Saratoga Investment Ownership | Who Owns Saratoga Investment?

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Saratoga Investment Ownership Summary

Saratoga Investment is owned by 11.78% institutional investors, 13.86% insiders, and 74.35% retail investors. Lido advisors is the largest institutional shareholder, holding 1.15% of SAR shares. iShares Listed Private Eq ETF USD Dist is the top mutual fund, with 0.33% of its assets in Saratoga Investment shares.

SAR Ownership Benchmark

Type	Name	% Inst	% Insiders	% Retail
Stock	Saratoga Investment	11.78%	13.86%	74.35%
Sector	Financial Services Stocks	493.55%	13.79%	-407.34%
Industry	Asset Management Stocks	47.59%	11.88%	40.53%

Institutional Shareholders

Top Institutional Shareholders by Total Shares

Holder	Shares	% Holding	Value
Lido advisors	181.52K	1.15%	$4.05M
Private advisor group	146.68K	0.93%	$3.27M
Legal & general group	141.23K	0.89%	$3.16M
Hennion & walsh asset management	127.04K	0.80%	$2.83M
Advisors asset management	121.64K	0.77%	$2.71M
Millennium management	105.13K	0.76%	$2.51M
International assets investment management	116.01K	0.73%	$2.61M
Lpl financial	111.91K	0.71%	$2.50M
Two sigma advisers, lp	100.65K	0.64%	$2.45M
Wells fargo & company/mn	85.08K	0.54%	$1.90M

Top Institutional Shareholders by % of Total Assets

Holder	Shares	% Assets	Value
Palogic value management	46.68K	0.34%	$1.04M
Tmd wealth management	67.73K	0.34%	$1.54M
Next level private	43.53K	0.19%	$971.09K
International assets investment management	116.01K	0.16%	$2.61M
Jb capital partners lp	33.85K	0.11%	$737.19K
Virtus investment advisers	20.76K	0.11%	$463.09K
Davidson trust	11.00K	0.10%	$245.41K
Ethos financial group	56.53K	0.08%	$1.26M
Hennion & walsh asset management	127.04K	0.08%	$2.83M
Advisors asset management	121.64K	0.04%	$2.71M

Top Buyers

Holder	Shares	% Assets	Change
Janney montgomery scott	56.16K	0.00%	45.90K
International assets investment management	116.01K	0.16%	33.60K
Citadel advisors	50.51K	0.00%	27.20K
Legal & general group	141.23K	0.00%	18.29K
Advisors asset management	121.64K	0.04%	15.01K

Top Sellers

Holder	Shares	% Assets	Change
Two sigma advisers, lp	100.65K	0.00%	-131.15K
Rockefeller capital management	-	-	-56.98K
Qube research	-	-	-53.02K
Redhawk wealth advisors	-	-	-40.36K
Two sigma investments, lp	17.42K	0.00%	-37.33K

New Positions

Holder	Shares	% Assets	Change	Value
Ifg advisory	1.00K	0.00%	1.00K	$22.31K
Integrated wealth concepts	965.00	0.00%	965.00	$21.52K
Concourse financial group securities	188.00	0.00%	188.00	$4.69K
Newedge advisors	100.00	-	100.00	$2.23K
Mercer global advisors inc /adv	48.00	-	48.00	$1.06K

Sold Out

Holder	Change
Tower research capital llc (trc)	-2.00
Ronald blue trust	-20.00
Hantz financial services	-75.00
Hexagon capital partners	-81.00
Venturi wealth management	-93.00

Institutional Ownership Trends

Date	Holdings	Change %	Shares	Change %	Ownership	Change %	Increased Position	Change %	Decreased Position	Change %
Jun 30, 2026	65	-4.41%	1,867,393	-3.21%	11	7.95%	29	-19.44%	21	133.33%
Mar 31, 2026	42	-45.45%	1,376,267	-34.09%	8	5.08%	23	-28.13%	4	-82.61%
Dec 31, 2025	52	-31.58%	1,505,506	-33.30%	9	4.57%	23	-43.90%	14	-
Sep 30, 2025	70	6.06%	2,239,940	-1.05%	14	6.52%	38	11.76%	13	-13.33%
Jun 30, 2025	68	-1.45%	2,340,713	-7.29%	15	4.63%	33	-5.71%	17	41.67%

Top Mutual Funds Shareholders

Holder	Shares	% Holding	Change
iShares Listed Private Eq ETF USD Dist	53.30K	0.33%	-
Undrly Fid DC L&G Fut Wld Mlt Asst MAGJ	32.58K	0.20%	4.11K
BankInvest Børsnoterede Alt. Akk. W	27.03K	0.17%	-
FID DC L&G Diversified Fund	26.24K	0.16%	26.24K
Virtus Private Credit ETF	20.76K	0.13%	-
AZ Fd1 AZ Alt Glb Mcr Opp B-AZ C	10.00K	0.07%	-5.00K
BTG Pactual Global BDCS I	7.20K	0.04%	2.70K
FID DC L&G Retirement Income MA Fund	5.96K	0.04%	424.00
FlexShares® Listed Priv Eq ETF USD Acc	5.54K	0.03%	-
RBC Microcap Value I	3.40K	0.02%	-

Recent Insider Transactions

Date	Name	Role	Activity	Value
May 04, 2023	Oberbeck Christian L	CEO, Director and President	Buy	$47.62K
Aug 02, 2022	Looney Steven M		Buy	$29.43K
Aug 11, 2020	Oberbeck Christian L	CEO and Director	Buy	$35.34K
Aug 10, 2020	Oberbeck Christian L	CEO and Director	Buy	$87.55K
Jul 24, 2020	Oberbeck Christian L	CEO and Director	Buy	$16.89K

Insider Transactions Trends

Date	Buy	Sell
2026 Q3	-	-
2026 Q1	-	-
2025 Q4	-	-
2025 Q3	-	-
2024 Q4	-	-

SAR Ownership FAQ

Who Owns Saratoga Investment?

Saratoga Investment shareholders are primarily institutional investors at 11.78%, followed by 13.86% insiders and 74.36% retail investors. The average institutional ownership in Saratoga Investment's industry, Asset Management Stocks, is 47.59%, which Saratoga Investment falls below.

Who owns the most shares of Saratoga Investment?

Saratoga Investment’s largest shareholders are Lido advisors (181.52K shares, 1.15%), Private advisor group (146.68K shares, 0.93%), and Legal & general group (141.23K shares, 0.89%). Together, they hold 2.96% of Saratoga Investment’s total shares outstanding.

Does Blackrock own Saratoga Investment?

BlackRock is not among the top 10 institutional shareholders of Saratoga Investment.

Who is Saratoga Investment’s biggest shareholder by percentage of total assets invested?

Palogic value management is Saratoga Investment’s biggest shareholder by percentage of total assets invested, with 0.34% of its assets in 46.68K Saratoga Investment shares, valued at 1.04M$.

Who is the top mutual fund holder of Saratoga Investment shares?

iShares Listed Private Eq ETF USD Dist is the top mutual fund holder of Saratoga Investment shares, with 0.33% of its total shares outstanding invested in 53.3K Saratoga Investment shares.

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