SWK Ownership | Who Owns SWK?

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SWK Ownership Summary

SWK is owned by 86.54% institutional investors, 6.44% insiders, and 7.02% retail investors. Carlson capital l p is the largest institutional shareholder, holding 69.45% of SWKH shares. Vanguard US Total Market Shares ETF is the top mutual fund, with 1.13% of its assets in SWK shares.

SWKH Ownership Benchmark

Type	Name	% Inst	% Insiders	% Retail
Stock	SWK	86.54%	6.44%	7.02%
Sector	Financial Services Stocks	51.64%	15.54%	32.82%
Industry	Asset Management Stocks	51.84%	9.46%	38.70%

Institutional Shareholders

Top Institutional Shareholders by Total Shares

Holder	Shares	% Holding	Value
Carlson capital l p	8.49M	69.45%	$125.19M
M3f	698.43K	5.71%	$10.29M
Cannell capital	314.62K	2.57%	$4.64M
Vanguard group	234.29K	1.90%	$3.72M
Blackrock funding, inc. /de	144.51K	1.18%	$2.13M
Blackrock	139.26K	1.12%	$2.37M
Bridgeway capital management	107.98K	0.88%	$1.71M
Geode capital management	75.43K	0.61%	$1.20M
Raymond james financial	74.66K	0.61%	$1.10M
Empowered funds	57.07K	0.47%	$841.24K

Top Institutional Shareholders by % of Total Assets

Holder	Shares	% Assets	Value
Carlson capital l p	8.49M	51.71%	$125.19M
M3f	698.43K	2.90%	$10.29M
Cannell capital	314.62K	1.39%	$4.64M
Skyview investment advisors	31.16K	0.09%	$529.00K
Grace & white inc /ny	18.72K	0.05%	$272.39K
Bridgeway capital management	107.98K	0.04%	$1.71M
State of wyoming	7.37K	0.01%	$116.95K
Empowered funds	57.07K	0.01%	$841.24K
Dynamic advisor solutions	21.99K	0.01%	$319.93K
Uniplan investment counsel	1.22K	0.00%	$17.93K

Top Buyers

Holder	Shares	% Assets	Change
Raymond james financial	74.66K	0.00%	55.87K
Blackrock	139.26K	0.00%	21.79K
Acadian asset management	18.18K	0.00%	18.18K
Blackrock funding, inc. /de	144.51K	-	15.67K
Millennium management	14.84K	0.00%	14.84K

Top Sellers

Holder	Shares	% Assets	Change
M3f	698.43K	2.90%	-93.31K
Cannell capital	314.62K	1.39%	-40.14K
Greenwood capital associates	-	-	-39.31K
Vanguard group	234.29K	0.00%	-33.67K
Victory capital management	-	-	-30.77K

New Positions

Holder	Shares	% Assets	Change	Value
Acadian asset management	18.18K	0.00%	18.18K	$267.00K
Millennium management	14.84K	0.00%	14.84K	$235.35K
Bnp paribas arbitrage, snc	1.27K	-	1.27K	$20.16K
Uniplan investment counsel	1.22K	0.00%	1.22K	$17.93K
Allworth financial lp	6.00	-	6.00	$89.00

Sold Out

Holder	Change
Farther finance advisors	-2.00
Northwestern mutual wealth management	-3.00
Capital performance advisors llp	-4.00
Gamma investing	-9.00
Cornerstone planning group	-50.00

Institutional Ownership Trends

Date	Holdings	Change %	Shares	Change %	Ownership	Change %	Increased Position	Change %	Decreased Position	Change %
Jun 30, 2025	52	-	10,582,755	-0.99%	86	0.71%	26	8.33%	19	18.75%
Mar 31, 2025	52	-	10,688,245	-0.19%	110	1.46%	24	-14.29%	16	23.08%
Dec 31, 2024	26	-49.02%	9,184,316	-19.06%	74	0.88%	10	-62.96%	9	-18.18%
Sep 30, 2024	51	4.08%	11,346,833	-2.21%	92	1.06%	27	8.00%	11	-21.43%
Jun 30, 2024	49	19.51%	11,603,110	-0.16%	93	1.10%	25	78.57%	14	-22.22%

Top Mutual Funds Shareholders

Holder	Shares	% Holding	Change
Vanguard US Total Market Shares ETF	138.75K	1.13%	-
Vanguard Total Stock Mkt Idx Inv	135.79K	1.11%	-2.97K
EA Bridgeway Omni Small-Cap Value ETF	57.55K	0.47%	-
iShares Russell 2000 ETF	54.73K	0.45%	-
Bridgeway Omni Small-Cap Value N	30.41K	0.25%	-
Bridgeway Omni Small-Cap Value	30.41K	0.25%	-
Fidelity Small Cap Index	28.53K	0.23%	-74.00
Vanguard Institutional Extnd Mkt Idx Tr	26.57K	0.22%	-12.11K
iShares Russell 2000 Value ETF	26.42K	0.22%	-
Bridgeway Ultra-Small Company Market	25.00K	0.21%	-

Recent Insider Transactions

Date	Name	Role	Activity	Value
Sep 09, 2022	Staggs Joe David JR	PRESIDENT	Buy	$45.37K
Sep 09, 2022	Staggs Joe David JR	PRESIDENT	Buy	$45.37K

Insider Transactions Trends

Date	Buy	Sell
2025 Q2	-	-
2025 Q1	-	-
2024 Q4	-	-
2024 Q3	-	-
2024 Q2	-	-

SWKH Ownership FAQ

Who Owns SWK?

SWK shareholders are primarily institutional investors at 86.54%, followed by 6.44% insiders and 7.02% retail investors. The average institutional ownership in SWK's industry, Asset Management Stocks, is 51.84%, which SWK exceeds.

Who owns the most shares of SWK?

SWK’s largest shareholders are Carlson capital l p (8.49M shares, 69.45%), M3f (698.43K shares, 5.71%), and Cannell capital (314.62K shares, 2.57%). Together, they hold 77.73% of SWK’s total shares outstanding.

Does Blackrock own SWK?

Yes, BlackRock owns 1.12% of SWK, totaling 139.26K shares as of Jun 2024. This represents 0.00% of BlackRock's total assets, with a market value of 2.37M$. In the last quarter, BlackRock increased its holdings by 21.79K shares, a 18.55% change.

Who is SWK’s biggest shareholder by percentage of total assets invested?

Carlson capital l p is SWK’s biggest shareholder by percentage of total assets invested, with 51.71% of its assets in 8.49M SWK shares, valued at 125.19M$.

Who is the top mutual fund holder of SWK shares?

Vanguard US Total Market Shares ETF is the top mutual fund holder of SWK shares, with 1.13% of its total shares outstanding invested in 138.76K SWK shares.

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