Saratoga Investment Ownership | Who Owns Saratoga Investment?
Saratoga Investment Ownership Summary
Saratoga Investment is owned by 8.54% institutional investors, 13.35% insiders, and 78.11% retail investors. Lido advisors is the largest institutional shareholder, holding 1.24% of SAR shares. iShares Listed Private Eq ETF USD Dist is the top mutual fund, with 0.34% of its assets in Saratoga Investment shares.
SAR Ownership Benchmark
| Type | Name | % Inst | % Insiders | % Retail |
|---|---|---|---|---|
| Stock | Saratoga Investment | 8.54% | 13.35% | 78.11% |
| Sector | Financial Services Stocks | 37.05% | 15.59% | 47.36% |
| Industry | Asset Management Stocks | 45.33% | 11.92% | 42.74% |
Institutional Shareholders
Top Institutional Shareholders by Total Shares
| Holder | Shares | % Holding | Value |
|---|---|---|---|
| Lido advisors | 199.14K | 1.24% | $4.36M |
| Private advisor group | 165.14K | 1.03% | $3.61M |
| Hennion & walsh asset management | 137.68K | 0.85% | $3.01M |
| Legal & general group | 122.94K | 0.76% | $2.69M |
| Millennium management | 105.13K | 0.76% | $2.51M |
| Lpl financial | 114.00K | 0.71% | $2.49M |
| Advisors asset management | 106.63K | 0.66% | $2.33M |
| Two sigma advisers, lp | 100.65K | 0.64% | $2.45M |
| Tmd wealth management | 67.73K | 0.53% | $1.54M |
| Wells fargo & company/mn | 85.27K | 0.53% | $1.86M |
Top Institutional Shareholders by % of Total Assets
| Holder | Shares | % Assets | Value |
|---|---|---|---|
| Palogic value management | 46.68K | 0.43% | $1.02M |
| Tmd wealth management | 67.73K | 0.34% | $1.54M |
| Next level private | 43.53K | 0.21% | $951.93K |
| Virtus investment advisers | 25.75K | 0.16% | $563.20K |
| Jb capital partners lp | 33.85K | 0.13% | $760.88K |
| International assets investment management | 82.41K | 0.12% | $1.76M |
| Davidson trust | 11.00K | 0.10% | $240.57K |
| Hennion & walsh asset management | 137.68K | 0.10% | $3.01M |
| Ethos financial group | 52.85K | 0.09% | $1.22M |
| Register financial advisors | 6.00K | 0.05% | $131.29K |
Top Buyers
| Holder | Shares | % Assets | Change |
|---|---|---|---|
| Raymond james financial | 48.45K | 0.00% | 22.79K |
| Hrt financial lp | 21.52K | 0.00% | 21.52K |
| International assets investment management | 82.41K | 0.12% | 20.60K |
| Vestgen advisors | 19.25K | 0.01% | 19.25K |
| Greenwood gearhart | 17.80K | 0.02% | 17.80K |
Top Sellers
| Holder | Shares | % Assets | Change |
|---|---|---|---|
| Two sigma advisers, lp | 100.65K | 0.00% | -131.15K |
| Rockefeller capital management | - | - | -56.98K |
| Qube research | - | - | -53.02K |
| Ameriprise financial | 18.13K | 0.00% | -47.46K |
| Blackrock funding, inc. /de | 54.60K | - | -40.60K |
New Positions
| Holder | Shares | % Assets | Change | Value |
|---|---|---|---|---|
| Hrt financial lp | 21.52K | 0.00% | 21.52K | $470.00K |
| Greenwood gearhart | 17.80K | 0.02% | 17.80K | $389.29K |
| Janney montgomery scott | 10.26K | 0.00% | 10.26K | $224.00K |
| Xtx topco | 10.08K | 0.00% | 10.08K | $220.43K |
| Bryn mawr trust | 500.00 | 0.00% | 500.00 | $10.94K |
Sold Out
| Holder | Change |
|---|---|
| Tower research capital llc (trc) | -2.00 |
| Ronald blue trust | -20.00 |
| Hantz financial services | -75.00 |
| Hexagon capital partners | -81.00 |
| Venturi wealth management | -93.00 |
Institutional Ownership Trends
| Date | Holdings | Change % | Shares | Change % | Ownership | Change % | Increased Position | Change % | Decreased Position | Change % |
|---|---|---|---|---|---|---|---|---|---|---|
| Mar 31, 2026 | 42 | -45.45% | 1,376,267 | -34.09% | 8 | 5.08% | 23 | -28.13% | 4 | -82.61% |
| Dec 31, 2025 | 52 | -31.58% | 1,505,506 | -33.30% | 9 | 4.57% | 23 | -43.90% | 14 | - |
| Sep 30, 2025 | 70 | 6.06% | 2,239,940 | -1.05% | 14 | 6.52% | 38 | 11.76% | 13 | -13.33% |
| Jun 30, 2025 | 68 | -1.45% | 2,340,713 | -7.29% | 15 | 4.63% | 33 | -5.71% | 17 | 41.67% |
| Mar 31, 2025 | 69 | -1.43% | 2,524,729 | 14.19% | 18 | 7.06% | 35 | 16.67% | 12 | -33.33% |
Top Mutual Funds Shareholders
| Holder | Shares | % Holding | Change |
|---|---|---|---|
| iShares Listed Private Eq ETF USD Dist | 54.64K | 0.34% | - |
| BankInvest Børsnoterede Alt. Akk. W | 50.23K | 0.31% | - |
| Undrly Fid DC L&G Fut Wld Mlt Asst MAGJ | 28.47K | 0.18% | 1.59K |
| FID DC L&G Diversified Fund | 25.68K | 0.17% | 25.68K |
| Virtus Private Credit ETF | 21.86K | 0.13% | -556.00 |
| AZ Fd1 AZ Alt Glb Mcr Opp B-AZ C | 10.00K | 0.07% | -5.00K |
| FlexShares® Listed Priv Eq ETF USD Acc | 5.54K | 0.03% | - |
| FID DC L&G Retirement Income MA Fund | 5.54K | 0.03% | 5.54K |
| BTG Pactual Global BDCS I | 4.50K | 0.03% | - |
| RBC Microcap Value I | 3.40K | 0.02% | - |
Recent Insider Transactions
| Date | Name | Role | Activity | Value |
|---|---|---|---|---|
| May 04, 2023 | Oberbeck Christian L | CEO, Director and President | Buy | $47.62K |
| Aug 02, 2022 | Looney Steven M | Buy | $29.43K | |
| Aug 11, 2020 | Oberbeck Christian L | CEO and Director | Buy | $35.34K |
| Aug 10, 2020 | Oberbeck Christian L | CEO and Director | Buy | $87.55K |
| Jul 24, 2020 | Oberbeck Christian L | CEO and Director | Buy | $16.89K |
Insider Transactions Trends
| Date | Buy | Sell |
|---|---|---|
| 2026 Q1 | - | - |
| 2025 Q4 | - | - |
| 2025 Q3 | - | - |
| 2024 Q4 | - | - |
| 2024 Q3 | - | - |
SAR Ownership FAQ
Try Tickergate Pro Free
Customize Everything. 100% Flexibility. Fast and Easy to Use (No code or Excel Needed)
Customize your own personal stocks lists, views and charts
Choose from hundreds of fields, up to 15 years of history
Conduct deep comparison analysis
Discover trending investment themes
Find your next best investment
Research stocks using tools