SuRo Capital Ownership | Who Owns SuRo Capital?
SuRo Capital Ownership Summary
SuRo Capital is owned by 25.89% institutional investors, 6.76% insiders, and 67.35% retail investors. Thomas j. herzfeld advisors is the largest institutional shareholder, holding 5.81% of SSSS shares. Gabelli Equity Trust Inc is the top mutual fund, with 2.63% of its assets in SuRo Capital shares.
SSSS Ownership Benchmark
| Type | Name | % Inst | % Insiders | % Retail |
|---|---|---|---|---|
| Stock | SuRo Capital | 25.89% | 6.76% | 67.35% |
| Sector | Financial Services Stocks | 33.04% | 14.54% | 52.42% |
| Industry | Asset Management Stocks | 28.00% | 8.72% | 63.28% |
Institutional Shareholders
Top Institutional Shareholders by Total Shares
| Holder | Shares | % Holding | Value |
|---|---|---|---|
| Thomas j. herzfeld advisors | 1.36M | 5.81% | $7.98M |
| Gabelli funds | 1.16M | 4.98% | $6.85M |
| Needham investment management | 337.39K | 1.44% | $1.98M |
| Mgo one seven | 271.76K | 1.16% | $1.60M |
| Gamco investors, inc. et al | 210.75K | 0.90% | $1.24M |
| Levin capital strategies | 145.51K | 0.62% | $855.60K |
| Bulldog investors, llp | 144.35K | 0.62% | $849.72K |
| Susquehanna group, llp | 116.10K | 0.50% | $682.68K |
| Intrepid family office | 100.00K | 0.43% | $588.00K |
| Acadian asset management | 97.85K | 0.42% | $574.00K |
Top Institutional Shareholders by % of Total Assets
| Holder | Shares | % Assets | Value |
|---|---|---|---|
| Thomas j. herzfeld advisors | 1.36M | 2.56% | $7.98M |
| Intrepid family office | 100.00K | 0.61% | $588.00K |
| Ejf capital | 72.71K | 0.29% | $427.54K |
| Bulldog investors, llp | 144.35K | 0.22% | $849.72K |
| Needham investment management | 337.39K | 0.15% | $1.98M |
| Supplemental annuity collective trust of nj | 84.01K | 0.15% | $493.96K |
| Riverwater partners | 48.47K | 0.14% | $284.98K |
| Levin capital strategies | 145.51K | 0.08% | $855.60K |
| Nj state employees deferred compensation plan | 94.11K | 0.07% | $553.39K |
| Mgo one seven | 271.76K | 0.06% | $1.60M |
Top Buyers
| Holder | Shares | % Assets | Change |
|---|---|---|---|
| Thomas j. herzfeld advisors | 1.36M | 2.56% | 268.90K |
| Gabelli funds | 1.16M | 0.05% | 212.00K |
| Intrepid family office | 100.00K | 0.61% | 100.00K |
| Susquehanna group, llp | 116.10K | 0.00% | 79.67K |
| Marshall wace, llp | 78.45K | 0.00% | 78.45K |
Top Sellers
| Holder | Shares | % Assets | Change |
|---|---|---|---|
| J. goldman & co lp | - | - | -610.81K |
| Lokken investment group | - | - | -153.80K |
| Oxford asset management llp | - | - | -93.53K |
| Sagefield capital lp | - | - | -88.50K |
| Advisors asset management | - | - | -81.42K |
New Positions
| Holder | Shares | % Assets | Change | Value |
|---|---|---|---|---|
| Intrepid family office | 100.00K | 0.61% | 100.00K | $588.00K |
| Marshall wace, llp | 78.45K | 0.00% | 78.45K | $461.31K |
| Wolverine trading | 68.26K | 0.00% | 68.26K | $413.68K |
| Riverwater partners | 48.47K | 0.14% | 48.47K | $284.98K |
| Xtx topco | 23.88K | 0.01% | 23.88K | $140.42K |
Sold Out
| Holder | Change |
|---|---|
| Wells fargo & company/mn | -1.00 |
| Visionpoint advisory group | -1.00 |
| Pnc financial services group | -12.00 |
| Jaffetilchin investment partners | -19.00 |
| Fmr | -25.00 |
Institutional Ownership Trends
| Date | Holdings | Change % | Shares | Change % | Ownership | Change % | Increased Position | Change % | Decreased Position | Change % |
|---|---|---|---|---|---|---|---|---|---|---|
| Mar 31, 2025 | 60 | 5.26% | 6,101,991 | 5.36% | 25 | 4.22% | 35 | 2.94% | 10 | 25.00% |
| Dec 31, 2024 | 56 | 19.15% | 5,776,063 | 35.18% | 24 | 7.40% | 34 | 70.00% | 7 | - |
| Sep 30, 2024 | 46 | -2.13% | 4,268,074 | 20.10% | 18 | 9.30% | 19 | 58.33% | 7 | -46.15% |
| Jun 30, 2024 | 47 | -7.84% | 3,553,647 | 9.82% | 14 | 8.63% | 12 | -29.41% | 13 | -7.14% |
| Mar 31, 2024 | 51 | -7.27% | 3,235,834 | -1.41% | 12 | 8.13% | 17 | -15.00% | 14 | - |
Top Mutual Funds Shareholders
| Holder | Shares | % Holding | Change |
|---|---|---|---|
| Gabelli Equity Trust Inc | 620.00K | 2.63% | 20.00K |
| Gabelli Equity Trust | 620.00K | 2.63% | 20.00K |
| Gabelli Financial Services Opp ETF | 391.66K | 1.66% | -20.84K |
| Putnam BDC Income ETF | 220.58K | 0.94% | 124.04K |
| Embark Small Cap Equity Retirement | 177.92K | 0.76% | 3.39K |
| Embark Small Cap Equity Institutional | 174.53K | 0.74% | 15.21K |
| Gabelli Dividend & Income Trust | 132.00K | 0.56% | 12.00K |
| Gabelli Dividend & Income | 132.00K | 0.56% | 12.00K |
| Special Opportunities Fund | 126.31K | 0.54% | - |
| Special Opportunities Fund Inc | 126.31K | 0.54% | - |
Recent Insider Transactions
| Date | Name | Role | Activity | Value |
|---|---|---|---|---|
| May 09, 2025 | Klein Mark D | Chairman, CEO and President | Buy | $86.79K |
| Mar 20, 2025 | LOTT RONALD M. | - | Sell | $59.00K |
| Dec 02, 2024 | Klein Mark D | Chairman, CEO and President | Buy | $4.08K |
| Dec 02, 2024 | Green Allison | See Remarks | Buy | $49.87K |
| Nov 26, 2024 | Klein Mark D | Chairman, CEO and President | Buy | $50.30K |
Insider Transactions Trends
| Date | Buy | Sell |
|---|---|---|
| 2025 Q2 | 1 | - |
| 2025 Q1 | - | 1 |
| 2024 Q4 | 5 | - |
| 2024 Q3 | 1 | - |
| 2024 Q2 | - | - |
SSSS Ownership FAQ
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