Prospect Capital Ownership | Who Owns Prospect Capital?


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Prospect Capital Ownership Summary


Prospect Capital is owned by 11.76% institutional investors, 27.74% insiders, and 60.50% retail investors. Van eck associates is the largest institutional shareholder, holding 2.33% of PSEC shares. VanEck BDC Income ETF is the top mutual fund, with 1.49% of its assets in Prospect Capital shares.

PSEC Ownership Benchmark


TypeName% Inst% Insiders% Retail
StockProspect Capital11.76%27.74%60.50%
SectorFinancial Services Stocks 32.19%15.44%52.37%
IndustryAsset Management Stocks46.20%8.54%45.25%

Institutional Shareholders


Top Institutional Shareholders by Total Shares

HolderShares% HoldingValue
Van eck associates10.26M2.33%$28.20M
Two sigma advisers, lp6.77M1.54%$18.63M
Marshall wace, llp6.67M1.51%$18.34M
Balyasny asset management5.66M1.28%$18.00M
Ubs group4.99M1.13%$12.92M
Two sigma investments, lp4.10M0.93%$11.27M
Gendell jeffrey l3.73M0.79%$9.66M
Legal & general group3.32M0.70%$8.65M
Private management group3.22M0.68%$8.35M
Morgan stanley3.21M0.68%$8.31M

Top Institutional Shareholders by % of Total Assets

HolderShares% AssetsValue
Smh capital advisors426.47K2.25%$1.10M
Graniteshares advisors1.06M1.67%$2.75M
Palogic value management745.83K0.82%$2.05M
Virtus investment advisers657.59K0.52%$1.81M
Tactive advisors578.84K0.44%$1.50M
Tcfg wealth management277.07K0.40%$881.09K
Mckinley capital management409.47K0.40%$2.26M
Leclair wealth partners239.12K0.36%$619.32K
Concorde asset management304.28K0.32%$788.09K
Private management group3.22M0.24%$8.35M

Top Buyers

HolderShares% AssetsChange
Private management group3.22M0.24%3.22M
Marshall wace, llp6.67M0.02%2.76M
Balyasny asset management5.66M0.03%2.41M
Two sigma investments, lp4.10M0.02%2.05M
Ubs group4.99M0.00%1.54M

Top Sellers

HolderShares% AssetsChange
Kingstone capital partners texas---23.80M
Y.d. more investments---5.06M
Invesco---2.73M
Thomas j. herzfeld advisors---2.32M
Trexquant investment lp---915.45K

New Positions

HolderShares% AssetsChangeValue
Private management group3.22M0.24%3.22M$8.35M
Graniteshares advisors1.06M1.67%1.06M$2.75M
Point72 asset management357.00K0.01%357.00K$1.97M
Millennium management270.53K0.00%270.53K$1.17M
Gsa capital partners llp174.63K0.04%174.63K$452.00K

Sold Out

HolderChange
Fmr-2.00
Mather group, llc.-2.00
Hallmark capital management-3.00
Millstone evans group-15.00
Frazier financial advisors-16.00

Institutional Ownership Trends


DateHoldingsChange %SharesChange %OwnershipChange %Increased PositionChange %Decreased PositionChange %
Dec 31, 2025173-25.43%51,775,418-36.16%113.72%68-45.16%621.64%
Sep 30, 2025215-5.70%79,058,035-11.05%174.32%115-4.96%58-9.38%
Jun 30, 2025227-1.73%88,902,70253.26%2011.36%119-4.80%6516.07%
Mar 31, 2025230-7.26%57,934,13530.61%1312.86%125-3.10%54-19.40%
Dec 31, 2024164-29.31%28,603,180-25.25%68.22%78-32.17%51-20.31%

Top Mutual Funds Shareholders


HolderShares% HoldingChange
VanEck BDC Income ETF7.20M1.49%-
Invesco KBW High Dividend Yld Fincl ETF2.77M0.64%-
iShares Listed Private Eq ETF USD Dist1.72M0.36%507.32K
GraniteShares HIPS US High Income ETF945.38K0.20%-
Undrly L&G Diversified Life827.56K0.19%9.29K
Undrly L&G Pen PMC Diversified818.27K0.19%23.61K
FID DC L&G Diversified Fund797.23K0.17%44.00K
Undrly Fid DC L&G Fut Wld Mlt Asst MAGJ760.94K0.16%124.56K
VanEck Global Listed Priv Crdt AUD H ETF655.86K0.15%12.46K
BankInvest Børsnoterede Alt. Akk. W476.17K0.10%-44.42K

Recent Insider Transactions


DateNameRoleActivityValue
Feb 11, 2026Eliasek M Grier Chief Operating OfficerBuy$2.75M
Sep 25, 2025Eliasek M Grier Chief Operating OfficerBuy$1.00M
Sep 25, 2025Barry John F CHIEF EXECUTIVE OFFICERBuy$2.52M
Sep 24, 2025Barry John F CHIEF EXECUTIVE OFFICERBuy$1.94M
Sep 23, 2025Barry John F CHIEF EXECUTIVE OFFICERBuy$1.02M

Insider Transactions Trends


DateBuySell
2026 Q11-
2025 Q36-
2025 Q22-
2025 Q114-
2024 Q422-

PSEC Ownership FAQ


Who Owns Prospect Capital?

Prospect Capital shareholders are primarily institutional investors at 11.76%, followed by 27.74% insiders and 60.50% retail investors. The average institutional ownership in Prospect Capital's industry, Asset Management Stocks, is 46.20%, which Prospect Capital falls below.

Who owns the most shares of Prospect Capital?

Prospect Capital’s largest shareholders are Van eck associates (10.26M shares, 2.33%), Two sigma advisers, lp (6.77M shares, 1.54%), and Marshall wace, llp (6.67M shares, 1.51%). Together, they hold 5.38% of Prospect Capital’s total shares outstanding.

Does Blackrock own Prospect Capital?

BlackRock is not among the top 10 institutional shareholders of Prospect Capital.

Who is Prospect Capital’s biggest shareholder by percentage of total assets invested?

Smh capital advisors is Prospect Capital’s biggest shareholder by percentage of total assets invested, with 2.25% of its assets in 426.47K Prospect Capital shares, valued at 1.1M$.

Who is the top mutual fund holder of Prospect Capital shares?

VanEck BDC Income ETF is the top mutual fund holder of Prospect Capital shares, with 1.49% of its total shares outstanding invested in 7.2M Prospect Capital shares.

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