Prospect Capital Ownership | Who Owns Prospect Capital?


OverviewForecastRevenueFinancialsChartTranscripts

Prospect Capital Ownership Summary


Prospect Capital is owned by 18.41% institutional investors, 27.36% insiders, and 54.23% retail investors. Private management group is the largest institutional shareholder, holding 4.25% of PSEC shares. VanEck BDC Income ETF is the top mutual fund, with 1.45% of its assets in Prospect Capital shares.

PSEC Ownership Benchmark


TypeName% Inst% Insiders% Retail
StockProspect Capital18.41%27.36%54.23%
SectorFinancial Services Stocks 493.55%13.79%-407.34%
IndustryAsset Management Stocks47.59%11.88%40.53%

Institutional Shareholders


Top Institutional Shareholders by Total Shares

HolderShares% HoldingValue
Private management group20.53M4.25%$47.44M
Two sigma investments, lp14.08M2.91%$32.53M
Van eck associates9.69M2.00%$22.37M
Two sigma advisers, lp6.77M1.54%$18.63M
Ubs group6.63M1.37%$15.32M
Legal & general group4.03M0.83%$9.34M
Gendell jeffrey l4.01M0.83%$9.26M
Marshall wace, llp3.07M0.63%$7.09M
Morgan stanley2.69M0.56%$6.21M
Independent financial group2.49M0.51%$5.74M

Top Institutional Shareholders by % of Total Assets

HolderShares% AssetsValue
Graniteshares advisors1.09M1.63%$2.53M
Private management group20.53M1.25%$47.44M
Palogic value management745.83K0.82%$2.05M
Mckinley capital management409.47K0.40%$2.26M
Tactive advisors585.11K0.33%$1.35M
Concorde asset management304.28K0.32%$788.09K
Leclair wealth partners239.06K0.29%$552.23K
Arex capital management, lp65.00K0.28%$169.65K
Tcfg wealth management277.91K0.27%$725.36K
Virtus investment advisers428.61K0.23%$990.09K

Top Buyers

HolderShares% AssetsChange
Private management group20.53M1.25%7.00M
Van eck associates9.69M0.01%2.39M
Two sigma advisers, lp6.77M0.04%1.51M
Ubs group6.63M0.00%1.16M
Susquehanna group, llp2.25M0.00%545.15K

Top Sellers

HolderShares% AssetsChange
Kingstone capital partners texas---23.80M
Y.d. more investments---5.06M
Invesco---2.73M
Thomas j. herzfeld advisors---2.32M
Two sigma investments, lp14.08M0.02%-1.77M

New Positions

HolderShares% AssetsChangeValue
Kingswood wealth advisors228.09K0.02%228.09K$526.89K
D. e. shaw136.24K0.00%136.24K$587.19K
Balyasny asset management109.97K0.00%109.97K$254.03K
Brinker capital investments89.18K0.00%89.18K$206.01K
Simplex trading87.61K0.00%87.61K$202.38M

Sold Out

HolderChange
Mather group, llc.-2.00
Fmr-2.00
Hallmark capital management-3.00
Golden state equity partners-5.00
Annis gardner whiting capital advisors-5.00

Institutional Ownership Trends


DateHoldingsChange %SharesChange %OwnershipChange %Increased PositionChange %Decreased PositionChange %
Jun 30, 2026208-5.88%89,017,4924.10%185.62%113-1.74%53-7.02%
Mar 31, 2026139-37.95%39,747,617-51.08%82.47%72-22.58%31-61.25%
Dec 31, 2025173-25.43%51,775,418-36.16%113.72%68-45.16%621.64%
Sep 30, 2025215-5.70%79,058,035-11.05%174.32%115-4.96%58-9.38%
Jun 30, 2025227-1.73%88,902,70253.26%2011.36%119-4.80%6516.07%

Top Mutual Funds Shareholders


HolderShares% HoldingChange
VanEck BDC Income ETF7.25M1.45%-20.08K
Invesco KBW High Dividend Yld Fincl ETF2.77M0.64%-
iShares Listed Private Eq ETF USD Dist1.32M0.26%-
GraniteShares HIPS US High Income ETF1.16M0.23%45.84K
Undrly L&G Diversified Life827.56K0.19%9.29K
Undrly L&G Pen PMC Diversified818.27K0.19%23.61K
Undrly Fid DC L&G Fut Wld Mlt Asst MAGJ760.94K0.16%124.56K
FID DC L&G Diversified Fund719.88K0.15%29.79K
VanEck Global Listed Priv Crdt AUD H ETF655.86K0.15%12.46K
BankInvest Børsnoterede Alt. Akk. W520.59K0.11%-

Recent Insider Transactions


DateNameRoleActivityValue
Jun 23, 2026Barry John F CHIEF EXECUTIVE OFFICERBuy$153.57K
Jun 23, 2026Barry John F CHIEF EXECUTIVE OFFICERBuy$2.27M
Jun 22, 2026Barry John F CHIEF EXECUTIVE OFFICERBuy$2.25M
May 26, 2026Barry John F CHIEF EXECUTIVE OFFICERBuy$6.97K
May 26, 2026Barry John F CHIEF EXECUTIVE OFFICERBuy$999.71K

Insider Transactions Trends


DateBuySell
2026 Q210-
2026 Q11-
2025 Q36-
2025 Q22-
2025 Q114-

PSEC Ownership FAQ


Who Owns Prospect Capital?

Prospect Capital shareholders are primarily institutional investors at 18.41%, followed by 27.36% insiders and 54.23% retail investors. The average institutional ownership in Prospect Capital's industry, Asset Management Stocks, is 47.59%, which Prospect Capital falls below.

Who owns the most shares of Prospect Capital?

Prospect Capital’s largest shareholders are Private management group (20.53M shares, 4.25%), Two sigma investments, lp (14.08M shares, 2.91%), and Van eck associates (9.69M shares, 2.00%). Together, they hold 9.16% of Prospect Capital’s total shares outstanding.

Does Blackrock own Prospect Capital?

BlackRock is not among the top 10 institutional shareholders of Prospect Capital.

Who is Prospect Capital’s biggest shareholder by percentage of total assets invested?

Graniteshares advisors is Prospect Capital’s biggest shareholder by percentage of total assets invested, with 1.63% of its assets in 1.09M Prospect Capital shares, valued at 2.53M$.

Who is the top mutual fund holder of Prospect Capital shares?

VanEck BDC Income ETF is the top mutual fund holder of Prospect Capital shares, with 1.45% of its total shares outstanding invested in 7.25M Prospect Capital shares.

Try Tickergate Pro Free

Customize Everything. 100% Flexibility. Fast and Easy to Use (No code or Excel Needed)

  • Customize your own personal stocks lists, views and charts

  • Choose from hundreds of fields, up to 15 years of history

  • Conduct deep comparison analysis

  • Discover trending investment themes

  • Find your next best investment

  • Research stocks using tools