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Saratoga Investment Ownership | Who Owns Saratoga Investment?

OverviewForecastRevenueFinancialsChartTranscripts

Saratoga Investment Ownership Summary

Saratoga Investment is owned by 9.35% institutional investors, 13.42% insiders, and 77.24% retail investors. Lido advisors is the largest institutional shareholder, holding 1.24% of SAR shares. iShares Listed Private Eq ETF USD Dist is the top mutual fund, with 0.45% of its assets in Saratoga Investment shares.

SAR Ownership Benchmark

TypeName% Inst% Insiders% Retail
StockSaratoga Investment9.35%13.42%77.24%
SectorFinancial Services Stocks 32.19%15.44%52.37%
IndustryAsset Management Stocks46.20%8.54%45.25%

Institutional Shareholders

Top Institutional Shareholders by Total Shares

HolderShares% HoldingValue
Lido advisors199.14K1.24%$4.86M
Private advisor group158.29K1.00%$3.86B
Hennion & walsh asset management141.47K0.88%$3.26M
Millennium management105.13K0.76%$2.51M
Two sigma investments, lp115.03K0.73%$2.81M
Legal & general group117.29K0.73%$2.71M
Lpl financial113.73K0.71%$2.62M
Two sigma advisers, lp100.65K0.64%$2.45M
Advisors asset management101.38K0.63%$2.34M
Blackrock funding, inc. /de95.20K0.59%$2.20M

Top Institutional Shareholders by % of Total Assets

HolderShares% AssetsValue
Palogic value management46.68K0.46%$1.14M
Tmd wealth management67.73K0.34%$1.54M
Next level private43.53K0.26%$1.00M
Virtus investment advisers36.28K0.25%$884.99K
Jb capital partners lp33.85K0.14%$807.93K
Hennion & walsh asset management141.47K0.11%$3.26M
Davidson trust11.00K0.11%$253.77K
International assets investment management61.81K0.10%$1.43M
Ethos financial group52.85K0.09%$1.22M
Register financial advisors5.98K0.05%$137.97K

Top Buyers

HolderShares% AssetsChange
Legal & general group117.29K0.00%23.77K
Brevan howard capital management lp17.68K0.00%17.68K
Vestgen advisors12.76K0.01%12.76K
Aquatic capital management12.73K0.01%12.47K
Ubs group13.02K-12.06K

Top Sellers

HolderShares% AssetsChange
Two sigma advisers, lp100.65K0.00%-131.15K
Two sigma investments, lp115.03K0.00%-60.80K
Rockefeller capital management---56.98K
Qube research---53.02K
Morgan stanley30.34K--46.70K

New Positions

HolderShares% AssetsChangeValue
Brevan howard capital management lp17.68K0.00%17.68K$431.09K
Vestgen advisors12.76K0.01%12.76K$311.19K
Empowered funds449.000.00%449.00$10.36K
Flagship harbor advisors443.000.00%443.00$10.23K
Avion wealth204.000.00%204.00$4.00K

Sold Out

HolderChange
Tower research capital llc (trc)-2.00
Hantz financial services-75.00
Hexagon capital partners-81.00
Venturi wealth management-93.00
Creekmur asset management-144.00

Institutional Ownership Trends

DateHoldingsChange %SharesChange %OwnershipChange %Increased PositionChange %Decreased PositionChange %
Dec 31, 202552-31.58%1,505,506-33.30%94.57%23-43.90%14-
Sep 30, 2025706.06%2,239,940-1.05%146.52%3811.76%13-13.33%
Jun 30, 202568-1.45%2,340,713-7.29%154.63%33-5.71%1741.67%
Mar 31, 202569-1.43%2,524,72914.19%187.06%3516.67%12-33.33%
Dec 31, 20246915.00%2,205,8374.11%156.71%3025.00%18-5.26%

Top Mutual Funds Shareholders

HolderShares% HoldingChange
iShares Listed Private Eq ETF USD Dist72.39K0.45%72.39K
BankInvest Børsnoterede Alt. Akk. W45.95K0.28%-4.29K
Virtus Private Credit ETF33.33K0.21%-
Undrly Fid DC L&G Fut Wld Mlt Asst MAGJ26.87K0.17%5.05K
FID DC L&G Diversified Fund25.68K0.17%25.68K
AZ Fd1 AZ Alt Glb Mcr Opp B-AZ C10.00K0.07%-5.00K
FlexShares® Listed Priv Eq ETF USD Acc5.54K0.03%-
BTG Pactual Global BDCS I4.50K0.03%-
RBC Microcap Value I3.40K0.02%-
Blackstone Alternative Multi-Strategy I2.20K0.01%2.20K

Recent Insider Transactions

DateNameRoleActivityValue
May 04, 2023Oberbeck Christian L CEO, Director and PresidentBuy$47.62K
Aug 02, 2022Looney Steven M Buy$29.43K
Aug 11, 2020Oberbeck Christian L CEO and DirectorBuy$35.34K
Aug 10, 2020Oberbeck Christian L CEO and DirectorBuy$87.55K
Jul 24, 2020Oberbeck Christian L CEO and DirectorBuy$16.89K

Insider Transactions Trends

DateBuySell
2026 Q1--
2025 Q4--
2025 Q3--
2024 Q4--
2024 Q3--

SAR Ownership FAQ

Who Owns Saratoga Investment?

Saratoga Investment shareholders are primarily institutional investors at 9.35%, followed by 13.42% insiders and 77.23% retail investors. The average institutional ownership in Saratoga Investment's industry, Asset Management Stocks, is 46.20%, which Saratoga Investment falls below.

Who owns the most shares of Saratoga Investment?

Saratoga Investment’s largest shareholders are Lido advisors (199.14K shares, 1.24%), Private advisor group (158.29K shares, 1.00%), and Hennion & walsh asset management (141.47K shares, 0.88%). Together, they hold 3.12% of Saratoga Investment’s total shares outstanding.

Does Blackrock own Saratoga Investment?

BlackRock is not among the top 10 institutional shareholders of Saratoga Investment.

Who is Saratoga Investment’s biggest shareholder by percentage of total assets invested?

Palogic value management is Saratoga Investment’s biggest shareholder by percentage of total assets invested, with 0.46% of its assets in 46.68K Saratoga Investment shares, valued at 1.14M$.

Who is the top mutual fund holder of Saratoga Investment shares?

iShares Listed Private Eq ETF USD Dist is the top mutual fund holder of Saratoga Investment shares, with 0.45% of its total shares outstanding invested in 72.39K Saratoga Investment shares.

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