenixFIN shares, valued at 8.21M$.

Who is the top mutual fund holder of PhenixFIN shares?

High Income Securities is the top mutual fund holder of PhenixFIN shares, with 0.99% of its total shares outstanding invested in 19.22K PhenixFIN shares.

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