Prospect Capital Ownership | Who Owns Prospect Capital?

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Prospect Capital Ownership Summary

Prospect Capital is owned by 20.05% institutional investors, 28.34% insiders, and 51.61% retail investors. Van eck associates is the largest institutional shareholder, holding 2.12% of PSEC shares. VanEck BDC Income ETF is the top mutual fund, with 1.77% of its assets in Prospect Capital shares.

PSEC Ownership Benchmark

Type	Name	% Inst	% Insiders	% Retail
Stock	Prospect Capital	20.05%	28.34%	51.61%
Sector	Financial Services Stocks	51.64%	15.54%	32.82%
Industry	Asset Management Stocks	51.84%	9.46%	38.70%

Institutional Shareholders

Top Institutional Shareholders by Total Shares

Holder	Shares	% Holding	Value
Van eck associates	9.39M	2.12%	$29.86M
Balyasny asset management	5.66M	1.28%	$18.00M
Marshall wace, llp	3.91M	0.88%	$12.42M
Legal & general group	2.90M	0.68%	$12.51M
Tudor investment corp et al	2.32M	0.52%	$7.38M
Morgan stanley	2.04M	0.49%	$11.26M
Blackrock funding, inc. /de	1.97M	0.44%	$6.27M
Private advisor group	1.52M	0.34%	$4.82M
Blackrock	1.38M	0.33%	$7.65M
Ubs group	1.27M	0.30%	$5.49M

Top Institutional Shareholders by % of Total Assets

Holder	Shares	% Assets	Value
Smh capital advisors	145.54K	1.05%	$462.81K
Palogic value management	367.40K	0.48%	$1.17M
Virtus investment advisers	424.48K	0.46%	$1.35M
Tactive advisors	585.84K	0.46%	$1.61M
Tcfg wealth management	277.07K	0.40%	$881.09K
Mckinley capital management	409.47K	0.40%	$2.26M
Xml financial	648.22K	0.15%	$1.78M
Navis wealth advisors	50.00K	0.13%	$159.00K
Kovack advisors	345.08K	0.11%	$1.10M
Family wealth partners	81.19K	0.10%	$258.17K

Top Buyers

Holder	Shares	% Assets	Change
Marshall wace, llp	3.91M	0.01%	3.91M
Balyasny asset management	5.66M	0.03%	2.41M
Tudor investment corp et al	2.32M	0.02%	2.17M
Private advisor group	1.52M	0.03%	926.78K
Ubs group	1.27M	0.00%	925.81K

Top Sellers

Holder	Shares	% Assets	Change
Kingstone capital partners texas	-	-	-23.80M
Y.d. more investments	-	-	-5.06M
Invesco	-	-	-2.73M
Thomas j. herzfeld advisors	-	-	-2.32M
Trexquant investment lp	-	-	-915.45K

New Positions

Holder	Shares	% Assets	Change	Value
Marshall wace, llp	3.91M	0.01%	3.91M	$12.42M
Point72 asset management	357.00K	0.01%	357.00K	$1.97M
Millennium management	270.53K	0.00%	270.53K	$1.17M
Verition fund management	181.55K	0.00%	181.55K	$577.34K
Cubist systematic strategies	160.88K	0.00%	160.88K	$693.40K

Sold Out

Holder	Change
Fmr	-2.00
Mather group, llc.	-2.00
Financial gravity asset management	-13.00
Frazier financial advisors	-16.00
Larson financial group	-19.00

Institutional Ownership Trends

Date	Holdings	Change %	Shares	Change %	Ownership	Change %	Increased Position	Change %	Decreased Position	Change %
Jun 30, 2025	227	-1.73%	88,902,702	53.26%	20	11.36%	119	-4.80%	65	16.07%
Mar 31, 2025	230	-7.26%	57,934,135	30.61%	13	12.86%	125	-3.10%	54	-19.40%
Dec 31, 2024	164	-29.31%	28,603,180	-25.25%	6	8.22%	78	-32.17%	51	-20.31%
Sep 30, 2024	228	-1.72%	37,979,112	-4.43%	8	9.72%	115	-4.17%	61	3.39%
Jun 30, 2024	231	-2.53%	39,731,520	7.07%	9	11.76%	120	1.69%	58	-26.58%

Top Mutual Funds Shareholders

Holder	Shares	% Holding	Change
VanEck BDC Income ETF	8.18M	1.77%	-7.78K
Invesco KBW High Dividend Yld Fincl ETF	2.77M	0.64%	-
iShares Listed Private Eq ETF USD Dist	1.86M	0.40%	-
Undrly Fid DC L&G Fut Wld Mlt Asst MAGJ	891.74K	0.20%	171.31K
Undrly L&G Diversified Life	827.56K	0.19%	9.29K
Undrly L&G Pen PMC Diversified	818.27K	0.19%	23.61K
FID DC L&G Diversified Fund	824.38K	0.18%	74.21K
BankInvest Børsnoterede Alt. Akk. W	824.75K	0.18%	71.15K
VanEck Global Listed Priv Crdt AUD H ETF	655.86K	0.15%	12.46K
Virtus Private Credit ETF	424.48K	0.09%	-

Recent Insider Transactions

Date	Name	Role	Activity	Value
Sep 25, 2025	Eliasek M Grier	Chief Operating Officer	Buy	$1.00M
Sep 25, 2025	Barry John F	CHIEF EXECUTIVE OFFICER	Buy	$2.52M
Sep 24, 2025	Barry John F	CHIEF EXECUTIVE OFFICER	Buy	$1.94M
Sep 23, 2025	Barry John F	CHIEF EXECUTIVE OFFICER	Buy	$1.02M
Sep 22, 2025	Barry John F	CHIEF EXECUTIVE OFFICER	Buy	$997.22K

Insider Transactions Trends

Date	Buy	Sell
2025 Q3	4	-
2025 Q2	2	-
2025 Q1	14	-
2024 Q4	22	-
2024 Q3	19	-

PSEC Ownership FAQ

Who Owns Prospect Capital?

Prospect Capital shareholders are primarily institutional investors at 20.05%, followed by 28.34% insiders and 51.61% retail investors. The average institutional ownership in Prospect Capital's industry, Asset Management Stocks, is 51.84%, which Prospect Capital falls below.

Who owns the most shares of Prospect Capital?

Prospect Capital’s largest shareholders are Van eck associates (9.39M shares, 2.12%), Balyasny asset management (5.66M shares, 1.28%), and Marshall wace, llp (3.91M shares, 0.88%). Together, they hold 4.28% of Prospect Capital’s total shares outstanding.

Does Blackrock own Prospect Capital?

Yes, BlackRock owns 0.33% of Prospect Capital, totaling 1.38M shares as of Jun 2024. This represents 0.00% of BlackRock's total assets, with a market value of 7.65M$. In the last quarter, BlackRock increased its holdings by 12.26K shares, a 0.89% change.

Who is Prospect Capital’s biggest shareholder by percentage of total assets invested?

Smh capital advisors is Prospect Capital’s biggest shareholder by percentage of total assets invested, with 1.05% of its assets in 145.54K Prospect Capital shares, valued at 462.8K$.

Who is the top mutual fund holder of Prospect Capital shares?

VanEck BDC Income ETF is the top mutual fund holder of Prospect Capital shares, with 1.77% of its total shares outstanding invested in 8.18M Prospect Capital shares.

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