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Saratoga Investment Ownership | Who Owns Saratoga Investment?

OverviewForecastRevenueFinancialsChartTranscripts

Saratoga Investment Ownership Summary

Saratoga Investment is owned by 18.15% institutional investors, 13.93% insiders, and 67.92% retail investors. Hennion & walsh asset management is the largest institutional shareholder, holding 1.36% of SAR shares. iShares Listed Private Eq ETF USD Dist is the top mutual fund, with 0.46% of its assets in Saratoga Investment shares.

SAR Ownership Benchmark

TypeName% Inst% Insiders% Retail
StockSaratoga Investment18.15%13.93%67.92%
SectorFinancial Services Stocks 48.97%15.42%35.61%
IndustryAsset Management Stocks47.91%9.99%42.10%

Institutional Shareholders

Top Institutional Shareholders by Total Shares

HolderShares% HoldingValue
Hennion & walsh asset management208.61K1.36%$5.17M
Lido advisors186.25K1.21%$4.62M
Two sigma advisers, lp145.10K1.05%$3.47M
Private advisor group151.28K0.99%$3.75M
Two sigma investments, lp128.38K0.93%$3.07M
Wells fargo & company/mn109.78K0.80%$2.63M
Advisors asset management107.40K0.78%$2.57M
Morgan stanley97.75K0.77%$2.22M
Millennium management105.13K0.76%$2.51M
Lpl financial89.10K0.70%$2.02M

Top Institutional Shareholders by % of Total Assets

HolderShares% AssetsValue
Palogic value management46.68K0.47%$1.16M
Tmd wealth management67.73K0.34%$1.54M
Next level private39.15K0.32%$971.02K
Virtus investment advisers36.30K0.30%$900.24K
Hennion & walsh asset management208.61K0.21%$5.17M
Jb capital partners lp33.85K0.15%$822.82K
Davidson trust11.00K0.14%$263.12K
Bard associates15.85K0.13%$392.96K
Redhawk wealth advisors34.09K0.11%$845.48K
International assets investment management52.61K0.11%$1.30M

Top Buyers

HolderShares% AssetsChange
Lido advisors186.25K0.02%56.13K
Morgan stanley97.75K0.00%41.77K
Trexquant investment lp64.02K0.02%36.54K
Redhawk wealth advisors34.09K0.11%34.09K
Private advisor group151.28K0.02%25.49K

Top Sellers

HolderShares% AssetsChange
Rockefeller capital management---56.98K
Qube research---53.02K
Franklin resources---36.02K
Virtus etf advisers---33.76K
Quadrature capital---29.64K

New Positions

HolderShares% AssetsChangeValue
Redhawk wealth advisors34.09K0.11%34.09K$845.48K
Hightower advisors11.12K0.00%11.12K$266.09K
Newedge advisors358.00-358.00$8.88K
Aquatic capital management259.000.00%259.00$6.42K
Concourse financial group securities188.000.00%188.00$4.69K

Sold Out

HolderChange
Bnp paribas arbitrage, snc-1.00
Tower research capital llc (trc)-2.00
Hexagon capital partners-81.00
Venturi wealth management-93.00
Creekmur asset management-144.00

Institutional Ownership Trends

DateHoldingsChange %SharesChange %OwnershipChange %Increased PositionChange %Decreased PositionChange %
Mar 31, 202569-1.43%2,524,72914.19%187.06%3516.67%12-33.33%
Dec 31, 20246915.00%2,205,8374.11%156.71%3025.00%18-5.26%
Sep 30, 202458-4.92%2,107,6234.75%156.09%23-17.86%1820.00%
Jun 30, 202461-6.15%2,011,995-4.10%156.15%28-3.45%15-25.00%
Mar 31, 202465-12.16%2,098,113-19.53%164.03%29-29.27%2017.65%

Top Mutual Funds Shareholders

HolderShares% HoldingChange
iShares Listed Private Eq ETF USD Dist74.06K0.46%-
BankInvest Børsnoterede Alt. Akk. W59.06K0.37%-
Virtus Private Credit ETF36.30K0.23%-
Undrly Fid DC L&G Fut Wld Mlt Asst MAGJ27.77K0.18%3.99K
FID DC L&G Diversified Fund25.68K0.17%25.68K
AZ Fd1 AZ Alt Glb Mcr Opp B-AZ C10.00K0.07%-5.00K
BTG Pactual Global BDCS I4.50K0.03%1.80K
FlexShares® Listed Priv Eq ETF USD Acc3.95K0.03%-47.00
RBC Microcap Value I3.40K0.02%-
Blackstone Alternative Multi-Strategy I1.30K0.01%-100.00

Recent Insider Transactions

DateNameRoleActivityValue
May 04, 2023Oberbeck Christian L CEO, Director and PresidentBuy$47.62K
Aug 02, 2022Looney Steven M Buy$29.43K
Aug 11, 2020Oberbeck Christian L CEO and DirectorBuy$35.34K
Aug 10, 2020Oberbeck Christian L CEO and DirectorBuy$87.55K
Jul 24, 2020Oberbeck Christian L CEO and DirectorBuy$16.89K

Insider Transactions Trends

DateBuySell
2025 Q3--
2024 Q4--
2024 Q3--
2023 Q4--
2023 Q3--

SAR Ownership FAQ

Who Owns Saratoga Investment?

Saratoga Investment shareholders are primarily institutional investors at 18.15%, followed by 13.93% insiders and 67.92% retail investors. The average institutional ownership in Saratoga Investment's industry, Asset Management Stocks, is 47.91%, which Saratoga Investment falls below.

Who owns the most shares of Saratoga Investment?

Saratoga Investment’s largest shareholders are Hennion & walsh asset management (208.61K shares, 1.36%), Lido advisors (186.25K shares, 1.21%), and Two sigma advisers, lp (145.1K shares, 1.05%). Together, they hold 3.63% of Saratoga Investment’s total shares outstanding.

Does Blackrock own Saratoga Investment?

BlackRock is not among the top 10 institutional shareholders of Saratoga Investment.

Who is Saratoga Investment’s biggest shareholder by percentage of total assets invested?

Palogic value management is Saratoga Investment’s biggest shareholder by percentage of total assets invested, with 0.47% of its assets in 46.68K Saratoga Investment shares, valued at 1.16M$.

Who is the top mutual fund holder of Saratoga Investment shares?

iShares Listed Private Eq ETF USD Dist is the top mutual fund holder of Saratoga Investment shares, with 0.46% of its total shares outstanding invested in 74.06K Saratoga Investment shares.

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