Tri-Continental Ownership | Who Owns Tri-Continental?
Tri-Continental Ownership Summary
Tri-Continental is owned by 12.06% institutional investors, 0.03% insiders, and 87.91% retail investors. Morgan stanley is the largest institutional shareholder, holding 1.03% of TY shares.
TY Ownership Benchmark
| Type | Name | % Inst | % Insiders | % Retail |
|---|---|---|---|---|
| Stock | Tri-Continental | 12.06% | 0.03% | 87.91% |
| Sector | Financial Services Stocks | 51.64% | 15.54% | 32.82% |
| Industry | Asset Management Stocks | 51.84% | 9.46% | 38.70% |
Institutional Shareholders
Top Institutional Shareholders by Total Shares
| Holder | Shares | % Holding | Value |
|---|---|---|---|
| Morgan stanley | 542.83K | 1.03% | $16.81M |
| Bard financial services | 444.96K | 0.84% | $15.13M |
| Lazard asset management | 449.81K | 0.84% | $14.24M |
| Blue bell private wealth management | 418.03K | 0.79% | $14.21M |
| Allspring global investments | 336.20K | 0.63% | $11.43M |
| Ubs group | 312.39K | 0.60% | $9.90M |
| Raymond james & associates | 296.42K | 0.56% | $9.18M |
| Raymond james financial | 263.48K | 0.49% | $8.34M |
| Wells fargo & company/mn | 252.03K | 0.49% | $7.99M |
| Htlf bank | 217.70K | 0.42% | $6.90M |
Top Institutional Shareholders by % of Total Assets
| Holder | Shares | % Assets | Value |
|---|---|---|---|
| Blue bell private wealth management | 418.03K | 2.16% | $14.21M |
| 1620 investment advisors | 91.76K | 2.12% | $3.12M |
| Bard financial services | 444.96K | 1.66% | $15.13M |
| Uncommon cents investing | 159.20K | 1.35% | $5.41M |
| Htlf bank | 217.70K | 0.78% | $6.90M |
| Quantedge capital pte | 22.95K | 0.67% | $726.63K |
| Stolper | 58.35K | 0.60% | $1.98M |
| Platform technology partners | 63.02K | 0.52% | $2.00M |
| Prospera capital management | 29.34K | 0.48% | $997.73K |
| Cornerstone advisory | 139.18K | 0.47% | $4.41M |
Top Buyers
| Holder | Shares | % Assets | Change |
|---|---|---|---|
| Saba capital management | 131.97K | 0.10% | 131.97K |
| Ubs group | 312.39K | 0.00% | 56.43K |
| Readystate asset management lp | 35.84K | 0.03% | 24.77K |
| Allspring global investments | 336.20K | 0.02% | 24.64K |
| Allworth financial lp | 40.48K | 0.01% | 24.04K |
Top Sellers
| Holder | Shares | % Assets | Change |
|---|---|---|---|
| Relative value partners group | - | - | -236.14K |
| Shaker financial services | 12.68K | 0.15% | -149.67K |
| Wolverine asset management | 15.97K | 0.00% | -138.09K |
| Aqr arbitrage | - | - | -32.92K |
| Bard financial services | 444.96K | 1.66% | -25.84K |
New Positions
| Holder | Shares | % Assets | Change | Value |
|---|---|---|---|---|
| Saba capital management | 131.97K | 0.10% | 131.97K | $4.18M |
| Wiley bros.-aintree capital | 20.77K | 0.01% | 20.77K | $657.53K |
| Cerity partners | 14.18K | 0.00% | 14.18K | $481.95K |
| Two sigma securities | 7.60K | 0.03% | 7.60K | $240.71K |
| First command advisory services | 7.45K | 0.00% | 7.45K | $235.84K |
Sold Out
| Holder | Change |
|---|---|
| Fmr | -1.00 |
| Bnp paribas arbitrage, snc | -100.00 |
| Thurston, springer, miller, herd & titak | -157.00 |
| Tower research capital llc (trc) | -220.00 |
| Investors research | -276.00 |
Institutional Ownership Trends
| Date | Holdings | Change % | Shares | Change % | Ownership | Change % | Increased Position | Change % | Decreased Position | Change % |
|---|---|---|---|---|---|---|---|---|---|---|
| Jun 30, 2025 | 149 | 3.47% | 6,464,666 | 4.29% | 12 | 8.76% | 67 | 63.41% | 40 | -13.04% |
| Mar 31, 2025 | 144 | -2.70% | 6,196,736 | -9.55% | 11 | 6.74% | 42 | -45.45% | 45 | 36.36% |
| Dec 31, 2024 | 113 | -16.91% | 4,541,279 | -35.69% | 8 | 4.73% | 57 | 3.64% | 25 | -21.88% |
| Sep 30, 2024 | 131 | -2.24% | 6,794,413 | 4.48% | 13 | 8.67% | 53 | -22.06% | 32 | - |
| Jun 30, 2024 | 134 | 3.08% | 6,503,131 | -2.41% | 12 | 7.75% | 68 | 36.00% | 32 | -17.95% |
Recent Insider Transactions
| Date | Name | Role | Activity | Value |
|---|---|---|---|---|
| Sep 04, 2025 | Petersen Christopher O. | SVP & Asst Secretary | Sell | $5.08K |
| Aug 20, 2025 | Larrenaga Ryan Collins | See Remarks | Buy | $3.30K |
| Mar 07, 2025 | Carlton Pamela G | - | Sell | $46.30K |
| Mar 07, 2025 | Carlton Pamela G | - | Sell | $10.38K |
| Nov 18, 2024 | TRUSCOTT WILLIAM F | Senior Vice President | Buy | $134.40K |
Insider Transactions Trends
| Date | Buy | Sell |
|---|---|---|
| 2025 Q3 | 1 | - |
| 2025 Q2 | - | - |
| 2025 Q1 | - | 2 |
| 2024 Q4 | 1 | - |
| 2024 Q3 | - | - |
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