Saratoga Investment Ownership | Who Owns Saratoga Investment?
Saratoga Investment Ownership Summary
Saratoga Investment is owned by 14.20% institutional investors, 13.58% insiders, and 72.22% retail investors. Lido advisors is the largest institutional shareholder, holding 1.25% of SAR shares. iShares Listed Private Eq ETF USD Dist is the top mutual fund, with 0.46% of its assets in Saratoga Investment shares.
SAR Ownership Benchmark
| Type | Name | % Inst | % Insiders | % Retail |
|---|---|---|---|---|
| Stock | Saratoga Investment | 14.20% | 13.58% | 72.22% |
| Sector | Financial Services Stocks | 36.95% | 15.48% | 47.58% |
| Industry | Asset Management Stocks | 33.74% | 8.99% | 57.26% |
Institutional Shareholders
Top Institutional Shareholders by Total Shares
| Holder | Shares | % Holding | Value |
|---|---|---|---|
| Lido advisors | 197.87K | 1.25% | $4.83M |
| Hennion & walsh asset management | 180.06K | 1.14% | $4.39M |
| Private advisor group | 158.29K | 1.00% | $3.86B |
| Millennium management | 105.13K | 0.76% | $2.51M |
| Advisors asset management | 115.64K | 0.73% | $2.82M |
| Two sigma investments, lp | 115.03K | 0.73% | $2.81M |
| Lpl financial | 108.73K | 0.69% | $2.65M |
| Two sigma advisers, lp | 100.65K | 0.64% | $2.45M |
| Blackrock funding, inc. /de | 98.87K | 0.63% | $2.41M |
| Legal & general group | 93.53K | 0.59% | $2.28M |
Top Institutional Shareholders by % of Total Assets
| Holder | Shares | % Assets | Value |
|---|---|---|---|
| Palogic value management | 46.68K | 0.46% | $1.14M |
| Tmd wealth management | 67.73K | 0.34% | $1.54M |
| Next level private | 43.53K | 0.31% | $1.06M |
| Virtus investment advisers | 36.28K | 0.25% | $884.99K |
| Hennion & walsh asset management | 180.06K | 0.16% | $4.39M |
| Jb capital partners lp | 33.85K | 0.14% | $807.93K |
| Redhawk wealth advisors | 40.36K | 0.11% | $984.29K |
| Davidson trust | 11.00K | 0.11% | $268.29K |
| International assets investment management | 52.61K | 0.11% | $1.32M |
| Ethos financial group | 53.83K | 0.10% | $1.31M |
Top Buyers
| Holder | Shares | % Assets | Change |
|---|---|---|---|
| Blackrock funding, inc. /de | 98.87K | - | 29.27K |
| Brevan howard capital management lp | 17.68K | 0.00% | 17.68K |
| Marshall wace, llp | 16.63K | 0.00% | 16.63K |
| Focus financial network | 15.65K | 0.01% | 15.65K |
| Vestgen advisors | 12.76K | 0.01% | 12.76K |
Top Sellers
| Holder | Shares | % Assets | Change |
|---|---|---|---|
| Two sigma advisers, lp | 100.65K | 0.00% | -131.15K |
| Two sigma investments, lp | 115.03K | 0.00% | -60.80K |
| Rockefeller capital management | - | - | -56.98K |
| Qube research | - | - | -53.02K |
| Franklin resources | - | - | -36.02K |
New Positions
| Holder | Shares | % Assets | Change | Value |
|---|---|---|---|---|
| Brevan howard capital management lp | 17.68K | 0.00% | 17.68K | $431.09K |
| Focus financial network | 15.65K | 0.01% | 15.65K | $381.83K |
| Vestgen advisors | 12.76K | 0.01% | 12.76K | $311.19K |
| Quantbot technologies lp | 1.46K | 0.00% | 1.46K | $35.71K |
| Bnp paribas arbitrage, snc | 1.01K | - | 1.01K | $24.54K |
Sold Out
| Holder | Change |
|---|---|
| Tower research capital llc (trc) | -2.00 |
| Hexagon capital partners | -81.00 |
| Venturi wealth management | -93.00 |
| Creekmur asset management | -144.00 |
| Financial management professionals | -181.00 |
Institutional Ownership Trends
| Date | Holdings | Change % | Shares | Change % | Ownership | Change % | Increased Position | Change % | Decreased Position | Change % |
|---|---|---|---|---|---|---|---|---|---|---|
| Sep 30, 2025 | 70 | 6.06% | 2,239,940 | -1.05% | 14 | 6.52% | 38 | 11.76% | 13 | -13.33% |
| Jun 30, 2025 | 68 | -1.45% | 2,340,713 | -7.29% | 15 | 4.63% | 33 | -5.71% | 17 | 41.67% |
| Mar 31, 2025 | 69 | -1.43% | 2,524,729 | 14.19% | 18 | 7.06% | 35 | 16.67% | 12 | -33.33% |
| Dec 31, 2024 | 69 | 15.00% | 2,205,837 | 4.11% | 15 | 6.71% | 30 | 25.00% | 18 | -5.26% |
| Sep 30, 2024 | 58 | -4.92% | 2,107,623 | 4.75% | 15 | 6.09% | 23 | -17.86% | 18 | 20.00% |
Top Mutual Funds Shareholders
| Holder | Shares | % Holding | Change |
|---|---|---|---|
| iShares Listed Private Eq ETF USD Dist | 72.95K | 0.46% | - |
| BankInvest Børsnoterede Alt. Akk. W | 50.23K | 0.31% | -8.83K |
| Virtus Private Credit ETF | 36.30K | 0.23% | - |
| Undrly Fid DC L&G Fut Wld Mlt Asst MAGJ | 27.77K | 0.18% | 3.99K |
| FID DC L&G Diversified Fund | 25.68K | 0.17% | 25.68K |
| AZ Fd1 AZ Alt Glb Mcr Opp B-AZ C | 10.00K | 0.07% | -5.00K |
| BTG Pactual Global BDCS I | 4.50K | 0.03% | 1.80K |
| FlexShares® Listed Priv Eq ETF USD Acc | 3.96K | 0.02% | - |
| RBC Microcap Value I | 3.40K | 0.02% | - |
| Blackstone Alternative Multi-Strategy I | 1.30K | 0.01% | -100.00 |
Recent Insider Transactions
| Date | Name | Role | Activity | Value |
|---|---|---|---|---|
| May 04, 2023 | Oberbeck Christian L | CEO, Director and President | Buy | $47.62K |
| Aug 02, 2022 | Looney Steven M | Buy | $29.43K | |
| Aug 11, 2020 | Oberbeck Christian L | CEO and Director | Buy | $35.34K |
| Aug 10, 2020 | Oberbeck Christian L | CEO and Director | Buy | $87.55K |
| Jul 24, 2020 | Oberbeck Christian L | CEO and Director | Buy | $16.89K |
Insider Transactions Trends
| Date | Buy | Sell |
|---|---|---|
| 2025 Q3 | - | - |
| 2024 Q4 | - | - |
| 2024 Q3 | - | - |
| 2023 Q4 | - | - |
| 2023 Q3 | - | - |
SAR Ownership FAQ
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