SWK Ownership | Who Owns SWK?

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SWK Ownership Summary

SWK is owned by 77.19% institutional investors, 6.47% insiders, and 16.34% retail investors. Carlson capital l p is the largest institutional shareholder, holding 70.09% of SWKH shares. Vanguard US Total Market Shares ETF is the top mutual fund, with 1.13% of its assets in SWK shares.

SWKH Ownership Benchmark

Type	Name	% Inst	% Insiders	% Retail
Stock	SWK	77.19%	6.47%	16.34%
Sector	Financial Services Stocks	32.19%	15.44%	52.37%
Industry	Asset Management Stocks	46.20%	8.54%	45.25%

Institutional Shareholders

Top Institutional Shareholders by Total Shares

Holder	Shares	% Holding	Value
Carlson capital l p	8.49M	70.09%	$146.08M
M3f	733.15K	6.01%	$10.67M
Cannell capital	241.32K	1.98%	$3.51M
Vanguard group	213.54K	1.76%	$3.67M
Blackrock funding, inc. /de	156.21K	1.29%	$2.69M
Blackrock	139.26K	1.12%	$2.37M
Credit industriel et commercial	125.00K	1.03%	$2.15M
Bridgeway capital management	114.76K	0.94%	$1.67M
Raymond james financial	78.61K	0.64%	$1.14M
Geode capital management	75.94K	0.63%	$1.31M

Top Institutional Shareholders by % of Total Assets

Holder	Shares	% Assets	Value
Carlson capital l p	8.49M	51.79%	$146.08M
M3f	733.15K	3.02%	$10.67M
Cannell capital	241.32K	0.54%	$3.51M
Rangeley capital	41.00K	0.52%	$596.55K
Credit industriel et commercial	125.00K	0.17%	$2.15M
Skyview investment advisors	31.16K	0.09%	$529.00K
Grace & white inc /ny	18.72K	0.06%	$322.00K
Bridgeway capital management	114.76K	0.04%	$1.67M
State of wyoming	4.19K	0.01%	$72.00K
Newedge advisors	17.51K	0.00%	$254.76K

Top Buyers

Holder	Shares	% Assets	Change
Credit industriel et commercial	125.00K	0.17%	125.00K
M3f	733.15K	3.02%	34.73K
Goldman sachs group	38.40K	0.00%	22.55K
Blackrock	139.26K	0.00%	21.79K
Newedge advisors	17.51K	0.00%	17.19K

Top Sellers

Holder	Shares	% Assets	Change
Cannell capital	241.32K	0.54%	-73.30K
Empowered funds	-	-	-57.55K
Greenwood capital associates	-	-	-39.31K
Victory capital management	-	-	-30.77K
Dynamic advisor solutions	-	-	-21.99K

New Positions

Holder	Shares	% Assets	Change	Value
Credit industriel et commercial	125.00K	0.17%	125.00K	$2.15M
Millennium management	14.84K	0.00%	14.84K	$235.35K
Marquette asset management	188.00	0.00%	188.00	$3.23K
Ubs asset management americas	156.00	-	156.00	$2.68K
Private wealth management group	68.00	0.00%	68.00	$1.17K

Sold Out

Holder	Change
Sbi securities	-1.00
Northwestern mutual wealth management	-3.00
Capital performance advisors llp	-4.00
Clearstead advisors	-6.00
Gamma investing	-9.00

Institutional Ownership Trends

Date	Holdings	Change %	Shares	Change %	Ownership	Change %	Increased Position	Change %	Decreased Position	Change %
Dec 31, 2025	42	-28.81%	9,352,884	-11.76%	77	1.02%	22	-35.29%	11	-31.25%
Sep 30, 2025	40	-18.37%	9,926,076	-5.85%	81	1.09%	24	-4.00%	8	-55.56%
Jun 30, 2025	52	-	10,582,755	-0.99%	86	0.71%	26	8.33%	19	18.75%
Mar 31, 2025	52	-	10,688,245	-0.19%	110	1.46%	24	-14.29%	16	23.08%
Dec 31, 2024	26	-49.02%	9,184,316	-19.06%	74	0.88%	10	-62.96%	9	-18.18%

Top Mutual Funds Shareholders

Holder	Shares	% Holding	Change
Vanguard US Total Market Shares ETF	138.75K	1.13%	-
Vanguard Total Stock Mkt Idx Inv	135.79K	1.12%	-
EA Bridgeway Omni Small-Cap Value ETF	57.55K	0.47%	-
iShares Russell 2000 ETF	54.91K	0.45%	30.54K
Vanguard Institutional Extnd Mkt Idx Tr	36.63K	0.30%	-
Bridgeway Omni Small-Cap Value N	30.41K	0.25%	-
Bridgeway Omni Small-Cap Value	30.41K	0.25%	-
Fidelity Small Cap Index	28.41K	0.23%	-34.00
iShares Russell 2000 Value ETF	25.49K	0.21%	-9.19K
Bridgeway Ultra-Small Company Market	25.00K	0.21%	-

Recent Insider Transactions

Date	Name	Role	Activity	Value
Sep 09, 2022	Staggs Joe David JR	PRESIDENT	Buy	$45.37K
Sep 09, 2022	Staggs Joe David JR	PRESIDENT	Buy	$45.37K

Insider Transactions Trends

Date	Buy	Sell
2025 Q2	-	-
2025 Q1	-	-
2024 Q4	-	-
2024 Q3	-	-
2024 Q2	-	-

SWKH Ownership FAQ

Who Owns SWK?

SWK shareholders are primarily institutional investors at 77.19%, followed by 6.47% insiders and 16.34% retail investors. The average institutional ownership in SWK's industry, Asset Management Stocks, is 46.20%, which SWK exceeds.

Who owns the most shares of SWK?

SWK’s largest shareholders are Carlson capital l p (8.49M shares, 70.09%), M3f (733.16K shares, 6.01%), and Cannell capital (241.32K shares, 1.98%). Together, they hold 78.07% of SWK’s total shares outstanding.

Does Blackrock own SWK?

Yes, BlackRock owns 1.12% of SWK, totaling 139.26K shares as of Jun 2024. This represents 0.00% of BlackRock's total assets, with a market value of 2.37M$. In the last quarter, BlackRock increased its holdings by 21.79K shares, a 18.55% change.

Who is SWK’s biggest shareholder by percentage of total assets invested?

Carlson capital l p is SWK’s biggest shareholder by percentage of total assets invested, with 51.79% of its assets in 8.49M SWK shares, valued at 146.08M$.

Who is the top mutual fund holder of SWK shares?

Vanguard US Total Market Shares ETF is the top mutual fund holder of SWK shares, with 1.13% of its total shares outstanding invested in 138.76K SWK shares.

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