SuRo Capital Ownership | Who Owns SuRo Capital?


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SuRo Capital Ownership Summary


SuRo Capital is owned by 22.55% institutional investors, 7.91% insiders, and 69.54% retail investors. Gabelli funds is the largest institutional shareholder, holding 6.21% of SSSS shares. Gabelli Equity Trust is the top mutual fund, with 2.93% of its assets in SuRo Capital shares.

SSSS Ownership Benchmark


TypeName% Inst% Insiders% Retail
StockSuRo Capital22.55%7.91%69.54%
SectorFinancial Services Stocks 36.95%15.48%47.58%
IndustryAsset Management Stocks32.07%9.35%58.59%

Institutional Shareholders


Top Institutional Shareholders by Total Shares

HolderShares% HoldingValue
Gabelli funds1.47M6.21%$13.27M
Needham investment management426.59K1.80%$3.84M
Gamco investors, inc. et al282.50K1.19%$2.54M
Mgo one seven268.54K1.13%$2.42M
Two sigma investments, lp211.91K0.89%$1.91M
Franklin resources189.70K0.80%$1.71M
Acadian asset management176.55K0.74%$1.59M
Blackrock funding, inc. /de143.23K0.60%$1.29M
Jane street group124.24K0.52%$1.12B
Bulldog investors, llp121.45K0.51%$1.09M

Top Institutional Shareholders by % of Total Assets

HolderShares% AssetsValue
Intrepid family office100.00K0.75%$900.00K
Needham investment management426.59K0.27%$3.84M
Bulldog investors, llp121.45K0.25%$1.09M
Supplemental annuity collective trust of nj84.01K0.20%$756.06K
Nj state employees deferred compensation plan94.11K0.09%$847.03K
Gabelli funds1.47M0.09%$13.27M
Wellington shields26.59K0.06%$239.32K
Mgo one seven268.54K0.06%$2.42M
Harbor capital advisors78.67K0.06%$708.00K
Byrne asset management9.21K0.05%$82.89K

Top Buyers

HolderShares% AssetsChange
Blackrock funding, inc. /de143.23K-143.23K
Two sigma investments, lp211.91K0.00%138.82K
Susquehanna group, llp116.10K0.00%79.67K
Wolverine trading68.26K0.00%68.26K
Jane street group124.24K0.00%53.60K

Top Sellers

HolderShares% AssetsChange
J. goldman & co lp---610.81K
Thomas j. herzfeld advisors---264.34K
Lokken investment group---153.80K
Harbor capital advisors78.67K0.06%-127.99K
Sagefield capital lp---88.50K

New Positions

HolderShares% AssetsChangeValue
Wolverine trading68.26K0.00%68.26K$413.68K
Two sigma advisers, lp44.00K0.00%44.00K$396.00K
Hillsdale investment management35.40K0.01%35.40K$318.60K
O'shaughnessy asset management32.77K0.00%32.77K$294.96K
Janney montgomery scott29.14K0.00%29.14K$262.00K

Sold Out

HolderChange
Visionpoint advisory group-1.00
Pnc financial services group-12.00
Jaffetilchin investment partners-19.00
Fmr-25.00
Tower research capital llc (trc)-54.00

Institutional Ownership Trends


DateHoldingsChange %SharesChange %OwnershipChange %Increased PositionChange %Decreased PositionChange %
Sep 30, 20257429.82%5,351,0684.72%224.86%4545.16%1416.67%
Jun 30, 202558-3.33%4,794,716-21.42%203.02%30-14.29%1220.00%
Mar 31, 2025605.26%6,101,9915.36%254.22%352.94%1025.00%
Dec 31, 20245619.15%5,776,06335.18%247.40%3470.00%7-
Sep 30, 202446-2.13%4,268,07420.10%189.30%1958.33%7-46.15%

Top Mutual Funds Shareholders


HolderShares% HoldingChange
Gabelli Equity Trust700.85K2.93%80.85K
Gabelli Equity Trust Inc620.00K2.63%20.00K
Gabelli Dividend & Income405.49K1.70%142.99K
Gabelli Financial Services Opp ETF345.83K1.45%-45.83K
Embark Small Cap Equity Retirement205.39K0.86%-1.26K
Putnam BDC Income ETF185.35K0.78%-
Special Opportunities Fund182.63K0.78%47.77K
Embark Small Cap Equity Institutional174.53K0.74%15.21K
Gabelli Dividend & Income Trust132.00K0.56%12.00K
Special Opportunities Fund Inc126.31K0.54%-

Recent Insider Transactions


DateNameRoleActivityValue
Jun 11, 2025LOTT RONALD M.-Sell$289.38
Dec 26, 2024LOTT RONALD M.-Sell$2.63K
Aug 19, 2025LOTT RONALD M.-Sell$66.08K
Aug 11, 2025Klein Mark D Chairman, CEO and PresidentBuy$39.72K
Aug 12, 2025Klein Mark D Chairman, CEO and PresidentBuy$84.50K

Insider Transactions Trends


DateBuySell
2025 Q321
2025 Q21-
2025 Q1-1
2024 Q45-
2024 Q31-

SSSS Ownership FAQ


Who Owns SuRo Capital?

SuRo Capital shareholders are primarily institutional investors at 22.55%, followed by 7.91% insiders and 69.54% retail investors. The average institutional ownership in SuRo Capital's industry, Asset Management Stocks, is 32.07%, which SuRo Capital falls below.

Who owns the most shares of SuRo Capital?

SuRo Capital’s largest shareholders are Gabelli funds (1.47M shares, 6.21%), Needham investment management (426.59K shares, 1.80%), and Gamco investors, inc. et al (282.5K shares, 1.19%). Together, they hold 9.20% of SuRo Capital’s total shares outstanding.

Does Blackrock own SuRo Capital?

BlackRock is not among the top 10 institutional shareholders of SuRo Capital.

Who is SuRo Capital’s biggest shareholder by percentage of total assets invested?

Intrepid family office is SuRo Capital’s biggest shareholder by percentage of total assets invested, with 0.75% of its assets in 100K SuRo Capital shares, valued at 900K$.

Who is the top mutual fund holder of SuRo Capital shares?

Gabelli Equity Trust is the top mutual fund holder of SuRo Capital shares, with 2.93% of its total shares outstanding invested in 700.85K SuRo Capital shares.

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