PhenixFIN Ownership | Who Owns PhenixFIN?
PhenixFIN Ownership Summary
PhenixFIN is owned by 5.06% institutional investors, 26.98% insiders, and 67.96% retail investors. Adalta capital management is the largest institutional shareholder, holding 8.57% of PFX shares. High Income Securities is the top mutual fund, with 0.96% of its assets in PhenixFIN shares.
PFX Ownership Benchmark
| Type | Name | % Inst | % Insiders | % Retail |
|---|---|---|---|---|
| Stock | PhenixFIN | 5.06% | 26.98% | 67.96% |
| Sector | Financial Services Stocks | 37.05% | 15.59% | 47.36% |
| Industry | Asset Management Stocks | 49.15% | 11.31% | 39.54% |
Institutional Shareholders
Top Institutional Shareholders by Total Shares
| Holder | Shares | % Holding | Value |
|---|---|---|---|
| Adalta capital management | 172.94K | 8.57% | $8.21M |
| American financial group | 64.33K | 3.26% | $2.51M |
| Morgan stanley | 54.96K | 2.79% | $2.15M |
| 22nw, lp | 43.12K | 2.19% | $1.68M |
| Raymond james financial | 23.94K | 1.21% | $935.02K |
| Bulldog investors, llp | 19.22K | 0.97% | $750.65K |
| Legal & general group | 15.14K | 0.77% | $601.82K |
| Alphacentric advisors | 10.30K | 0.50% | $507.07K |
| Raymond james financial services advisors | 8.32K | 0.41% | $388.99K |
| Ubs group | 488.00 | 0.02% | $19.06K |
Top Institutional Shareholders by % of Total Assets
| Holder | Shares | % Assets | Value |
|---|---|---|---|
| Adalta capital management | 172.94K | 3.73% | $8.21M |
| 22nw, lp | 43.12K | 1.15% | $1.68M |
| American financial group | 64.33K | 0.93% | $2.51M |
| Alphacentric advisors | 10.30K | 0.51% | $507.07K |
| Bulldog investors, llp | 19.22K | 0.17% | $750.65K |
| Legacy wealth managment, llc/id | 200.00 | 0.00% | $7.81K |
| Archer investment | 126.00 | 0.00% | $4.92K |
| Raymond james financial services advisors | 8.32K | 0.00% | $388.99K |
| Raymond james financial | 23.94K | 0.00% | $935.02K |
| Morgan stanley | 54.96K | 0.00% | $2.15M |
Top Buyers
| Holder | Shares | % Assets | Change |
|---|---|---|---|
| Alphacentric advisors | 10.30K | 0.51% | 10.30K |
| Raymond james financial services advisors | 8.32K | 0.00% | 8.32K |
| Adalta capital management | 172.94K | 3.73% | 3.10K |
| Legal & general group | 15.14K | 0.00% | 2.05K |
| Raymond james financial | 23.94K | 0.00% | 1.57K |
Top Sellers
| Holder | Shares | % Assets | Change |
|---|---|---|---|
| 22nw, lp | 43.12K | 1.15% | -74.77K |
| Crossingbridge advisors | - | - | -10.30K |
| Northwestern mutual wealth management | - | - | -9.94K |
| Compagnie lombard odier scma | - | - | -2.50K |
| Householder group estate & retirement specialist | - | - | -583.00 |
New Positions
| Holder | Shares | % Assets | Change | Value |
|---|---|---|---|---|
| Alphacentric advisors | 10.30K | 0.51% | 10.30K | $507.07K |
| Raymond james financial services advisors | 8.32K | 0.00% | 8.32K | $388.99K |
Sold Out
| Holder | Change |
|---|---|
| Main street group | -50.00 |
| Royal bank of canada | -50.00 |
| Tower research capital llc (trc) | -292.00 |
| Householder group estate & retirement specialist | -583.00 |
| Compagnie lombard odier scma | -2.50K |
Institutional Ownership Trends
| Date | Holdings | Change % | Shares | Change % | Ownership | Change % | Increased Position | Change % | Decreased Position | Change % |
|---|---|---|---|---|---|---|---|---|---|---|
| Mar 31, 2026 | 8 | -55.56% | 99,828 | -78.74% | 5 | 0.92% | 3 | -40.00% | - | -100.00% |
| Dec 31, 2025 | 13 | -18.75% | 271,013 | -42.24% | 13 | 2.50% | 2 | -60.00% | 4 | - |
| Sep 30, 2025 | 14 | -6.67% | 296,002 | -36.91% | 14 | 2.71% | 3 | -25.00% | 4 | 33.33% |
| Jun 30, 2025 | 15 | - | 468,370 | -0.64% | 23 | 4.26% | 3 | -50.00% | 4 | 300.00% |
| Mar 31, 2025 | 1 | -94.44% | 117,885 | -75.35% | 5 | 1.06% | - | -100.00% | - | -100.00% |
Top Mutual Funds Shareholders
| Holder | Shares | % Holding | Change |
|---|---|---|---|
| High Income Securities | 19.22K | 0.96% | - |
| AlphaCentric Real Income I | 10.30K | 0.51% | 10.30K |
| Undrly Fid DC L&G Fut Wld Mlt Asst MAGJ | 3.51K | 0.18% | 506.00 |
| FID DC L&G Diversified Fund | 2.98K | 0.15% | 2.98K |
| BTG Pactual Global BDCS I | 1.70K | 0.08% | 1.70K |
| Fidelity Nasdaq Composite Index | 762.00 | 0.04% | - |
| FID DC L&G Retirement Income MA Fund | 682.00 | 0.03% | 682.00 |
| Undrly L&G Pen PMC Consensus Idx | 59.00 | 0.00% | -7.00 |
| FID DC L&G Multi Asset Fund | 41.00 | 0.00% | 5.00 |
Recent Insider Transactions
| Date | Name | Role | Activity | Value |
|---|---|---|---|---|
| May 12, 2026 | Lorber David A | CHAIRMAN AND CEO | Buy | $1.68M |
| Mar 03, 2026 | Amster Howard | Buy | $489.44K | |
| Dec 22, 2025 | Lorber David A | CHAIRMAN AND CEO | Buy | $45.44K |
| Dec 24, 2025 | Lorber David A | CHAIRMAN AND CEO | Buy | $26.34K |
| Dec 23, 2025 | Lorber David A | CHAIRMAN AND CEO | Buy | $6.06K |
Insider Transactions Trends
| Date | Buy | Sell |
|---|---|---|
| 2026 Q2 | 1 | - |
| 2026 Q1 | 1 | - |
| 2025 Q4 | 9 | - |
| 2025 Q3 | 21 | - |
| 2025 Q2 | 5 | - |
PFX Ownership FAQ
Try Tickergate Pro Free
Customize Everything. 100% Flexibility. Fast and Easy to Use (No code or Excel Needed)
Customize your own personal stocks lists, views and charts
Choose from hundreds of fields, up to 15 years of history
Conduct deep comparison analysis
Discover trending investment themes
Find your next best investment
Research stocks using tools