WhiteHorse Finance Ownership 2024 | Who Owns WhiteHorse Finance Now?

Overview RevenueFinancials Chart Transcripts

Institutional Ownership

15.69%

Insider Ownership

21.40%

Retail Ownership

62.91%

Institutional Holders

63.00

WhiteHorse Finance Institutional Shareholders

Institutional Shareholders by % of Total Shares

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
SOUND INCOME STRATEGIES, LLC	3.68%	0.66%	855,223	42,828	5.27%	10,493,590	Jun 30, 2024
TWO SIGMA INVESTMENTS, LP	0.88%	0.01%	205,605	113,540	123.33%	2,522,773	Jun 30, 2024
LEGAL & GENERAL GROUP PLC	0.79%	0.00%	184,683	5,598	3.13%	2,266,060	Jun 30, 2024
ADVISORS ASSET MANAGEMENT, INC.	0.74%	0.04%	171,292	-37,366	-17.91%	2,101,753	Jun 30, 2024
MORGAN STANLEY	0.71%	0.00%	165,092	5,797	3.64%	2,025,692	Jun 30, 2024
BASSO CAPITAL MANAGEMENT, L.P.	0.53%	1.35%	122,138	-	-	1,498,633	Jun 30, 2024
RAYMOND JAMES & ASSOCIATES	0.41%	0.00%	94,891	6,333	7.15%	1,164,317	Jun 30, 2024
GABLES CAPITAL MANAGEMENT INC.	0.39%	0.57%	89,506	-	-	1,098,240	Jun 30, 2024
MILLENNIUM MANAGEMENT LLC	0.38%	0.00%	88,901	44,995	102.48%	1,090,815	Jun 30, 2024
VIRTUS ETF ADVISERS LLC	0.33%	0.46%	76,383	15,786	26.05%	937,219	Jun 30, 2024
BLACKROCK INC.	0.32%	-	73,892	-1,980	-2.61%	906,655	Jun 30, 2024
ROYAL BANK OF CANADA	0.31%	0.00%	72,170	3,919	5.74%	886,000	Jun 30, 2024
CONNOR, CLARK & LUNN INVESTMENT MANAGEMENT LTD.	0.31%	0.00%	71,471	3,319	4.87%	876,949	Jun 30, 2024
ATRIA WEALTH SOLUTIONS, INC.	0.28%	0.01%	64,275	8,866	16.00%	813,114	Jun 30, 2024
UBS GROUP AG	0.26%	0.00%	59,303	-123,807	-67.61%	727,647	Jun 30, 2024
MARSHALL WACE, LLP	0.23%	0.00%	52,715	52,715	100.00%	646,814	Jun 30, 2024
LPL FINANCIAL LLC	0.22%	0.00%	51,182	4,750	10.23%	628,008	Jun 30, 2024
QUADRATURE CAPITAL LTD	0.20%	0.01%	46,560	19,675	73.18%	571,757	Jun 30, 2024
QUBE RESEARCH & TECHNOLOGIES LTD	0.20%	0.00%	45,953	44,023	2280.98%	563,843	Jun 30, 2024
TOROSO INVESTMENTS, LLC	0.19%	0.01%	45,020	3,934	9.57%	552,395	Jun 30, 2024

WhiteHorse Finance's largest institutional shareholder is SOUND INCOME STRATEGIES, LLC, holding 3.68% of the company's total share outstanding, currently valued at $10.49M. The top 10 institutional shareholders own together 8.84% of the company.

Institutional Shareholders by % of Total Assets

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
BASSO CAPITAL MANAGEMENT, L.P.	0.53%	1.35%	122,138	-	-	1,498,633	Jun 30, 2024
SOUND INCOME STRATEGIES, LLC	3.68%	0.66%	855,223	42,828	5.27%	10,493,590	Jun 30, 2024
GABLES CAPITAL MANAGEMENT INC.	0.39%	0.57%	89,506	-	-	1,098,240	Jun 30, 2024
VIRTUS ETF ADVISERS LLC	0.33%	0.46%	76,383	15,786	26.05%	937,219	Jun 30, 2024
BARD ASSOCIATES INC	0.14%	0.16%	32,720	-1,400	-4.10%	413,764	Jun 30, 2024
DIMENSION CAPITAL MANAGEMENT LLC	0.14%	0.08%	31,812	-	-	390,333	Jun 30, 2024
POWELL INVESTMENT ADVISORS, LLC	0.05%	0.07%	11,060	-	-	139,964	Jun 30, 2024
SANDERS MORRIS HARRIS LLC	0.14%	0.07%	32,244	956	3.06%	395,632	Jun 30, 2024
ADVISORS ASSET MANAGEMENT, INC.	0.74%	0.04%	171,292	-37,366	-17.91%	2,101,753	Jun 30, 2024
VIRTU FINANCIAL LLC	0.06%	0.01%	12,802	12,802	100.00%	157,000	Jun 30, 2024
IFP ADVISORS, INC	0.09%	0.01%	21,961	-3,224	-12.80%	269,461	Jun 30, 2024
QUADRATURE CAPITAL LTD	0.20%	0.01%	46,560	19,675	73.18%	571,757	Jun 30, 2024
ATRIA WEALTH SOLUTIONS, INC.	0.28%	0.01%	64,275	8,866	16.00%	813,114	Jun 30, 2024
BI ASSET MANAGEMENT FONDSMAEGLERSELSKAB A/S	0.17%	0.01%	39,303	39,303	100.00%	482,000	Jun 30, 2024
TRIAD WEALTH PARTNERS, LLC	0.01%	0.01%	1,200	1,200	100.00%	14,724	Jun 30, 2024
TOROSO INVESTMENTS, LLC	0.19%	0.01%	45,020	3,934	9.57%	552,395	Jun 30, 2024
TWO SIGMA INVESTMENTS, LP	0.88%	0.01%	205,605	113,540	123.33%	2,522,773	Jun 30, 2024
RONALD BLUE TRUST, INC.	0.14%	0.01%	33,000	-	-	409,200	Jun 30, 2024
HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALIST, LLC	0.01%	0.00%	1,268	39	3.17%	15,000	Jun 30, 2024
CONNOR, CLARK & LUNN INVESTMENT MANAGEMENT LTD.	0.31%	0.00%	71,471	3,319	4.87%	876,949	Jun 30, 2024

The largest WhiteHorse Finance shareholder by % of total assets is BASSO CAPITAL MANAGEMENT, L.P.. The company owns 122.14K shares of WhiteHorse Finance (WHF), representing 1.35% of its total assets.

Institutional Buyers

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
TWO SIGMA INVESTMENTS, LP	0.88%	0.01%	205,605	113,540	123.33%	2,522,773	Jun 30, 2024
MARSHALL WACE, LLP	0.23%	0.00%	52,715	52,715	100.00%	646,814	Jun 30, 2024
MILLENNIUM MANAGEMENT LLC	0.38%	0.00%	88,901	44,995	102.48%	1,090,815	Jun 30, 2024
QUBE RESEARCH & TECHNOLOGIES LTD	0.20%	0.00%	45,953	44,023	2280.98%	563,843	Jun 30, 2024
SOUND INCOME STRATEGIES, LLC	3.68%	0.66%	855,223	42,828	5.27%	10,493,590	Jun 30, 2024
BI ASSET MANAGEMENT FONDSMAEGLERSELSKAB A/S	0.17%	0.01%	39,303	39,303	100.00%	482,000	Jun 30, 2024
SQUAREPOINT OPS LLC	0.13%	0.00%	29,081	29,081	100.00%	356,824	Jun 30, 2024
HRT FINANCIAL LP	0.11%	0.00%	26,244	26,244	100.00%	322,000	Jun 30, 2024
QUADRATURE CAPITAL LTD	0.20%	0.01%	46,560	19,675	73.18%	571,757	Jun 30, 2024
WELLS FARGO & COMPANY/MN	0.10%	0.00%	22,698	16,688	277.67%	278,506	Jun 30, 2024
VIRTUS ETF ADVISERS LLC	0.33%	0.46%	76,383	15,786	26.05%	937,219	Jun 30, 2024
D. E. SHAW & CO., INC.	0.06%	0.00%	14,062	14,062	100.00%	172,541	Jun 30, 2024
VIRTU FINANCIAL LLC	0.06%	0.01%	12,802	12,802	100.00%	157,000	Jun 30, 2024
TREXQUANT INVESTMENT LP	0.05%	0.00%	12,470	12,470	100.00%	153,007	Jun 30, 2024
JUMP FINANCIAL, LLC	0.05%	0.00%	12,171	12,171	100.00%	149,339	Jun 30, 2024
AVANTAX ADVISORY SERVICES, INC.	0.13%	0.00%	30,116	8,909	42.01%	369,520	Jun 30, 2024
ATRIA WEALTH SOLUTIONS, INC.	0.28%	0.01%	64,275	8,866	16.00%	813,114	Jun 30, 2024
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.14%	0.00%	33,083	8,110	32.48%	406,000	Jun 30, 2024
COMMONWEALTH EQUITY SERVICES, LLC	0.09%	0.00%	21,986	7,195	48.64%	270,000	Jun 30, 2024
TOWER RESEARCH CAPITAL LLC (TRC)	0.03%	0.00%	7,036	6,795	2819.50%	86,332	Jun 30, 2024

As of Jun 30 2024, WhiteHorse Finance's largest institutional buyer is TWO SIGMA INVESTMENTS, LP. The company purchased 113.54K stocks of WHF, valued at $2.52M.

Institutional Sellers

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
UBS GROUP AG	0.26%	0.00%	59,303	-123,807	-67.61%	727,647	Jun 30, 2024
ADVISORS ASSET MANAGEMENT, INC.	0.74%	0.04%	171,292	-37,366	-17.91%	2,101,753	Jun 30, 2024
GOLDMAN SACHS GROUP INC	-	-	-	-15,317	-100.00%	-	Jun 30, 2024
BAKER TILLY WEALTH MANAGEMENT, LLC	-	-	-	-11,000	-100.00%	-	Jun 30, 2024
DAVENPORT & CO LLC	-	-	-	-10,973	-100.00%	-	Jun 30, 2024
JPMORGAN CHASE & CO	0.01%	-	2,922	-8,288	-73.93%	35,853	Jun 30, 2024
IFP ADVISORS, INC	0.09%	0.01%	21,961	-3,224	-12.80%	269,461	Jun 30, 2024
ENTRYPOINT CAPITAL, LLC	-	-	-	-3,114	-100.00%	-	Jun 30, 2024
BLACKROCK INC.	0.32%	-	73,892	-1,980	-2.61%	906,655	Jun 30, 2024
BARD ASSOCIATES INC	0.14%	0.16%	32,720	-1,400	-4.10%	413,764	Jun 30, 2024
BNP PARIBAS ARBITRAGE, SNC	0.00%	-	63	-19	-23.17%	773	Jun 30, 2024
PRINCIPAL SECURITIES, INC.	-	-	11	-12	-52.17%	135	Jun 30, 2024
FMR LLC	-	-	-	-1	-100.00%	-	Jun 30, 2024
BASSO CAPITAL MANAGEMENT, L.P.	0.53%	1.35%	122,138	-	-	1,498,633	Jun 30, 2024
GABLES CAPITAL MANAGEMENT INC.	0.39%	0.57%	89,506	-	-	1,098,240	Jun 30, 2024
DIMENSION CAPITAL MANAGEMENT LLC	0.14%	0.08%	31,812	-	-	390,333	Jun 30, 2024
POWELL INVESTMENT ADVISORS, LLC	0.05%	0.07%	11,060	-	-	139,964	Jun 30, 2024
RONALD BLUE TRUST, INC.	0.14%	0.01%	33,000	-	-	409,200	Jun 30, 2024
NEWEDGE WEALTH, LLC	0.05%	0.00%	12,439	-	-	152,628	Jun 30, 2024
TOWNSQUARE CAPITAL LLC	0.05%	0.00%	11,000	-	-	134,970	Jun 30, 2024

As of Jun 30 2024, WhiteHorse Finance's biggest institutional seller is UBS GROUP AG. The company sold -0.12M shares of WHF, valued at $727.65K.

Institutional New positions

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
MARSHALL WACE, LLP	0.23%	0.00%	52,715	52,715	100.00%	646,814	Jun 30, 2024
BI ASSET MANAGEMENT FONDSMAEGLERSELSKAB A/S	0.17%	0.01%	39,303	39,303	100.00%	482,000	Jun 30, 2024
SQUAREPOINT OPS LLC	0.13%	0.00%	29,081	29,081	100.00%	356,824	Jun 30, 2024
HRT FINANCIAL LP	0.11%	0.00%	26,244	26,244	100.00%	322,000	Jun 30, 2024
VIRTU FINANCIAL LLC	0.06%	0.01%	12,802	12,802	100.00%	157,000	Jun 30, 2024
TREXQUANT INVESTMENT LP	0.05%	0.00%	12,470	12,470	100.00%	153,007	Jun 30, 2024
JUMP FINANCIAL, LLC	0.05%	0.00%	12,171	12,171	100.00%	149,339	Jun 30, 2024
TRIAD WEALTH PARTNERS, LLC	0.01%	0.01%	1,200	1,200	100.00%	14,724	Jun 30, 2024
CIBC PRIVATE WEALTH GROUP, LLC	0.00%	-	1,000	1,000	100.00%	12,320	Jun 30, 2024
GROUP ONE TRADING, L.P.	0.00%	-	890	890	100.00%	10,920,000	Jun 30, 2024

WhiteHorse Finance's largest new institutional shareholder by number of shares is MARSHALL WACE, LLP, purchased 52.72K shares, valued at $646.81K, as of undefined.

Institutional Sold Out

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
GOLDMAN SACHS GROUP INC	-	-	-	-15,317	-100.00%	-	Jun 30, 2024
BAKER TILLY WEALTH MANAGEMENT, LLC	-	-	-	-11,000	-100.00%	-	Jun 30, 2024
DAVENPORT & CO LLC	-	-	-	-10,973	-100.00%	-	Jun 30, 2024
ENTRYPOINT CAPITAL, LLC	-	-	-	-3,114	-100.00%	-	Jun 30, 2024
FMR LLC	-	-	-	-1	-100.00%	-	Jun 30, 2024

WhiteHorse Finance's largest sold out institutional shareholder by shares sold is GOLDMAN SACHS GROUP INC, sold -15.32K shares, valued at -, as of undefined.

WhiteHorse Finance Mutual Fund Holders

Name	% Total Assets	Total Shares	Change Amount	Change %	Date
HIGH INCOME SECURITIES FUND	0.65%	118,752	-	-	Aug 31, 2022
Alternative Credit Income Fund	0.07%	207,328	-	-	Mar 31, 2024
ETFis Series Trust I	0.04%	50,760	6,402	14.43%	Jan 31, 2024
Tidal ETF Trust	0.00%	60,250	3,344	5.88%	Feb 29, 2024
Putnam ETF Trust	0.00%	36,018	7,862	27.92%	Jan 31, 2024
Invesco Exchange-Traded Fund Trust II	0.00%	687,453	-	-	Jan 31, 2024
LITMAN GREGORY FUNDS TRUST	0.00%	54,892	-	-	Mar 31, 2024
LAZARD FUNDS INC	0.00%	3,499	-	-	Mar 31, 2024
Blackstone Alternative Investment Funds	0.00%	1,200	-	-	Mar 31, 2024
USAA MUTUAL FUNDS TRUST	0.00%	1,952	-	-	Jan 31, 2024
JOHN HANCOCK VARIABLE INSURANCE TRUST	0.00%	557	-	-	Mar 31, 2024

WhiteHorse Finance's largest mutual fund holder by % of total assets is "HIGH INCOME SECURITIES FUND", owning 118.75K shares, compromising 0.65% of its total assets.

WhiteHorse Finance Institutional Ownership Trends

Institutional Holdings Trend

Date	Holdings	Change %
30 Jun, 24	63	10.53%
31 Mar, 24	57	-6.56%
31 Dec, 23	61	8.93%
30 Sep, 23	56	5.66%
30 Jun, 23	53	-7.02%
31 Mar, 23	57	-10.94%
31 Dec, 22	64	30.61%
30 Sep, 22	49	6.52%
30 Jun, 22	46	12.20%
31 Mar, 22	41	-12.77%
31 Dec, 21	47	2.17%
30 Sep, 21	46	-2.13%
30 Jun, 21	47	-2.08%
31 Mar, 21	48	9.09%
31 Dec, 20	44	2.33%
30 Sep, 20	43	10.26%
30 Jun, 20	39	-17.02%
31 Mar, 20	47	-14.55%
31 Dec, 19	55	25.00%
30 Sep, 19	44	-2.22%
30 Jun, 19	45	25.00%
31 Mar, 19	36	9.09%
31 Dec, 18	33	-8.33%
30 Sep, 18	36	-2.70%
30 Jun, 18	37	19.35%
31 Mar, 18	31	-18.42%
31 Dec, 17	38	2.70%
30 Sep, 17	37	15.63%
30 Jun, 17	32	39.13%
31 Mar, 17	23	4.55%
31 Dec, 16	22	22.22%
30 Sep, 16	18	-25.00%
30 Jun, 16	24	-
31 Mar, 16	24	-11.11%
31 Dec, 15	27	-6.90%
30 Sep, 15	29	11.54%
30 Jun, 15	26	8.33%
31 Mar, 15	24	-7.69%
31 Dec, 14	26	-7.14%
30 Sep, 14	28	-28.21%
30 Jun, 14	39	2.63%
31 Mar, 14	38	11.76%
31 Dec, 13	34	-8.11%
30 Sep, 13	37	8.82%
30 Jun, 13	34	277.78%
31 Mar, 13	9	125.00%
31 Dec, 12	4	-

As of 30 Jun 24, 63 institutions are holding WhiteHorse Finance's shares, representing an increase of 10.53% compared to the previous quarter.

Shares Outstanding Trend

Date	Shares Outstanding	Change %
30 Jun, 24	3,646,373	21.65%
31 Mar, 24	2,997,318	-1.83%
31 Dec, 23	3,053,344	5.63%
30 Sep, 23	2,890,693	1.46%
30 Jun, 23	2,849,169	2.41%
31 Mar, 23	2,782,167	-5.01%
31 Dec, 22	2,928,945	1.72%
30 Sep, 22	2,879,345	2.32%
30 Jun, 22	2,814,095	1.06%
31 Mar, 22	2,784,629	-8.93%
31 Dec, 21	3,057,795	30.78%
30 Sep, 21	2,338,058	-8.67%
30 Jun, 21	2,560,135	-10.31%
31 Mar, 21	2,854,316	-3.33%
31 Dec, 20	2,952,687	-12.92%
30 Sep, 20	3,390,609	-0.23%
30 Jun, 20	3,398,472	-10.67%
31 Mar, 20	3,804,572	-9.21%
31 Dec, 19	4,190,714	29.40%
30 Sep, 19	3,238,574	-4.04%
30 Jun, 19	3,374,880	44.15%
31 Mar, 19	2,341,235	-9.30%
31 Dec, 18	2,581,284	-4.59%
30 Sep, 18	2,705,455	48.92%
30 Jun, 18	1,816,729	7.77%
31 Mar, 18	1,685,712	-7.13%
31 Dec, 17	1,815,205	-4.09%
30 Sep, 17	1,892,676	-3.99%
30 Jun, 17	1,971,335	0.81%
31 Mar, 17	1,955,493	1.34%
31 Dec, 16	1,929,661	4.41%
30 Sep, 16	1,848,126	-5.09%
30 Jun, 16	1,947,151	-5.40%
31 Mar, 16	2,058,239	-6.42%
31 Dec, 15	2,199,427	-12.59%
30 Sep, 15	2,516,161	-7.96%
30 Jun, 15	2,733,867	3.37%
31 Mar, 15	2,644,837	8.31%
31 Dec, 14	2,441,833	24.15%
30 Sep, 14	1,966,873	-5.70%
30 Jun, 14	2,085,702	1.32%
31 Mar, 14	2,058,572	10.03%
31 Dec, 13	1,870,915	7.26%
30 Sep, 13	1,744,340	13.15%
30 Jun, 13	1,541,619	227.47%
31 Mar, 13	470,770	-18.54%
31 Dec, 12	577,900	-

WhiteHorse Finance (WHF) has 3.65M shares outstanding as of 30 Jun 24, up 21.65% compared to the previous quarter.

Institutional Ownership Trend

Date	Ownership %	Change %
30 Jun, 24	15.69%	9.43%
31 Mar, 24	12.90%	7.47%
31 Dec, 23	13.14%	8.49%
30 Sep, 23	12.44%	8.28%
30 Jun, 23	12.26%	8.56%
31 Mar, 23	11.97%	7.53%
31 Dec, 22	12.61%	8.22%
30 Sep, 22	12.39%	8.45%
30 Jun, 22	12.11%	8.40%
31 Mar, 22	12.01%	5.74%
31 Dec, 21	14.46%	11.50%
30 Sep, 21	11.21%	7.28%
30 Jun, 21	12.41%	6.43%
31 Mar, 21	13.89%	6.73%
31 Dec, 20	14.37%	5.28%
30 Sep, 20	16.50%	6.03%
30 Jun, 20	16.54%	4.82%
31 Mar, 20	18.52%	4.45%
31 Dec, 19	20.40%	8.21%
30 Sep, 19	15.76%	5.84%
30 Jun, 19	16.43%	12.65%
31 Mar, 19	11.40%	7.22%
31 Dec, 18	12.56%	7.25%
30 Sep, 18	13.17%	16.82%
30 Jun, 18	8.85%	13.13%
31 Mar, 18	8.21%	9.41%
31 Dec, 17	9.34%	10.98%
30 Sep, 17	9.22%	7.99%
30 Jun, 17	10.75%	9.42%
31 Mar, 17	10.68%	9.61%
31 Dec, 16	10.54%	10.34%
30 Sep, 16	10.10%	8.92%
30 Jun, 16	10.64%	8.41%
31 Mar, 16	11.24%	5.46%
31 Dec, 15	14.36%	5.09%
30 Sep, 15	16.79%	5.04%
30 Jun, 15	18.25%	5.86%
31 Mar, 15	17.65%	6.65%
31 Dec, 14	16.30%	9.46%
30 Sep, 14	13.13%	6.77%
30 Jun, 14	13.92%	7.37%
31 Mar, 14	13.74%	8.80%
31 Dec, 13	12.49%	9.21%
30 Sep, 13	11.65%	10.98%
30 Jun, 13	10.30%	104.10%
31 Mar, 13	3.15%	21.10%
31 Dec, 12	3.86%	-

As of 30 Jun 24, WhiteHorse Finance is held by 15.69% institutional shareholders, representing a 9.43% growth compared to 31 Mar 24.

Institutional Increased Positions Trend

Date	Increased Positions	Change %
30 Jun, 24	41	51.85%
31 Mar, 24	27	-12.90%
31 Dec, 23	31	3.33%
30 Sep, 23	30	30.43%
30 Jun, 23	23	-28.13%
31 Mar, 23	32	-20.00%
31 Dec, 22	40	73.91%
30 Sep, 22	23	-8.00%
30 Jun, 22	25	47.06%
31 Mar, 22	17	-39.29%
31 Dec, 21	28	21.74%
30 Sep, 21	23	-25.81%
30 Jun, 21	31	14.81%
31 Mar, 21	27	22.73%
31 Dec, 20	22	22.22%
30 Sep, 20	18	20.00%
30 Jun, 20	15	-48.28%
31 Mar, 20	29	-29.27%
31 Dec, 19	41	57.69%
30 Sep, 19	26	-27.78%
30 Jun, 19	36	56.52%
31 Mar, 19	23	53.33%
31 Dec, 18	15	-21.05%
30 Sep, 18	19	-
30 Jun, 18	19	58.33%
31 Mar, 18	12	-29.41%
31 Dec, 17	17	-34.62%
30 Sep, 17	26	44.44%
30 Jun, 17	18	100.00%
31 Mar, 17	9	-10.00%
31 Dec, 16	10	66.67%
30 Sep, 16	6	-40.00%
30 Jun, 16	10	42.86%
31 Mar, 16	7	-56.25%
31 Dec, 15	16	6.67%
30 Sep, 15	15	7.14%
30 Jun, 15	14	27.27%
31 Mar, 15	11	-26.67%
31 Dec, 14	15	50.00%
30 Sep, 14	10	-61.54%
30 Jun, 14	26	23.81%
31 Mar, 14	21	10.53%
31 Dec, 13	19	-17.39%
30 Sep, 13	23	-25.81%
30 Jun, 13	31	244.44%
31 Mar, 13	9	125.00%
31 Dec, 12	4	-

41 institutional shareholders have increased their position in WHF stock as of 30 Jun 24 compared to 27 in the previous quarter (a 51.85% increase).

Institutional Reduced Positions Trend

Date	Reduced Positions	Change %
30 Jun, 24	8	-42.86%
31 Mar, 24	14	-
31 Dec, 23	14	40.00%
30 Sep, 23	10	-37.50%
30 Jun, 23	16	77.78%
31 Mar, 23	9	-40.00%
31 Dec, 22	15	15.38%
30 Sep, 22	13	18.18%
30 Jun, 22	11	22.22%
31 Mar, 22	9	-
31 Dec, 21	9	-30.77%
30 Sep, 21	13	8.33%
30 Jun, 21	12	-20.00%
31 Mar, 21	15	-6.25%
31 Dec, 20	16	-
30 Sep, 20	16	-5.88%
30 Jun, 20	17	-
31 Mar, 20	17	112.50%
31 Dec, 19	8	-27.27%
30 Sep, 19	11	83.33%
30 Jun, 19	6	-14.29%
31 Mar, 19	7	-41.67%
31 Dec, 18	12	33.33%
30 Sep, 18	9	-18.18%
30 Jun, 18	11	37.50%
31 Mar, 18	8	-27.27%
31 Dec, 17	11	57.14%
30 Sep, 17	7	16.67%
30 Jun, 17	6	20.00%
31 Mar, 17	5	-
31 Dec, 16	5	-16.67%
30 Sep, 16	6	-25.00%
30 Jun, 16	8	-33.33%
31 Mar, 16	12	100.00%
31 Dec, 15	6	-25.00%
30 Sep, 15	8	100.00%
30 Jun, 15	4	-63.64%
31 Mar, 15	11	57.14%
31 Dec, 14	7	-50.00%
30 Sep, 14	14	55.56%
30 Jun, 14	9	-
31 Mar, 14	9	-10.00%
31 Dec, 13	10	11.11%
30 Sep, 13	9	350.00%
30 Jun, 13	2	-
31 Mar, 13	-	-
31 Dec, 12	-	-

8 institutional shareholders have reduced their position in WHF stock as of 30 Jun 24 compared to 14 in the previous quarter (a -42.86% decrease).

All Institutional Ownership Trend Data

Date	Holdings	Change %	Shares Outstanding	Change %	Ownership %	Change %	Increased Positions	Change %	Reduced Positions	Change %
30 Jun, 24	63	10.53%	3,646,373	21.65%	15.69%	9.43%	41	51.85%	8	-42.86%
31 Mar, 24	57	-6.56%	2,997,318	-1.83%	12.90%	7.47%	27	-12.90%	14	-
31 Dec, 23	61	8.93%	3,053,344	5.63%	13.14%	8.49%	31	3.33%	14	40.00%
30 Sep, 23	56	5.66%	2,890,693	1.46%	12.44%	8.28%	30	30.43%	10	-37.50%
30 Jun, 23	53	-7.02%	2,849,169	2.41%	12.26%	8.56%	23	-28.13%	16	77.78%
31 Mar, 23	57	-10.94%	2,782,167	-5.01%	11.97%	7.53%	32	-20.00%	9	-40.00%
31 Dec, 22	64	30.61%	2,928,945	1.72%	12.61%	8.22%	40	73.91%	15	15.38%
30 Sep, 22	49	6.52%	2,879,345	2.32%	12.39%	8.45%	23	-8.00%	13	18.18%
30 Jun, 22	46	12.20%	2,814,095	1.06%	12.11%	8.40%	25	47.06%	11	22.22%
31 Mar, 22	41	-12.77%	2,784,629	-8.93%	12.01%	5.74%	17	-39.29%	9	-
31 Dec, 21	47	2.17%	3,057,795	30.78%	14.46%	11.50%	28	21.74%	9	-30.77%
30 Sep, 21	46	-2.13%	2,338,058	-8.67%	11.21%	7.28%	23	-25.81%	13	8.33%
30 Jun, 21	47	-2.08%	2,560,135	-10.31%	12.41%	6.43%	31	14.81%	12	-20.00%
31 Mar, 21	48	9.09%	2,854,316	-3.33%	13.89%	6.73%	27	22.73%	15	-6.25%
31 Dec, 20	44	2.33%	2,952,687	-12.92%	14.37%	5.28%	22	22.22%	16	-
30 Sep, 20	43	10.26%	3,390,609	-0.23%	16.50%	6.03%	18	20.00%	16	-5.88%
30 Jun, 20	39	-17.02%	3,398,472	-10.67%	16.54%	4.82%	15	-48.28%	17	-
31 Mar, 20	47	-14.55%	3,804,572	-9.21%	18.52%	4.45%	29	-29.27%	17	112.50%
31 Dec, 19	55	25.00%	4,190,714	29.40%	20.40%	8.21%	41	57.69%	8	-27.27%
30 Sep, 19	44	-2.22%	3,238,574	-4.04%	15.76%	5.84%	26	-27.78%	11	83.33%
30 Jun, 19	45	25.00%	3,374,880	44.15%	16.43%	12.65%	36	56.52%	6	-14.29%
31 Mar, 19	36	9.09%	2,341,235	-9.30%	11.40%	7.22%	23	53.33%	7	-41.67%
31 Dec, 18	33	-8.33%	2,581,284	-4.59%	12.56%	7.25%	15	-21.05%	12	33.33%
30 Sep, 18	36	-2.70%	2,705,455	48.92%	13.17%	16.82%	19	-	9	-18.18%
30 Jun, 18	37	19.35%	1,816,729	7.77%	8.85%	13.13%	19	58.33%	11	37.50%
31 Mar, 18	31	-18.42%	1,685,712	-7.13%	8.21%	9.41%	12	-29.41%	8	-27.27%
31 Dec, 17	38	2.70%	1,815,205	-4.09%	9.34%	10.98%	17	-34.62%	11	57.14%
30 Sep, 17	37	15.63%	1,892,676	-3.99%	9.22%	7.99%	26	44.44%	7	16.67%
30 Jun, 17	32	39.13%	1,971,335	0.81%	10.75%	9.42%	18	100.00%	6	20.00%
31 Mar, 17	23	4.55%	1,955,493	1.34%	10.68%	9.61%	9	-10.00%	5	-
31 Dec, 16	22	22.22%	1,929,661	4.41%	10.54%	10.34%	10	66.67%	5	-16.67%
30 Sep, 16	18	-25.00%	1,848,126	-5.09%	10.10%	8.92%	6	-40.00%	6	-25.00%
30 Jun, 16	24	-	1,947,151	-5.40%	10.64%	8.41%	10	42.86%	8	-33.33%
31 Mar, 16	24	-11.11%	2,058,239	-6.42%	11.24%	5.46%	7	-56.25%	12	100.00%
31 Dec, 15	27	-6.90%	2,199,427	-12.59%	14.36%	5.09%	16	6.67%	6	-25.00%
30 Sep, 15	29	11.54%	2,516,161	-7.96%	16.79%	5.04%	15	7.14%	8	100.00%
30 Jun, 15	26	8.33%	2,733,867	3.37%	18.25%	5.86%	14	27.27%	4	-63.64%
31 Mar, 15	24	-7.69%	2,644,837	8.31%	17.65%	6.65%	11	-26.67%	11	57.14%
31 Dec, 14	26	-7.14%	2,441,833	24.15%	16.30%	9.46%	15	50.00%	7	-50.00%
30 Sep, 14	28	-28.21%	1,966,873	-5.70%	13.13%	6.77%	10	-61.54%	14	55.56%
30 Jun, 14	39	2.63%	2,085,702	1.32%	13.92%	7.37%	26	23.81%	9	-
31 Mar, 14	38	11.76%	2,058,572	10.03%	13.74%	8.80%	21	10.53%	9	-10.00%
31 Dec, 13	34	-8.11%	1,870,915	7.26%	12.49%	9.21%	19	-17.39%	10	11.11%
30 Sep, 13	37	8.82%	1,744,340	13.15%	11.65%	10.98%	23	-25.81%	9	350.00%
30 Jun, 13	34	277.78%	1,541,619	227.47%	10.30%	104.10%	31	244.44%	2	-
31 Mar, 13	9	125.00%	470,770	-18.54%	3.15%	21.10%	9	125.00%	-	-
31 Dec, 12	4	-	577,900	-	3.86%	-	4	-	-	-

WhiteHorse Finance Insider Shareholders Trades

Open Market Insider Trades

Date	Name	Relation	Role	Transaction	Buy/Sell	Shares	Price	Value	Shares Held
Aug 14, 2024	BOLDUC JOHN	director	-	P-Purchase	Buy	2,379	$11.50	$27.36K	226,705
Aug 14, 2024	BOLDUC JOHN	director	-	P-Purchase	Buy	6,316	$11.48	$72.51K	224,326
Aug 14, 2024	BOLDUC JOHN	director	-	P-Purchase	Buy	2,338	$11.50	$26.89K	223,450
Aug 14, 2024	BOLDUC JOHN	director	-	P-Purchase	Buy	6,357	$11.48	$72.98K	221,112
May 30, 2024	MNAYMNEH SAMI	10 percent owner	-	S-Sale	Sell	1,000,000	$12.15	$12.15M	3,976,258
May 30, 2024	TAMER ANTHONY	10 percent owner	-	S-Sale	Sell	1,000,000	$12.15	$12.15M	3,976,258
May 26, 2023	BOLDUC JOHN	director	-	P-Purchase	Buy	4,385	$11.40	$49.99K	218,010
May 26, 2023	BOLDUC JOHN	director	-	P-Purchase	Buy	4,385	$11.40	$49.99K	214,755
May 26, 2023	BOLDUC JOHN	director	-	P-Purchase	Buy	4,300	$11.56	$49.71K	213,625
May 26, 2023	BOLDUC JOHN	director	-	P-Purchase	Buy	4,300	$11.55	$49.66K	210,370
May 23, 2023	BOLDUC JOHN	director	-	P-Purchase	Buy	4,220	$11.60	$48.95K	209,325
May 23, 2023	BOLDUC JOHN	director	-	P-Purchase	Buy	4,300	$11.60	$49.88K	206,070
May 23, 2023	BOLDUC JOHN	director	-	P-Purchase	Buy	2,114	$11.60	$24.52K	205,105
May 23, 2023	BOLDUC JOHN	director	-	P-Purchase	Buy	2,500	$11.60	$29.00K	201,770
May 18, 2023	BOLDUC JOHN	director	-	P-Purchase	Buy	383	$11.60	$4.44K	202,991
May 18, 2023	BOLDUC JOHN	director	-	P-Purchase	Buy	8,300	$11.71	$97.19K	202,608
May 18, 2023	BOLDUC JOHN	director	-	P-Purchase	Buy	4,250	$11.65	$49.51K	199,270
May 15, 2023	BOLDUC JOHN	director	-	P-Purchase	Buy	4,250	$11.73	$49.85K	195,020
May 15, 2023	BOLDUC JOHN	director	-	P-Purchase	Buy	200	$11.70	$2.34K	194,308

Open Market Insider Buys

Date	Name	Relation	Role	Transaction	Buy/Sell	Shares	Price	Value	Shares Held
Aug 14, 2024	BOLDUC JOHN	director	-	P-Purchase	Buy	2,379	$11.50	$27.36K	226,705
Aug 14, 2024	BOLDUC JOHN	director	-	P-Purchase	Buy	6,316	$11.48	$72.51K	224,326
Aug 14, 2024	BOLDUC JOHN	director	-	P-Purchase	Buy	2,338	$11.50	$26.89K	223,450
Aug 14, 2024	BOLDUC JOHN	director	-	P-Purchase	Buy	6,357	$11.48	$72.98K	221,112
May 26, 2023	BOLDUC JOHN	director	-	P-Purchase	Buy	4,385	$11.40	$49.99K	218,010
May 26, 2023	BOLDUC JOHN	director	-	P-Purchase	Buy	4,385	$11.40	$49.99K	214,755
May 26, 2023	BOLDUC JOHN	director	-	P-Purchase	Buy	4,300	$11.56	$49.71K	213,625
May 26, 2023	BOLDUC JOHN	director	-	P-Purchase	Buy	4,300	$11.55	$49.66K	210,370
May 23, 2023	BOLDUC JOHN	director	-	P-Purchase	Buy	4,220	$11.60	$48.95K	209,325
May 23, 2023	BOLDUC JOHN	director	-	P-Purchase	Buy	4,300	$11.60	$49.88K	206,070
May 23, 2023	BOLDUC JOHN	director	-	P-Purchase	Buy	2,114	$11.60	$24.52K	205,105
May 23, 2023	BOLDUC JOHN	director	-	P-Purchase	Buy	2,500	$11.60	$29.00K	201,770
May 18, 2023	BOLDUC JOHN	director	-	P-Purchase	Buy	383	$11.60	$4.44K	202,991
May 18, 2023	BOLDUC JOHN	director	-	P-Purchase	Buy	8,300	$11.71	$97.19K	202,608
May 18, 2023	BOLDUC JOHN	director	-	P-Purchase	Buy	4,250	$11.65	$49.51K	199,270
May 15, 2023	BOLDUC JOHN	director	-	P-Purchase	Buy	4,250	$11.73	$49.85K	195,020
May 15, 2023	BOLDUC JOHN	director	-	P-Purchase	Buy	200	$11.70	$2.34K	194,308

Insider Sells

Date	Name	Relation	Role	Transaction	Buy/Sell	Shares	Price	Value	Shares Held
May 30, 2024	MNAYMNEH SAMI	10 percent owner	-	S-Sale	Sell	1,000,000	$12.15	$12.15M	3,976,258
May 30, 2024	TAMER ANTHONY	10 percent owner	-	S-Sale	Sell	1,000,000	$12.15	$12.15M	3,976,258
Apr 18, 2024	Volpe John Paul	director	-		Sell	-	-	-	-

All Insider Owners Trades

Date	Name	Relation	Role	Transaction	Buy/Sell	Shares	Price	Value	Shares Held
Aug 14, 2024	BOLDUC JOHN	director	-	P-Purchase	Buy	2,379	$11.50	$27.36K	226,705
Aug 14, 2024	BOLDUC JOHN	director	-	P-Purchase	Buy	6,316	$11.48	$72.51K	224,326
Aug 14, 2024	BOLDUC JOHN	director	-	P-Purchase	Buy	2,338	$11.50	$26.89K	223,450
Aug 14, 2024	BOLDUC JOHN	director	-	P-Purchase	Buy	6,357	$11.48	$72.98K	221,112
May 30, 2024	MNAYMNEH SAMI	10 percent owner	-	S-Sale	Sell	1,000,000	$12.15	$12.15M	3,976,258
May 30, 2024	TAMER ANTHONY	10 percent owner	-	S-Sale	Sell	1,000,000	$12.15	$12.15M	3,976,258
Apr 18, 2024	Volpe John Paul	director	-		Sell	-	-	-	-
May 26, 2023	BOLDUC JOHN	director	-	P-Purchase	Buy	4,385	$11.40	$49.99K	218,010
May 26, 2023	BOLDUC JOHN	director	-	P-Purchase	Buy	4,385	$11.40	$49.99K	214,755
May 26, 2023	BOLDUC JOHN	director	-	P-Purchase	Buy	4,300	$11.56	$49.71K	213,625
May 26, 2023	BOLDUC JOHN	director	-	P-Purchase	Buy	4,300	$11.55	$49.66K	210,370
May 23, 2023	BOLDUC JOHN	director	-	P-Purchase	Buy	4,220	$11.60	$48.95K	209,325
May 23, 2023	BOLDUC JOHN	director	-	P-Purchase	Buy	4,300	$11.60	$49.88K	206,070
May 23, 2023	BOLDUC JOHN	director	-	P-Purchase	Buy	2,114	$11.60	$24.52K	205,105
May 23, 2023	BOLDUC JOHN	director	-	P-Purchase	Buy	2,500	$11.60	$29.00K	201,770
May 18, 2023	BOLDUC JOHN	director	-	P-Purchase	Buy	383	$11.60	$4.44K	202,991
May 18, 2023	BOLDUC JOHN	director	-	P-Purchase	Buy	8,300	$11.71	$97.19K	202,608
May 18, 2023	BOLDUC JOHN	director	-	P-Purchase	Buy	4,250	$11.65	$49.51K	199,270
May 15, 2023	BOLDUC JOHN	director	-	P-Purchase	Buy	4,250	$11.73	$49.85K	195,020
May 15, 2023	BOLDUC JOHN	director	-	P-Purchase	Buy	200	$11.70	$2.34K	194,308

The last insider sell of WhiteHorse Finance's stock was made by MNAYMNEH SAMI on May 30 2024, selling 1,000,000 shares at $12.15 per share (valued at $12.15M). The last insider buy of WHF was made by BOLDUC JOHN on Aug 14 2024, buying 2,379 shares at $11.50 per share (worth $27.36K).

WhiteHorse Finance Insider Ownership Trends

All Insider Trades Trend

Date	Buy	Sell	Buy/Sell Ratio
Q3 2024	4	-	-
Q2 2024	-	3	-
Q2 2023	13	-	-
Q1 2023	4	-	-
Q4 2022	16	-	-
Q1 2020	13	-	-
Q4 2019	-	6	-
Q3 2019	-	1	-
Q2 2019	1	4	25.00%
Q4 2018	5	-	-
Q3 2018	-	4	-
Q2 2018	1	2	50.00%
Q1 2018	3	-	-
Q4 2017	-	1	-
Q2 2017	-	1	-
Q4 2016	2	-	-
Q3 2016	-	-	-
Q2 2016	8	1	800.00%
Q1 2016	3	-	-
Q4 2015	42	-	-

4 total buy trades, and 0 total sell trades (buy/sell ratio of 0%) were made by WhiteHorse Finance's insiders, as of Q3 2024.

Open Market Insider Trades Trend

Date	Buy	Sell	Buy/Sell Ratio
Q3 2024	4	-	-
Q2 2024	-	2	-
Q2 2023	13	-	-
Q1 2023	4	-	-
Q4 2022	16	-	-
Q1 2020	13	-	-
Q4 2019	-	6	-
Q3 2019	-	-	-
Q2 2019	1	4	25.00%
Q4 2018	5	-	-
Q3 2018	-	4	-
Q2 2018	1	2	50.00%
Q1 2018	3	-	-
Q4 2017	-	-	-
Q2 2017	-	-	-
Q4 2016	2	-	-
Q3 2016	-	-	-
Q2 2016	8	-	-
Q1 2016	3	-	-
Q4 2015	38	-	-

As of Q3 2024, Insider owners conducted 4 open market buy trades and 0 open market sell trades of WhiteHorse Finance's stocks.

WhiteHorse Finance Peer Ownership

Ticker	Company
GLAD	Gladstone Capital Corporation
FDUS	Fidus Investment Corporation
DHIL	Diamond Hill Investment Group, Inc.
NMFC	New Mountain Finance Corporation
GBDC	Golub Capital BDC, Inc.
TSLX	Sixth Street Specialty Lending, Inc.
PFLT	PennantPark Floating Rate Capital Ltd.
PTMN	Portman Ridge Finance Corporation
CGBD	Carlyle Secured Lending, Inc.
TCPC	BlackRock TCP Capital Corp.
MRCC	Monroe Capital Corporation
HRZN	Horizon Technology Finance Corporation

WHF Ownership FAQ

Who Owns WhiteHorse Finance?

WhiteHorse Finance is owned by institutional shareholders (15.69%), insiders (21.40%), and public (62.91%). The largest institutional shareholder of WhiteHorse Finance is SOUND INCOME STRATEGIES, LLC (3.68% of total shares) and the top mutual fund owner is HIGH INCOME SECURITIES FUND (0.65% of total shares).

Who are the major institutional shareholders of WhiteHorse Finance?

WhiteHorse Finance's major institutional shareholders are SOUND INCOME STRATEGIES, LLC, TWO SIGMA INVESTMENTS, LP, LEGAL & GENERAL GROUP PLC, ADVISORS ASSET MANAGEMENT, INC., and MORGAN STANLEY. The top five shareholders own together 6.81% of the company's share outstanding.

How many WhiteHorse Finance shareholders are there?

As of Jun 2024, there are 63 institutional shareholders of WhiteHorse Finance.

What percentage of WhiteHorse Finance is owned by SOUND INCOME STRATEGIES, LLC?

SOUND INCOME STRATEGIES, LLC owns 855.22K shares of WhiteHorse Finance, representing 3.68% of the company's total shares outstanding, valued at $10.49M (as of Jun 2024).

What percentage of WhiteHorse Finance is owned by TWO SIGMA INVESTMENTS, LP?

As of Jun 2024, TWO SIGMA INVESTMENTS, LP holds 205.6K shares of WhiteHorse Finance (WHF), compromising 0.88% of the company, valued at $2.52M.

What percentage of WhiteHorse Finance is owned by LEGAL & GENERAL GROUP PLC?

LEGAL & GENERAL GROUP PLC is the third largest holder of WhiteHorse Finance. The company owns 184.68K of the company's shares outstanding (worth $2.27M).