OFS Capital Ownership | Who Owns OFS Capital?


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OFS Capital Ownership Summary


OFS Capital is owned by 5.51% institutional investors, 22.58% insiders, and 71.91% retail investors. Two sigma advisers, lp is the largest institutional shareholder, holding 1.32% of OFS shares. First Trust Specialty Finance is the top mutual fund, with 0.73% of its assets in OFS Capital shares.

OFS Ownership Benchmark


TypeName% Inst% Insiders% Retail
StockOFS Capital5.51%22.58%71.91%
SectorFinancial Services Stocks 37.05%15.59%47.36%
IndustryAsset Management Stocks49.15%11.31%39.54%

Institutional Shareholders


Top Institutional Shareholders by Total Shares

HolderShares% HoldingValue
Two sigma advisers, lp176.30K1.32%$1.36M
International assets investment management109.95K0.82%$377.46K
Virtus investment advisers92.67K0.69%$328.96K
Arkadios wealth advisors77.72K0.58%$597.70K
Marshall wace, llp75.11K0.56%$266.64K
O'shaughnessy asset management61.18K0.46%$217.19K
Bulldog investors, llp57.64K0.43%$204.62K
Squarepoint ops50.32K0.38%$178.64K
Vident advisory49.24K0.37%$174.79K
Two sigma investments, lp44.01K0.33%$156.22K

Top Institutional Shareholders by % of Total Assets

HolderShares% AssetsValue
Virtus investment advisers92.67K0.09%$328.96K
Lgt financial advisors3.08K0.06%$10.95K
Bulldog investors, llp57.64K0.05%$204.62K
International assets investment management109.95K0.03%$377.46K
Soa wealth advisors, llc.18.75K0.02%$89.22K
Arkadios wealth advisors77.72K0.01%$597.70K
Access investment management2.50K0.01%$19.23K
Two sigma advisers, lp176.30K0.00%$1.36M
Trexquant investment lp20.85K0.00%$160.31K
Vident advisory49.24K0.00%$174.79K

Top Buyers

HolderShares% AssetsChange
Vident advisory49.24K0.00%49.24K
Susquehanna group, llp23.30K-23.30K
Ubs group21.76K-18.41K
Xtx topco16.64K0.00%16.64K
Virtus investment advisers92.67K0.09%10.44K

Top Sellers

HolderShares% AssetsChange
Morgan stanley39.56K--117.95K
Confluence investment management---98.00K
Advisors asset management---85.23K
Connor, clark & lunn investment management---70.18K
Virtus etf advisers---64.34K

New Positions

HolderShares% AssetsChangeValue
Vident advisory49.24K0.00%49.24K$174.79K
Susquehanna group, llp23.30K-23.30K$82.71K
Xtx topco16.64K0.00%16.64K$59.08K
Lgt financial advisors3.08K0.06%3.08K$10.95K
Allworth financial lp7.00-7.00$25.00

Sold Out

HolderChange
Fmr-1.00
Cypress capital-150.00
Northwestern mutual wealth management-350.00
Spire wealth management-435.00
Cape investment advisory-542.00

Institutional Ownership Trends


DateHoldingsChange %SharesChange %OwnershipChange %Increased PositionChange %Decreased PositionChange %
Mar 31, 202630-9.09%738,120-34.69%57.74%1330.00%9-40.00%
Dec 31, 202516-50.00%393,932-68.03%23.48%2-84.62%9-10.00%
Sep 30, 202512-67.57%410,947-71.27%32.69%4-76.47%2-80.00%
Jun 30, 20253727.59%1,432,964-2.33%108.92%1863.64%10-
Mar 31, 202529-17.14%1,467,1270.22%109.17%11-15.38%1025.00%

Top Mutual Funds Shareholders


HolderShares% HoldingChange
First Trust Specialty Finance98.00K0.73%-
Virtus Private Credit ETF78.67K0.59%-2.00K
Kingsbarn Dividend Opportunity ETF39.83K0.30%-
Special Opportunities Fund30.15K0.23%30.15K
High Income Securities27.49K0.21%-
Blackstone Alternative Multi-Strategy I1.91K0.01%1.91K
O'Shaughnessy Micro Cap1.30K0.01%-
Sun Life CC&L Group Income & Growth Seg252.000.00%252.00
AAM Business Dev Co Opps 2023-2 CA100.000.00%-
AAM Business Dev Co Opps 2022-2 CA100.000.00%-

Recent Insider Transactions


DateNameRoleActivityValue
May 28, 2020HEALY ELAINE-Buy$51.10K
Nov 17, 2020Porter Mukya Chief Compliance OfficerBuy$1.19K
Nov 16, 2020Owen Jeffery S. Chief Accounting OfficerBuy$69.19K
Nov 13, 2020Owen Jeffery S. Chief Accounting OfficerBuy$13.18K
Nov 13, 2020RESSLER RICHARD S-Buy$46.56K

Insider Transactions Trends


DateBuySell
2023 Q1--
2022 Q1--
2021 Q3--
2021 Q1--
2020 Q412-

OFS Ownership FAQ


Who Owns OFS Capital?

OFS Capital shareholders are primarily institutional investors at 5.51%, followed by 22.58% insiders and 71.91% retail investors. The average institutional ownership in OFS Capital's industry, Asset Management Stocks, is 49.15%, which OFS Capital falls below.

Who owns the most shares of OFS Capital?

OFS Capital’s largest shareholders are Two sigma advisers, lp (176.3K shares, 1.32%), International assets investment management (109.95K shares, 0.82%), and Virtus investment advisers (92.66K shares, 0.69%). Together, they hold 2.83% of OFS Capital’s total shares outstanding.

Does Blackrock own OFS Capital?

BlackRock is not among the top 10 institutional shareholders of OFS Capital.

Who is OFS Capital’s biggest shareholder by percentage of total assets invested?

Virtus investment advisers is OFS Capital’s biggest shareholder by percentage of total assets invested, with 0.09% of its assets in 92.66K OFS Capital shares, valued at 328.96K$.

Who is the top mutual fund holder of OFS Capital shares?

First Trust Specialty Finance is the top mutual fund holder of OFS Capital shares, with 0.73% of its total shares outstanding invested in 98K OFS Capital shares.

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