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Saratoga Investment Ownership | Who Owns Saratoga Investment?

OverviewForecastRevenueFinancialsChartTranscripts

Saratoga Investment Ownership Summary

Saratoga Investment is owned by 11.78% institutional investors, 13.86% insiders, and 74.35% retail investors. Lido advisors is the largest institutional shareholder, holding 1.15% of SAR shares. iShares Listed Private Eq ETF USD Dist is the top mutual fund, with 0.30% of its assets in Saratoga Investment shares.

SAR Ownership Benchmark

TypeName% Inst% Insiders% Retail
StockSaratoga Investment11.78%13.86%74.35%
SectorFinancial Services Stocks 493.55%13.79%-407.34%
IndustryAsset Management Stocks47.25%11.92%40.83%

Institutional Shareholders

Top Institutional Shareholders by Total Shares

HolderShares% HoldingValue
Lido advisors181.52K1.15%$4.05M
Private advisor group146.68K0.93%$3.27M
Legal & general group141.23K0.89%$3.16M
Hennion & walsh asset management127.04K0.80%$2.83M
Advisors asset management121.64K0.77%$2.71M
Millennium management105.13K0.76%$2.51M
Lpl financial111.91K0.71%$2.50M
Two sigma advisers, lp100.65K0.64%$2.45M
Wells fargo & company/mn85.08K0.54%$1.90M
Tmd wealth management67.73K0.53%$1.54M

Top Institutional Shareholders by % of Total Assets

HolderShares% AssetsValue
Palogic value management46.68K0.34%$1.04M
Tmd wealth management67.73K0.34%$1.54M
Next level private43.53K0.19%$971.09K
International assets investment management17.18K0.14%$2.33M
Jb capital partners lp33.85K0.11%$737.19K
Virtus investment advisers20.76K0.11%$463.09K
Davidson trust11.00K0.10%$245.41K
Ethos financial group56.53K0.08%$1.26M
Hennion & walsh asset management127.04K0.08%$2.83M
Advisors asset management121.64K0.04%$2.71M

Top Buyers

HolderShares% AssetsChange
Janney montgomery scott56.16K0.00%45.90K
Citadel advisors50.51K0.00%27.20K
Legal & general group141.23K0.00%18.29K
Advisors asset management121.64K0.04%15.01K
Xtx topco24.94K0.01%14.86K

Top Sellers

HolderShares% AssetsChange
Two sigma advisers, lp100.65K0.00%-131.15K
International assets investment management17.18K0.14%-98.84K
Rockefeller capital management---56.98K
Qube research---53.02K
Redhawk wealth advisors---40.36K

New Positions

HolderShares% AssetsChangeValue
Ifg advisory1.00K0.00%1.00K$22.31K
Integrated wealth concepts965.000.00%965.00$21.52K
Laurel wealth advisors241.000.00%241.00$4.02K
Concourse financial group securities188.000.00%188.00$4.69K
Newedge advisors100.00-100.00$2.23K

Sold Out

HolderChange
Tower research capital llc (trc)-2.00
Ronald blue trust-20.00
Hantz financial services-75.00
Hexagon capital partners-81.00
Venturi wealth management-93.00

Institutional Ownership Trends

DateHoldingsChange %SharesChange %OwnershipChange %Increased PositionChange %Decreased PositionChange %
Jun 30, 202665-4.41%1,867,393-3.21%117.95%29-19.44%21133.33%
Mar 31, 202642-45.45%1,376,267-34.09%85.08%23-28.13%4-82.61%
Dec 31, 202552-31.58%1,505,506-33.30%94.57%23-43.90%14-
Sep 30, 2025706.06%2,239,940-1.05%146.52%3811.76%13-13.33%
Jun 30, 202568-1.45%2,340,713-7.29%154.63%33-5.71%1741.67%

Top Mutual Funds Shareholders

HolderShares% HoldingChange
iShares Listed Private Eq ETF USD Dist48.31K0.30%-
Virtus Private Credit ETF32.92K0.20%798.00
Undrly Fid DC L&G Fut Wld Mlt Asst MAGJ32.58K0.20%4.11K
BankInvest Børsnoterede Alt. Akk. W27.03K0.17%-
FID DC L&G Diversified Fund22.57K0.14%-3.67K
AZ Fd1 AZ Alt Glb Mcr Opp B-AZ C10.00K0.07%-5.00K
BTG Pactual Global BDCS I7.20K0.04%2.70K
FID DC L&G Retirement Income MA Fund5.99K0.04%27.00
FlexShares® Listed Priv Eq ETF USD Acc5.54K0.03%-
RBC Microcap Value I3.40K0.02%-

Recent Insider Transactions

DateNameRoleActivityValue
Oct 08, 2026Oberbeck Christian L CEO and DirectorBuy$223.35K
Oct 09, 2026Oberbeck Christian L CEO and DirectorBuy$222.45K
May 04, 2023Oberbeck Christian L CEO, Director and PresidentBuy$47.62K
Aug 02, 2022Looney Steven M Buy$29.43K
Aug 10, 2020Oberbeck Christian L CEO and DirectorBuy$87.55K

Insider Transactions Trends

DateBuySell
2026 Q42-
2026 Q3--
2026 Q1--
2025 Q4--
2025 Q3--

SAR Ownership FAQ

Who Owns Saratoga Investment?

Saratoga Investment shareholders are primarily institutional investors at 11.78%, followed by 13.86% insiders and 74.36% retail investors. The average institutional ownership in Saratoga Investment's industry, Asset Management Stocks, is 47.25%, which Saratoga Investment falls below.

Who owns the most shares of Saratoga Investment?

Saratoga Investment’s largest shareholders are Lido advisors (181.52K shares, 1.15%), Private advisor group (146.68K shares, 0.93%), and Legal & general group (141.23K shares, 0.89%). Together, they hold 2.96% of Saratoga Investment’s total shares outstanding.

Does Blackrock own Saratoga Investment?

BlackRock is not among the top 10 institutional shareholders of Saratoga Investment.

Who is Saratoga Investment’s biggest shareholder by percentage of total assets invested?

Palogic value management is Saratoga Investment’s biggest shareholder by percentage of total assets invested, with 0.34% of its assets in 46.68K Saratoga Investment shares, valued at 1.04M$.

Who is the top mutual fund holder of Saratoga Investment shares?

iShares Listed Private Eq ETF USD Dist is the top mutual fund holder of Saratoga Investment shares, with 0.30% of its total shares outstanding invested in 48.31K Saratoga Investment shares.

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