Rocket Lab USA Ownership 2024 | Who Owns Rocket Lab USA Now?

Overview Forecast RevenueFinancials Chart Transcripts

Institutional Ownership

58.11%

Insider Ownership

10.80%

Retail Ownership

31.09%

Institutional Holders

251.00

Rocket Lab USA Institutional Shareholders

Institutional Shareholders by % of Total Shares

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
VK SERVICES, LLC	13.23%	47.73%	63,753,119	-11,000,000	-14.72%	262,025,319	Mar 31, 2024
DEER MANAGEMENT CO. LLC	8.46%	30.35%	40,738,544	-	-	167,435,416	Mar 31, 2024
VANGUARD GROUP INC	6.02%	0.00%	29,000,578	2,448,789	9.22%	119,192,375	Mar 31, 2024
STATE STREET CORP	5.19%	0.00%	25,005,219	6,303,340	33.70%	102,771,450	Mar 31, 2024
BLACKROCK INC.	4.96%	0.00%	23,912,574	-772,561	-3.13%	98,280,679	Mar 31, 2024
UBS GROUP AG	3.59%	0.02%	17,315,383	17,315,383	100.00%	71,166,224	Mar 31, 2024
VECTOR CAPITAL MANAGEMENT, L.P.	2.00%	34.49%	9,622,769	-	-	39,549,581	Mar 31, 2024
STEPSTONE GROUP LP	1.70%	7.15%	8,206,916	-	-	33,730,425	Mar 31, 2024
DCVC OPPORTUNITY FUND II GP, LLC	1.50%	41.44%	7,203,035	-	-	29,604,474	Mar 31, 2024
GEODE CAPITAL MANAGEMENT, LLC	1.31%	0.00%	6,334,275	193,815	3.16%	26,037,578	Mar 31, 2024
ARK INVESTMENT MANAGEMENT LLC	1.23%	0.17%	5,905,295	1,491,288	33.79%	24,270,762,000	Mar 31, 2024
CITADEL ADVISORS LLC	1.00%	0.00%	4,809,394	-74,030	-1.52%	19,766,609	Mar 31, 2024
WOLVERINE ASSET MANAGEMENT LLC	0.82%	0.18%	3,927,800	3,927,800	100.00%	16,143,258	Mar 31, 2024
DIMENSIONAL FUND ADVISORS LP	0.81%	0.00%	3,911,009	824,265	26.70%	16,074,247	Mar 31, 2024
MORGAN STANLEY	0.67%	0.00%	3,225,716	748,027	30.19%	13,257,693	Mar 31, 2024
DATA COLLECTIVE IV GP, LLC	0.61%	10.44%	2,929,350	-	-	12,039,629	Mar 31, 2024
BANK OF AMERICA CORP /DE/	0.54%	0.00%	2,586,127	599,021	30.15%	10,628,981,000	Mar 31, 2024
AMERICAN CENTURY COMPANIES INC	0.53%	0.01%	2,572,613	-745,673	-22.47%	10,573,440	Mar 31, 2024
NORTHERN TRUST CORP	0.50%	0.00%	2,421,264	-58,541	-2.36%	9,951,395	Mar 31, 2024
CHARLES SCHWAB INVESTMENT MANAGEMENT INC	0.44%	0.00%	2,132,771	50,932	2.45%	8,765,689	Mar 31, 2024

Rocket Lab USA's largest institutional shareholder is VK SERVICES, LLC, holding 13.23% of the company's total share outstanding, currently valued at $262.03M. The top 10 institutional shareholders own together 47.97% of the company.

Institutional Shareholders by % of Total Assets

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
VK SERVICES, LLC	13.23%	47.73%	63,753,119	-11,000,000	-14.72%	262,025,319	Mar 31, 2024
DCVC OPPORTUNITY FUND II GP, LLC	1.50%	41.44%	7,203,035	-	-	29,604,474	Mar 31, 2024
VECTOR CAPITAL MANAGEMENT, L.P.	2.00%	34.49%	9,622,769	-	-	39,549,581	Mar 31, 2024
DEER MANAGEMENT CO. LLC	8.46%	30.35%	40,738,544	-	-	167,435,416	Mar 31, 2024
DATA COLLECTIVE IV GP, LLC	0.61%	10.44%	2,929,350	-	-	12,039,629	Mar 31, 2024
STEPSTONE GROUP LP	1.70%	7.15%	8,206,916	-	-	33,730,425	Mar 31, 2024
ONCE CAPITAL MANAGEMENT, LLC	0.07%	0.62%	322,500	28,000	9.51%	1,325,475	Mar 31, 2024
INTRINSIC EDGE CAPITAL MANAGEMENT LLC	0.40%	0.62%	1,925,392	1,925,392	100.00%	7,913,361	Mar 31, 2024
HARVARD MANAGEMENT CO INC	0.21%	0.26%	1,000,000	-	-	4,110,000	Mar 31, 2024
LA FINANCIERE DE L'ECHIQUIER	0.22%	0.19%	1,052,547	139,547	15.28%	4,325,969	Mar 31, 2024
WOLVERINE ASSET MANAGEMENT LLC	0.82%	0.18%	3,927,800	3,927,800	100.00%	16,143,258	Mar 31, 2024
SCIENTECH RESEARCH LLC	0.02%	0.17%	77,540	31,521	68.50%	318,689	Mar 31, 2024
ARK INVESTMENT MANAGEMENT LLC	1.23%	0.17%	5,905,295	1,491,288	33.79%	24,270,762,000	Mar 31, 2024
AWM INVESTMENT COMPANY, INC.	0.04%	0.11%	202,000	-	-	830,220	Mar 31, 2024
WELLINGTON SHIELDS & CO., LLC	0.01%	0.09%	66,639	-2,008	-2.93%	273,886	Mar 31, 2024
TOCQUEVILLE ASSET MANAGEMENT L.P.	0.27%	0.09%	1,284,060	879,160	217.13%	5,277,487	Mar 31, 2024
AVITAS WEALTH MANAGEMENT LLC	0.03%	0.08%	121,775	443	0.37%	500,495	Mar 31, 2024
ARIES WEALTH MANAGEMENT	0.01%	0.07%	53,424	-	-	219,573	Mar 31, 2024
NIKKO ASSET MANAGEMENT AMERICAS, INC.	0.35%	0.07%	1,691,090	229,512	15.70%	6,916,558	Mar 31, 2024
OCCUDO QUANTITATIVE STRATEGIES LP	0.02%	0.07%	94,983	94,983	100.00%	390,380	Mar 31, 2024

The largest Rocket Lab USA shareholder by % of total assets is VK SERVICES, LLC. The company owns 63.75M shares of Rocket Lab USA (RKLB), representing 47.73% of its total assets.

Institutional Buyers

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
UBS GROUP AG	3.59%	0.02%	17,315,383	17,315,383	100.00%	71,166,224	Mar 31, 2024
STATE STREET CORP	5.19%	0.00%	25,005,219	6,303,340	33.70%	102,771,450	Mar 31, 2024
WOLVERINE ASSET MANAGEMENT LLC	0.82%	0.18%	3,927,800	3,927,800	100.00%	16,143,258	Mar 31, 2024
VANGUARD GROUP INC	6.02%	0.00%	29,000,578	2,448,789	9.22%	119,192,375	Mar 31, 2024
INTRINSIC EDGE CAPITAL MANAGEMENT LLC	0.40%	0.62%	1,925,392	1,925,392	100.00%	7,913,361	Mar 31, 2024
SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.39%	0.00%	1,882,551	1,882,551	100.00%	7,737,284	Mar 31, 2024
ARK INVESTMENT MANAGEMENT LLC	1.23%	0.17%	5,905,295	1,491,288	33.79%	24,270,762,000	Mar 31, 2024
MILLENNIUM MANAGEMENT LLC	0.27%	0.00%	1,292,720	1,077,291	500.07%	5,313,079	Mar 31, 2024
SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.20%	0.00%	970,900	970,900	100.00%	3,990,399	Mar 31, 2024
TOCQUEVILLE ASSET MANAGEMENT L.P.	0.27%	0.09%	1,284,060	879,160	217.13%	5,277,487	Mar 31, 2024
DIMENSIONAL FUND ADVISORS LP	0.81%	0.00%	3,911,009	824,265	26.70%	16,074,247	Mar 31, 2024
D. E. SHAW & CO., INC.	0.16%	0.00%	787,124	768,929	4226.05%	3,235,080	Mar 31, 2024
MORGAN STANLEY	0.67%	0.00%	3,225,716	748,027	30.19%	13,257,693	Mar 31, 2024
SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.15%	0.00%	742,900	742,900	100.00%	3,053,319	Mar 31, 2024
JANE STREET GROUP, LLC	0.25%	0.00%	1,227,997	643,702	110.17%	5,047,068	Mar 31, 2024
CITADEL ADVISORS LLC	0.20%	0.00%	971,200	601,000	162.34%	3,991,632	Mar 31, 2024
BANK OF AMERICA CORP /DE/	0.54%	0.00%	2,586,127	599,021	30.15%	10,628,981,000	Mar 31, 2024
POINT72 ASSET MANAGEMENT, L.P.	0.14%	0.01%	686,255	577,655	531.91%	2,820,508	Mar 31, 2024
UBS GROUP AG	0.14%	0.00%	683,940	466,596	214.68%	2,810,993	Mar 31, 2024
STATE OF TENNESSEE, TREASURY DEPARTMENT	0.08%	0.01%	401,107	401,107	100.00%	1,648,550	Mar 31, 2024

As of Mar 31 2024, Rocket Lab USA's largest institutional buyer is UBS GROUP AG. The company purchased 17.32M stocks of RKLB, valued at $71.17M.

Institutional Sellers

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
VK SERVICES, LLC	13.23%	47.73%	63,753,119	-11,000,000	-14.72%	262,025,319	Mar 31, 2024
BLACKROCK INC.	4.96%	0.00%	23,912,574	-772,561	-3.13%	98,280,679	Mar 31, 2024
AMERICAN CENTURY COMPANIES INC	0.53%	0.01%	2,572,613	-745,673	-22.47%	10,573,440	Mar 31, 2024
GROUP ONE TRADING, L.P.	0.15%	0.01%	715,511	-420,166	-37.00%	2,940,750	Mar 31, 2024
CITADEL ADVISORS LLC	0.09%	0.00%	413,300	-351,400	-45.95%	1,698,663	Mar 31, 2024
SIMPLEX TRADING, LLC	0.01%	0.00%	49,943	-350,732	-87.54%	205,000	Mar 31, 2024
HRT FINANCIAL LP	-	-	-	-315,184	-100.00%	-	Mar 31, 2024
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND	-	-	-	-225,339	-100.00%	-	Mar 31, 2024
GTS SECURITIES LLC	0.03%	0.00%	127,458	-160,457	-55.73%	523,852	Mar 31, 2024
FMR LLC	0.00%	-	8,751	-140,489	-94.14%	35,967	Mar 31, 2024
BARCLAYS PLC	0.08%	0.00%	376,161	-127,487	-25.31%	1,546,000	Mar 31, 2024
XTX TOPCO LTD	-	-	-	-124,010	-100.00%	-	Mar 31, 2024
WOLVERINE TRADING, LLC	0.03%	0.00%	163,400	-119,500	-42.24%	671,574	Mar 31, 2024
ROYAL BANK OF CANADA	0.00%	-	15,482	-96,116	-86.13%	64,000	Mar 31, 2024
JPMORGAN CHASE & CO	0.13%	0.00%	634,868	-93,651	-12.86%	2,609,308	Mar 31, 2024
BLAIR WILLIAM & CO/IL	0.05%	0.00%	258,773	-88,145	-25.41%	1,063,557	Mar 31, 2024
SQUAREPOINT OPS LLC	-	-	-	-84,404	-100.00%	-	Mar 31, 2024
CITADEL ADVISORS LLC	1.00%	0.00%	4,809,394	-74,030	-1.52%	19,766,609	Mar 31, 2024
NOMURA ASSET MANAGEMENT CO LTD	0.04%	0.00%	185,887	-70,201	-27.41%	763,996	Mar 31, 2024
BELVEDERE TRADING LLC	-	-	-	-63,700	-100.00%	-	Mar 31, 2024

As of Mar 31 2024, Rocket Lab USA's biggest institutional seller is VK SERVICES, LLC. The company sold -11.00M shares of RKLB, valued at $262.03M.

Institutional New positions

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
UBS GROUP AG	3.59%	0.02%	17,315,383	17,315,383	100.00%	71,166,224	Mar 31, 2024
WOLVERINE ASSET MANAGEMENT LLC	0.82%	0.18%	3,927,800	3,927,800	100.00%	16,143,258	Mar 31, 2024
INTRINSIC EDGE CAPITAL MANAGEMENT LLC	0.40%	0.62%	1,925,392	1,925,392	100.00%	7,913,361	Mar 31, 2024
SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.39%	0.00%	1,882,551	1,882,551	100.00%	7,737,284	Mar 31, 2024
SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.20%	0.00%	970,900	970,900	100.00%	3,990,399	Mar 31, 2024
SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.15%	0.00%	742,900	742,900	100.00%	3,053,319	Mar 31, 2024
STATE OF TENNESSEE, TREASURY DEPARTMENT	0.08%	0.01%	401,107	401,107	100.00%	1,648,550	Mar 31, 2024
BAIRD FINANCIAL GROUP, INC.	0.07%	0.00%	314,641	314,641	100.00%	1,293,175	Mar 31, 2024
POINT72 ASSET MANAGEMENT, L.P.	0.06%	0.00%	285,100	285,100	100.00%	1,171,761	Mar 31, 2024
SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC	0.04%	0.03%	171,392	171,392	100.00%	704,421	Mar 31, 2024
LINDEN ADVISORS LP	0.03%	0.00%	139,194	139,194	100.00%	572,087,000	Mar 31, 2024
CSS LLC/IL	0.02%	0.03%	113,900	113,900	100.00%	468,129	Mar 31, 2024
VERITION FUND MANAGEMENT LLC	0.02%	0.00%	91,816	91,816	100.00%	377,364	Mar 31, 2024
INTEGRATED WEALTH CONCEPTS LLC	0.02%	0.01%	89,768	89,768	100.00%	368,943	Mar 31, 2024
COMMONWEALTH EQUITY SERVICES, LLC	0.02%	0.00%	76,748	76,748	100.00%	315,000	Mar 31, 2024
SUSQUEHANNA PORTFOLIO STRATEGIES, LLC	0.01%	0.01%	60,350	60,350	100.00%	248,039	Mar 31, 2024
CENTIVA CAPITAL, LP	0.01%	0.01%	50,000	50,000	100.00%	205,500	Mar 31, 2024
CANTOR FITZGERALD, L. P.	0.01%	0.05%	50,000	50,000	100.00%	207,000	Mar 31, 2024
COLONY GROUP, LLC	0.01%	0.00%	48,000	48,000	100.00%	185,000	Mar 31, 2024
COWEN AND COMPANY, LLC	0.01%	0.00%	47,800	47,800	100.00%	8,365	Mar 31, 2024
JANNEY MONTGOMERY SCOTT LLC	0.01%	0.00%	46,650	46,650	100.00%	192,000	Mar 31, 2024
LAZARD ASSET MANAGEMENT LLC	0.01%	0.00%	42,617	42,617	100.00%	175,000	Mar 31, 2024
POINT72 ASSET MANAGEMENT, L.P.	0.01%	0.00%	40,600	40,600	100.00%	166,866	Mar 31, 2024
BANK OF MONTREAL /CAN/	0.01%	-	35,400	35,400	100.00%	146,556	Mar 31, 2024
HSBC HOLDINGS PLC	0.01%	0.00%	31,418	31,418	100.00%	129,128	Mar 31, 2024
MILESTONE ASSET MANAGEMENT, LLC	0.01%	0.04%	29,852	29,852	100.00%	122,692	Mar 31, 2024
VERUS CAPITAL PARTNERS, LLC	0.01%	0.01%	29,635	29,635	100.00%	121,800	Mar 31, 2024
PRIVATE ADVISOR GROUP, LLC	0.01%	0.00%	28,426	28,426	100.00%	116,832	Mar 31, 2024
TUDOR INVESTMENT CORP ET AL	0.01%	0.00%	28,228	28,228	100.00%	116,017	Mar 31, 2024
CONNOR, CLARK & LUNN INVESTMENT MANAGEMENT LTD.	0.01%	0.00%	27,544	27,544	100.00%	113,206	Mar 31, 2024
SCULPTOR CAPITAL LP	0.01%	0.00%	26,000	26,000	100.00%	106,860	Mar 31, 2024
WALLEYE CAPITAL LLC	0.00%	0.00%	21,623	21,623	100.00%	88,871	Mar 31, 2024
HALL KATHRYN A.	0.00%	0.02%	20,055	20,055	100.00%	82,426	Mar 31, 2024
QUANTBOT TECHNOLOGIES LP	0.00%	0.00%	18,744	18,744	100.00%	77,038	Mar 31, 2024
PHOENIX HOLDINGS LTD.	0.00%	0.00%	15,533	15,533	100.00%	63,657	Mar 31, 2024
VERSOR INVESTMENTS LP	0.00%	0.01%	14,300	14,300	100.00%	58,773	Mar 31, 2024
CRESSET ASSET MANAGEMENT, LLC	0.00%	0.00%	13,415	13,415	100.00%	55,136	Mar 31, 2024
MAIN STREET FINANCIAL SOLUTIONS, LLC	0.00%	0.00%	10,100	10,100	100.00%	41,511	Mar 31, 2024
HBK INVESTMENTS L P	0.00%	0.00%	10,000	10,000	100.00%	41,100	Mar 31, 2024
KOVITZ INVESTMENT GROUP PARTNERS, LLC	0.00%	0.00%	10,000	10,000	100.00%	41,100	Mar 31, 2024
ACCORDANT ADVISORY GROUP INC	0.00%	0.02%	5,800	5,800	100.00%	23,838	Mar 31, 2024
HAREL INSURANCE INVESTMENTS & FINANCIAL SERVICES LTD.	0.00%	0.00%	4,656	4,656	100.00%	19,000	Mar 31, 2024
	0.00%	0.00%	4,000	4,000	100.00%	16,440	Mar 31, 2024
JONES FINANCIAL COMPANIES LLLP	0.00%	-	3,459	3,459	100.00%	14,216	Mar 31, 2024
RONALD BLUE TRUST, INC.	0.00%	0.00%	2,067	2,067	100.00%	8,495,000	Mar 31, 2024
SCULPTOR CAPITAL LP	0.00%	0.00%	1,000	1,000	100.00%	4,110	Mar 31, 2024
CIBC PRIVATE WEALTH GROUP, LLC	0.00%	-	650	650	100.00%	2,652,000	Mar 31, 2024
SUNBELT SECURITIES, INC.	0.00%	0.00%	565	565	100.00%	2,322,000	Mar 31, 2024
GPS WEALTH STRATEGIES GROUP, LLC	0.00%	0.00%	470	470	100.00%	1,932	Mar 31, 2024
BANK OF AMERICA CORP /DE/	0.00%	-	400	400	100.00%	1,644,000	Mar 31, 2024
FIRST COMMAND ADVISORY SERVICES, INC.	0.00%	-	250	250	100.00%	1,028	Mar 31, 2024
NELSON, VAN DENBURG & CAMPBELL WEALTH MANAGEMENT GROUP, LLC	-	-	57	57	100.00%	234	Mar 31, 2024

Rocket Lab USA's largest new institutional shareholder by number of shares is UBS GROUP AG, purchased 17.32M shares, valued at $71.17M, as of undefined.

Institutional Sold Out

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
HRT FINANCIAL LP	-	-	-	-315,184	-100.00%	-	Mar 31, 2024
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND	-	-	-	-225,339	-100.00%	-	Mar 31, 2024
XTX TOPCO LTD	-	-	-	-124,010	-100.00%	-	Mar 31, 2024
SQUAREPOINT OPS LLC	-	-	-	-84,404	-100.00%	-	Mar 31, 2024
BELVEDERE TRADING LLC	-	-	-	-63,700	-100.00%	-	Mar 31, 2024
QUBE RESEARCH & TECHNOLOGIES LTD	-	-	-	-56,686	-100.00%	-	Mar 31, 2024
CUTLER GROUP LLC / CA	-	-	-	-56,500	-100.00%	-	Mar 31, 2024
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	-	-	-	-52,480	-100.00%	-	Mar 31, 2024
CHESAPEAKE CAPITAL CORP /IL/	-	-	-	-47,453	-100.00%	-	Mar 31, 2024
LEGACY CAPITAL WEALTH PARTNERS, LLC	-	-	-	-29,047	-100.00%	-	Mar 31, 2024
CUBIST SYSTEMATIC STRATEGIES, LLC	-	-	-	-23,000	-100.00%	-	Mar 31, 2024
TWO SIGMA INVESTMENTS, LP	-	-	-	-22,300	-100.00%	-	Mar 31, 2024
JUMP FINANCIAL, LLC	-	-	-	-21,100	-100.00%	-	Mar 31, 2024
FOUNDATIONS INVESTMENT ADVISORS, LLC	-	-	-	-20,910	-100.00%	-	Mar 31, 2024
FAGAN ASSOCIATES, INC.	-	-	-	-18,640	-100.00%	-	Mar 31, 2024
FINANCIAL MANAGEMENT NETWORK INC	-	-	-	-18,150	-100.00%	-	Mar 31, 2024
CERITY PARTNERS LLC	-	-	-	-17,630	-100.00%	-	Mar 31, 2024
TOROSO INVESTMENTS, LLC	-	-	-	-14,653	-100.00%	-	Mar 31, 2024
PSAGOT VALUE HOLDINGS LTD. / (ISRAEL)	-	-	-	-14,037	-100.00%	-	Mar 31, 2024
SCHONFELD STRATEGIC ADVISORS LLC	-	-	-	-12,809	-100.00%	-	Mar 31, 2024
GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT	-	-	-	-11,100	-100.00%	-	Mar 31, 2024
TEACHER RETIREMENT SYSTEM OF TEXAS	-	-	-	-11,000	-100.00%	-	Mar 31, 2024
WALLEYE TRADING LLC	-	-	-	-10,800	-100.00%	-	Mar 31, 2024
HAP TRADING, LLC	-	-	-	-10,600	-100.00%	-	Mar 31, 2024
BAXTER BROS INC	-	-	-	-10,000	-100.00%	-	Mar 31, 2024
FNY INVESTMENT ADVISERS, LLC	-	-	-	-6,222	-100.00%	-	Mar 31, 2024
CAPTRUST FINANCIAL ADVISORS	-	-	-	-1,334	-100.00%	-	Mar 31, 2024
FIRST HORIZON ADVISORS, INC.	-	-	-	-228	-100.00%	-	Mar 31, 2024
CREWE ADVISORS LLC	-	-	-	-30	-100.00%	-	Mar 31, 2024

Rocket Lab USA's largest sold out institutional shareholder by shares sold is HRT FINANCIAL LP, sold -0.32M shares, valued at -, as of undefined.

Rocket Lab USA Mutual Fund Holders

Name	% Total Assets	Total Shares	Change Amount	Change %	Date
AMERICAN CENTURY GROWTH FUNDS, INC.	15.17%	2,362,250	-347,972	-12.84%	Jan 31, 2024
Procure ETF Trust II	6.05%	364,668	59,895	19.65%	Jan 31, 2024
Ark ETF Trust	0.58%	4,659,455	316,723	7.29%	Jan 31, 2024
Ark Venture Fund	0.45%	43,357	-20,882	-32.51%	Jan 31, 2024
VANGUARD VALLEY FORGE FUNDS	0.39%	192,277	-	-	Dec 31, 2023
MERIDIAN FUND INC	0.21%	766,893	-	-	Dec 29, 2023
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND	0.15%	587,472	307,682	109.97%	Jan 31, 2024
DEUTSCHE DWS INVESTMENTS VIT FUNDS	0.10%	42,862	1,386	3.34%	Dec 31, 2023
VANGUARD EXPLORER FUND	0.08%	1,011,659	-	-	Jan 31, 2024
QUANTITATIVE MASTER SERIES LLC	0.08%	504,275	31,011	6.55%	Dec 31, 2023
VANGUARD INDEX FUNDS	0.06%	27,612,382	4,229,691	18.09%	Dec 31, 2023
Listed Funds Trust	0.06%	25,183	-	-	Feb 29, 2024
FIDELITY COMMONWEALTH TRUST	0.05%	150,960	2,449	1.65%	Feb 29, 2024
BLACKROCK LARGE CAP SERIES FUNDS, INC.	0.04%	1,668,000	1,668,000	-	Feb 29, 2024
TIAA SEPARATE ACCOUNT VA 1	0.03%	6,127	-	-	Dec 31, 2023
Collaborative Investment Series Trust	0.03%	4,540	-	-	Dec 31, 2023
BlackRock Funds V	0.02%	639,711	-	-	Jan 31, 2024
Columbia Funds Series Trust II	0.01%	5,200,000	5,200,000	-	Feb 29, 2024
BNY Mellon Strategic Funds, Inc.	0.01%	30,707	-	-	Mar 31, 2024
FIDELITY CONCORD STREET TRUST	0.01%	2,623,093	68,050	2.66%	Feb 29, 2024
Calvert Variable Products, Inc.	0.01%	27,711	-	-	Dec 31, 2023
Fidelity Commonwealth Trust II	0.01%	63,187	63,187	-	Aug 31, 2023
FIRST TRUST EXCHANGE-TRADED FUND	0.01%	77,823	-5,137	-6.19%	Dec 31, 2023
SCHWAB STRATEGIC TRUST	0.01%	1,373,873	46,637	3.51%	Feb 29, 2024
FundVantage Trust	0.01%	33,600	-	-	Jan 31, 2024
VANGUARD INSTITUTIONAL INDEX FUNDS	0.01%	182,365	-	-	Dec 31, 2023
FIDELITY COVINGTON TRUST	0.01%	83,638	-8	-0.01%	Feb 29, 2024
VARIABLE INSURANCE PRODUCTS FUND II	0.01%	74,158	18,300	32.76%	Dec 31, 2023
VANGUARD VARIABLE INSURANCE FUNDS	0.00%	249,973	-	-	Dec 31, 2023
Dimensional ETF Trust	0.00%	1,752,261	570,422	48.27%	Jan 31, 2024
NEW COVENANT FUNDS	0.00%	16,898	-	-	Dec 31, 2023
Voya VARIABLE PORTFOLIOS INC	0.00%	110,512	-347	-0.31%	Dec 31, 2023
BlackRock Capital Allocation Trust	0.00%	122,062	-	-	Dec 31, 2023
Spinnaker ETF Series	0.00%	2,033	-	-	Dec 31, 2023
STATE STREET VARIABLE INSURANCE SERIES FUNDS INC	0.00%	13,885	-636	-4.38%	Dec 31, 2023
T. Rowe Price Index Trust, Inc.	0.00%	51,063	-	-	Feb 29, 2024
AMERICAN CENTURY ETF TRUST	0.00%	267,607	-46,214	-14.73%	Feb 29, 2024
FIRST TRUST EXCHANGE-TRADED FUND VI	0.00%	9,973	-	-	Dec 31, 2023
TIAA-CREF LIFE FUNDS	0.00%	4,108	-	-	Dec 31, 2023
VANGUARD WORLD FUND	0.00%	343,171	49,499	16.86%	Feb 29, 2024
DFA INVESTMENT DIMENSIONS GROUP INC	0.00%	1,235,601	849,207	219.78%	Jan 31, 2024
STATE STREET INSTITUTIONAL INVESTMENT TRUST	0.00%	96,600	4,100	4.43%	Dec 31, 2023
INVESCO EXCHANGE-TRADED FUND TRUST	0.00%	66,974	66	0.10%	Jan 31, 2024
VANGUARD SCOTTSDALE FUNDS	0.00%	1,282,672	158,625	14.11%	Feb 29, 2024
EQ ADVISORS TRUST	0.00%	730,807	-1,895	-0.26%	Dec 31, 2023
RYDEX SERIES FUNDS	0.00%	2,532	-	-	Dec 31, 2023
Direxion Shares ETF Trust	0.00%	85,653	-12,259	-12.52%	Jan 31, 2024
ProFunds	0.00%	3,974	1,625	69.18%	Jan 31, 2024
VALIC Co I	0.00%	107,034	-433	-0.40%	Feb 29, 2024
SPDR SERIES TRUST	0.00%	12,837,450	1,828,136	16.61%	Dec 31, 2023
PENN SERIES FUNDS INC	0.00%	9,000	-	-	Dec 29, 2023
NATIONWIDE MUTUAL FUNDS	0.00%	42,160	-621	-1.45%	Jan 31, 2024
NATIONWIDE VARIABLE INSURANCE TRUST	0.00%	43,527	1,601	3.82%	Dec 31, 2023
RYDEX DYNAMIC FUNDS	0.00%	1,251	-11	-0.87%	Dec 31, 2023
HC CAPITAL TRUST	0.00%	8,730	5,296	154.22%	Dec 31, 2023
FLEXSHARES TRUST	0.00%	22,078	-532	-2.35%	Jan 31, 2024
Goldman Sachs ETF Trust	0.00%	26,321	9,763	58.96%	Feb 29, 2024
Fidelity Rutland Square Trust II	0.00%	220,266	-	-	Feb 29, 2024
PROSHARES TRUST	0.00%	40,870	4,832	13.41%	Feb 29, 2024
RYDEX VARIABLE TRUST	0.00%	166	-	-	Dec 31, 2023
ALLSPRING MASTER TRUST	0.00%	9,170	-	-	Feb 29, 2024
NORTHERN FUNDS	0.00%	120,278	-5,270	-4.20%	Dec 29, 2023
MASTER BOND LLC	0.00%	356,061	-	-	Dec 29, 2023
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST	0.00%	267,381	23,396	9.59%	Dec 31, 2023
MORGAN STANLEY PATHWAY FUNDS	0.00%	11,263	1,322	13.30%	Feb 29, 2024
Franklin Alternative Strategies Funds	0.00%	60,000	60,000	-	Feb 29, 2024
COLLEGE RETIREMENT EQUITIES FUND	0.00%	109,316	-	-	Dec 31, 2023
SUNAMERICA SERIES TRUST	0.00%	31,599	-127	-0.40%	Jan 31, 2024
Brinker Capital Destinations Trust	0.00%	4,959	-	-	Feb 29, 2024
VANGUARD INTERNATIONAL EQUITY INDEX FUNDS	0.00%	149,992	-	-	Jan 31, 2024
Advisors' Inner Circle Fund III	0.00%	859	200	30.35%	Jan 31, 2024
JOHN HANCOCK VARIABLE INSURANCE TRUST	0.00%	109,405	-1,828	-1.64%	Dec 31, 2023
SPDR INDEX SHARES FUNDS	0.00%	8,714	5,272	153.17%	Dec 31, 2023
Brighthouse Funds Trust II	0.00%	94,124	-	-	Dec 31, 2023
BlackRock Series Fund, Inc.	0.00%	3,465	-	-	Dec 31, 2023
BLACKROCK GLOBAL ALLOCATION FUND, INC.	0.00%	447,252	-	-	Jan 31, 2024
PACIFIC SELECT FUND	0.00%	91,760	1,026	1.13%	Dec 31, 2023
Bridge Builder Trust	0.00%	91,504	41,336	82.40%	Dec 31, 2023
iSHARES TRUST	0.00%	163,791	-14,513,094	-98.88%	Feb 29, 2024
BlackRock Variable Series Funds, Inc.	0.00%	34,160	-	-	Dec 31, 2023
Invesco Exchange-Traded Self-Indexed Fund Trust	0.00%	1,358	-	-	Feb 29, 2024
SEI INSTITUTIONAL MANAGED TRUST	0.00%	15,740	-	-	Dec 31, 2023
WILSHIRE MUTUAL FUNDS INC	0.00%	1,121	-	-	Dec 31, 2023
SEI INSTITUTIONAL INVESTMENTS TRUST	0.00%	52,300	-21,985	-29.60%	Feb 29, 2024

Rocket Lab USA's largest mutual fund holder by % of total assets is "AMERICAN CENTURY GROWTH FUNDS, INC.", owning 2.36M shares, compromising 15.17% of its total assets.

Rocket Lab USA Institutional Ownership Trends

Institutional Holdings Trend

Date	Holdings	Change %
31 Mar, 24	251	7.73%
31 Dec, 23	233	2.19%
30 Sep, 23	228	10.68%
30 Jun, 23	206	5.10%
31 Mar, 23	196	3.16%
31 Dec, 22	190	1.60%
30 Sep, 22	187	9.36%
30 Jun, 22	171	17.12%
31 Mar, 22	146	14.96%
31 Dec, 21	127	19.81%
30 Sep, 21	106	-

As of 31 Mar 24, 251 institutions are holding Rocket Lab USA's shares, representing an increase of 7.73% compared to the previous quarter.

Shares Outstanding Trend

Date	Shares Outstanding	Change %
31 Mar, 24	279,939,539	3.53%
31 Dec, 23	270,400,532	6.05%
30 Sep, 23	254,976,976	-2.36%
30 Jun, 23	261,129,786	0.15%
31 Mar, 23	260,738,503	-0.36%
31 Dec, 22	261,673,650	-1.82%
30 Sep, 22	266,520,935	-1.06%
30 Jun, 22	269,364,121	0.38%
31 Mar, 22	268,343,819	3.23%
31 Dec, 21	259,938,214	-2.62%
30 Sep, 21	266,944,485	-

Rocket Lab USA (RKLB) has 279.94M shares outstanding as of 31 Mar 24, up 3.53% compared to the previous quarter.

Institutional Ownership Trend

Date	Ownership %	Change %
31 Mar, 24	58.11%	1.86%
31 Dec, 23	55.86%	1.98%
30 Sep, 23	53.15%	1.77%
30 Jun, 23	54.84%	1.83%
31 Mar, 23	54.75%	1.74%
31 Dec, 22	56.13%	1.74%
30 Sep, 22	56.73%	1.69%
30 Jun, 22	57.96%	1.68%
31 Mar, 22	58.78%	0.45%
31 Dec, 21	113.87%	0.83%
30 Sep, 21	116.94%	-

As of 31 Mar 24, Rocket Lab USA is held by 58.11% institutional shareholders, representing a 1.86% growth compared to 31 Dec 23.

Institutional Increased Positions Trend

Date	Increased Positions	Change %
31 Mar, 24	135	16.38%
31 Dec, 23	116	-5.69%
30 Sep, 23	123	1.65%
30 Jun, 23	121	19.80%
31 Mar, 23	101	-9.01%
31 Dec, 22	111	5.71%
30 Sep, 22	105	-3.67%
30 Jun, 22	109	22.47%
31 Mar, 22	89	4.71%
31 Dec, 21	85	-7.61%
30 Sep, 21	92	-

135 institutional shareholders have increased their position in RKLB stock as of 31 Mar 24 compared to 116 in the previous quarter (a 16.38% increase).

Institutional Reduced Positions Trend

Date	Reduced Positions	Change %
31 Mar, 24	51	2.00%
31 Dec, 23	50	8.70%
30 Sep, 23	46	21.05%
30 Jun, 23	38	-25.49%
31 Mar, 23	51	24.39%
31 Dec, 22	41	5.13%
30 Sep, 22	39	30.00%
30 Jun, 22	30	-3.23%
31 Mar, 22	31	82.35%
31 Dec, 21	17	-
30 Sep, 21	-	-

51 institutional shareholders have reduced their position in RKLB stock as of 31 Mar 24 compared to 50 in the previous quarter (a 2.00% increase).

All Institutional Ownership Trend Data

Date	Holdings	Change %	Shares Outstanding	Change %	Ownership %	Change %	Increased Positions	Change %	Reduced Positions	Change %
31 Mar, 24	251	7.73%	279,939,539	3.53%	58.11%	1.86%	135	16.38%	51	2.00%
31 Dec, 23	233	2.19%	270,400,532	6.05%	55.86%	1.98%	116	-5.69%	50	8.70%
30 Sep, 23	228	10.68%	254,976,976	-2.36%	53.15%	1.77%	123	1.65%	46	21.05%
30 Jun, 23	206	5.10%	261,129,786	0.15%	54.84%	1.83%	121	19.80%	38	-25.49%
31 Mar, 23	196	3.16%	260,738,503	-0.36%	54.75%	1.74%	101	-9.01%	51	24.39%
31 Dec, 22	190	1.60%	261,673,650	-1.82%	56.13%	1.74%	111	5.71%	41	5.13%
30 Sep, 22	187	9.36%	266,520,935	-1.06%	56.73%	1.69%	105	-3.67%	39	30.00%
30 Jun, 22	171	17.12%	269,364,121	0.38%	57.96%	1.68%	109	22.47%	30	-3.23%
31 Mar, 22	146	14.96%	268,343,819	3.23%	58.78%	0.45%	89	4.71%	31	82.35%
31 Dec, 21	127	19.81%	259,938,214	-2.62%	113.87%	0.83%	85	-7.61%	17	-
30 Sep, 21	106	-	266,944,485	-	116.94%	-	92	-	-	-

Rocket Lab USA Insider Shareholders Trades

Open Market Insider Trades

Date	Name	Relation	Role	Transaction	Buy/Sell	Shares	Price	Value	Shares Held
Mar 07, 2024	Kampani Arjun	officer	General Counsel	S-Sale	Sell	31,394	$4.25	$133.52K	695,147
Mar 07, 2024	Spice Adam C.	officer	Chief Financial Officer	S-Sale	Sell	67,160	$4.25	$285.63K	1,442,206
Nov 30, 2023	Spice Adam C.	officer	Chief Financial Officer	S-Sale	Sell	57,721	$4.46	$257.61K	1,509,366
Nov 30, 2023	Kampani Arjun	officer	General Counsel	S-Sale	Sell	19,443	$4.46	$86.77K	505,947
Sep 13, 2023	Beck Peter	director, 10 percent owner, officer	President, CEO and Chairman	S-Sale	Sell	3,600,000	$5.62	$20.23M	50,951,250
Aug 31, 2023	GRIFFIN MICHAEL D	director	-	S-Sale	Sell	38,090	$6.34	$241.61K	-
Aug 29, 2023	Spice Adam C.	officer	Chief Financial Officer	S-Sale	Sell	61,377	$5.74	$352.52K	1,566,293
Aug 29, 2023	Kampani Arjun	officer	See Remarks	S-Sale	Sell	20,675	$5.74	$118.75K	525,390

Open Market Insider Buys

Date	Name	Relation	Role	Transaction	Buy/Sell	Shares	Price	Value	Shares Held	Source

Insider Sells

Date	Name	Relation	Role	Transaction	Buy/Sell	Shares	Price	Value	Shares Held
May 13, 2024	KHOSLA VENTURES SEED B, L.P.	10 percent owner	-	J-Other	Sell	10,752,561	-	-	13,440,703
May 13, 2024	KHOSLA VENTURES SEED B, L.P.	10 percent owner	-	J-Other	Sell	610,362	-	-	762,953
Mar 13, 2024	KHOSLA VENTURES SEED B, L.P.	10 percent owner	-	J-Other	Sell	10,752,561	-	-	24,193,264
Mar 13, 2024	KHOSLA VENTURES SEED B, L.P.	10 percent owner	-	J-Other	Sell	610,362	-	-	1,373,315
Mar 07, 2024	Kampani Arjun	officer	General Counsel	S-Sale	Sell	31,394	$4.25	$133.52K	695,147
Mar 07, 2024	Spice Adam C.	officer	Chief Financial Officer	S-Sale	Sell	67,160	$4.25	$285.63K	1,442,206
Nov 30, 2023	Spice Adam C.	officer	Chief Financial Officer	S-Sale	Sell	57,721	$4.46	$257.61K	1,509,366
Nov 30, 2023	Kampani Arjun	officer	General Counsel	S-Sale	Sell	19,443	$4.46	$86.77K	505,947
Sep 13, 2023	Beck Peter	director, 10 percent owner, officer	President, CEO and Chairman	S-Sale	Sell	3,600,000	$5.62	$20.23M	50,951,250
Aug 31, 2023	GRIFFIN MICHAEL D	director	-	S-Sale	Sell	38,090	$6.34	$241.61K	-
Aug 29, 2023	Spice Adam C.	officer	Chief Financial Officer	S-Sale	Sell	61,377	$5.74	$352.52K	1,566,293
Aug 29, 2023	Kampani Arjun	officer	See Remarks	S-Sale	Sell	20,675	$5.74	$118.75K	525,390

All Insider Owners Trades

Date	Name	Relation	Role	Transaction	Buy/Sell	Shares	Price	Value	Shares Held
May 13, 2024	Strohband Sven	director	-	J-Other	Buy	25,104	-	-	324,341
May 13, 2024	KHOSLA VENTURES SEED B, L.P.	10 percent owner	-	J-Other	Sell	10,752,561	-	-	13,440,703
May 13, 2024	KHOSLA VENTURES SEED B, L.P.	10 percent owner	-	J-Other	Sell	610,362	-	-	762,953
Mar 13, 2024	Strohband Sven	director	-	J-Other	Buy	59,464	-	-	299,237
Mar 13, 2024	KHOSLA VENTURES SEED B, L.P.	10 percent owner	-	J-Other	Sell	10,752,561	-	-	24,193,264
Mar 13, 2024	KHOSLA VENTURES SEED B, L.P.	10 percent owner	-	J-Other	Sell	610,362	-	-	1,373,315
Mar 07, 2024	Kampani Arjun	officer	General Counsel	S-Sale	Sell	31,394	$4.25	$133.52K	695,147
Mar 07, 2024	Spice Adam C.	officer	Chief Financial Officer	S-Sale	Sell	67,160	$4.25	$285.63K	1,442,206
Jan 09, 2024	Kampani Arjun	officer	General Counsel	A-Award	Buy	220,594	-	-	726,541
Nov 30, 2023	Spice Adam C.	officer	Chief Financial Officer	S-Sale	Sell	57,721	$4.46	$257.61K	1,509,366
Nov 30, 2023	Kampani Arjun	officer	General Counsel	S-Sale	Sell	19,443	$4.46	$86.77K	505,947
Nov 02, 2023	Armagno Nina	director	-	A-Award	Buy	81,943	-	-	81,943
Nov 02, 2023	Armagno Nina		-		Buy	-	-	-	-
Sep 14, 2023	Frank Edward H.	director	-	A-Award	Buy	16,656	-	-	123,691
Sep 13, 2023	Beck Peter	director, 10 percent owner, officer	President, CEO and Chairman	S-Sale	Sell	3,600,000	$5.62	$20.23M	50,951,250
Aug 31, 2023	GRIFFIN MICHAEL D	director	-	S-Sale	Sell	38,090	$6.34	$241.61K	-
Aug 29, 2023	Spice Adam C.	officer	Chief Financial Officer	S-Sale	Sell	61,377	$5.74	$352.52K	1,566,293
Aug 29, 2023	Kampani Arjun	officer	See Remarks	S-Sale	Sell	20,675	$5.74	$118.75K	525,390
Jun 16, 2023	Slusky Alexander R	director	-	A-Award	Buy	39,446	-	-	77,536
Jun 16, 2023	Olson Jon A	director	-	A-Award	Buy	39,446	-	-	439,922

The last insider sell of Rocket Lab USA's stock was made by KHOSLA VENTURES SEED B, L.P. on May 13 2024, selling 10,752,561 shares at - per share (valued at -).

Rocket Lab USA Insider Ownership Trends

All Insider Trades Trend

Date	Buy	Sell	Buy/Sell Ratio
Q1 2024	2	4	50.00%
Q4 2023	1	2	50.00%
Q3 2023	1	4	25.00%
Q2 2023	7	6	116.67%
Q1 2023	1	3	33.33%
Q4 2022	1	5	20.00%
Q3 2022	6	13	46.15%
Q2 2022	8	6	133.33%
Q1 2022	1	6	16.67%
Q3 2021	-	18	-
Q4 2020	-	1	-
Q3 2020	-	3	-

2 total buy trades, and 4 total sell trades (buy/sell ratio of 0.50%) were made by Rocket Lab USA's insiders, as of Q1 2024.

Open Market Insider Trades Trend

Date	Buy	Sell	Buy/Sell Ratio
Q1 2024	-	2	-
Q4 2023	-	2	-
Q3 2023	-	4	-
Q2 2023	-	4	-
Q1 2023	-	2	-
Q4 2022	-	3	-
Q3 2022	-	5	-
Q2 2022	-	-	-
Q1 2022	-	-	-
Q3 2021	-	-	-
Q4 2020	-	-	-
Q3 2020	-	-	-

As of Q1 2024, Insider owners conducted 0 open market buy trades and 2 open market sell trades of Rocket Lab USA's stocks.

Rocket Lab USA Peer Ownership

Ticker	Company
ASTR	Astra Space, Inc.
ERJ	Embraer S.A.
PL	Planet Labs PBC
MNTS	Momentus Inc.
LLAP	Terran Orbital Corporation
EVTL	Vertical Aerospace Ltd.
LMT	Lockheed Martin Corporation
RDW	Radware Ltd.
SPCE	Virgin Galactic Holdings, Inc.
BA	The Boeing Company

RKLB Ownership FAQ

Who Owns Rocket Lab USA?

Rocket Lab USA is owned by institutional shareholders (58.11%), insiders (10.80%), and public (31.09%). The largest institutional shareholder of Rocket Lab USA is VK SERVICES, LLC (13.23% of total shares) and the top mutual fund owner is AMERICAN CENTURY GROWTH FUNDS, INC. (15.17% of total shares).

Who are the major institutional shareholders of Rocket Lab USA?

Rocket Lab USA's major institutional shareholders are VK SERVICES, LLC, DEER MANAGEMENT CO. LLC, VANGUARD GROUP INC, STATE STREET CORP, and BLACKROCK INC.. The top five shareholders own together 37.86% of the company's share outstanding.

How many Rocket Lab USA shareholders are there?

As of Mar 2024, there are 251 institutional shareholders of Rocket Lab USA.

What percentage of Rocket Lab USA is owned by VK SERVICES, LLC?

VK SERVICES, LLC owns 63.75M shares of Rocket Lab USA, representing 13.23% of the company's total shares outstanding, valued at $262.03M (as of Mar 2024).

What percentage of Rocket Lab USA is owned by DEER MANAGEMENT CO. LLC?

As of Mar 2024, DEER MANAGEMENT CO. LLC holds 40.74M shares of Rocket Lab USA (RKLB), compromising 8.46% of the company, valued at $167.44M.

What percentage of Rocket Lab USA is owned by VANGUARD GROUP INC?

VANGUARD GROUP INC is the third largest holder of Rocket Lab USA. The company owns 29M of the company's shares outstanding (worth $119.19M).