Saratoga Investment Ownership | Who Owns Saratoga Investment?

Overview Forecast RevenueFinancials Chart Transcripts

Saratoga Investment Ownership Summary

Saratoga Investment is owned by 15.25% institutional investors, 13.71% insiders, and 71.04% retail investors. Lido advisors is the largest institutional shareholder, holding 1.21% of SAR shares. iShares Listed Private Eq ETF USD Dist is the top mutual fund, with 0.46% of its assets in Saratoga Investment shares.

SAR Ownership Benchmark

Type	Name	% Inst	% Insiders	% Retail
Stock	Saratoga Investment	15.25%	13.71%	71.04%
Sector	Financial Services Stocks	51.64%	15.54%	32.82%
Industry	Asset Management Stocks	51.84%	9.46%	38.70%

Institutional Shareholders

Top Institutional Shareholders by Total Shares

Holder	Shares	% Holding	Value
Lido advisors	186.25K	1.21%	$4.62M
Hennion & walsh asset management	180.06K	1.14%	$4.39M
Two sigma advisers, lp	145.10K	1.05%	$3.47M
Private advisor group	151.28K	0.99%	$3.75M
Two sigma investments, lp	128.38K	0.93%	$3.07M
Wells fargo & company/mn	109.78K	0.80%	$2.63M
Morgan stanley	97.75K	0.77%	$2.22M
Millennium management	105.13K	0.76%	$2.51M
Advisors asset management	115.64K	0.73%	$2.82M
Lpl financial	89.10K	0.70%	$2.02M

Top Institutional Shareholders by % of Total Assets

Holder	Shares	% Assets	Value
Palogic value management	46.68K	0.47%	$1.16M
Tmd wealth management	67.73K	0.34%	$1.54M
Next level private	43.53K	0.31%	$1.06M
Virtus investment advisers	36.30K	0.30%	$900.24K
Hennion & walsh asset management	180.06K	0.16%	$4.39M
Jb capital partners lp	33.85K	0.15%	$822.82K
Bard associates	15.85K	0.13%	$392.96K
Redhawk wealth advisors	40.36K	0.11%	$984.29K
Davidson trust	11.00K	0.11%	$268.29K
International assets investment management	52.61K	0.11%	$1.32M

Top Buyers

Holder	Shares	% Assets	Change
Lido advisors	186.25K	0.02%	56.13K
Morgan stanley	97.75K	0.00%	41.77K
Trexquant investment lp	64.02K	0.02%	36.54K
Private advisor group	151.28K	0.02%	25.49K
Blackrock funding, inc. /de	69.60K	-	17.68K

Top Sellers

Holder	Shares	% Assets	Change
Rockefeller capital management	-	-	-56.98K
Qube research	-	-	-53.02K
Franklin resources	-	-	-36.02K
Virtus etf advisers	-	-	-33.76K
Quadrature capital	-	-	-29.64K

New Positions

Holder	Shares	% Assets	Change	Value
Focus financial network	15.65K	0.01%	15.65K	$381.83K
Hightower advisors	11.12K	0.00%	11.12K	$266.09K
State of alaska, department of revenue	630.00	0.00%	630.00	$15.00K
Eastern bank	400.00	0.00%	400.00	$9.76K
Newedge advisors	358.00	-	358.00	$8.88K

Sold Out

Holder	Change
Bnp paribas arbitrage, snc	-1.00
Tower research capital llc (trc)	-2.00
Hexagon capital partners	-81.00
Venturi wealth management	-93.00
Creekmur asset management	-144.00

Institutional Ownership Trends

Date	Holdings	Change %	Shares	Change %	Ownership	Change %	Increased Position	Change %	Decreased Position	Change %
Jun 30, 2025	68	-1.45%	2,340,713	-7.29%	15	4.63%	33	-5.71%	17	41.67%
Mar 31, 2025	69	-1.43%	2,524,729	14.19%	18	7.06%	35	16.67%	12	-33.33%
Dec 31, 2024	69	15.00%	2,205,837	4.11%	15	6.71%	30	25.00%	18	-5.26%
Sep 30, 2024	58	-4.92%	2,107,623	4.75%	15	6.09%	23	-17.86%	18	20.00%
Jun 30, 2024	61	-6.15%	2,011,995	-4.10%	15	6.15%	28	-3.45%	15	-25.00%

Top Mutual Funds Shareholders

Holder	Shares	% Holding	Change
iShares Listed Private Eq ETF USD Dist	72.95K	0.46%	-
BankInvest Børsnoterede Alt. Akk. W	50.23K	0.31%	-8.83K
Virtus Private Credit ETF	36.30K	0.23%	-
Undrly Fid DC L&G Fut Wld Mlt Asst MAGJ	27.77K	0.18%	3.99K
FID DC L&G Diversified Fund	25.68K	0.17%	25.68K
AZ Fd1 AZ Alt Glb Mcr Opp B-AZ C	10.00K	0.07%	-5.00K
BTG Pactual Global BDCS I	4.50K	0.03%	1.80K
FlexShares® Listed Priv Eq ETF USD Acc	3.96K	0.02%	-
RBC Microcap Value I	3.40K	0.02%	-
Blackstone Alternative Multi-Strategy I	1.30K	0.01%	-100.00

Recent Insider Transactions

Date	Name	Role	Activity	Value
May 04, 2023	Oberbeck Christian L	CEO, Director and President	Buy	$47.62K
Aug 02, 2022	Looney Steven M		Buy	$29.43K
Aug 11, 2020	Oberbeck Christian L	CEO and Director	Buy	$35.34K
Aug 10, 2020	Oberbeck Christian L	CEO and Director	Buy	$87.55K
Jul 24, 2020	Oberbeck Christian L	CEO and Director	Buy	$16.89K

Insider Transactions Trends

Date	Buy	Sell
2025 Q3	-	-
2024 Q4	-	-
2024 Q3	-	-
2023 Q4	-	-
2023 Q3	-	-

SAR Ownership FAQ

Who Owns Saratoga Investment?

Saratoga Investment shareholders are primarily institutional investors at 15.25%, followed by 13.71% insiders and 71.04% retail investors. The average institutional ownership in Saratoga Investment's industry, Asset Management Stocks, is 51.84%, which Saratoga Investment falls below.

Who owns the most shares of Saratoga Investment?

Saratoga Investment’s largest shareholders are Lido advisors (186.25K shares, 1.21%), Hennion & walsh asset management (180.06K shares, 1.14%), and Two sigma advisers, lp (145.1K shares, 1.05%). Together, they hold 3.41% of Saratoga Investment’s total shares outstanding.

Does Blackrock own Saratoga Investment?

BlackRock is not among the top 10 institutional shareholders of Saratoga Investment.

Who is Saratoga Investment’s biggest shareholder by percentage of total assets invested?

Palogic value management is Saratoga Investment’s biggest shareholder by percentage of total assets invested, with 0.47% of its assets in 46.68K Saratoga Investment shares, valued at 1.16M$.

Who is the top mutual fund holder of Saratoga Investment shares?

iShares Listed Private Eq ETF USD Dist is the top mutual fund holder of Saratoga Investment shares, with 0.46% of its total shares outstanding invested in 72.95K Saratoga Investment shares.

Try Tickergate Pro Free

Customize Everything. 100% Flexibility. Fast and Easy to Use (No code or Excel Needed)

Customize your own personal stocks lists, views and charts
Choose from hundreds of fields, up to 15 years of history
Conduct deep comparison analysis

Discover trending investment themes
Find your next best investment
Research stocks using tools