SWK Ownership | Who Owns SWK?

Overview RevenueFinancials Chart Transcripts

SWK Ownership Summary

SWK is owned by 12.48% institutional investors, 6.51% insiders, and 81.01% retail investors. Carlson capital l p is the largest institutional shareholder, holding 70.09% of SWKH shares. Vanguard US Total Market Shares ETF is the top mutual fund, with 1.13% of its assets in SWK shares.

SWKH Ownership Benchmark

Type	Name	% Inst	% Insiders	% Retail
Stock	SWK	12.48%	6.51%	81.01%
Sector	Financial Services Stocks	37.05%	15.59%	47.36%
Industry	Asset Management Stocks	49.15%	11.31%	39.54%

Institutional Shareholders

Top Institutional Shareholders by Total Shares

Holder	Shares	% Holding	Value
Carlson capital l p	8.49M	70.09%	$146.08M
M3f	995.26K	8.18%	$16.93M
Credit industriel et commercial	225.00K	1.85%	$3.83M
Vanguard group	213.54K	1.76%	$3.67M
Blackrock funding, inc. /de	153.81K	1.26%	$2.62M
Blackrock	139.26K	1.12%	$2.37M
Bridgeway capital management	114.76K	0.94%	$1.67M
Geode capital management	72.89K	0.60%	$1.24M
Rangeley capital	63.00K	0.52%	$1.07M
Dimensional fund advisors lp	49.45K	0.41%	$841.01K

Top Institutional Shareholders by % of Total Assets

Holder	Shares	% Assets	Value
Carlson capital l p	8.49M	51.79%	$146.08M
M3f	995.26K	4.20%	$16.93M
Rangeley capital	63.00K	1.04%	$1.07M
Credit industriel et commercial	225.00K	0.30%	$3.83M
Skyview investment advisors	31.16K	0.09%	$529.00K
Grace & white inc /ny	18.72K	0.06%	$318.44K
Eversource wealth advisors	7.15K	0.05%	$1.79M
Bridgeway capital management	114.76K	0.04%	$1.67M
Prelude capital management	10.00K	0.01%	$170.10K
State of wyoming	2.76K	0.01%	$46.97K

Top Buyers

Holder	Shares	% Assets	Change
M3f	995.26K	4.20%	141.80K
Credit industriel et commercial	225.00K	0.30%	100.00K
Blackrock	139.26K	0.00%	21.79K
Vanguard fiduciary trust	19.86K	0.00%	19.86K
Newedge advisors	17.51K	0.00%	17.19K

Top Sellers

Holder	Shares	% Assets	Change
Cannell capital	-	-	-63.07K
Empowered funds	-	-	-57.55K
Greenwood capital associates	-	-	-39.31K
Goldman sachs group	-	-	-38.40K
Victory capital management	-	-	-30.77K

New Positions

Holder	Shares	% Assets	Change	Value
Vanguard fiduciary trust	19.86K	0.00%	19.86K	$337.87K
Millennium management	14.84K	0.00%	14.84K	$235.35K
Vanguard global advisers	1.40K	-	1.40K	$23.76K
Gamma investing	20.00	-	20.00	$340.00
Root financial partners	1.00	-	1.00	$17.00

Sold Out

Holder	Change
Sbi securities	-1.00
Northwestern mutual wealth management	-3.00
Capital performance advisors llp	-4.00
Clearstead advisors	-6.00
Cornerstone planning group	-41.00

Institutional Ownership Trends

Date	Holdings	Change %	Shares	Change %	Ownership	Change %	Increased Position	Change %	Decreased Position	Change %
Mar 31, 2026	29	-50.00%	1,518,125	-85.54%	12	0.17%	14	-51.72%	5	-73.68%
Dec 31, 2025	42	-28.81%	9,352,884	-11.76%	77	1.02%	22	-35.29%	11	-31.25%
Sep 30, 2025	40	-18.37%	9,926,076	-5.85%	81	1.09%	24	-4.00%	8	-55.56%
Jun 30, 2025	52	-	10,582,755	-0.99%	86	0.71%	26	8.33%	19	18.75%
Mar 31, 2025	52	-	10,688,245	-0.19%	110	1.46%	24	-14.29%	16	23.08%

Top Mutual Funds Shareholders

Holder	Shares	% Holding	Change
Vanguard US Total Market Shares ETF	138.75K	1.13%	-
Vanguard Total Stock Mkt Idx Inv	135.79K	1.12%	-
EA Bridgeway Omni Small-Cap Value ETF	57.55K	0.47%	-
iShares Russell 2000 ETF	55.83K	0.46%	-470.00
Vanguard Institutional Extnd Mkt Idx Tr	36.63K	0.30%	-
Bridgeway Omni Small-Cap Value N	30.41K	0.25%	-
Bridgeway Omni Small-Cap Value	30.41K	0.25%	-
Fidelity Small Cap Index	28.15K	0.23%	-114.00
iShares Russell 2000 Value ETF	25.61K	0.21%	-
Bridgeway Ultra-Small Company Market	25.00K	0.21%	-

Recent Insider Transactions

Date	Name	Role	Activity	Value
Sep 09, 2022	Staggs Joe David JR	PRESIDENT	Buy	$45.37K
Sep 09, 2022	Staggs Joe David JR	PRESIDENT	Buy	$45.37K

Insider Transactions Trends

Date	Buy	Sell
2025 Q2	-	-
2025 Q1	-	-
2024 Q4	-	-
2024 Q3	-	-
2024 Q2	-	-

SWKH Ownership FAQ

Who Owns SWK?

SWK shareholders are primarily institutional investors at 12.48%, followed by 6.51% insiders and 81.01% retail investors. The average institutional ownership in SWK's industry, Asset Management Stocks, is 49.15%, which SWK falls below.

Who owns the most shares of SWK?

SWK’s largest shareholders are Carlson capital l p (8.49M shares, 70.09%), M3f (995.26K shares, 8.18%), and Credit industriel et commercial (225K shares, 1.85%). Together, they hold 80.13% of SWK’s total shares outstanding.

Does Blackrock own SWK?

Yes, BlackRock owns 1.12% of SWK, totaling 139.26K shares as of Jun 2024. This represents 0.00% of BlackRock's total assets, with a market value of 2.37M$. In the last quarter, BlackRock increased its holdings by 21.79K shares, a 18.55% change.

Who is SWK’s biggest shareholder by percentage of total assets invested?

Carlson capital l p is SWK’s biggest shareholder by percentage of total assets invested, with 51.79% of its assets in 8.49M SWK shares, valued at 146.08M$.

Who is the top mutual fund holder of SWK shares?

Vanguard US Total Market Shares ETF is the top mutual fund holder of SWK shares, with 1.13% of its total shares outstanding invested in 138.76K SWK shares.

Try Tickergate Pro Free

Customize Everything. 100% Flexibility. Fast and Easy to Use (No code or Excel Needed)

Customize your own personal stocks lists, views and charts
Choose from hundreds of fields, up to 15 years of history
Conduct deep comparison analysis

Discover trending investment themes
Find your next best investment
Research stocks using tools