Prospect Capital Ownership | Who Owns Prospect Capital?


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Prospect Capital Ownership Summary


Prospect Capital is owned by 20.05% institutional investors, 28.34% insiders, and 51.61% retail investors. Van eck associates is the largest institutional shareholder, holding 2.12% of PSEC shares. VanEck BDC Income ETF is the top mutual fund, with 1.84% of its assets in Prospect Capital shares.

PSEC Ownership Benchmark


TypeName% Inst% Insiders% Retail
StockProspect Capital20.05%28.34%51.61%
SectorFinancial Services Stocks 51.64%15.54%32.82%
IndustryAsset Management Stocks50.65%9.51%39.84%

Institutional Shareholders


Top Institutional Shareholders by Total Shares

HolderShares% HoldingValue
Van eck associates9.39M2.12%$29.86M
Balyasny asset management5.66M1.28%$18.00M
Marshall wace, llp3.91M0.88%$12.42M
Legal & general group2.90M0.68%$12.51M
Tudor investment corp et al2.32M0.52%$7.38M
Morgan stanley2.04M0.49%$11.26M
Blackrock funding, inc. /de1.97M0.44%$6.27M
Commonwealth equity services1.50M0.35%$6.46M
Private advisor group1.52M0.34%$4.82M
Blackrock1.38M0.33%$7.65M

Top Institutional Shareholders by % of Total Assets

HolderShares% AssetsValue
Smh capital advisors145.54K1.05%$462.81K
Palogic value management367.40K0.48%$1.17M
Virtus investment advisers424.48K0.46%$1.35M
Tcfg wealth management277.07K0.40%$881.09K
Mckinley capital management409.47K0.40%$2.26M
Xml financial644.60K0.18%$2.05M
Navis wealth advisors50.00K0.13%$159.00K
Kovack advisors345.08K0.11%$1.10M
Family wealth partners81.19K0.10%$258.17K
Vanguard capital wealth advisors20.30K0.08%$112.27K

Top Buyers

HolderShares% AssetsChange
Marshall wace, llp3.91M0.01%3.91M
Balyasny asset management5.66M0.03%2.41M
Tudor investment corp et al2.32M0.02%2.17M
Private advisor group1.52M0.03%926.78K
Ubs group1.27M0.00%925.81K

Top Sellers

HolderShares% AssetsChange
Y.d. more investments---5.06M
Invesco---2.73M
Thomas j. herzfeld advisors---2.32M
Trexquant investment lp---915.45K
Anson funds management lp---685.70K

New Positions

HolderShares% AssetsChangeValue
Marshall wace, llp3.91M0.01%3.91M$12.42M
Point72 asset management357.00K0.01%357.00K$1.97M
Millennium management270.53K0.00%270.53K$1.17M
Verition fund management181.55K0.00%181.55K$577.34K
Cubist systematic strategies160.88K0.00%160.88K$693.40K

Sold Out

HolderChange
Fmr-2.00
Mather group, llc.-2.00
Financial gravity asset management-13.00
Frazier financial advisors-16.00
Larson financial group-19.00

Institutional Ownership Trends


DateHoldingsChange %SharesChange %OwnershipChange %Increased PositionChange %Decreased PositionChange %
Jun 30, 2025227-1.73%88,902,70253.26%2011.36%119-4.80%6516.07%
Mar 31, 2025230-7.26%57,934,13530.61%1312.86%125-3.10%54-19.40%
Dec 31, 2024164-29.31%28,603,180-25.25%68.22%78-32.17%51-20.31%
Sep 30, 2024228-1.72%37,979,112-4.43%89.72%115-4.17%613.39%
Jun 30, 2024231-2.53%39,731,5207.07%911.76%1201.69%58-26.58%

Top Mutual Funds Shareholders


HolderShares% HoldingChange
VanEck BDC Income ETF8.20M1.84%-18.12K
Invesco KBW High Dividend Yld Fincl ETF2.77M0.64%-
iShares Listed Private Eq ETF USD Dist1.85M0.42%-
Undrly Fid DC L&G Fut Wld Mlt Asst MAGJ891.74K0.20%171.31K
Undrly L&G Diversified Life827.56K0.19%9.29K
Undrly L&G Pen PMC Diversified818.27K0.19%23.61K
FID DC L&G Diversified Fund824.38K0.18%74.21K
BankInvest Børsnoterede Alt. Akk. W753.61K0.17%45.78K
VanEck Global Listed Priv Crdt AUD H ETF655.86K0.15%12.46K
Virtus Private Credit ETF424.48K0.10%-

Recent Insider Transactions


DateNameRoleActivityValue
Jun 23, 2025Barry John F CHIEF EXECUTIVE OFFICERBuy$1.01M
Jun 20, 2025Barry John F CHIEF EXECUTIVE OFFICERBuy$1.99M
Mar 24, 2025Barry John F CHIEF EXECUTIVE OFFICERBuy$101.68K
Mar 21, 2025Barry John F CHIEF EXECUTIVE OFFICERBuy$102.25K
Mar 20, 2025Barry John F CHIEF EXECUTIVE OFFICERBuy$102.67K

Insider Transactions Trends


DateBuySell
2025 Q22-
2025 Q114-
2024 Q422-
2024 Q319-
2024 Q24-

PSEC Ownership FAQ


Who Owns Prospect Capital?

Prospect Capital shareholders are primarily institutional investors at 20.05%, followed by 28.34% insiders and 51.61% retail investors. The average institutional ownership in Prospect Capital's industry, Asset Management Stocks, is 50.65%, which Prospect Capital falls below.

Who owns the most shares of Prospect Capital?

Prospect Capital’s largest shareholders are Van eck associates (9.39M shares, 2.12%), Balyasny asset management (5.66M shares, 1.28%), and Marshall wace, llp (3.91M shares, 0.88%). Together, they hold 4.28% of Prospect Capital’s total shares outstanding.

Does Blackrock own Prospect Capital?

Yes, BlackRock owns 0.33% of Prospect Capital, totaling 1.38M shares as of Jun 2024. This represents 0.00% of BlackRock's total assets, with a market value of 7.65M$. In the last quarter, BlackRock increased its holdings by 12.26K shares, a 0.89% change.

Who is Prospect Capital’s biggest shareholder by percentage of total assets invested?

Smh capital advisors is Prospect Capital’s biggest shareholder by percentage of total assets invested, with 1.05% of its assets in 145.54K Prospect Capital shares, valued at 462.8K$.

Who is the top mutual fund holder of Prospect Capital shares?

VanEck BDC Income ETF is the top mutual fund holder of Prospect Capital shares, with 1.84% of its total shares outstanding invested in 8.2M Prospect Capital shares.

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