PhenixFIN Ownership | Who Owns PhenixFIN?

PhenixFIN Ownership Summary

PhenixFIN is owned by 23.22% institutional investors, 20.79% insiders, and 55.99% retail investors. Adalta capital management is the largest institutional shareholder, holding 7.32% of PFX shares. High Income Securities is the top mutual fund, with 0.95% of its assets in PhenixFIN shares.

PFX Ownership Benchmark

Type	Name	% Inst	% Insiders	% Retail
Stock	PhenixFIN	23.22%	20.79%	55.99%
Sector	Financial Services Stocks	51.64%	15.54%	32.82%
Industry	Asset Management Stocks	51.84%	9.46%	38.70%

Institutional Shareholders

Top Institutional Shareholders by Total Shares

Holder	Shares	% Holding	Value
Adalta capital management	149.90K	7.32%	$7.01M
22nw, lp	117.89K	5.84%	$5.98M
Morgan stanley	66.32K	3.24%	$3.10M
American financial group	64.33K	3.19%	$3.26M
Raymond james financial	19.78K	0.98%	$1.00M
Bulldog investors, llp	19.22K	0.95%	$973.39K
Legal & general group	14.15K	0.69%	$716.63K
Alphacentric advisors	10.30K	0.50%	$507.07K
Raymond james financial services advisors	8.32K	0.41%	$388.99K
Ubs group	518.00	0.03%	$26.23K

Top Institutional Shareholders by % of Total Assets

Holder	Shares	% Assets	Value
Adalta capital management	149.90K	3.81%	$7.01M
22nw, lp	117.89K	3.76%	$5.98M
American financial group	64.33K	1.22%	$3.26M
Alphacentric advisors	10.30K	0.51%	$507.07K
Bulldog investors, llp	19.22K	0.25%	$973.39K
Archer investment	126.00	0.00%	$6.38K
Raymond james financial services advisors	8.32K	0.00%	$388.99K
Raymond james financial	19.78K	0.00%	$1.00M
Morgan stanley	66.32K	0.00%	$3.10M
Sound income strategies	78.00	0.00%	$3.63K

Top Buyers

Holder	Shares	% Assets	Change
Alphacentric advisors	10.30K	0.51%	10.30K
Raymond james financial services advisors	8.32K	0.00%	8.32K
Adalta capital management	149.90K	3.81%	7.59K
Morgan stanley	66.32K	0.00%	1.51K
Ubs group	518.00	-	300.00

Top Sellers

Holder	Shares	% Assets	Change
Crossingbridge advisors	-	-	-10.30K
Northwestern mutual wealth management	-	-	-9.94K
Royal bank of canada	-	-	-6.40K
Advisor group	-	-	-2.57K
Compagnie lombard odier scma	-	-	-2.50K

New Positions

Holder	Shares	% Assets	Change	Value
Alphacentric advisors	10.30K	0.51%	10.30K	$507.07K
Raymond james financial services advisors	8.32K	0.00%	8.32K	$388.99K
Sound income strategies	78.00	0.00%	78.00	$3.63K

Sold Out

Holder	Change
Main street group	-50.00
Tower research capital llc (trc)	-292.00
Householder group estate & retirement specialist	-583.00
Allworth financial lp	-2.22K
Compagnie lombard odier scma	-2.50K

Institutional Ownership Trends

Date	Holdings	Change %	Shares	Change %	Ownership	Change %	Increased Position	Change %	Decreased Position	Change %
Jun 30, 2025	15	-	468,370	-0.64%	23	4.26%	3	-50.00%	4	300.00%
Mar 31, 2025	1	-94.44%	117,885	-75.35%	5	1.06%	-	-100.00%	-	-100.00%
Dec 31, 2024	6	-64.71%	99,017	-77.54%	4	1.02%	2	-50.00%	-	-100.00%
Sep 30, 2024	17	13.33%	440,935	0.69%	21	4.78%	4	-20.00%	5	150.00%
Jun 30, 2024	15	-	437,929	0.88%	21	4.87%	5	-	2	-50.00%

Top Mutual Funds Shareholders

Holder	Shares	% Holding	Change
High Income Securities	19.22K	0.95%	-
AlphaCentric Real Income I	10.30K	0.51%	10.30K
Undrly Fid DC L&G Fut Wld Mlt Asst MAGJ	4.14K	0.20%	556.00
FID DC L&G Diversified Fund	3.83K	0.19%	3.83K
BTG Pactual Global BDCS I	1.70K	0.08%	1.70K
Fidelity Nasdaq Composite Index	762.00	0.04%	-
Undrly L&G Pen PMC Consensus Idx	59.00	0.00%	-7.00
FID DC L&G Multi Asset Fund	46.00	0.00%	3.00

Recent Insider Transactions

Date	Name	Role	Activity	Value
Sep 23, 2025	McMillan Ellida	CHIEF FINANCIAL OFFICER	Buy	$11.84K
Sep 16, 2025	ROBINSON LOWELL W	-	Buy	$4.14K
Sep 17, 2025	ROBINSON LOWELL W	-	Buy	$2.12K
Sep 12, 2025	ROBINSON LOWELL W	-	Buy	$4.81K
Sep 11, 2025	ROBINSON LOWELL W	-	Buy	$7.78K

Insider Transactions Trends

Date	Buy	Sell
2025 Q3	21	-
2025 Q2	5	-
2025 Q1	13	-
2024 Q4	2	-
2024 Q2	6	-

PFX Ownership FAQ

Who Owns PhenixFIN?

PhenixFIN shareholders are primarily institutional investors at 23.22%, followed by 20.79% insiders and 55.99% retail investors. The average institutional ownership in PhenixFIN's industry, Asset Management Stocks, is 51.84%, which PhenixFIN falls below.

Who owns the most shares of PhenixFIN?

PhenixFIN’s largest shareholders are Adalta capital management (149.9K shares, 7.32%), 22nw, lp (117.88K shares, 5.84%), and Morgan stanley (66.32K shares, 3.24%). Together, they hold 16.40% of PhenixFIN’s total shares outstanding.

Does Blackrock own PhenixFIN?

BlackRock is not among the top 10 institutional shareholders of PhenixFIN.

Who is PhenixFIN’s biggest shareholder by percentage of total assets invested?

Adalta capital management is PhenixFIN’s biggest shareholder by percentage of total assets invested, with 3.81% of its assets in 149.9K PhenixFIN shares, valued at 7.01M$.

Who is the top mutual fund holder of PhenixFIN shares?

High Income Securities is the top mutual fund holder of PhenixFIN shares, with 0.95% of its total shares outstanding invested in 19.22K PhenixFIN shares.

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