Tri-Continental Ownership 2024 | Who Owns Tri-Continental Now?

Overview RevenueFinancials Chart

Institutional Ownership

12.53%

Insider Ownership

0.03%

Retail Ownership

87.44%

Institutional Holders

126.00

Tri-Continental Institutional Shareholders

Institutional Shareholders by % of Total Shares

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
ALLSPRING GLOBAL INVESTMENTS HOLDINGS, LLC	1.04%	0.03%	548,544	-18,544	-3.27%	16,895,155	Mar 31, 2024
MORGAN STANLEY	1.02%	0.00%	539,952	-56,856	-9.53%	16,630,556	Mar 31, 2024
BARD FINANCIAL SERVICES, INC.	0.98%	1.69%	516,795	-20,388	-3.80%	15,917,314	Mar 31, 2024
LAZARD ASSET MANAGEMENT LLC	0.85%	0.02%	449,805	-	-	13,853,000	Mar 31, 2024
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	0.78%	2.73%	413,891	-1,978	-0.48%	12,747,834	Mar 31, 2024
RAYMOND JAMES & ASSOCIATES	0.56%	0.01%	298,712	-5,604	-1.84%	9,200,326	Mar 31, 2024
WELLS FARGO & COMPANY/MN	0.50%	0.00%	265,035	-4,713	-1.75%	8,163,062,000	Mar 31, 2024
UBS GROUP AG	0.46%	0.00%	243,348	-8,029	-3.19%	7,495,118	Mar 31, 2024
RELATIVE VALUE PARTNERS GROUP, LLC	0.45%	0.42%	236,144	-5,295	-2.19%	6,836,378	Mar 31, 2024
HTLF BANK	0.44%	0.83%	234,037	-5,011	-2.10%	7,208,340	Mar 31, 2024
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.	0.40%	0.01%	213,487	-9,470	-4.25%	6,575,406	Mar 31, 2024
UNCOMMON CENTS INVESTING LLC	0.32%	1.58%	167,959	-754	-0.45%	5,173,124	Mar 31, 2024
CORNERSTONE ADVISORS, LLC	0.27%	0.18%	141,736	55,141	63.68%	4,365,469	Mar 31, 2024
HENNION & WALSH ASSET MANAGEMENT, INC.	0.25%	0.21%	130,014	-2,641	-1.99%	4,004,431	Mar 31, 2024
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	0.22%	0.01%	114,038	-4,964	-4.17%	3,512,375	Mar 31, 2024
STIFEL FINANCIAL CORP	0.19%	0.00%	101,858	-2,277	-2.19%	3,137,247	Mar 31, 2024
1620 INVESTMENT ADVISORS, INC.	0.17%	2.75%	88,692	1,464	1.68%	2,731,715	Mar 31, 2024
ROYAL BANK OF CANADA	0.16%	0.00%	86,810	-2,862	-3.19%	2,673,000	Mar 31, 2024
D.A. DAVIDSON & CO.	0.15%	0.02%	80,722	-705	-0.87%	2,486,248	Mar 31, 2024
CAPSTONE FINANCIAL ADVISORS, INC.	0.14%	0.16%	75,513	-	-	2,325,801	Mar 31, 2024

Tri-Continental's largest institutional shareholder is ALLSPRING GLOBAL INVESTMENTS HOLDINGS, LLC, holding 1.04% of the company's total share outstanding, currently valued at $16.90M. The top 10 institutional shareholders own together 7.08% of the company.

Institutional Shareholders by % of Total Assets

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
1620 INVESTMENT ADVISORS, INC.	0.17%	2.75%	88,692	1,464	1.68%	2,731,715	Mar 31, 2024
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	0.78%	2.73%	413,891	-1,978	-0.48%	12,747,834	Mar 31, 2024
BARD FINANCIAL SERVICES, INC.	0.98%	1.69%	516,795	-20,388	-3.80%	15,917,314	Mar 31, 2024
UNCOMMON CENTS INVESTING LLC	0.32%	1.58%	167,959	-754	-0.45%	5,173,124	Mar 31, 2024
SHAKER FINANCIAL SERVICES, LLC	0.13%	0.83%	69,475	33,011	90.53%	2,139,830	Mar 31, 2024
HTLF BANK	0.44%	0.83%	234,037	-5,011	-2.10%	7,208,340	Mar 31, 2024
STOLPER CO	0.10%	0.59%	53,152	380	0.72%	1,637,000	Mar 31, 2024
ALTUS WEALTH GROUP LLC	0.06%	0.51%	33,199	7,025	26.84%	1,022,515	Mar 31, 2024
RB CAPITAL MANAGEMENT, LLC	0.11%	0.47%	57,681	-2,813	-4.65%	1,776,570	Mar 31, 2024
RELATIVE VALUE PARTNERS GROUP, LLC	0.45%	0.42%	236,144	-5,295	-2.19%	6,836,378	Mar 31, 2024
WHITENER CAPITAL MANAGEMENT, INC.	0.07%	0.36%	35,590	135	0.38%	1,096,173	Mar 31, 2024
SUCCESSFUL PORTFOLIOS LLC	0.03%	0.32%	15,268	-364	-2.33%	470,242	Mar 31, 2024
PRIEBE WEALTH HOLDINGS LLC	0.02%	0.26%	11,016	-592	-5.10%	339,283	Mar 31, 2024
AMERICAN INSTITUTE FOR ADVANCED INVESTMENT MANAGEMENT, LLP	0.02%	0.26%	10,682	-	-	329,001	Mar 31, 2024
TOWER WEALTH PARTNERS, INC.	0.02%	0.25%	12,482	225	1.84%	384,451	Mar 31, 2024
HENNION & WALSH ASSET MANAGEMENT, INC.	0.25%	0.21%	130,014	-2,641	-1.99%	4,004,431	Mar 31, 2024
CORNERSTONE ADVISORS, LLC	0.27%	0.18%	141,736	55,141	63.68%	4,365,469	Mar 31, 2024
CORA CAPITAL ADVISORS LLC	0.02%	0.17%	10,388	-	-	319,950	Mar 31, 2024
PRENTISS SMITH & CO INC	0.01%	0.17%	7,689	-284	-3.56%	236,821	Mar 31, 2024
CAPSTONE FINANCIAL ADVISORS, INC.	0.14%	0.16%	75,513	-	-	2,325,801	Mar 31, 2024

The largest Tri-Continental shareholder by % of total assets is 1620 INVESTMENT ADVISORS, INC.. The company owns 88.69K shares of Tri-Continental (TY), representing 2.75% of its total assets.

Institutional Buyers

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
CORNERSTONE ADVISORS, LLC	0.27%	0.18%	141,736	55,141	63.68%	4,365,469	Mar 31, 2024
CIBC PRIVATE WEALTH GROUP, LLC	0.10%	0.00%	53,470	53,470	100.00%	1,636,717,000	Mar 31, 2024
COMMONWEALTH EQUITY SERVICES, LLC	0.09%	0.00%	45,784	45,784	100.00%	1,410,000	Mar 31, 2024
SHAKER FINANCIAL SERVICES, LLC	0.13%	0.83%	69,475	33,011	90.53%	2,139,830	Mar 31, 2024
WOLVERINE ASSET MANAGEMENT LLC	0.05%	0.01%	28,706	28,706	100.00%	884,144	Mar 31, 2024
HERITAGE WEALTH ADVISORS	0.08%	0.08%	42,785	21,602	101.98%	1,667,769	Mar 31, 2024
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	0.10%	0.14%	51,411	17,766	52.80%	1,583,459	Mar 31, 2024
AQR ARBITRAGE LLC	0.09%	0.05%	50,070	12,977	34.98%	1,542,156	Mar 31, 2024
NORTHROCK PARTNERS, LLC	0.02%	0.03%	11,982	11,982	100.00%	369,038	Mar 31, 2024
CITADEL ADVISORS LLC	0.02%	0.00%	11,688	11,688	100.00%	359,990	Mar 31, 2024
OPPENHEIMER & CO INC	0.02%	0.01%	10,519	10,519	100.00%	323,985	Mar 31, 2024
WALLEYE CAPITAL LLC	0.02%	0.00%	9,587	9,587	100.00%	295,280	Mar 31, 2024
LOGAN STONE CAPITAL, LLC	0.02%	0.06%	9,454	9,454	100.00%	291,183	Mar 31, 2024
CETERA ADVISORS LLC	0.03%	0.00%	16,868	8,653	105.33%	519,534	Mar 31, 2024
QUANTEDGE CAPITAL PTE LTD	0.02%	0.11%	8,351	8,351	100.00%	257,211	Mar 31, 2024
ALLWORTH FINANCIAL LP	0.03%	0.00%	14,815	8,084	120.10%	456,314,000	Mar 31, 2024
ALTUS WEALTH GROUP LLC	0.06%	0.51%	33,199	7,025	26.84%	1,022,515	Mar 31, 2024
CHOATE INVESTMENT ADVISORS	0.01%	0.01%	6,928	6,928	100.00%	213,382	Mar 31, 2024
9258 WEALTH MANAGEMENT, LLC	0.01%	0.03%	6,928	6,928	100.00%	213,390	Mar 31, 2024
YHB INVESTMENT ADVISORS, INC.	0.01%	0.01%	5,143	5,143	100.00%	158,404	Mar 31, 2024

As of Mar 31 2024, Tri-Continental's largest institutional buyer is CORNERSTONE ADVISORS, LLC. The company purchased 55.14K stocks of TY, valued at $4.37M.

Institutional Sellers

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
BALTIMORE-WASHINGTON FINANCIAL ADVISORS, INC.	-	-	-	-57,192	-100.00%	-	Mar 31, 2024
MORGAN STANLEY	1.02%	0.00%	539,952	-56,856	-9.53%	16,630,556	Mar 31, 2024
BARD FINANCIAL SERVICES, INC.	0.98%	1.69%	516,795	-20,388	-3.80%	15,917,314	Mar 31, 2024
ALLSPRING GLOBAL INVESTMENTS HOLDINGS, LLC	1.04%	0.03%	548,544	-18,544	-3.27%	16,895,155	Mar 31, 2024
JPMORGAN CHASE & CO	0.02%	-	8,752	-10,261	-53.97%	269,562	Mar 31, 2024
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.	0.40%	0.01%	213,487	-9,470	-4.25%	6,575,406	Mar 31, 2024
DAYMARK WEALTH PARTNERS, LLC	-	-	-	-8,609	-100.00%	-	Mar 31, 2024
WESBANCO BANK INC	-	-	-	-8,473	-100.00%	-	Mar 31, 2024
LPL FINANCIAL LLC	0.06%	0.00%	32,203	-8,320	-20.53%	991,849	Mar 31, 2024
UBS GROUP AG	0.46%	0.00%	243,348	-8,029	-3.19%	7,495,118	Mar 31, 2024
AE WEALTH MANAGEMENT LLC	-	-	-	-7,385	-100.00%	-	Mar 31, 2024
EP WEALTH ADVISORS, LLC	-	-	-	-7,345	-100.00%	-	Mar 31, 2024
KOSHINSKI ASSET MANAGEMENT, INC.	0.02%	0.04%	13,147	-6,030	-31.44%	404,927	Mar 31, 2024
RAYMOND JAMES & ASSOCIATES	0.56%	0.01%	298,712	-5,604	-1.84%	9,200,326	Mar 31, 2024
RELATIVE VALUE PARTNERS GROUP, LLC	0.45%	0.42%	236,144	-5,295	-2.19%	6,836,378	Mar 31, 2024
HTLF BANK	0.44%	0.83%	234,037	-5,011	-2.10%	7,208,340	Mar 31, 2024
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	0.22%	0.01%	114,038	-4,964	-4.17%	3,512,375	Mar 31, 2024
WELLS FARGO & COMPANY/MN	0.50%	0.00%	265,035	-4,713	-1.75%	8,163,062,000	Mar 31, 2024
SAVANT CAPITAL, LLC	0.03%	0.01%	16,920	-4,458	-20.85%	521,131	Mar 31, 2024
INTEGRATED WEALTH CONCEPTS LLC	0.13%	0.03%	68,494	-2,951	-4.13%	2,109,633	Mar 31, 2024

As of Mar 31 2024, Tri-Continental's biggest institutional seller is BALTIMORE-WASHINGTON FINANCIAL ADVISORS, INC.. The company sold -57.19K shares of TY, valued at -.

Institutional New positions

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
CIBC PRIVATE WEALTH GROUP, LLC	0.10%	0.00%	53,470	53,470	100.00%	1,636,717,000	Mar 31, 2024
COMMONWEALTH EQUITY SERVICES, LLC	0.09%	0.00%	45,784	45,784	100.00%	1,410,000	Mar 31, 2024
NORTHROCK PARTNERS, LLC	0.02%	0.03%	11,982	11,982	100.00%	369,038	Mar 31, 2024
CITADEL ADVISORS LLC	0.02%	0.00%	11,688	11,688	100.00%	359,990	Mar 31, 2024
LOGAN STONE CAPITAL, LLC	0.02%	0.06%	9,454	9,454	100.00%	291,183	Mar 31, 2024
QUANTEDGE CAPITAL PTE LTD	0.02%	0.11%	8,351	8,351	100.00%	257,211	Mar 31, 2024
CHOATE INVESTMENT ADVISORS	0.01%	0.01%	6,928	6,928	100.00%	213,382	Mar 31, 2024
YHB INVESTMENT ADVISORS, INC.	0.01%	0.01%	5,143	5,143	100.00%	158,404	Mar 31, 2024
MOTCO	0.01%	0.01%	3,511	3,511	100.00%	108,139	Mar 31, 2024
HILLTOP NATIONAL BANK	0.00%	0.00%	370	370	100.00%	11,396	Mar 31, 2024
JOHNSON FINANCIAL GROUP, INC.	0.00%	0.00%	327	327	100.00%	10,080,000	Mar 31, 2024
BNP PARIBAS ARBITRAGE, SNC	0.00%	-	100	100	100.00%	3,080	Mar 31, 2024

Tri-Continental's largest new institutional shareholder by number of shares is CIBC PRIVATE WEALTH GROUP, LLC, purchased 53.47K shares, valued at $1.64B, as of undefined.

Institutional Sold Out

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
BALTIMORE-WASHINGTON FINANCIAL ADVISORS, INC.	-	-	-	-57,192	-100.00%	-	Mar 31, 2024
DAYMARK WEALTH PARTNERS, LLC	-	-	-	-8,609	-100.00%	-	Mar 31, 2024
WESBANCO BANK INC	-	-	-	-8,473	-100.00%	-	Mar 31, 2024
AE WEALTH MANAGEMENT LLC	-	-	-	-7,385	-100.00%	-	Mar 31, 2024
EP WEALTH ADVISORS, LLC	-	-	-	-7,345	-100.00%	-	Mar 31, 2024
ADVISORY SERVICES NETWORK, LLC	-	-	-	-486	-100.00%	-	Mar 31, 2024
TOWER RESEARCH CAPITAL LLC (TRC)	-	-	-	-105	-100.00%	-	Mar 31, 2024
CREATIVE FINANCIAL DESIGNS INC /ADV	-	-	-	-55	-100.00%	-	Mar 31, 2024
CASSADY SCHILLER WEALTH MANAGEMENT, LLC	-	-	-	-21	-100.00%	-	Mar 31, 2024

Tri-Continental's largest sold out institutional shareholder by shares sold is BALTIMORE-WASHINGTON FINANCIAL ADVISORS, INC., sold -57.19K shares, valued at -, as of undefined.

Tri-Continental Mutual Fund Holders

Name	% Total Assets	Total Shares	Change Amount	Change %	Date
Starboard Investment Trust	0.13%	50,000	-	-	Feb 29, 2024
CORNERSTONE TOTAL RETURN FUND INC	0.13%	33,569	-6,924	-17.10%	Dec 31, 2023
CORNERSTONE STRATEGIC VALUE FUND INC	0.13%	53,026	-1,174	-2.17%	Dec 31, 2023
VALUE LINE FUNDS VARIABLE TRUST	0.00%	1,100	-	-	Mar 31, 2022
FIRST TRUST EXCHANGE-TRADED FUND VIII	0.00%	27,457	2,325	9.25%	Feb 29, 2024
RYDEX VARIABLE TRUST	0.00%	202	25	14.12%	Dec 31, 2023
RYDEX SERIES FUNDS	0.00%	360	11	3.15%	Dec 31, 2023
THRIVENT SERIES FUND INC	0.00%	3,870	-1,850	-32.34%	Dec 29, 2023
THRIVENT MUTUAL FUNDS	0.00%	2,642	-905	-25.51%	Jan 31, 2024

Tri-Continental's largest mutual fund holder by % of total assets is "Starboard Investment Trust", owning 50.00K shares, compromising 0.13% of its total assets.

Tri-Continental Institutional Ownership Trends

Institutional Holdings Trend

Date	Holdings	Change %
31 Mar, 24	126	3.28%
31 Dec, 23	122	3.39%
30 Sep, 23	118	-0.84%
30 Jun, 23	119	5.31%
31 Mar, 23	113	-7.38%
31 Dec, 22	122	11.93%
30 Sep, 22	109	-9.17%
30 Jun, 22	120	-5.51%
31 Mar, 22	127	-7.30%
31 Dec, 21	137	23.42%
30 Sep, 21	111	-5.13%
30 Jun, 21	117	1.74%
31 Mar, 21	115	11.65%
31 Dec, 20	103	6.19%
30 Sep, 20	97	-3.00%
30 Jun, 20	100	8.70%
31 Mar, 20	92	-17.12%
31 Dec, 19	111	7.77%
30 Sep, 19	103	8.42%
30 Jun, 19	95	-4.04%
31 Mar, 19	99	3.13%
31 Dec, 18	96	-8.57%
30 Sep, 18	105	-0.94%
30 Jun, 18	106	6.00%
31 Mar, 18	100	1.01%
31 Dec, 17	99	8.79%
30 Sep, 17	91	8.33%
30 Jun, 17	84	-
31 Mar, 17	84	-
31 Dec, 16	84	13.51%
30 Sep, 16	74	1.37%
30 Jun, 16	73	5.80%
31 Mar, 16	69	-5.48%
31 Dec, 15	73	-1.35%
30 Sep, 15	74	12.12%
30 Jun, 15	66	-5.71%
31 Mar, 15	70	1.45%
31 Dec, 14	69	15.00%
30 Sep, 14	60	-7.69%
30 Jun, 14	65	3.17%
31 Mar, 14	63	3.28%
31 Dec, 13	61	7.02%
30 Sep, 13	57	-
30 Jun, 13	57	235.29%
31 Mar, 13	17	-22.73%
31 Dec, 12	22	-12.00%
30 Sep, 12	25	19.05%
30 Jun, 12	21	-8.70%
31 Mar, 12	23	15.00%
31 Dec, 11	20	33.33%
30 Sep, 11	15	-11.76%
30 Jun, 11	17	30.77%
31 Mar, 11	13	-7.14%
31 Dec, 10	14	27.27%
30 Sep, 10	11	-
30 Jun, 10	11	-8.33%
31 Mar, 10	12	-7.69%
31 Dec, 09	13	-
30 Sep, 09	13	30.00%
30 Jun, 09	10	-
31 Mar, 09	10	-9.09%
31 Dec, 08	11	-35.29%
30 Sep, 08	17	-29.17%
30 Jun, 08	24	-7.69%
31 Mar, 08	26	4.00%
31 Dec, 07	25	13.64%
30 Sep, 07	22	22.22%
30 Jun, 07	18	-5.26%
31 Mar, 07	19	5.56%
31 Dec, 06	18	12.50%
30 Sep, 06	16	23.08%
30 Jun, 06	13	8.33%
31 Mar, 06	12	9.09%
31 Dec, 05	11	-
30 Sep, 05	11	-15.38%
30 Jun, 05	13	116.67%
31 Mar, 05	6	20.00%
31 Dec, 04	5	-
30 Sep, 04	5	25.00%
30 Jun, 04	4	-20.00%
31 Mar, 04	5	-37.50%
31 Dec, 03	8	-
30 Sep, 03	8	33.33%
30 Jun, 03	6	50.00%
31 Mar, 03	4	-33.33%
31 Dec, 02	6	-33.33%
30 Sep, 02	9	-18.18%
30 Jun, 02	11	22.22%
31 Mar, 02	9	12.50%
31 Dec, 01	8	14.29%
30 Sep, 01	7	16.67%
30 Jun, 01	6	-33.33%
31 Mar, 01	9	12.50%
31 Dec, 00	8	14.29%
30 Sep, 00	7	-
30 Jun, 00	7	-
31 Mar, 00	7	-
31 Dec, 99	7	-30.00%
30 Sep, 99	10	42.86%
30 Jun, 99	7	-12.50%
31 Mar, 99	8	-

As of 31 Mar 24, 126 institutions are holding Tri-Continental's shares, representing an increase of 3.28% compared to the previous quarter.

Shares Outstanding Trend

Date	Shares Outstanding	Change %
31 Mar, 24	6,635,540	1.70%
31 Dec, 23	6,524,705	1.08%
30 Sep, 23	6,455,303	1.35%
30 Jun, 23	6,369,251	1.47%
31 Mar, 23	6,277,101	-2.34%
31 Dec, 22	6,427,325	-0.19%
30 Sep, 22	6,439,586	-3.31%
30 Jun, 22	6,659,965	-9.76%
31 Mar, 22	7,380,161	4.44%
31 Dec, 21	7,066,675	2.91%
30 Sep, 21	6,866,542	3.97%
30 Jun, 21	6,604,308	2.26%
31 Mar, 21	6,458,544	8.69%
31 Dec, 20	5,942,123	10.21%
30 Sep, 20	5,391,871	-2.64%
30 Jun, 20	5,537,905	-1.70%
31 Mar, 20	5,633,513	3.07%
31 Dec, 19	5,465,792	3.77%
30 Sep, 19	5,266,975	-1.16%
30 Jun, 19	5,328,813	-8.01%
31 Mar, 19	5,792,890	-5.60%
31 Dec, 18	6,136,750	-8.32%
30 Sep, 18	6,693,316	-3.60%
30 Jun, 18	6,943,198	5.14%
31 Mar, 18	6,603,831	1.65%
31 Dec, 17	6,496,470	-9.54%
30 Sep, 17	7,181,456	-10.84%
30 Jun, 17	8,054,347	-15.09%
31 Mar, 17	9,485,528	-1.25%
31 Dec, 16	9,605,741	-7.13%
30 Sep, 16	10,343,427	-1.93%
30 Jun, 16	10,547,404	-8.07%
31 Mar, 16	11,473,245	-0.88%
31 Dec, 15	11,574,961	-1.26%
30 Sep, 15	11,722,232	-2.21%
30 Jun, 15	11,987,362	0.01%
31 Mar, 15	11,986,469	-0.02%
31 Dec, 14	11,989,385	0.80%
30 Sep, 14	11,894,128	-0.01%
30 Jun, 14	11,895,875	0.89%
31 Mar, 14	11,791,174	1.98%
31 Dec, 13	11,562,019	1.72%
30 Sep, 13	11,366,333	0.33%
30 Jun, 13	11,328,913	247.62%
31 Mar, 13	3,259,023	-1.58%
31 Dec, 12	3,311,394	-15.75%
30 Sep, 12	3,930,245	59.61%
30 Jun, 12	2,462,461	9.51%
31 Mar, 12	2,248,577	60.77%
31 Dec, 11	1,398,617	6.53%
30 Sep, 11	1,312,837	22.31%
30 Jun, 11	1,073,341	-29.50%
31 Mar, 11	1,522,568	11.16%
31 Dec, 10	1,369,655	-9.75%
30 Sep, 10	1,517,665	17.11%
30 Jun, 10	1,295,918	58.59%
31 Mar, 10	817,136	-5.04%
31 Dec, 09	860,504	-24.71%
30 Sep, 09	1,142,902	-11.34%
30 Jun, 09	1,289,094	70.56%
31 Mar, 09	755,802	-14.98%
31 Dec, 08	889,019	-71.61%
30 Sep, 08	3,131,824	-9.05%
30 Jun, 08	3,443,584	-16.20%
31 Mar, 08	4,109,170	-24.97%
31 Dec, 07	5,477,041	2.71%
30 Sep, 07	5,332,275	-0.49%
30 Jun, 07	5,358,374	-11.17%
31 Mar, 07	6,032,496	118.42%
31 Dec, 06	2,761,864	30.66%
30 Sep, 06	2,113,856	27.48%
30 Jun, 06	1,658,149	15.67%
31 Mar, 06	1,433,534	-25.37%
31 Dec, 05	1,920,852	20.27%
30 Sep, 05	1,597,149	-29.26%
30 Jun, 05	2,257,673	16.09%
31 Mar, 05	1,944,706	138.61%
31 Dec, 04	815,023	641.71%
30 Sep, 04	109,885	-79.94%
30 Jun, 04	547,783	-12.50%
31 Mar, 04	626,026	2.53%
31 Dec, 03	610,570	-34.43%
30 Sep, 03	931,164	148.90%
30 Jun, 03	374,114	18.26%
31 Mar, 03	316,354	-18.84%
31 Dec, 02	389,779	13.76%
30 Sep, 02	342,633	-5.81%
30 Jun, 02	363,759	-14.41%
31 Mar, 02	425,025	-41.17%
31 Dec, 01	722,493	-13.56%
30 Sep, 01	835,816	173.81%
30 Jun, 01	305,256	-10.13%
31 Mar, 01	339,679	29.80%
31 Dec, 00	261,687	15.99%
30 Sep, 00	225,619	55.65%
30 Jun, 00	144,957	-6.57%
31 Mar, 00	155,156	-17.70%
31 Dec, 99	188,536	-62.24%
30 Sep, 99	499,285	38.92%
30 Jun, 99	359,394	-5.62%
31 Mar, 99	380,779	-

Tri-Continental (TY) has 6.64M shares outstanding as of 31 Mar 24, up 1.70% compared to the previous quarter.

Institutional Ownership Trend

Date	Ownership %	Change %
31 Mar, 24	12.53%	8.48%
31 Dec, 23	12.16%	7.95%
30 Sep, 23	12.37%	8.30%
30 Jun, 23	12.21%	8.43%
31 Mar, 23	12.03%	7.93%
31 Dec, 22	12.32%	8.09%
30 Sep, 22	12.34%	7.58%
30 Jun, 22	12.76%	6.38%
31 Mar, 22	14.14%	7.71%
31 Dec, 21	13.54%	7.82%
30 Sep, 21	13.16%	7.73%
30 Jun, 21	13.04%	8.02%
31 Mar, 21	12.76%	9.26%
31 Dec, 20	11.74%	11.45%
30 Sep, 20	10.12%	9.36%
30 Jun, 20	10.40%	9.16%
31 Mar, 20	10.66%	9.97%
31 Dec, 19	10.34%	10.42%
30 Sep, 19	9.96%	10.23%
30 Jun, 19	9.87%	8.58%
31 Mar, 19	10.73%	6.76%
31 Dec, 18	12.59%	6.68%
30 Sep, 18	13.73%	8.33%
30 Jun, 18	12.84%	8.69%
31 Mar, 18	12.15%	5.47%
31 Dec, 17	14.91%	5.49%
30 Sep, 17	16.48%	7.94%
30 Jun, 17	14.41%	5.28%
31 Mar, 17	16.52%	5.53%
31 Dec, 16	17.29%	4.99%
30 Sep, 16	18.61%	5.62%
30 Jun, 16	18.20%	4.64%
31 Mar, 16	19.80%	5.12%
31 Dec, 15	19.67%	4.96%
30 Sep, 15	19.92%	5.01%
30 Jun, 15	19.95%	5.17%
31 Mar, 15	19.64%	5.09%
31 Dec, 14	19.64%	5.17%
30 Sep, 14	19.49%	5.22%
30 Jun, 14	19.32%	5.27%
31 Mar, 14	19.14%	5.43%
31 Dec, 13	18.77%	5.51%
30 Sep, 13	18.45%	5.65%
30 Jun, 13	18.08%	66.34%
31 Mar, 13	5.22%	18.56%
31 Dec, 12	5.30%	13.38%
30 Sep, 12	6.30%	42.10%
30 Jun, 12	3.87%	31.01%
31 Mar, 12	3.53%	74.64%
31 Dec, 11	2.18%	52.18%
30 Sep, 11	2.04%	76.13%
30 Jun, 11	1.64%	29.97%
31 Mar, 11	2.34%	52.86%
31 Dec, 10	2.10%	38.73%
30 Sep, 10	2.33%	63.95%
30 Jun, 10	1.91%	131.84%
31 Mar, 10	1.20%	74.94%
31 Dec, 09	1.27%	44.74%
30 Sep, 09	1.68%	49.48%
30 Jun, 09	1.84%	162.69%
31 Mar, 09	1.06%	67.89%
31 Dec, 08	1.25%	6.44%
30 Sep, 08	4.41%	39.94%
30 Jun, 08	3.32%	21.13%
31 Mar, 08	3.97%	14.04%
31 Dec, 07	5.32%	19.85%
30 Sep, 07	5.17%	18.91%
30 Jun, 07	5.23%	14.73%
31 Mar, 07	5.96%	80.06%
31 Dec, 06	2.73%	62.57%
30 Sep, 06	2.09%	85.08%
30 Jun, 06	1.57%	88.92%
31 Mar, 06	1.33%	41.96%
31 Dec, 05	1.78%	81.33%
30 Sep, 05	1.48%	35.60%
30 Jun, 05	2.04%	68.81%
31 Mar, 05	1.72%	330.81%
31 Dec, 04	0.72%	7630.76%
30 Sep, 04	0.10%	45.26%
30 Jun, 04	0.46%	165.19%
31 Mar, 04	0.53%	198.47%
31 Dec, 03	0.52%	83.22%
30 Sep, 03	0.79%	823.50%
30 Jun, 03	0.31%	479.83%
31 Mar, 03	0.25%	259.46%
31 Dec, 02	0.31%	413.67%
30 Sep, 02	0.28%	346.24%
30 Jun, 02	0.28%	279.53%
31 Mar, 02	0.32%	108.98%
31 Dec, 01	0.54%	138.44%
30 Sep, 01	0.62%	1151.31%
30 Jun, 01	0.23%	360.17%
31 Mar, 01	0.25%	662.58%
31 Dec, 00	0.20%	686.74%
30 Sep, 00	0.17%	1261.71%
30 Jun, 00	0.12%	754.68%
31 Mar, 00	0.12%	616.87%
31 Dec, 99	0.14%	100.67%
30 Sep, 99	0.38%	400.16%
30 Jun, 99	0.31%	290.94%
31 Mar, 99	0.32%	-

As of 31 Mar 24, Tri-Continental is held by 12.53% institutional shareholders, representing a 8.48% growth compared to 31 Dec 23.

Institutional Increased Positions Trend

Date	Increased Positions	Change %
31 Mar, 24	49	-14.04%
31 Dec, 23	57	35.71%
30 Sep, 23	42	-19.23%
30 Jun, 23	52	15.56%
31 Mar, 23	45	-27.42%
31 Dec, 22	62	67.57%
30 Sep, 22	37	-36.21%
30 Jun, 22	58	5.45%
31 Mar, 22	55	-35.29%
31 Dec, 21	85	70.00%
30 Sep, 21	50	-23.08%
30 Jun, 21	65	25.00%
31 Mar, 21	52	13.04%
31 Dec, 20	46	15.00%
30 Sep, 20	40	-4.76%
30 Jun, 20	42	20.00%
31 Mar, 20	35	-42.62%
31 Dec, 19	61	45.24%
30 Sep, 19	42	-10.64%
30 Jun, 19	47	-7.84%
31 Mar, 19	51	-13.56%
31 Dec, 18	59	31.11%
30 Sep, 18	45	-10.00%
30 Jun, 18	50	19.05%
31 Mar, 18	42	-14.29%
31 Dec, 17	49	22.50%
30 Sep, 17	40	-
30 Jun, 17	40	2.56%
31 Mar, 17	39	-4.88%
31 Dec, 16	41	10.81%
30 Sep, 16	37	32.14%
30 Jun, 16	28	-
31 Mar, 16	28	-15.15%
31 Dec, 15	33	-8.33%
30 Sep, 15	36	50.00%
30 Jun, 15	24	-22.58%
31 Mar, 15	31	-11.43%
31 Dec, 14	35	45.83%
30 Sep, 14	24	-25.00%
30 Jun, 14	32	39.13%
31 Mar, 14	23	-25.81%
31 Dec, 13	31	19.23%
30 Sep, 13	26	-43.48%
30 Jun, 13	46	475.00%
31 Mar, 13	8	-20.00%
31 Dec, 12	10	-
30 Sep, 12	10	11.11%
30 Jun, 12	9	-25.00%
31 Mar, 12	12	-7.69%
31 Dec, 11	13	160.00%
30 Sep, 11	5	-28.57%
30 Jun, 11	7	16.67%
31 Mar, 11	6	-14.29%
31 Dec, 10	7	-
30 Sep, 10	7	16.67%
30 Jun, 10	6	-33.33%
31 Mar, 10	9	-
31 Dec, 09	9	28.57%
30 Sep, 09	7	-12.50%
30 Jun, 09	8	14.29%
31 Mar, 09	7	-
31 Dec, 08	7	-
30 Sep, 08	7	-41.67%
30 Jun, 08	12	-29.41%
31 Mar, 08	17	41.67%
31 Dec, 07	12	9.09%
30 Sep, 07	11	37.50%
30 Jun, 07	8	-38.46%
31 Mar, 07	13	30.00%
31 Dec, 06	10	-9.09%
30 Sep, 06	11	175.00%
30 Jun, 06	4	-33.33%
31 Mar, 06	6	-
31 Dec, 05	6	-25.00%
30 Sep, 05	8	-27.27%
30 Jun, 05	11	120.00%
31 Mar, 05	5	25.00%
31 Dec, 04	4	-
30 Sep, 04	4	100.00%
30 Jun, 04	2	-
31 Mar, 04	2	-60.00%
31 Dec, 03	5	25.00%
30 Sep, 03	4	33.33%
30 Jun, 03	3	-
31 Mar, 03	3	-25.00%
31 Dec, 02	4	-
30 Sep, 02	4	33.33%
30 Jun, 02	3	-25.00%
31 Mar, 02	4	-20.00%
31 Dec, 01	5	-
30 Sep, 01	5	150.00%
30 Jun, 01	2	-66.67%
31 Mar, 01	6	20.00%
31 Dec, 00	5	66.67%
30 Sep, 00	3	-25.00%
30 Jun, 00	4	33.33%
31 Mar, 00	3	50.00%
31 Dec, 99	2	-66.67%
30 Sep, 99	6	50.00%
30 Jun, 99	4	-50.00%
31 Mar, 99	8	-

49 institutional shareholders have increased their position in TY stock as of 31 Mar 24 compared to 57 in the previous quarter (a -14.04% decrease).

Institutional Reduced Positions Trend

Date	Reduced Positions	Change %
31 Mar, 24	39	18.18%
31 Dec, 23	33	-13.16%
30 Sep, 23	38	15.15%
30 Jun, 23	33	-5.71%
31 Mar, 23	35	20.69%
31 Dec, 22	29	-9.38%
30 Sep, 22	32	6.67%
30 Jun, 22	30	-14.29%
31 Mar, 22	35	40.00%
31 Dec, 21	25	38.89%
30 Sep, 21	18	-28.00%
30 Jun, 21	25	-26.47%
31 Mar, 21	34	6.25%
31 Dec, 20	32	18.52%
30 Sep, 20	27	-10.00%
30 Jun, 20	30	20.00%
31 Mar, 20	25	66.67%
31 Dec, 19	15	-37.50%
30 Sep, 19	24	-4.00%
30 Jun, 19	25	38.89%
31 Mar, 19	18	-5.26%
31 Dec, 18	19	-32.14%
30 Sep, 18	28	16.67%
30 Jun, 18	24	-14.29%
31 Mar, 18	28	-3.45%
31 Dec, 17	29	20.83%
30 Sep, 17	24	-
30 Jun, 17	24	9.09%
31 Mar, 17	22	15.79%
31 Dec, 16	19	35.71%
30 Sep, 16	14	-33.33%
30 Jun, 16	21	10.53%
31 Mar, 16	19	-5.00%
31 Dec, 15	20	17.65%
30 Sep, 15	17	-5.56%
30 Jun, 15	18	-10.00%
31 Mar, 15	20	11.11%
31 Dec, 14	18	5.88%
30 Sep, 14	17	54.55%
30 Jun, 14	11	-47.62%
31 Mar, 14	21	31.25%
31 Dec, 13	16	-
30 Sep, 13	16	166.67%
30 Jun, 13	6	20.00%
31 Mar, 13	5	-28.57%
31 Dec, 12	7	-12.50%
30 Sep, 12	8	166.67%
30 Jun, 12	3	200.00%
31 Mar, 12	1	-
31 Dec, 11	1	-75.00%
30 Sep, 11	4	100.00%
30 Jun, 11	2	-
31 Mar, 11	2	-33.33%
31 Dec, 10	3	-25.00%
30 Sep, 10	4	-
30 Jun, 10	4	300.00%
31 Mar, 10	1	-75.00%
31 Dec, 09	4	-
30 Sep, 09	4	100.00%
30 Jun, 09	2	-
31 Mar, 09	2	-33.33%
31 Dec, 08	3	-
30 Sep, 08	3	-25.00%
30 Jun, 08	4	-20.00%
31 Mar, 08	5	25.00%
31 Dec, 07	4	-33.33%
30 Sep, 07	6	200.00%
30 Jun, 07	2	-
31 Mar, 07	-	-100.00%
31 Dec, 06	3	200.00%
30 Sep, 06	1	-66.67%
30 Jun, 06	3	-
31 Mar, 06	3	200.00%
31 Dec, 05	1	-
30 Sep, 05	-	-
30 Jun, 05	-	-100.00%
31 Mar, 05	1	-
31 Dec, 04	-	-100.00%
30 Sep, 04	1	-
30 Jun, 04	1	-
31 Mar, 04	1	-50.00%
31 Dec, 03	2	-
30 Sep, 03	2	100.00%
30 Jun, 03	1	-
31 Mar, 03	-	-100.00%
31 Dec, 02	2	100.00%
30 Sep, 02	1	-75.00%
30 Jun, 02	4	-
31 Mar, 02	4	100.00%
31 Dec, 01	2	-
30 Sep, 01	-	-100.00%
30 Jun, 01	3	50.00%
31 Mar, 01	2	-
31 Dec, 00	2	-33.33%
30 Sep, 00	3	200.00%
30 Jun, 00	1	-50.00%
31 Mar, 00	2	-50.00%
31 Dec, 99	4	33.33%
30 Sep, 99	3	50.00%
30 Jun, 99	2	-
31 Mar, 99	-	-

39 institutional shareholders have reduced their position in TY stock as of 31 Mar 24 compared to 33 in the previous quarter (a 18.18% increase).

All Institutional Ownership Trend Data

Date	Holdings	Change %	Shares Outstanding	Change %	Ownership %	Change %	Increased Positions	Change %	Reduced Positions	Change %
31 Mar, 24	126	3.28%	6,635,540	1.70%	12.53%	8.48%	49	-14.04%	39	18.18%
31 Dec, 23	122	3.39%	6,524,705	1.08%	12.16%	7.95%	57	35.71%	33	-13.16%
30 Sep, 23	118	-0.84%	6,455,303	1.35%	12.37%	8.30%	42	-19.23%	38	15.15%
30 Jun, 23	119	5.31%	6,369,251	1.47%	12.21%	8.43%	52	15.56%	33	-5.71%
31 Mar, 23	113	-7.38%	6,277,101	-2.34%	12.03%	7.93%	45	-27.42%	35	20.69%
31 Dec, 22	122	11.93%	6,427,325	-0.19%	12.32%	8.09%	62	67.57%	29	-9.38%
30 Sep, 22	109	-9.17%	6,439,586	-3.31%	12.34%	7.58%	37	-36.21%	32	6.67%
30 Jun, 22	120	-5.51%	6,659,965	-9.76%	12.76%	6.38%	58	5.45%	30	-14.29%
31 Mar, 22	127	-7.30%	7,380,161	4.44%	14.14%	7.71%	55	-35.29%	35	40.00%
31 Dec, 21	137	23.42%	7,066,675	2.91%	13.54%	7.82%	85	70.00%	25	38.89%
30 Sep, 21	111	-5.13%	6,866,542	3.97%	13.16%	7.73%	50	-23.08%	18	-28.00%
30 Jun, 21	117	1.74%	6,604,308	2.26%	13.04%	8.02%	65	25.00%	25	-26.47%
31 Mar, 21	115	11.65%	6,458,544	8.69%	12.76%	9.26%	52	13.04%	34	6.25%
31 Dec, 20	103	6.19%	5,942,123	10.21%	11.74%	11.45%	46	15.00%	32	18.52%
30 Sep, 20	97	-3.00%	5,391,871	-2.64%	10.12%	9.36%	40	-4.76%	27	-10.00%
30 Jun, 20	100	8.70%	5,537,905	-1.70%	10.40%	9.16%	42	20.00%	30	20.00%
31 Mar, 20	92	-17.12%	5,633,513	3.07%	10.66%	9.97%	35	-42.62%	25	66.67%
31 Dec, 19	111	7.77%	5,465,792	3.77%	10.34%	10.42%	61	45.24%	15	-37.50%
30 Sep, 19	103	8.42%	5,266,975	-1.16%	9.96%	10.23%	42	-10.64%	24	-4.00%
30 Jun, 19	95	-4.04%	5,328,813	-8.01%	9.87%	8.58%	47	-7.84%	25	38.89%
31 Mar, 19	99	3.13%	5,792,890	-5.60%	10.73%	6.76%	51	-13.56%	18	-5.26%
31 Dec, 18	96	-8.57%	6,136,750	-8.32%	12.59%	6.68%	59	31.11%	19	-32.14%
30 Sep, 18	105	-0.94%	6,693,316	-3.60%	13.73%	8.33%	45	-10.00%	28	16.67%
30 Jun, 18	106	6.00%	6,943,198	5.14%	12.84%	8.69%	50	19.05%	24	-14.29%
31 Mar, 18	100	1.01%	6,603,831	1.65%	12.15%	5.47%	42	-14.29%	28	-3.45%
31 Dec, 17	99	8.79%	6,496,470	-9.54%	14.91%	5.49%	49	22.50%	29	20.83%
30 Sep, 17	91	8.33%	7,181,456	-10.84%	16.48%	7.94%	40	-	24	-
30 Jun, 17	84	-	8,054,347	-15.09%	14.41%	5.28%	40	2.56%	24	9.09%
31 Mar, 17	84	-	9,485,528	-1.25%	16.52%	5.53%	39	-4.88%	22	15.79%
31 Dec, 16	84	13.51%	9,605,741	-7.13%	17.29%	4.99%	41	10.81%	19	35.71%
30 Sep, 16	74	1.37%	10,343,427	-1.93%	18.61%	5.62%	37	32.14%	14	-33.33%
30 Jun, 16	73	5.80%	10,547,404	-8.07%	18.20%	4.64%	28	-	21	10.53%
31 Mar, 16	69	-5.48%	11,473,245	-0.88%	19.80%	5.12%	28	-15.15%	19	-5.00%
31 Dec, 15	73	-1.35%	11,574,961	-1.26%	19.67%	4.96%	33	-8.33%	20	17.65%
30 Sep, 15	74	12.12%	11,722,232	-2.21%	19.92%	5.01%	36	50.00%	17	-5.56%
30 Jun, 15	66	-5.71%	11,987,362	0.01%	19.95%	5.17%	24	-22.58%	18	-10.00%
31 Mar, 15	70	1.45%	11,986,469	-0.02%	19.64%	5.09%	31	-11.43%	20	11.11%
31 Dec, 14	69	15.00%	11,989,385	0.80%	19.64%	5.17%	35	45.83%	18	5.88%
30 Sep, 14	60	-7.69%	11,894,128	-0.01%	19.49%	5.22%	24	-25.00%	17	54.55%
30 Jun, 14	65	3.17%	11,895,875	0.89%	19.32%	5.27%	32	39.13%	11	-47.62%
31 Mar, 14	63	3.28%	11,791,174	1.98%	19.14%	5.43%	23	-25.81%	21	31.25%
31 Dec, 13	61	7.02%	11,562,019	1.72%	18.77%	5.51%	31	19.23%	16	-
30 Sep, 13	57	-	11,366,333	0.33%	18.45%	5.65%	26	-43.48%	16	166.67%
30 Jun, 13	57	235.29%	11,328,913	247.62%	18.08%	66.34%	46	475.00%	6	20.00%
31 Mar, 13	17	-22.73%	3,259,023	-1.58%	5.22%	18.56%	8	-20.00%	5	-28.57%
31 Dec, 12	22	-12.00%	3,311,394	-15.75%	5.30%	13.38%	10	-	7	-12.50%
30 Sep, 12	25	19.05%	3,930,245	59.61%	6.30%	42.10%	10	11.11%	8	166.67%
30 Jun, 12	21	-8.70%	2,462,461	9.51%	3.87%	31.01%	9	-25.00%	3	200.00%
31 Mar, 12	23	15.00%	2,248,577	60.77%	3.53%	74.64%	12	-7.69%	1	-
31 Dec, 11	20	33.33%	1,398,617	6.53%	2.18%	52.18%	13	160.00%	1	-75.00%
30 Sep, 11	15	-11.76%	1,312,837	22.31%	2.04%	76.13%	5	-28.57%	4	100.00%
30 Jun, 11	17	30.77%	1,073,341	-29.50%	1.64%	29.97%	7	16.67%	2	-
31 Mar, 11	13	-7.14%	1,522,568	11.16%	2.34%	52.86%	6	-14.29%	2	-33.33%
31 Dec, 10	14	27.27%	1,369,655	-9.75%	2.10%	38.73%	7	-	3	-25.00%
30 Sep, 10	11	-	1,517,665	17.11%	2.33%	63.95%	7	16.67%	4	-
30 Jun, 10	11	-8.33%	1,295,918	58.59%	1.91%	131.84%	6	-33.33%	4	300.00%
31 Mar, 10	12	-7.69%	817,136	-5.04%	1.20%	74.94%	9	-	1	-75.00%
31 Dec, 09	13	-	860,504	-24.71%	1.27%	44.74%	9	28.57%	4	-
30 Sep, 09	13	30.00%	1,142,902	-11.34%	1.68%	49.48%	7	-12.50%	4	100.00%
30 Jun, 09	10	-	1,289,094	70.56%	1.84%	162.69%	8	14.29%	2	-
31 Mar, 09	10	-9.09%	755,802	-14.98%	1.06%	67.89%	7	-	2	-33.33%
31 Dec, 08	11	-35.29%	889,019	-71.61%	1.25%	6.44%	7	-	3	-
30 Sep, 08	17	-29.17%	3,131,824	-9.05%	4.41%	39.94%	7	-41.67%	3	-25.00%
30 Jun, 08	24	-7.69%	3,443,584	-16.20%	3.32%	21.13%	12	-29.41%	4	-20.00%
31 Mar, 08	26	4.00%	4,109,170	-24.97%	3.97%	14.04%	17	41.67%	5	25.00%
31 Dec, 07	25	13.64%	5,477,041	2.71%	5.32%	19.85%	12	9.09%	4	-33.33%
30 Sep, 07	22	22.22%	5,332,275	-0.49%	5.17%	18.91%	11	37.50%	6	200.00%
30 Jun, 07	18	-5.26%	5,358,374	-11.17%	5.23%	14.73%	8	-38.46%	2	-
31 Mar, 07	19	5.56%	6,032,496	118.42%	5.96%	80.06%	13	30.00%	-	-100.00%
31 Dec, 06	18	12.50%	2,761,864	30.66%	2.73%	62.57%	10	-9.09%	3	200.00%
30 Sep, 06	16	23.08%	2,113,856	27.48%	2.09%	85.08%	11	175.00%	1	-66.67%
30 Jun, 06	13	8.33%	1,658,149	15.67%	1.57%	88.92%	4	-33.33%	3	-
31 Mar, 06	12	9.09%	1,433,534	-25.37%	1.33%	41.96%	6	-	3	200.00%
31 Dec, 05	11	-	1,920,852	20.27%	1.78%	81.33%	6	-25.00%	1	-
30 Sep, 05	11	-15.38%	1,597,149	-29.26%	1.48%	35.60%	8	-27.27%	-	-
30 Jun, 05	13	116.67%	2,257,673	16.09%	2.04%	68.81%	11	120.00%	-	-100.00%
31 Mar, 05	6	20.00%	1,944,706	138.61%	1.72%	330.81%	5	25.00%	1	-
31 Dec, 04	5	-	815,023	641.71%	0.72%	7630.76%	4	-	-	-100.00%
30 Sep, 04	5	25.00%	109,885	-79.94%	0.10%	45.26%	4	100.00%	1	-
30 Jun, 04	4	-20.00%	547,783	-12.50%	0.46%	165.19%	2	-	1	-
31 Mar, 04	5	-37.50%	626,026	2.53%	0.53%	198.47%	2	-60.00%	1	-50.00%
31 Dec, 03	8	-	610,570	-34.43%	0.52%	83.22%	5	25.00%	2	-
30 Sep, 03	8	33.33%	931,164	148.90%	0.79%	823.50%	4	33.33%	2	100.00%
30 Jun, 03	6	50.00%	374,114	18.26%	0.31%	479.83%	3	-	1	-
31 Mar, 03	4	-33.33%	316,354	-18.84%	0.25%	259.46%	3	-25.00%	-	-100.00%
31 Dec, 02	6	-33.33%	389,779	13.76%	0.31%	413.67%	4	-	2	100.00%
30 Sep, 02	9	-18.18%	342,633	-5.81%	0.28%	346.24%	4	33.33%	1	-75.00%
30 Jun, 02	11	22.22%	363,759	-14.41%	0.28%	279.53%	3	-25.00%	4	-
31 Mar, 02	9	12.50%	425,025	-41.17%	0.32%	108.98%	4	-20.00%	4	100.00%
31 Dec, 01	8	14.29%	722,493	-13.56%	0.54%	138.44%	5	-	2	-
30 Sep, 01	7	16.67%	835,816	173.81%	0.62%	1151.31%	5	150.00%	-	-100.00%
30 Jun, 01	6	-33.33%	305,256	-10.13%	0.23%	360.17%	2	-66.67%	3	50.00%
31 Mar, 01	9	12.50%	339,679	29.80%	0.25%	662.58%	6	20.00%	2	-
31 Dec, 00	8	14.29%	261,687	15.99%	0.20%	686.74%	5	66.67%	2	-33.33%
30 Sep, 00	7	-	225,619	55.65%	0.17%	1261.71%	3	-25.00%	3	200.00%
30 Jun, 00	7	-	144,957	-6.57%	0.12%	754.68%	4	33.33%	1	-50.00%
31 Mar, 00	7	-	155,156	-17.70%	0.12%	616.87%	3	50.00%	2	-50.00%
31 Dec, 99	7	-30.00%	188,536	-62.24%	0.14%	100.67%	2	-66.67%	4	33.33%
30 Sep, 99	10	42.86%	499,285	38.92%	0.38%	400.16%	6	50.00%	3	50.00%
30 Jun, 99	7	-12.50%	359,394	-5.62%	0.31%	290.94%	4	-50.00%	2	-
31 Mar, 99	8	-	380,779	-	0.32%	-	8	-	-	-

Tri-Continental Insider Shareholders Trades

Open Market Insider Trades

Date	Name	Relation	Role	Transaction	Buy/Sell	Shares	Price	Value	Shares Held
Jan 18, 2024	Carrig Janet	director	-	S-Sale	Sell	27	$27.71	$748.14	73
Jul 07, 2023	Sivaraman Raghavendran		-	P-Purchase	Buy	415	$27.10	$11.25K	3,000
Jul 07, 2023	Sivaraman Raghavendran		-	P-Purchase	Buy	712	$27.08	$19.28K	2,585
Jul 07, 2023	Sivaraman Raghavendran		-	P-Purchase	Buy	1,873	$27.06	$50.68K	1,873
Mar 14, 2022	Lee Grace	director		P-Purchase	Buy	2,000	$29.15	$58.30K	2,000
May 14, 2021	Beckman Daniel	officer	Senior Vice President	P-Purchase	Buy	325	$34.00	$11.05K	325
Nov 19, 2020	Petersen Christopher O.	officer	President & Prin Exec Off	P-Purchase	Buy	100	$28.40	$2.84K	100

Open Market Insider Buys

Date	Name	Relation	Role	Transaction	Buy/Sell	Shares	Price	Value	Shares Held
Jul 07, 2023	Sivaraman Raghavendran		-	P-Purchase	Buy	415	$27.10	$11.25K	3,000
Jul 07, 2023	Sivaraman Raghavendran		-	P-Purchase	Buy	712	$27.08	$19.28K	2,585
Jul 07, 2023	Sivaraman Raghavendran		-	P-Purchase	Buy	1,873	$27.06	$50.68K	1,873
Mar 14, 2022	Lee Grace	director		P-Purchase	Buy	2,000	$29.15	$58.30K	2,000
May 14, 2021	Beckman Daniel	officer	Senior Vice President	P-Purchase	Buy	325	$34.00	$11.05K	325
Nov 19, 2020	Petersen Christopher O.	officer	President & Prin Exec Off	P-Purchase	Buy	100	$28.40	$2.84K	100

Insider Sells

Date	Name	Relation	Role	Transaction	Buy/Sell	Shares	Price	Value	Shares Held
Mar 01, 2024	Waldner Matthew M	other	See Remarks		Sell	-	-	-	15,743
Jan 18, 2024	Carrig Janet	director	-	S-Sale	Sell	27	$27.71	$748.14	73
Jan 02, 2024	MOFFETT DAVID M	director	-		Sell	-	-	-	100
Jan 04, 2023	Carrig Janet	director	-		Sell	-	-	-	100
Jan 04, 2022	HACKER DOUGLAS A	director	-		Sell	-	-	-	220
Jun 22, 2021	Nusinzon Oleg		-		Sell	-	-	-	-
Jun 15, 2020	Yeager Sandra	director	-		Sell	-	-	-	1,000

All Insider Owners Trades

Date	Name	Relation	Role	Transaction	Buy/Sell	Shares	Price	Value	Shares Held
Mar 01, 2024	Waldner Matthew M	other	See Remarks		Sell	-	-	-	15,743
Mar 01, 2024	Waldner Matthew M	other	See Remarks		Buy	-	-	-	151
Jan 18, 2024	Carrig Janet	director	-	S-Sale	Sell	27	$27.71	$748.14	73
Jan 16, 2024	Asselta Francine		-		Buy	-	-	-	-
Jan 16, 2024	Kutin Joshua		-		Buy	-	-	-	-
Jan 10, 2024	Marc Zeitoun		-		Buy	-	-	-	-
Jan 02, 2024	MOFFETT DAVID M	director	-		Sell	-	-	-	100
Jul 07, 2023	Sivaraman Raghavendran		-	P-Purchase	Buy	415	$27.10	$11.25K	3,000
Jul 07, 2023	Sivaraman Raghavendran		-	P-Purchase	Buy	712	$27.08	$19.28K	2,585
Jul 07, 2023	Sivaraman Raghavendran		-	P-Purchase	Buy	1,873	$27.06	$50.68K	1,873
Jan 04, 2023	Carrig Janet	director	-		Sell	-	-	-	100
Mar 14, 2022	Lee Grace	director		P-Purchase	Buy	2,000	$29.15	$58.30K	2,000
Jan 04, 2022	HACKER DOUGLAS A	director	-		Sell	-	-	-	220
Jun 22, 2021	Nusinzon Oleg		-		Sell	-	-	-	-
May 14, 2021	Beckman Daniel	officer	Senior Vice President	P-Purchase	Buy	325	$34.00	$11.05K	325
Mar 05, 2021	Tannuzzo Gene R		-		Buy	-	-	-	-
Nov 19, 2020	Petersen Christopher O.	officer	President & Prin Exec Off	P-Purchase	Buy	100	$28.40	$2.84K	100
Oct 05, 2020	Lee Grace		-		Buy	-	-	-	-
Jun 25, 2020	Engelking Brian M.		-		Buy	-	-	-	-
Jun 15, 2020	Yeager Sandra	director	-		Sell	-	-	-	1,000

The last insider sell of Tri-Continental's stock was made by Waldner Matthew M on Mar 01 2024, selling - shares at - per share (valued at -). The last insider buy of TY was made by Sivaraman Raghavendran on Jul 07 2023, buying 415 shares at $27.10 per share (worth $11.25K).

Tri-Continental Insider Ownership Trends

All Insider Trades Trend

Date	Buy	Sell	Buy/Sell Ratio
Q1 2024	-	2	-
Q3 2023	3	1	300.00%
Q1 2023	-	1	-
Q1 2022	1	1	100.00%
Q2 2021	1	1	100.00%
Q1 2021	-	-	-
Q4 2020	1	-	-
Q2 2020	-	1	-
Q1 2020	55	3	1833.33%
Q2 2019	-	1	-
Q1 2019	-	-	-
Q4 2018	8	-	-
Q2 2018	-	7	-
Q1 2018	-	2	-
Q2 2017	-	-	-
Q1 2017	27	-	-
Q4 2016	-	-	-
Q2 2016	-	1	-
Q4 2015	4	-	-
Q1 2015	14	1	1400.00%

0 total buy trades, and 2 total sell trades (buy/sell ratio of 0.00%) were made by Tri-Continental's insiders, as of Q1 2024.

Open Market Insider Trades Trend

Date	Buy	Sell	Buy/Sell Ratio
Q1 2024	-	-	-
Q3 2023	3	1	300.00%
Q1 2023	-	-	-
Q1 2022	1	-	-
Q2 2021	1	-	-
Q1 2021	-	-	-
Q4 2020	1	-	-
Q2 2020	-	-	-
Q1 2020	55	2	2750.00%
Q2 2019	-	-	-
Q1 2019	-	-	-
Q4 2018	8	-	-
Q2 2018	-	7	-
Q1 2018	-	-	-
Q2 2017	-	-	-
Q1 2017	27	-	-
Q4 2016	-	-	-
Q2 2016	-	-	-
Q4 2015	4	-	-
Q1 2015	14	-	-

As of Q1 2024, Insider owners conducted 0 open market buy trades and 0 open market sell trades of Tri-Continental's stocks.

Tri-Continental Peer Ownership

Ticker	Company
CET	Central Securities Corp.

TY Ownership FAQ

Who Owns Tri-Continental?

Tri-Continental is owned by institutional shareholders (12.53%), insiders (0.03%), and public (87.44%). The largest institutional shareholder of Tri-Continental is ALLSPRING GLOBAL INVESTMENTS HOLDINGS, LLC (1.04% of total shares) and the top mutual fund owner is Starboard Investment Trust (0.13% of total shares).

Who are the major institutional shareholders of Tri-Continental?

Tri-Continental's major institutional shareholders are ALLSPRING GLOBAL INVESTMENTS HOLDINGS, LLC, MORGAN STANLEY, BARD FINANCIAL SERVICES, INC., LAZARD ASSET MANAGEMENT LLC, and BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC. The top five shareholders own together 4.66% of the company's share outstanding.

How many Tri-Continental shareholders are there?

As of Mar 2024, there are 126 institutional shareholders of Tri-Continental.

What percentage of Tri-Continental is owned by ALLSPRING GLOBAL INVESTMENTS HOLDINGS, LLC?

ALLSPRING GLOBAL INVESTMENTS HOLDINGS, LLC owns 548.54K shares of Tri-Continental, representing 1.04% of the company's total shares outstanding, valued at $16.9M (as of Mar 2024).

What percentage of Tri-Continental is owned by MORGAN STANLEY?

As of Mar 2024, MORGAN STANLEY holds 539.95K shares of Tri-Continental (TY), compromising 1.02% of the company, valued at $16.63M.

What percentage of Tri-Continental is owned by BARD FINANCIAL SERVICES, INC?

BARD FINANCIAL SERVICES, INC is the third largest holder of Tri-Continental. The company owns 516.8K of the company's shares outstanding (worth $15.92M).