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Prospect Capital Ownership | Who Owns Prospect Capital?

OverviewForecastRevenueFinancialsChartTranscripts

Prospect Capital Ownership Summary

Prospect Capital is owned by 8.42% institutional investors, 26.75% insiders, and 64.83% retail investors. Two sigma investments, lp is the largest institutional shareholder, holding 3.36% of PSEC shares. VanEck BDC Income ETF is the top mutual fund, with 1.22% of its assets in Prospect Capital shares.

PSEC Ownership Benchmark

TypeName% Inst% Insiders% Retail
StockProspect Capital8.42%26.75%64.83%
SectorFinancial Services Stocks 37.05%15.59%47.36%
IndustryAsset Management Stocks49.15%11.31%39.54%

Institutional Shareholders

Top Institutional Shareholders by Total Shares

HolderShares% HoldingValue
Two sigma investments, lp15.85M3.36%$41.37M
Private management group13.54M2.87%$35.33M
Van eck associates7.30M1.55%$19.04M
Two sigma advisers, lp6.77M1.54%$18.63M
Balyasny asset management5.66M1.28%$18.00M
Ubs group5.47M1.16%$14.29M
Marshall wace, llp4.75M1.01%$12.40M
Gendell jeffrey l4.01M0.85%$10.47M
Legal & general group3.64M0.77%$9.52M
Independent financial group3.31M0.70%$8.64M

Top Institutional Shareholders by % of Total Assets

HolderShares% AssetsValue
Smh capital advisors1.11K3.38%$1.11M
Graniteshares advisors951.11K1.79%$2.48M
Private management group13.54M1.02%$35.33M
Palogic value management745.83K0.82%$2.05M
Tactive advisors581.99K0.43%$1.52M
Mckinley capital management409.47K0.40%$2.26M
Concorde asset management304.28K0.32%$788.09K
Arex capital management, lp65.00K0.28%$169.65K
Tcfg wealth management277.91K0.27%$725.36K
Independent financial group3.31M0.26%$8.64M

Top Buyers

HolderShares% AssetsChange
Private management group13.54M1.02%10.31M
Two sigma investments, lp15.85M0.03%9.32M
Independent financial group3.31M0.26%3.31M
Balyasny asset management5.66M0.03%2.41M
Two sigma advisers, lp6.77M0.04%1.51M

Top Sellers

HolderShares% AssetsChange
Kingstone capital partners texas---23.80M
Y.d. more investments---5.06M
Millennium management221.71K0.00%-2.84M
Invesco---2.73M
Van eck associates7.30M0.01%-2.35M

New Positions

HolderShares% AssetsChangeValue
Independent financial group3.31M0.26%3.31M$8.64M
Wright fund management212.82K0.19%212.82K$554.27K
D. e. shaw136.24K0.00%136.24K$587.19K
M&t bank69.18K0.00%69.18K$180.56K
Permanens capital66.18K0.02%66.18K$175.71K

Sold Out

HolderChange
Mather group, llc.-2.00
Fmr-2.00
Hallmark capital management-3.00
Flagship harbor advisors-8.00
Millstone evans group-15.00

Institutional Ownership Trends

DateHoldingsChange %SharesChange %OwnershipChange %Increased PositionChange %Decreased PositionChange %
Mar 31, 2026139-37.95%39,747,617-51.08%82.47%72-22.58%31-61.25%
Dec 31, 2025173-25.43%51,775,418-36.16%113.72%68-45.16%621.64%
Sep 30, 2025215-5.70%79,058,035-11.05%174.32%115-4.96%58-9.38%
Jun 30, 2025227-1.73%88,902,70253.26%2011.36%119-4.80%6516.07%
Mar 31, 2025230-7.26%57,934,13530.61%1312.86%125-3.10%54-19.40%

Top Mutual Funds Shareholders

HolderShares% HoldingChange
VanEck BDC Income ETF5.97M1.22%16.89K
Invesco KBW High Dividend Yld Fincl ETF2.77M0.64%-
iShares Listed Private Eq ETF USD Dist1.35M0.28%-
GraniteShares HIPS US High Income ETF996.95K0.20%-
Undrly L&G Diversified Life827.56K0.19%9.29K
Undrly L&G Pen PMC Diversified818.27K0.19%23.61K
Undrly Fid DC L&G Fut Wld Mlt Asst MAGJ760.94K0.16%124.56K
FID DC L&G Diversified Fund719.88K0.15%29.79K
VanEck Global Listed Priv Crdt AUD H ETF655.86K0.15%12.46K
BankInvest Børsnoterede Alt. Akk. W520.59K0.11%-

Recent Insider Transactions

DateNameRoleActivityValue
May 26, 2026Barry John F CHIEF EXECUTIVE OFFICERBuy$999.71K
May 26, 2026Barry John F CHIEF EXECUTIVE OFFICERBuy$6.97K
May 22, 2026Barry John F CHIEF EXECUTIVE OFFICERBuy$231.82K
May 22, 2026Barry John F CHIEF EXECUTIVE OFFICERBuy$73.34K
May 22, 2026Barry John F CHIEF EXECUTIVE OFFICERBuy$233.37K

Insider Transactions Trends

DateBuySell
2026 Q27-
2026 Q11-
2025 Q36-
2025 Q22-
2025 Q114-

PSEC Ownership FAQ

Who Owns Prospect Capital?

Prospect Capital shareholders are primarily institutional investors at 8.42%, followed by 26.75% insiders and 64.83% retail investors. The average institutional ownership in Prospect Capital's industry, Asset Management Stocks, is 49.15%, which Prospect Capital falls below.

Who owns the most shares of Prospect Capital?

Prospect Capital’s largest shareholders are Two sigma investments, lp (15.85M shares, 3.36%), Private management group (13.54M shares, 2.87%), and Van eck associates (7.3M shares, 1.55%). Together, they hold 7.77% of Prospect Capital’s total shares outstanding.

Does Blackrock own Prospect Capital?

BlackRock is not among the top 10 institutional shareholders of Prospect Capital.

Who is Prospect Capital’s biggest shareholder by percentage of total assets invested?

Smh capital advisors is Prospect Capital’s biggest shareholder by percentage of total assets invested, with 3.38% of its assets in 1.11K Prospect Capital shares, valued at 1.11M$.

Who is the top mutual fund holder of Prospect Capital shares?

VanEck BDC Income ETF is the top mutual fund holder of Prospect Capital shares, with 1.22% of its total shares outstanding invested in 5.97M Prospect Capital shares.

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