Prospect Capital Ownership | Who Owns Prospect Capital?
Prospect Capital Ownership Summary
Prospect Capital is owned by 18.41% institutional investors, 27.36% insiders, and 54.23% retail investors. Private management group is the largest institutional shareholder, holding 4.25% of PSEC shares. VanEck BDC Income ETF is the top mutual fund, with 1.45% of its assets in Prospect Capital shares.
PSEC Ownership Benchmark
| Type | Name | % Inst | % Insiders | % Retail |
|---|---|---|---|---|
| Stock | Prospect Capital | 18.41% | 27.36% | 54.23% |
| Sector | Financial Services Stocks | 493.55% | 13.79% | -407.34% |
| Industry | Asset Management Stocks | 47.59% | 11.88% | 40.53% |
Institutional Shareholders
Top Institutional Shareholders by Total Shares
| Holder | Shares | % Holding | Value |
|---|---|---|---|
| Private management group | 20.53M | 4.25% | $47.44M |
| Two sigma investments, lp | 14.08M | 2.91% | $32.53M |
| Van eck associates | 9.69M | 2.00% | $22.37M |
| Two sigma advisers, lp | 6.77M | 1.54% | $18.63M |
| Ubs group | 6.63M | 1.37% | $15.32M |
| Legal & general group | 4.03M | 0.83% | $9.34M |
| Gendell jeffrey l | 4.01M | 0.83% | $9.26M |
| Marshall wace, llp | 3.07M | 0.63% | $7.09M |
| Morgan stanley | 2.69M | 0.56% | $6.21M |
| Independent financial group | 2.49M | 0.51% | $5.74M |
Top Institutional Shareholders by % of Total Assets
| Holder | Shares | % Assets | Value |
|---|---|---|---|
| Graniteshares advisors | 1.09M | 1.63% | $2.53M |
| Private management group | 20.53M | 1.25% | $47.44M |
| Palogic value management | 745.83K | 0.82% | $2.05M |
| Mckinley capital management | 409.47K | 0.40% | $2.26M |
| Tactive advisors | 585.11K | 0.33% | $1.35M |
| Concorde asset management | 304.28K | 0.32% | $788.09K |
| Leclair wealth partners | 239.06K | 0.29% | $552.23K |
| Arex capital management, lp | 65.00K | 0.28% | $169.65K |
| Tcfg wealth management | 277.91K | 0.27% | $725.36K |
| Virtus investment advisers | 428.61K | 0.23% | $990.09K |
Top Buyers
| Holder | Shares | % Assets | Change |
|---|---|---|---|
| Private management group | 20.53M | 1.25% | 7.00M |
| Van eck associates | 9.69M | 0.01% | 2.39M |
| Two sigma advisers, lp | 6.77M | 0.04% | 1.51M |
| Ubs group | 6.63M | 0.00% | 1.16M |
| Susquehanna group, llp | 2.25M | 0.00% | 545.15K |
Top Sellers
| Holder | Shares | % Assets | Change |
|---|---|---|---|
| Kingstone capital partners texas | - | - | -23.80M |
| Y.d. more investments | - | - | -5.06M |
| Invesco | - | - | -2.73M |
| Thomas j. herzfeld advisors | - | - | -2.32M |
| Two sigma investments, lp | 14.08M | 0.02% | -1.77M |
New Positions
| Holder | Shares | % Assets | Change | Value |
|---|---|---|---|---|
| Kingswood wealth advisors | 228.09K | 0.02% | 228.09K | $526.89K |
| D. e. shaw | 136.24K | 0.00% | 136.24K | $587.19K |
| Balyasny asset management | 109.97K | 0.00% | 109.97K | $254.03K |
| Brinker capital investments | 89.18K | 0.00% | 89.18K | $206.01K |
| Simplex trading | 87.61K | 0.00% | 87.61K | $202.38M |
Sold Out
| Holder | Change |
|---|---|
| Mather group, llc. | -2.00 |
| Fmr | -2.00 |
| Hallmark capital management | -3.00 |
| Golden state equity partners | -5.00 |
| Annis gardner whiting capital advisors | -5.00 |
Institutional Ownership Trends
| Date | Holdings | Change % | Shares | Change % | Ownership | Change % | Increased Position | Change % | Decreased Position | Change % |
|---|---|---|---|---|---|---|---|---|---|---|
| Jun 30, 2026 | 208 | -5.88% | 89,017,492 | 4.10% | 18 | 5.62% | 113 | -1.74% | 53 | -7.02% |
| Mar 31, 2026 | 139 | -37.95% | 39,747,617 | -51.08% | 8 | 2.47% | 72 | -22.58% | 31 | -61.25% |
| Dec 31, 2025 | 173 | -25.43% | 51,775,418 | -36.16% | 11 | 3.72% | 68 | -45.16% | 62 | 1.64% |
| Sep 30, 2025 | 215 | -5.70% | 79,058,035 | -11.05% | 17 | 4.32% | 115 | -4.96% | 58 | -9.38% |
| Jun 30, 2025 | 227 | -1.73% | 88,902,702 | 53.26% | 20 | 11.36% | 119 | -4.80% | 65 | 16.07% |
Top Mutual Funds Shareholders
| Holder | Shares | % Holding | Change |
|---|---|---|---|
| VanEck BDC Income ETF | 7.25M | 1.45% | -20.08K |
| Invesco KBW High Dividend Yld Fincl ETF | 2.77M | 0.64% | - |
| iShares Listed Private Eq ETF USD Dist | 1.32M | 0.26% | - |
| GraniteShares HIPS US High Income ETF | 1.16M | 0.23% | 45.84K |
| Undrly L&G Diversified Life | 827.56K | 0.19% | 9.29K |
| Undrly L&G Pen PMC Diversified | 818.27K | 0.19% | 23.61K |
| Undrly Fid DC L&G Fut Wld Mlt Asst MAGJ | 760.94K | 0.16% | 124.56K |
| FID DC L&G Diversified Fund | 719.88K | 0.15% | 29.79K |
| VanEck Global Listed Priv Crdt AUD H ETF | 655.86K | 0.15% | 12.46K |
| BankInvest Børsnoterede Alt. Akk. W | 520.59K | 0.11% | - |
Recent Insider Transactions
| Date | Name | Role | Activity | Value |
|---|---|---|---|---|
| Jun 23, 2026 | Barry John F | CHIEF EXECUTIVE OFFICER | Buy | $153.57K |
| Jun 23, 2026 | Barry John F | CHIEF EXECUTIVE OFFICER | Buy | $2.27M |
| Jun 22, 2026 | Barry John F | CHIEF EXECUTIVE OFFICER | Buy | $2.25M |
| May 26, 2026 | Barry John F | CHIEF EXECUTIVE OFFICER | Buy | $6.97K |
| May 26, 2026 | Barry John F | CHIEF EXECUTIVE OFFICER | Buy | $999.71K |
Insider Transactions Trends
| Date | Buy | Sell |
|---|---|---|
| 2026 Q2 | 10 | - |
| 2026 Q1 | 1 | - |
| 2025 Q3 | 6 | - |
| 2025 Q2 | 2 | - |
| 2025 Q1 | 14 | - |
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