PhenixFIN Ownership | Who Owns PhenixFIN?

PhenixFIN Ownership Summary

PhenixFIN is owned by 14.67% institutional investors, 20.93% insiders, and 64.40% retail investors. Adalta capital management is the largest institutional shareholder, holding 8.57% of PFX shares. High Income Securities is the top mutual fund, with 0.95% of its assets in PhenixFIN shares.

PFX Ownership Benchmark

Type	Name	% Inst	% Insiders	% Retail
Stock	PhenixFIN	14.67%	20.93%	64.40%
Sector	Financial Services Stocks	36.95%	15.48%	47.58%
Industry	Asset Management Stocks	33.74%	8.99%	57.26%

Institutional Shareholders

Top Institutional Shareholders by Total Shares

Holder	Shares	% Holding	Value
Adalta capital management	172.94K	8.57%	$8.21M
22nw, lp	117.89K	5.84%	$5.60M
American financial group	64.33K	3.19%	$3.06M
Morgan stanley	57.92K	2.87%	$2.76M
Raymond james financial	20.37K	1.01%	$970.07K
Bulldog investors, llp	19.22K	0.95%	$915.26K
Legal & general group	12.70K	0.63%	$604.60K
Alphacentric advisors	10.30K	0.50%	$507.07K
Raymond james financial services advisors	8.32K	0.41%	$388.99K
Ubs group	2.10K	0.10%	$99.97K

Top Institutional Shareholders by % of Total Assets

Holder	Shares	% Assets	Value
Adalta capital management	172.94K	3.73%	$8.21M
22nw, lp	117.89K	2.64%	$5.60M
American financial group	64.33K	1.18%	$3.06M
Alphacentric advisors	10.30K	0.51%	$507.07K
Bulldog investors, llp	19.22K	0.21%	$915.26K
Legacy wealth managment, llc/id	200.00	0.00%	$9.53K
Archer investment	126.00	0.00%	$6.00K
Raymond james financial services advisors	8.32K	0.00%	$388.99K
Raymond james financial	20.37K	0.00%	$970.07K
Morgan stanley	57.92K	0.00%	$2.76M

Top Buyers

Holder	Shares	% Assets	Change
Alphacentric advisors	10.30K	0.51%	10.30K
Raymond james financial services advisors	8.32K	0.00%	8.32K
Adalta capital management	172.94K	3.73%	3.10K
Raymond james financial	20.37K	0.00%	590.00
Ubs group	2.10K	-	136.00

Top Sellers

Holder	Shares	% Assets	Change
Crossingbridge advisors	-	-	-10.30K
Northwestern mutual wealth management	-	-	-9.94K
Royal bank of canada	-	-	-6.40K
Compagnie lombard odier scma	-	-	-2.50K
Morgan stanley	57.92K	0.00%	-2.25K

New Positions

Holder	Shares	% Assets	Change	Value
Alphacentric advisors	10.30K	0.51%	10.30K	$507.07K
Raymond james financial services advisors	8.32K	0.00%	8.32K	$388.99K
Sound income strategies	78.00	0.00%	78.00	$3.63K

Sold Out

Holder	Change
Main street group	-50.00
Tower research capital llc (trc)	-292.00
Householder group estate & retirement specialist	-583.00
Allworth financial lp	-2.22K
Compagnie lombard odier scma	-2.50K

Institutional Ownership Trends

Date	Holdings	Change %	Shares	Change %	Ownership	Change %	Increased Position	Change %	Decreased Position	Change %
Sep 30, 2025	14	-6.67%	296,002	-36.91%	14	2.71%	3	-25.00%	4	33.33%
Jun 30, 2025	15	-	468,370	-0.64%	23	4.26%	3	-50.00%	4	300.00%
Mar 31, 2025	1	-94.44%	117,885	-75.35%	5	1.06%	-	-100.00%	-	-100.00%
Dec 31, 2024	6	-64.71%	99,017	-77.54%	4	1.02%	2	-50.00%	-	-100.00%
Sep 30, 2024	17	13.33%	440,935	0.69%	21	4.78%	4	-20.00%	5	150.00%

Top Mutual Funds Shareholders

Holder	Shares	% Holding	Change
High Income Securities	19.22K	0.95%	-
AlphaCentric Real Income I	10.30K	0.51%	10.30K
Undrly Fid DC L&G Fut Wld Mlt Asst MAGJ	4.14K	0.20%	556.00
FID DC L&G Diversified Fund	3.83K	0.19%	3.83K
BTG Pactual Global BDCS I	1.70K	0.08%	1.70K
Fidelity Nasdaq Composite Index	762.00	0.04%	-
Undrly L&G Pen PMC Consensus Idx	59.00	0.00%	-7.00
FID DC L&G Multi Asset Fund	46.00	0.00%	3.00

Recent Insider Transactions

Date	Name	Role	Activity	Value
Sep 23, 2025	McMillan Ellida	CHIEF FINANCIAL OFFICER	Buy	$11.84K
Sep 16, 2025	ROBINSON LOWELL W	-	Buy	$4.14K
Sep 17, 2025	ROBINSON LOWELL W	-	Buy	$2.12K
Sep 12, 2025	ROBINSON LOWELL W	-	Buy	$4.81K
Sep 11, 2025	ROBINSON LOWELL W	-	Buy	$7.78K

Insider Transactions Trends

Date	Buy	Sell
2025 Q3	21	-
2025 Q2	5	-
2025 Q1	13	-
2024 Q4	2	-
2024 Q2	6	-

PFX Ownership FAQ

Who Owns PhenixFIN?

PhenixFIN shareholders are primarily institutional investors at 14.67%, followed by 20.93% insiders and 64.40% retail investors. The average institutional ownership in PhenixFIN's industry, Asset Management Stocks, is 33.74%, which PhenixFIN falls below.

Who owns the most shares of PhenixFIN?

PhenixFIN’s largest shareholders are Adalta capital management (172.94K shares, 8.57%), 22nw, lp (117.88K shares, 5.84%), and American financial group (64.33K shares, 3.19%). Together, they hold 17.61% of PhenixFIN’s total shares outstanding.

Does Blackrock own PhenixFIN?

BlackRock is not among the top 10 institutional shareholders of PhenixFIN.

Who is PhenixFIN’s biggest shareholder by percentage of total assets invested?

Adalta capital management is PhenixFIN’s biggest shareholder by percentage of total assets invested, with 3.73% of its assets in 172.94K PhenixFIN shares, valued at 8.21M$.

Who is the top mutual fund holder of PhenixFIN shares?

High Income Securities is the top mutual fund holder of PhenixFIN shares, with 0.95% of its total shares outstanding invested in 19.22K PhenixFIN shares.

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