Tri-Continental Ownership | Who Owns Tri-Continental?

Tri-Continental Ownership Summary

Tri-Continental is owned by 7.68% institutional investors, and 92.32% retail investors. Saba capital management is the largest institutional shareholder, holding 1.37% of TY shares.

TY Ownership Benchmark

Type	Name	% Inst	% Insiders	% Retail
Stock	Tri-Continental	7.68%	-	92.32%
Sector	Financial Services Stocks	32.19%	15.44%	52.37%
Industry	Asset Management Stocks	40.73%	8.48%	50.79%

Institutional Shareholders

Top Institutional Shareholders by Total Shares

Holder	Shares	% Holding	Value
Saba capital management	735.10K	1.37%	$23.22M
Morgan stanley	553.80K	1.03%	$17.49M
Lazard asset management	514.53K	0.96%	$16.25M
Bard financial services	444.96K	0.84%	$15.13M
Blue bell private wealth management	430.04K	0.80%	$13.59M
Allspring global investments	366.01K	0.68%	$11.56M
Raymond james & associates	296.42K	0.56%	$9.18M
Raymond james financial	260.98K	0.49%	$8.24M
Htlf bank	217.70K	0.42%	$6.90M
Raymond james financial services advisors	219.05K	0.41%	$6.78M

Top Institutional Shareholders by % of Total Assets

Holder	Shares	% Assets	Value
Altium capital management lp	78.92K	5.93%	$2.49M
1620 investment advisors	92.65K	1.98%	$2.93M
Blue bell private wealth management	430.04K	1.95%	$13.59M
Bard financial services	444.96K	1.66%	$15.13M
Uncommon cents investing	159.67K	1.17%	$5.04M
Shaker financial services	93.66K	1.03%	$2.96M
Htlf bank	217.70K	0.78%	$6.90M
Beckerman institutional	39.99K	0.67%	$1.26M
Saba capital management	735.10K	0.64%	$23.22M
Cornerstone advisory	151.57K	0.45%	$4.79M

Top Buyers

Holder	Shares	% Assets	Change
Advisor group	123.08K	0.01%	98.25K
Altium capital management lp	78.92K	5.93%	38.47K
Saba capital management	735.10K	0.64%	33.50K
Allspring global investments	366.01K	0.02%	31.76K
Pathstone	38.66K	0.00%	25.88K

Top Sellers

Holder	Shares	% Assets	Change
Relative value partners group	-	-	-236.14K
Ubs group	213.27K	0.00%	-48.93K
Wealth enhancement advisory services	82.63K	0.01%	-44.41K
Stolper	18.45K	0.24%	-43.20K
Readystate asset management lp	-	-	-35.84K

New Positions

Holder	Shares	% Assets	Change	Value
Sei investments	11.34K	0.00%	11.34K	$358.07K
Northrock partners	10.45K	0.01%	10.45K	$330.02K
Tiaa-cref individual & institutional services	10.14K	0.00%	10.14K	$320.20K
Gateway wealth partners	7.44K	0.01%	7.44K	$235.03K
Mercer global advisors inc /adv	6.28K	0.00%	6.28K	$213.52K

Sold Out

Holder	Change
Fmr	-1.00
Principal securities	-19.00
Jfs wealth advisors	-64.00
Cornerstone advisors	-72.00
Valued wealth advisors	-100.00

Institutional Ownership Trends

Date	Holdings	Change %	Shares	Change %	Ownership	Change %	Increased Position	Change %	Decreased Position	Change %
Dec 31, 2025	108	-30.77%	4,068,546	-38.77%	7	4.88%	57	3.64%	21	-47.50%
Sep 30, 2025	150	0.67%	6,596,955	9.96%	12	9.94%	52	-22.39%	40	2.56%
Jun 30, 2025	149	3.47%	6,464,666	4.29%	12	8.76%	67	63.41%	40	-13.04%
Mar 31, 2025	144	-2.70%	6,196,736	-9.55%	11	6.74%	42	-45.45%	45	36.36%
Dec 31, 2024	113	-16.91%	4,541,279	-35.69%	8	4.73%	57	3.64%	25	-21.88%

Insider Transactions Trends

Date	Buy	Sell
2026 Q2	-	-
2026 Q1	-	-
2025 Q3	1	1
2025 Q2	-	-
2025 Q1	-	2

TY Ownership FAQ

Who Owns Tri-Continental?

Tri-Continental shareholders are primarily institutional investors at 7.68%, followed by 0% insiders and 0% retail investors. The average institutional ownership in Tri-Continental's industry, Asset Management Stocks, is 40.73%, which Tri-Continental falls below.

Who owns the most shares of Tri-Continental?

Tri-Continental’s largest shareholders are Saba capital management (735.1K shares, 1.37%), Morgan stanley (553.8K shares, 1.03%), and Lazard asset management (514.54K shares, 0.96%). Together, they hold 3.37% of Tri-Continental’s total shares outstanding.

Does Blackrock own Tri-Continental?

BlackRock is not among the top 10 institutional shareholders of Tri-Continental.

Who is Tri-Continental’s biggest shareholder by percentage of total assets invested?

Altium capital management lp is Tri-Continental’s biggest shareholder by percentage of total assets invested, with 5.93% of its assets in 78.92K Tri-Continental shares, valued at 2.49M$.

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