Prospect Capital Ownership | Who Owns Prospect Capital?

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Prospect Capital Ownership Summary

Prospect Capital is owned by 17.34% institutional investors, 28.22% insiders, and 54.44% retail investors. Van eck associates is the largest institutional shareholder, holding 2.33% of PSEC shares. VanEck BDC Income ETF is the top mutual fund, with 1.77% of its assets in Prospect Capital shares.

PSEC Ownership Benchmark

Type	Name	% Inst	% Insiders	% Retail
Stock	Prospect Capital	17.34%	28.22%	54.44%
Sector	Financial Services Stocks	36.95%	15.48%	47.58%
Industry	Asset Management Stocks	33.74%	8.99%	57.26%

Institutional Shareholders

Top Institutional Shareholders by Total Shares

Holder	Shares	% Holding	Value
Van eck associates	10.26M	2.33%	$28.20M
Two sigma advisers, lp	6.77M	1.54%	$18.63M
Marshall wace, llp	6.67M	1.51%	$18.34M
Balyasny asset management	5.66M	1.28%	$18.00M
Two sigma investments, lp	4.10M	0.93%	$11.27M
Ubs group	3.45M	0.78%	$9.50M
Gendell jeffrey l	3.17M	0.72%	$8.71M
Morgan stanley	2.93M	0.67%	$8.06M
Legal & general group	2.73M	0.62%	$7.52M
Tudor investment corp et al	2.60M	0.59%	$7.16M

Top Institutional Shareholders by % of Total Assets

Holder	Shares	% Assets	Value
Smh capital advisors	438.85K	2.38%	$1.17B
Palogic value management	745.83K	0.82%	$2.05M
Virtus investment advisers	657.59K	0.52%	$1.81M
Tactive advisors	585.84K	0.46%	$1.61M
Tcfg wealth management	277.07K	0.40%	$881.09K
Mckinley capital management	409.47K	0.40%	$2.26M
Concorde asset management	217.15K	0.25%	$600.40K
Naviter wealth	496.29K	0.16%	$1.39M
Gendell jeffrey l	3.17M	0.16%	$8.71M
Xml financial	648.22K	0.15%	$1.78M

Top Buyers

Holder	Shares	% Assets	Change
Gendell jeffrey l	3.17M	0.16%	3.17M
Marshall wace, llp	6.67M	0.02%	2.76M
Balyasny asset management	5.66M	0.03%	2.41M
Two sigma investments, lp	4.10M	0.02%	2.05M
Two sigma advisers, lp	6.77M	0.04%	1.51M

Top Sellers

Holder	Shares	% Assets	Change
Kingstone capital partners texas	-	-	-23.80M
Y.d. more investments	-	-	-5.06M
Invesco	-	-	-2.73M
Thomas j. herzfeld advisors	-	-	-2.32M
Trexquant investment lp	-	-	-915.45K

New Positions

Holder	Shares	% Assets	Change	Value
Gendell jeffrey l	3.17M	0.16%	3.17M	$8.71M
Imc-chicago	539.21K	0.00%	539.21K	$1.48M
Point72 asset management	357.00K	0.01%	357.00K	$1.97M
Millennium management	270.53K	0.00%	270.53K	$1.17M
Concorde asset management	217.15K	0.25%	217.15K	$600.40K

Sold Out

Holder	Change
Mather group, llc.	-2.00
Fmr	-2.00
Frazier financial advisors	-16.00
Traub capital management	-18.00
Larson financial group	-19.00

Institutional Ownership Trends

Date	Holdings	Change %	Shares	Change %	Ownership	Change %	Increased Position	Change %	Decreased Position	Change %
Sep 30, 2025	215	-5.70%	79,058,035	-11.05%	17	4.32%	115	-4.96%	58	-9.38%
Jun 30, 2025	227	-1.73%	88,902,702	53.26%	20	11.36%	119	-4.80%	65	16.07%
Mar 31, 2025	230	-7.26%	57,934,135	30.61%	13	12.86%	125	-3.10%	54	-19.40%
Dec 31, 2024	164	-29.31%	28,603,180	-25.25%	6	8.22%	78	-32.17%	51	-20.31%
Sep 30, 2024	228	-1.72%	37,979,112	-4.43%	8	9.72%	115	-4.17%	61	3.39%

Top Mutual Funds Shareholders

Holder	Shares	% Holding	Change
VanEck BDC Income ETF	8.18M	1.77%	-7.78K
Invesco KBW High Dividend Yld Fincl ETF	2.77M	0.64%	-
iShares Listed Private Eq ETF USD Dist	1.86M	0.40%	-
Undrly Fid DC L&G Fut Wld Mlt Asst MAGJ	891.74K	0.20%	171.31K
Undrly L&G Diversified Life	827.56K	0.19%	9.29K
Undrly L&G Pen PMC Diversified	818.27K	0.19%	23.61K
FID DC L&G Diversified Fund	824.38K	0.18%	74.21K
BankInvest Børsnoterede Alt. Akk. W	824.75K	0.18%	71.15K
VanEck Global Listed Priv Crdt AUD H ETF	655.86K	0.15%	12.46K
Virtus Private Credit ETF	424.48K	0.09%	-

Recent Insider Transactions

Date	Name	Role	Activity	Value
Sep 25, 2025	Eliasek M Grier	Chief Operating Officer	Buy	$1.00M
Sep 25, 2025	Barry John F	CHIEF EXECUTIVE OFFICER	Buy	$2.52M
Sep 24, 2025	Barry John F	CHIEF EXECUTIVE OFFICER	Buy	$1.94M
Sep 23, 2025	Barry John F	CHIEF EXECUTIVE OFFICER	Buy	$1.02M
Sep 22, 2025	Barry John F	CHIEF EXECUTIVE OFFICER	Buy	$997.22K

Insider Transactions Trends

Date	Buy	Sell
2025 Q3	4	-
2025 Q2	2	-
2025 Q1	14	-
2024 Q4	22	-
2024 Q3	19	-

PSEC Ownership FAQ

Who Owns Prospect Capital?

Prospect Capital shareholders are primarily institutional investors at 17.34%, followed by 28.22% insiders and 54.44% retail investors. The average institutional ownership in Prospect Capital's industry, Asset Management Stocks, is 33.74%, which Prospect Capital falls below.

Who owns the most shares of Prospect Capital?

Prospect Capital’s largest shareholders are Van eck associates (10.26M shares, 2.33%), Two sigma advisers, lp (6.77M shares, 1.54%), and Marshall wace, llp (6.67M shares, 1.51%). Together, they hold 5.38% of Prospect Capital’s total shares outstanding.

Does Blackrock own Prospect Capital?

BlackRock is not among the top 10 institutional shareholders of Prospect Capital.

Who is Prospect Capital’s biggest shareholder by percentage of total assets invested?

Smh capital advisors is Prospect Capital’s biggest shareholder by percentage of total assets invested, with 2.38% of its assets in 438.85K Prospect Capital shares, valued at 1.17B$.

Who is the top mutual fund holder of Prospect Capital shares?

VanEck BDC Income ETF is the top mutual fund holder of Prospect Capital shares, with 1.77% of its total shares outstanding invested in 8.18M Prospect Capital shares.

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