Tri-Continental Ownership | Who Owns Tri-Continental?

Tri-Continental Ownership Summary

Tri-Continental is owned by 7.68% institutional investors, and 92.32% retail investors. Saba capital management is the largest institutional shareholder, holding 1.22% of TY shares.

TY Ownership Benchmark

Type	Name	% Inst	% Insiders	% Retail
Stock	Tri-Continental	7.68%	-	92.32%
Sector	Financial Services Stocks	32.19%	15.44%	52.37%
Industry	Asset Management Stocks	46.20%	8.54%	45.25%

Institutional Shareholders

Top Institutional Shareholders by Total Shares

Holder	Shares	% Holding	Value
Saba capital management	647.68K	1.22%	$22.02M
Morgan stanley	562.41K	1.06%	$18.37M
Bard financial services	444.96K	0.84%	$15.13M
Lazard asset management	449.81K	0.84%	$14.24M
Blue bell private wealth management	420.93K	0.79%	$13.75M
Allspring global investments	334.26K	0.63%	$10.92M
Raymond james & associates	296.42K	0.56%	$9.18M
Raymond james financial	266.06K	0.50%	$9.05M
Ubs group	262.20K	0.49%	$8.56M
Wells fargo & company/mn	224.18K	0.42%	$7.62M

Top Institutional Shareholders by % of Total Assets

Holder	Shares	% Assets	Value
Altium capital management lp	40.45K	5.22%	$1.32M
Blue bell private wealth management	420.93K	2.02%	$13.75M
1620 investment advisors	92.34K	2.01%	$3.02M
Bard financial services	444.96K	1.66%	$15.13M
Uncommon cents investing	159.86K	1.26%	$5.22M
Htlf bank	217.70K	0.78%	$6.90M
Beckerman institutional	40.50K	0.74%	$1.32M
Shaker financial services	70.44K	0.73%	$2.30M
Saba capital management	647.68K	0.60%	$22.02M
Stolper	61.66K	0.59%	$2.01M

Top Buyers

Holder	Shares	% Assets	Change
Saba capital management	647.68K	0.60%	515.72K
Morgan stanley	562.41K	0.00%	61.44K
Shaker financial services	70.44K	0.73%	57.76K
Altium capital management lp	40.45K	5.22%	40.45K
Hennion & walsh asset management	123.78K	0.14%	26.59K

Top Sellers

Holder	Shares	% Assets	Change
Relative value partners group	-	-	-236.14K
Readystate asset management lp	-	-	-35.84K
Aqr arbitrage	-	-	-32.92K
Ubs group	262.20K	0.00%	-31.60K
Prospera capital management	-	-	-29.34K

New Positions

Holder	Shares	% Assets	Change	Value
Altium capital management lp	40.45K	5.22%	40.45K	$1.32M
Rockefeller capital management	14.59K	0.00%	14.59K	$496.10K
Private advisor group	11.80K	0.00%	11.80K	$401.06M
Savvy advisors	11.60K	0.01%	11.60K	$378.79K
Meridian investment counsel	9.76K	0.08%	9.76K	$318.60K

Sold Out

Holder	Change
Fmr	-1.00
Principal securities	-19.00
Jfs wealth advisors	-64.00
Cornerstone advisors	-72.00
Valued wealth advisors	-100.00

Institutional Ownership Trends

Date	Holdings	Change %	Shares	Change %	Ownership	Change %	Increased Position	Change %	Decreased Position	Change %
Dec 31, 2025	108	-30.77%	4,068,546	-38.77%	7	4.88%	57	3.64%	21	-47.50%
Sep 30, 2025	150	0.67%	6,596,955	9.96%	12	9.94%	52	-22.39%	40	2.56%
Jun 30, 2025	149	3.47%	6,464,666	4.29%	12	8.76%	67	63.41%	40	-13.04%
Mar 31, 2025	144	-2.70%	6,196,736	-9.55%	11	6.74%	42	-45.45%	45	36.36%
Dec 31, 2024	113	-16.91%	4,541,279	-35.69%	8	4.73%	57	3.64%	25	-21.88%

Insider Transactions Trends

Date	Buy	Sell
2026 Q1	-	-
2025 Q3	1	1
2025 Q2	-	-
2025 Q1	-	2
2024 Q4	1	-

TY Ownership FAQ

Who Owns Tri-Continental?

Tri-Continental shareholders are primarily institutional investors at 7.68%, followed by 0% insiders and 0% retail investors. The average institutional ownership in Tri-Continental's industry, Asset Management Stocks, is 46.20%, which Tri-Continental falls below.

Who owns the most shares of Tri-Continental?

Tri-Continental’s largest shareholders are Saba capital management (647.68K shares, 1.22%), Morgan stanley (562.41K shares, 1.06%), and Bard financial services (444.96K shares, 0.84%). Together, they hold 3.12% of Tri-Continental’s total shares outstanding.

Does Blackrock own Tri-Continental?

BlackRock is not among the top 10 institutional shareholders of Tri-Continental.

Who is Tri-Continental’s biggest shareholder by percentage of total assets invested?

Altium capital management lp is Tri-Continental’s biggest shareholder by percentage of total assets invested, with 5.22% of its assets in 40.45K Tri-Continental shares, valued at 1.32M$.

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